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Leadership/Management Table
Listing only Searching SPACs
Page Link Commons Price Commons Daily Change Warrants Price Warrants Daily Change Units Price Units Daily Change Leadership Mgmt Details Commons Volume Days Since IPO
PACK$36.220.00.0NaNNaN4788501417
HSAQ$9.860.00.0NaNNaN20964487
RACB$9.730.00.0
' Peter Kolchinsky, Ph.D.', 'Tess Cameron', 'Matthew Hammond, Ph.D.', 'Stephen J. Hoffman, M.D., Ph.D.', ' Peter Kolchinsky, Ph.D.'
Tess Cameron, 35, has been our Chief Financial Officer and a Director since July 2020\. Ms. Came2263
BLSA$9.870.00.0
'Adam Koppel', 'Jeffrey Schwartz', 'Andrew Hack', 'Allene Diaz', 'Barry Greene', 'Barry Greene'
our Chief Ex7314409
FVAM$9.860.00.0NaNNaN104421
JYAC$9.800.00.0NaNNaN1331381
DGNU$10.000.00.0
'Marc Stad', 'Christian Jensen', 'Marc Stad', ' Sarah J. Friar', ' David D. Ossip', ' Gokul Rajaram', ' Sarah J. Friar'
Christian Jensen serves as the Chief Executive Officer of Dragoneer Growth Opportunities Corp. III. Mr. Jensen also currently serves as a Partner at Dragoneer where he has led or coled over 25 of Dragoneer’s investments. Prior to joining Dragoneer, Mr. Jensen was a Principal at Accel Partners, a venture capital firm in Palo Alto. Previously, Mr. Jensen was an associate at AEA Investors, a private investment firm, and Aetos Capital, an investment mana47267257
PANA$9.760.00.0
'Oleg Nodelman', 'Scott Perlen', 'Scott Platshon', 'Scott Platshon', 'Oleg Nodelman', 'Douglas Giordano', 'Nina Kjellson', 'Praveen Tipirneni, M.D.', 'Douglas E. Williams, Ph.D.'
Oleg Nodelman has been our Chief Executive Officer since January 2021 and is our Chairman Nominee. Mr. Nodelman has been the Portfolio Manager of EcoR1, a biotechfocused investment advisory firm that invests in companies at all stages of research and development, since he founded it in 2013. With nearly 20 years of experience in biotech investing, Mr. Nodelman has expertise in all aspects of investment management and deep roots in the biotech and scientific communities. Before founding EcoR1, Mr. Nodelman was an analyst and portfolio manager from 2001 to 2012 at Biotechnology Value Fund. Prior to BVF, Mr. Nodelman worked in strategic consulting and organizational management at Mercer Management Consulting (now Oliver Wyman). He currently serves as a Board Member for Prothena (Nasdaq: PRTA), a clinicalstage neuroscience company focused on the discovery and development of novel therapies and was the Chief Executive Officer and Chairman of Panacea Acquisition Corp. Mr. Nodelman has a Bachelor of Science in Foreign Service with a concentration in Science and Technology from Georgetown University. Mr. Nodelman is well qualified to serve as the Chairperson of our board of directors because of his experience serving on the boards of directors of public and private companies in the pharmaceutical/biote0243
AGCB$9.960.00.0
' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b'
Hab Siam serves as the General Counsel of Altimeter Growth Corp. 2. Mr. Siam also currently serves as Altimeter's General Counsel274285332
OMEG$9.800.00.0
' Otello Stampacchia, PhD', 'Michelle Doig', 'Francesco Draetta, CFA, FRM, CAIA', 'Vincent Ossipow, PhD, CFA', 'Daniel Lynch', 'Jan van de Winkel, PhD', 'Martin Babler', 'Joseph Slattery'
Otello Stampacchia, PhD serves as our Chief Executive Officer and the Chairman of our board of directors.. Dr. Stampacchia is founder, Managing Director, and a member of the investment committee at Omega. Dr. Stampacchia currently serves on the board of directors of public companies: Kronos Bio (Nasdaq: KRON) (since May 2018), Morphic Therapeutic (Nasdaq: MORF) (since September 2018), and Replimune (Nasdaq: REPL) (since September 2015), and private companies: Amunix Pharmaceuticals, Inc. (since March 2020) and Scorpion Therapeutics (since October 2020). Dr. Stampacchia has also previously served on the boards of ESSA Pharma, Inc. from January 2015 to October 2019, Median Technologies SA from September 2014 to January 2020, Nuvation Bio, Inc. from February 2019 to September 2020 and Gossamer Bio, Inc. from January 2018 to September 2019. Prior to founding Omega, Dr. Stampacchia was in charge of life sciences direct investments and diligence for healthcare venture fund of fund investments at AlpInvest Partners (now part of The Carlyle Group). Before AlpInvest Partners, he was the portfolio ma122333
ABGI$9.780.00.0
'Fan (Frank) Yu', 'Daniel Johnson', 'JeanPierre Sommadossi', 'Stuart Chaffee', 'Robert Castro'
We believe Mr. Yu’s qualifications to serve on our board of directors include his substantial business and investment leadership, including in global life sciences, and his experience in envisioning and implementing strategic relatio4824291
SVFB$9.890.00.0
'Munish Varma', 'Navneet Govil'
_._ Govil currently serves as a Managing Partner and Chief Financial Officer of SoftBank Investment Advisers (SBIA). Prior to joining SoftBank, Mr. Govil served in senior corporate officer roles for publicly traded multinational corporations. At CA Technologies, Mr. Govil was Senior Vice President of Finance and Strategic Pricing, where he led treasury, corporate business development, pricing and business unit finance functions. Previously, he was Vice Presid1223271
YTPG$9.880.00.0
' Karl Peterson', 'Anilu VazquezUbarri', 'Mark Fields', 'Maryanne Hancock', 'Chad Leat', 'Nancy Mahon', 'Chad Leat', ' Karl Peterson', 'Anilu VazquezUbarri', 'Eduardo Tamraz'
Karl Peterson has been our NonExecutive Chairman and Director since March 2021. Mr. Peterson is a Senior Partner of TPG and Managing Partner of TPG Pace Group, the firm's effort to sponsor special purpose acquisition companies and other permanent capital solutions for companies. Mr. Peterson currently serves as the NonExecutive Chairman and Director of TPG Pace Beneficial Finance Corp. and TPG Pace Tech Opportunities Corp. since July 2020; and TPG Pace Tech Opportunities II Corp. and TPG Pace Solutions Corp. since January 2021. Mr. Peterson has served as a director, President and Chief Executive Officer of PaceII from its inception in February 2017 through its business combination with Accel in November 2019, and is currently the Chairman and a member of the board of directors of Accel. Mr. Peterson has also served as a director, President and Chief Executive Officer of PaceI from its inception in June 2015 through its business combination with Playa in March 2017125235
KVSA$9.830.00.0
'Vinod Khosla', 'Samir Kaul', 'Peter Buckland', 'Jagdeep Singh', 'Rajiv J. Shah', 'Derek Anthony West', 'Molly Coye', 'Mario Schlosser', 'Dmitri Shklovsky'
_Samir Kaul_. Mr. Kaul has served as a member of our Board since January 2021. Mr. Kaul has been a General Partner at Khosla Ventures, a venture capital firm, since February 2006 and currently serves on the boards of directors of several private and public companies, including Guardant Health and Jack Creek Investment Corp. Additionally, Mr. Kaul has served as President, C36547278
LHAA$9.790.00.0
Eric Hippeau , our Chief Executive Officer and one of our directors since January 2021, is a Managing Partner at Lerer Hippeau, a position he has held since 2010. Previously, Mr. Hippeau was the Chief Executive Officer of The Huffington Post, in which he had invested as a Managing Partner at Softbank Capital. Mr. Hippeau coled SoftBank’s investing activities for nearly a decade, investing in leading companies including Buddy Media, Geocities, and Yahoo!. Mr. Hippeau has also served as Chairman and Chief Executive Officer of ZiffDavis, former top publisher of computer magazines. Mr. Hippeau sits on the boards of BuzzFeed and, since September 2016, Marriott International (NASDAQ: MAR), and he served on the board of Yahoo! (formerly NASDAQ: YHOO) from 19962011. Our board of directors has determined that Mr. Hippeau’s substantial operational experience and history of identifying and backing successful companies in enterprise software, digital health and advanced technology makes him a5001275
VAQC$9.850.00.0
'Alex Slusky', 'David Fishman', 'David Baylor', 'John Herr', 'David Fishman'
David Fishman, our President, joined Vector Capital in 2006 and has more than 20 years of investing and transactional experience in technology companies. He is the President of Vector I. Prior to joining Vector, Mr. Fishman spent ten years at Goldman, Sachs & Co. where he was a Managing Director in the Mergers and Acquisitions division and focused on technology and media transactions. Mr. Fishman has extensive transaction expertise, having consummated approximately 30 mergers and acquisitions dur8546270
TWOA$9.760.00.0
'Kevin E. Hartz', 'Gautam Gupta', 'Troy B. Steckenrider III', 'Pierre Lamond', 'Michelle Gill', 'Gautam Gupta'
We believe that Mr. Hartz’s broad operational and transactional experience makes him well qualified to serve as CoChief Execu11480255
IACC$9.800.00.0NaNNaN50891219
TCVA$9.850.00.0NaNNaN6206235
ISAA$10.040.00.0
'Amy Butte', ' Joshua L. Spear', ' Alexander P. Oxman', ' Trevor A. Edwards', ' Jay Margolis', ' Ruma Bose'
She also served as Chief Financial Officer and Strategist for the Financial Services Division of Credit Suisse First Boston, Inc. and was a highly ranked equity research ana2900179
KVSC$9.840.00.0
'Vinod Khosla', 'Samir Kaul', 'Peter Buckland'
_Samir Kaul_. Mr. Kaul has served as a member of our Board since January 2021. Mr. Kaul has been a General Partner at Khosla Ventures, a venture capital firm, since February 2006 and currently serves on the boards of directors of several private and public companies, including Guardant Health and Jack Creek Investment Corp. Additionally, Mr. Kaul has served as President, Chief Executive Officer and Director of KV Acquisition I and KV Acquisition II since their inceptions in January 2021. Mr. Kaul holds a B.S. degree in Biology from the University of Michigan, an M.S. degree in Biochemistry from the University of Maryland and an M.B.A. degree from Harvard Business School. We b96338257
FWAC$9.840.00.0
'Brendan Wallace', ' Andriy Mykhaylovskyy', ' Adeyemi Ajao', ' Adeyemi Ajao', ' Poonam Sharma Mathis', ' Amanda Parness'
Brendan Wallace serves as our Chief Executive Officer and Chairman. Mr. Wallace also serves as a cofounder and Managing Partner at Fifth Wall since May 2016, where he also serves as the chairman of the investment committee, Mr. Wallace is also the Chairman of the Board and Chief Executive Officer of Fifth Wall Acquisition Corp. I and Fifth Wall Acquisition Corp. II. Prior to starting Fifth Wall, Mr. Wallace cofounded Identified Inc., a venturebacked data and analytics company, in January 2009, that was subsequently acquired by Workday, Inc. in February 2014\. Mr. Wallace also was involved in the founding of Maxi Mobility Spain, S.L. (d/b/a Cabify) in September 2012\. Mr. Wallace has been an active investor, leading more than 65 angel investments including Dollar Shave Club, Bonobos, Carbon38, Clutter, Inc., Philz Coffee, Inc., Allbirds, Inc., MasterClass, Roofstock, Inc., Common Living, Inc. Mr. Wallace started his career at The Goldman Sachs Group, Inc. in the real estate, hospitality, and gaming investment banking before joining The Blackstone Group Inc.'s real estate private equity group where he was involved with the buyout of Hilton Hotels and Equity Office Properties. Mr. Wallace received his B.A. Summa Cum Laude in Political Science from Princeton University in 2004 and received his M.B.A. from Stanford University in 2010. We believe Mr. Wallace is well suited to be a member of our board of directors based on his exten20194
ALCC$9.850.00.0
' Michael Klein', 'Jay Taragin', 'Sam Altman'
Michael Klein is our Chief Executive Officer, President and the Chairman of our Board of Directors. Mr. Klein is also the Chief Executive Officer and Chairman of the Board of Directors of Churchill Capital Corp II, a blank check company whose sponsor is an affiliate of M. Klein and Company, LLC, Chief Executive Officer, President and Chairman of the Board of Directors of Churchill Capital Corp IV, a blank check company whose sponsor is an affiliate of M. Klein and Company, LLC, Chief Executive Officer, President and Chairman of the Board of Directors of Churchill Capital Corp V, a blank check company whose sponsor is an affiliate of M. Klein and Company, LLC, Chief Executive Officer, President and Chairman of the Board of Directors of Churchill Capital Corp VI, a blank check company whose sponsor is an affiliate of M. Klein and Company, LLC, and Chief Executive Officer, President and Chairman of the Board of Directors of Churchill Capital Corp VII, a blank check company whose sponsor is an affiliate of M. Klein and Company, LLC. Mr. Klein is currently a Director of Credit Suisse Group AG and Credit Suisse AG. Mr. Klein was the co founder and Chairman of Churchill Capital Corp, a blank check company formed in 2018. Churchill Capital Corp merged with Clarivate Analytics in May 2019\. Mr. Klein was also the founder, Chief Executive Officer, President and Chairman of the Board of Directors of Churchill Capital Corp III, a blank check company formed in 2019. Churchill Capital Corp III merged with MultiPlan, Inc. in October 2020, and Mr. K1603150
DNAA$9.890.00.0NaNNaN362462158
DNAC$9.900.00.0NaNNaN165390158
DNAB$9.880.00.0NaNNaN7033158
DNAD$9.890.00.0NaNNaN15701158
ARYE$9.830.00.0NaNNaN42417145
DYNS$9.900.00.0NaNNaN82773193
GOBI$9.820.00.0NaNNaN27158
DALS$9.840.00.0NaNNaN0130
MEKA$12.100.00.0NaNNaN5559167
OSW$9.16$3.000.0NaNNaN203450989
PSTH$20.04$1.500.0
'William A. Ackman', 'Ben Hakim', 'Lisa Gersh', 'Michael Ovitz', 'Jacqueline Reses', 'Joseph S. Steinberg'
Lisa Gersh cofounded Oxygen Media (¬ďOxygen¬Ē) in 1999 and remained its President and Chief Operating Officer until the company¬ís sale to NBC in 2007 for $925 million. Oxygen was the first ever multiplatform brand and1527986501
BREZ$10.17$0.530.0
'J. Douglas Ramsey, Ph.D.', 'Russell D. Griffin', 'Charles C. Ross, P.E.', 'Dan Hunt', 'Albert S. McLelland', 'J. Douglas Ramsey, Ph.D.', 'Bill Stark'
J. Douglas Ramsey, Ph.D. has served as our Chairman, Chief Executive Officer and Chief Financial Officer since June 2020. Dr. Ramsey was the President and Chief Financial Officer of Saddle Operating and served in that role from May 2014 until February 2019. Prior to joining Saddle Operating, Dr. Ramsey served as the Director of Strategic Planning and Special Projects of EXCO from June 2013 until April 2014, Vice President ¬Ė Finance and Special Assistant to the Chairman of EXCO Resources from August 2009 until May 2013 and as Treasurer of EXCO Resources from December 1997 until May 2013. From December 1997 until July 2009, Dr. Ramsey served as EXCO Resources¬í Chief Financial Officer during which time EXCO Resources completed over 160 transactions and its assets grew from $3 million to over $6 billion with over 15,000 wells and more than 1,400 employees and contractors. Dr. Ramsey also played a key role in EXCO Resources¬í $698 million IPO in February 2006 after EXCO Resources had gone private in July 2003. Other key financing transactions in which Dr. Ramsey was involved included a $2 billion mandatory convertible preferred stock offering, a $2.4 billion line of credit with 34 banks in the syndicate, and two bond offerings totaling $750 million. Dr. Ramsey also served as a director of EXCO Resources from March13276379
HIGA$9.81$0.720.0
'Brian Schwartz', 'Rob Wolfson', 'Timur Akazhanov', 'Richard Siegel', 'William E. Mitchell', 'Andreas Beroutsos', 'Christopher O\x92Connell', 'Sidney Taurel'
Brian Schwartz serves as our Chief Executive Officer and on our board of directors. We anticipate that Mr. Schwartz will become chairman of our board of directors prior to the closing of this offering. Mr. Schwartz is Co President of H.I.G. Capital. He joined H.I.G. Capital in 1994. In his current position, along with CoPresident Rick Rosen, he helps run the daytoday operations of the firm and sits on the investment committees for all H.I.G. Capital funds. Prior to this role, Mr. Schwartz held a number of leadership positions at the firm, as well as having led the acquisition of 25 platform investments in a variety of industries. Prior to joining H.I.G. Capital, Mr. Schwartz worked in PepsiCo’s strategic planning group. His responsibilities included managing strategic acquisitions for PepsiCo and evaluating new business opportunities. Mr. Schwartz began his career with the investment banking firm of Dillon, Read and Co., where he split his time between the corporate finance group and certain private equity funds. Mr. Schwartz earned his M.B.A. from Harvard Business School and his B.S. with honors from the University of Pennsylvania. We believe Mr. Schwartz’s qualifications to serve on our board of directors include his substa3120410
ADOC$10.19$0.270.0NaNNaN2888389
TACA$9.98$0.640.0
' Arun Sarin', ' Ori Sasson', ' Sanjay Jha', ' Brenton Saunders', ' Oren Zeev'
Mr. Sarin has been a member of our Board of Directors and has served as our Chief Executive Officer since our inception. He currently serves as the Chairman of the board of directors at Cerence Inc. and has been its Director since October 2019. He is also a Director of Accenture PLC since October 2015, Cisco systems, Inc. since 2009, Charles Schwab Corporation since October 2009 and ANI Technologies/Ola Cabs since July 2015. Mr. Sarin served as Chief Executive Officer of Vodafone Group plc from July 2003 to July 2008 and as a director at Vodafone Group plc from June 1999 to July 2008. He has also served as Chief Executive Officer of the USA/AsiaPacific region of Vodafone plc from June 1999 to April 2000. Prior to that, Mr. Sarin served as President and Chief Operating Officer of Airtouch Inc. from February 1997 to June 1999 and as President and Chief Executive Officer of Airtouch International from April 1994 to February 1997. He served as Chief Executive Officer of Bluecora, Inc. from April 2000 to January 2001. Mr. Sarin served as Vice President and General Manager of Bay/regional markets, Vice president, Chief Financial Officer of Pacific Bell and Vice President of Corporate Strategy of Pacific Telesis Group from 1989 to 1993. He joined Pacific Telesis in the Corporate Development group in 1984. Over the last 20 years, Mr. Sarin has held several other directorships including Safeway Inc. (20092015), Blackhawk Networks (20092018), Gap, Inc. (19992003), Bank of England (20052009) and Mobileum (2017 to date). He was a senior advisor to KKR from 2009 to 2014 and a member of the advisory board of AccelKKR from 2009 to1001369
MSAC$9.74$0.820.0
'Jacob Gottlieb, M.D.', 'Jacob Gottlieb, M.D.', ' Eric Cheng', ' Judah Drillick', ' Kenneth Berkovitz, M.D., F.A.C.C.', 'Jacob Gottlieb, M.D.', ' Ross Levine, M.D.'
Jacob Gottlieb, M.D. has served as our Executive Chairman since our inception in November 2020\. Dr. Gottlieb is the Managing Partner and Chief Investment Officer of Altium Capital Management, LP, a healthcarefocused alternative asset manager and affiliate of our sponsor, a role he has held since he founded Altium in 2017. Prior to founding Altium, Dr. Gottlieb founded Visium Asset Management, a healthcarefocused investment firm, which was spun out from Balyasny Asset Management in 2005. Under Dr. Gottlieb's leadership as Managing Member and Chief Investment Officer of Visium from 2005 to 2016, Visium grew to approximately $8 billion in assets under management, employing over 175 people in New York, San Francisco and London. Prior to founding Visium, from 2001 to 2005, Dr. Gottlieb was the Healthcare Portfolio Manager and Partner at Balyasny Asset Management, an investment management firm, where he built his team to over 20 investment professionals prior to spinning out to form Visium. Before joining Balyasny, he was a Portfolio Manager at Merlin BioMed, a healthcarefocused investment firm. Dr. Gottlieb started his investment career as a buyside analyst at Sanford C. Bernstein (now AllianceBernstein), an investment firm, covering g506291
ISLE$9.83$0.550.0
'Allen Weiss', 'Robert Whitehead', 'Dan Halvorson', 'Vipul Patel', 'Marc Kozin', 'W. Robert Dahl', 'Dan Halvorson'
Mr. Weiss began his Disney career overseeing cash control on Main Street and rose through the ranks to President, Worldwide Operations, for Walt Disney Parks and Resorts. His vision and resultsfocused leadership contributed to the significant growth of topline revenue and expanded margins in a thoughtful and strategic way while protecting the Disney brand, Cast, and overall guest experience. During his tenure as President, Mr. Weiss directed the largest resort expansion in Walt Disney World history, resulting in doubledigit percentage revenue growth, seven14490283
GWII$9.82$0.610.0
'Fred Zeidman', 'Douglas Wurth', 'Cary Grossman'
Fred S. Zeidman has served as our Chairman since February 5, 2021. Mr. Zeidman has served as Chief Executive Officer and CoChairman of Good Works Acquisition Corp. since June 2020. Mr. Zeidman has served as Chairman of Gordian Group LLC, a U.S. investment bank specializing in board level advice in complex financial matters since December 2014. Over the course of his distinguished 50year career, Mr. Zeidman has served in a number of high profile executive roles. In addition to his role with Gordian Group, he is also a director of Prosperity Bank in Houston. His leadership roles have included: Chairman of the Board and Chief Executive Officer of Unibar Corporation, the largest domestic independent drilling fluids company, until its sale to Anchor Drilling Fluids in 1992, President and CEO of Crown Services (19921994), President and CEO of Intersystems, President and CEO of Interpak Systems (March 2002 to December 2007), Chairman, Chief Executive Officer and President of Seitel, Inc. (June 2002 until the sale of the company in February 2007), a Houstonbased onshore seismic data provider where he was instrumental in the successful turnaround of the Company, Chief Bankruptcy Trustee of AremisSoft Corp. (19992002), Chief Restructuring Officer of TransMeridian Exploration Inc. (August 2009 until the sale of company in November 2009), a Director24148
DSAQ$9.95$0.500.0NaNNaN10000073
MBTC$9.970.0$10.38NaNNaN6256
GATE$9.830.0$10.04NaNNaN165
ARTE$9.900.0$10.14
'Holly Gagnon', ' Philip Kaplan', ' Thomas Granite', ' Scott Shulak', ' Matthew Anfinson', ' Rodney Butler', ' Anna Massion', ' Andro NodarseLeon', ' Leonard Wanger'
Holly Gagnon serves as our CoChief Executive Officer and Chairperson. From 2017 to 2020, Ms. Gagnon served as Chief Executive Officer of Seneca Gaming Corporation, which manages the gaming operations of the Seneca Nation of Indians. Prior to this, she served as Chief Executive Officer for Chumash Enterprises for the Santa Ynez Band of Chumash Indians from 2015 to 2017. Before joining Chumash Enterprises, Ms. Gagnon served as the President and Chief Executive Officer of Pearl River Resort from 2012 to 2015 and, prior to this, in a number of key financial and operational roles with Caesars Entertainment Corporation, MGM Resorts International and Harrah's Entertainment Inc. Ms. Gannon serves as a board member of GameWorks, Inc. In addition, she is a founding board member of Global Gaming Women Charitable Education Fund and a Distinguished Fellow for the International Gaming Institute at the University of Nevada, Las Vegas. Ms. Gagnon holds a B.S. in Accounting from Bentley University in Massachusetts and an MBA from Chaminade University of Honolulu. Ms. Gagnon's qualifications to serve on our board of directors include her signi166
SPK$10.000.0$10.25NaNNaN65525180
CLOE$10.000.0$10.64NaNNaN3481138
BHAC$9.750.0$10.00NaNNaN1761
MCAF$9.810.0$10.27NaNNaN6642158
MCAE$9.830.0$10.44NaNNaN3802201
GGGV$9.970.0$10.08
' Matthew Konkle', ' Don Van der Wiel', ' Tamar Elkeles*', 'Marshall Geller*', 'Theresa L. Mock*', 'Michael T. Sullivan*'
Don Van der Wiel has served as our Chief Financial Officer since April 2021. Mr. Van der Wiel has served as Managing Director of G2 Capital Advisors, LLC an affiliate of CISCAP 4 and our sponsor, since January, 2018. From 2016 to 2017, Mr1157
PAFO$9.850.0$10.40NaNNaN082
HPLT$9.750.0$9.90NaNNaN5367
TGVC$9.820.0$10.38NaNNaN35132
PBAX$9.930.0$10.13NaNNaN63260
JMAC$9.900.0$10.30NaNNaN9775361
BHSE$9.96$0.34$10.45NaNNaN69403
GRCY$10.30$0.26$10.48
'Jinlong Liu', ' Ming Zhang', ' Jianmin Yu', ' Yong Li', ' Lei Wang', ' Yong Li'
Ming Zhang, our Chief Executive Officer since December 2019, has been co managing several growth equity funds in Chin4130499
ZGYH$10.28$0.620.0NaNNaN0661
THCA$10.16$0.60$10.46
'Stephen A. Vogel', 'Richard O. Rieger', 'Michael Auerbach', 'Holly Zimmerman', 'Stephen A. Vogel'
Stephen A. Vogel has served as our Chairman and Chief Executive Officer since our inception. Mr. Vogel has over 40 years of operating and private equity experience. He has served as General Partner of Vogel Partners, LLP, a private investment firm, since 1996. Since November 2018, he has served as Chairman and Chief Executive Officer of Tuscan I, a blank check company seeking to consummate an initial business combination in the cannabis industry. Since May 2018, he has also served as President of Twelve Seas Investment Company, a blank check company seeking to consummate an initial business combination, and has served as a director since June 2018. From December 2016 until February 2018, Mr. Vogel was Executive Chairman of Forum Merger Corporation, a blank check company that completed its initial public offering in April 2017. Forum completed its initial business combination in February 2018 with C1 Investment Corp. and in connection with the consummation of the business combination changed its name to ConvergeOne Holdings, Inc. (NASDAQ: CVON). Mr. Vogel began his career in 1971 as President, Chief Executive Officer and cofounder of Synergy Gas Corp., a retail propane distribution company. After selling Synergy Gas Corp. to Northwestern Corp. in 1995, Mr. Vogel cofounded EntreCapital Partners, a private equity firm that focused on companies facing operational or management challenges, and served until 1999. Additionally, he was a venture partner at EnerTech Capital Partners, an energy focused venture capital firm, from 1999 to 2002, and an operating partner at Tr3759878
BRLI$10.19$0.37$10.97NaNNaN2722529
ACKIT$10.11$0.64$10.11NaNNaN0348
TCAC$9.88$0.61$10.20
_Mark Zittman_ has served as a member of our board of directors and as our Chief Operating Officer since our in33682296
ITQ$9.77$0.54$10.05NaNNaN33304
MACU$10.00$0.31$10.35
'P. Jeffrey Leck', 'John F. Kirtley', 'Marc S. Sculler', 'William Weatherford', 'Jennifer Paul', 'Scott Yearwood'
P. Jeffrey Leck, our Chief Executive Officer, President and a Director since inception, has more than 30 years of experience acquiring businesses. From June 2019 until present, Mr. Leck has been evaluating various potential private equity investments in conjunction with our Chief Financial Officer, John Kirtley. Until June 2019, he was a Special Advisor with KLH Capital Fund III, LP, a managing general partner with KLH Capital Fund II, LP, and a managing general partner with KLH Capital, LP. Each of these KLH Capital Funds I, II and III are/were Small Business Investment Companies, licensed by the United States Small Business Administration, investing in private equity control positions in the lower middle market. He cofounded KLH Capital in 2005. Prior to KLH Capital, he was a managing general partner of FCP Investors Funds IV, LP, institutionally backed private equity funds investing in private equity control positions in the lower middle market. He cofounded Florida Capital Partners, which invested in lower middle market private companies, in 1989 with Mr. Kirtley. Prior to 1989, he held positions as a General Partner, Vice President and Associate at Chemical Venture Partners, the private equity and venture capital arm of Chemical Bank and as a financial analyst at Drexel Burnham Lambert. He is currently a Director of MyWorkChoice LLC, a techenabled contract staffing company (since January 2020), Hudson & Canal Corp., a designer, importer a756403
MLAC$9.98$0.55$10.21NaNNaN132329507
PMVC$9.85$0.70$10.19
'P. Kasper Jakobsen', 'Joseph A. Gabelli', 'John N. Givissis', 'Peter D. Goldstein', 'Douglas R. Jamieson', 'PeiYu "Sandra" Yu', 'Joseph A. Gabelli', 'Manjit S. Kalha', 'Clarence A. Davis', 'Susan V. Watson', 'Daniel E. Zucchi'
Joseph A. Gabelli has been appointed as our President in connection with our initial public offering. Mr. J. Gabelli is a portfolio manager21969442
HPX$9.86$0.73$10.18
Additionally, among the reasons for his appointment as a director, Mr. Hees's financial, business and operational experience, as well as the experience that he has accumulated through his activities as an executive and investor, add strategic vision to the board of directors to assist20831509
DWIN$9.88$0.61$10.20
'Andrew J. Poole', 'Bryce Quin', 'Michael T. Gray', 'Senator E. Benjamin Nelson', 'Paul Britton Newhouse', 'Ryan Rugg'
Andrew J. Poole, our Chief Executive Officer and Chairman since inception, has over 16 years of diversified investment experience. Mr. Poole was the Chief Investment Officer of Tiberius, a blank check company which went public in March 2018 with $174.225 million held in trust and which consummated its initial business combination with International General Insurance Holdings Ltd. (Nasdaq: IGIC), or "IGI", an international specialty insurance and reinsurance group registered in Bermuda, in March 2020 under very challenging market conditions. Upon the closing of Tiberius' business combination, Mr. Poole joined the board of IGI. Concurrently, since 2015, he has been and remains an investment consultant at The Gray Insurance Company. Mr. Poole's most recent role prior to joining Tiberius and The Gray Insurance Company was as Partner and Portfolio Manager at Scoria Capital Partners, LP, a long/short equity hedge fund, where he managed a portion of the firm's capital including insurance sector investments from 2013 to 2015. Prior to Scoria, Mr. Poole held various positions at Diamondback Capital Management from 2005 to 2012 (including Portfolio Manager from 2011 onwards) and SAC Capital from 2004 to 2005, both of which are multistrategy multimanager cross capital structure long/short hedge funds. Earlier, Mr. Poole started his career at Swiss Re (SIX: SREN) working in facultative property placements in 2003 and was on the board of Family Security, a pe20644360
PRPB$9.88$1.11$10.23
'Chinh E. Chu', ' Matthew Skurbe', ' Jason K. Giordano', ' Jason K. Giordano', ' Charles Kantor', ' Joel Alsfine', ' James Quella'
Chinh E. Chu, 53, has been our Chief Executive Officer and Director since May 2020\. Mr. Chu has over 25 years of investment and acquisition experience. Since January 2020, Mr. Chu has been the Chief Executive Officer and Director of CCN I (NYSE: PCPL), a blank check company cofounded by CC Capital and formed for substantially similar purposes as our company, which has not yet announced or completed its initial business combination. CCN I sold 41.4 million units in its initial public offering, generating gross proceeds of $414.0 million. Since June 2018, Mr. Chu has been the Vice Chairman of Collier Creek (NYSE: CCH), a blank check company cofounded by him and formed for substantially similar purposes as our company. Collier Creek sold 44.0 million units in its initial public offering, generating gross proceeds of $440.0 million. On June 5, 2020, Collier Creek announced that it had entered into a definitive agreement with Utz Quality Foods, LLC, a leading U.S. manufacturer of branded salty snacks, to combine and form Utz Brands. In 2016, Mr. Chu co founded CF Corporation for substantially similar purposes as our company. CF Corporation sold 69.0 million units in its initial public offering, generating gross proceeds of $690.0 million. On November 30, 2017, CF Corporation consummated the acquisi31882493
BCAC$9.96$0.78$10.35
'Dr. Samuel P. Wertheimer', 'Scott A Katzmann', 'Patrick A. Sturgeon', 'James N. Hauslein', 'Scott A Katzmann', 'Tito A. Serafini, PhD'
Dr. Samuel P. Wertheimer, our Chairman and Chief Executive Officer since inception, has been an investor in the healthcare and life sciences sectors, entrepreneur, and scientist. He joined Brookline Capital Markets in 2017 as Senior Scientific Advisor. His role is to identify opportunities, diligence, structure investments, and raise capital for banking clients. From 2012 to 2016, he served as cofounder of Poliwogg, Inc. a financial services firm bringing innovation to healthcare investing. While at Poliwogg, he helped develop the Poliwogg Medical Breakthrough Index that serves as the underlying index for the ALPS Medical Breakthrough ETF (SBIO). From 2000 to 2011, Dr. Wertheimer was a Private Equity Partner at OrbiMed Advisors, LLC, one of the world's largest healthcarededicated investment firms. At OrbiMed, Dr. Wertheimer was involved in raising and investing four venture capital funds with more than $1.5 billion in committed capital. He previously served on the boards of multiple public and private companies, including Biodel (NASDAQ: BIOD); a developer of drug delivery technologies, from 2006 to 2009; ChemoCentryx (CCXI), a development stage biotechnology company, from 2001 to 2011; Corus Pharma (acquired by Gilead), a development stage biotechnology company from 2001 to 2006; InteKrin Therapeutics (acquired by Coherus), a development stage biotechnology company from 2007 to 2010; NeurAxon, a development stage biotechnology company, from 2007 to 2010;8844313
TWND$9.83$0.59$10.11
'Philip Krim', ' Chris Hollod', ' Matt Eby', ' Alan Sheriff', ' Wisdom Lu', ' Neha Parikh'
Chris Hollod, our Chief617746457
TWND$9.83$0.59$10.11
'Philip Krim', ' Chris Hollod', ' Matt Eby', ' Alan Sheriff', ' Wisdom Lu', ' Neha Parikh'
Chris Hollod, our Chief617746457
ERES$9.87$0.68$10.16
'Terrence (Terry) M. Pegula', 'Gary L. Hagerman, Jr.', 'John P. Sieminski', 'Adam Gusky', 'Ben Wingard', 'Jacob Long', 'James S. Morrow', 'Kim S. Pegula', 'John P. Sieminski', 'Allen F. Sobol', 'Thomas W. Corbett, Jr.'
Mr. Pegula has experience operating all segments of the valuechain, including upstream, midstream, processing and local distribution company assets. Mr. Pegula is currently the Owner and Vice President of East Management Services, an affiliate of our sponsor. Mr. Pegula also currently owns entities operating small assets in Texas, Colorado a56251500
ETAC$9.85$0.73$10.05
'S. Steven Singh', 'S. Steven Singh', 'Guy Gecht', 'Guy Gecht', 'David ibnAle', 'Curtis Feeny'
S. Steven Singh, our Chairman nominee, previously served as Chief Executive Officer of Concur Technologies, or Concur, from 1998 until Concur was acquired by SAP in 2014. Concur became a disruptive force in travel management with TripLink, its openbooking solution. Postacquisition by SAP, Mr. Singh stayed on as Chief Executive Officer of Concur until 2017; he was also named to the SAP Global Managing Board and also served as President of SAP's Business Networks and Applications. Since January 2020, Mr. Singh has been a Managing Director with Madrona Venture Group, which he had worked alongside for years as a strategic director and angel investor. He focuses on next generation B2B and enterpriserelated startups, particularly within Machine Learning/Artificial Intelligence, intelligent applications and nextgeneration cloud infrastructure. Prior to this, from 2017 to 2019, Mr. Singh was a director of Docker, Inc., a developer of containerbased software and PaaS services. In 2017, Mr. Singh was appointed Chief Executive Officer, a position he held until 2019. During Mr. Singh's tenure, Docker transformed from a mostly free opensource offering into a revenuegenerating company with 750 paying enterprise customers. He has served on the boards of several private and public companies, notably Clari, a venturebacked revenue operations platform designed to improve productivity, Talend Inc. (NASDAQ: TLND), an open source software solutions provider, DocuSign, Inc. (NASDAQ: DOCU), a cloud24202491
BTAQ$9.98$0.65$10.28NaNNaN115589465
TBCP$9.83$0.91$9.99
Gary A. Simanson has been our President, Chief Executive Officer and Director since our inception. Mr. Simanson is founder of Thunder Bridge Capital, LLC and has served as its Chief Executive Officer since 2017. In addition to serving in that capacity, Mr. Simanson serves as head of its Investment Committee, Credit Committee, Enterprise Risk Committee, Loan Review and other executive committees and is responsible for sourcing and establishing strategic loan asset purchase relationships and equity opportunities within the financial services and FinTech industries. Since 2019 he has been an executive officer and director of Thunder Bridge Acquisition II, Ltd. (NASDAQ: THBR). From 2018 to 2019 he was an officer and director of Thunder Bridge Acquisition, Ltd. (NASDAQ: TBRG), a blank check company which in July 2019 consummated its initial business combination with Hawk Parent Holdings, LLC, or Repay, an omnichannel payments technology provider. From 2015 through June 2017, Mr. Simanson founded and managed Endeavor Capital Management, L.L.C., Endeavor Capital Advisors, L.L.C., Endeavor Capital Fund, LP, and Endeavor Equity Fund, LP (collectively, "Endeavor"), targeting debt and equity investments in the marketplace lending industry. Prior to founding Endeavor, Mr. Simanson served as an advisor and then as a Director, President and Chief Executive Officer of182093303
GOAC$9.85$0.80$10.11
'Noam Gottesman', "M. Gregory O'Hara", 'Guy Weltsch', 'Spencer Marsden', 'Alejandro San Miguel', 'Jeremy Isaacs', 'Gilbert Ahye', 'Norma Corio'
Mr. Gottesman was a CoFounder and NonExecutive Director of Nomad Holdings Limited, an acquisition vehicle which completed its $500 million initial public offering and listing on the London Stock Exchan112017487
ENPC$9.82$0.66$9.86
'Alex J. Dunn', 'Paul Ryan(1)', 'Richard Boyce', 'Gisel Ruiz'
Ryan_ will be appointed as Chairman of our board of directors in connection with this offering. Mr. Ryan has2237445
EDTX$10.01$0.51$10.21
'Charles McIntyre', 'Benjamin VedrenneCloquet', 'Rory Henson', 'Benjamin VedrenneCloquet', 'Michael Longoni', 'Paula Olson'
Charles McIntyre has served as our Executive Chairman of the Board since our formation and as Chief Investment Officer since July 2020. In 2018, he co founded EdtechX 1 together with Benjamin VedrenneCloquet, our Chief Executive Officer, and served as its Chairman of the Board and Chief Investment Officer. EdtechX 1 successfully consummated an initial business combination in March 2020 with education technology company Meten Education Group, Ltd, now operating as Meten EdtechX Education Group Ltd. (NASDAQ: METX) ("Meten EdtechX"). Mr. McIntyre is currently a member of the board of directors of Meten EdtechX. Mr. McIntyre is also the Chief Executive Officer of IBIS Capital Limited, an investment and advisory firm that he cofounded in 2003. He is responsible for leading the executive team and the overall strategy of the firm. Mr. McIntyre has over 25 years of experience building businesses in a number of industry sectors including edtech, media and financial services. During the course of his career, he has been a member of the boards of directors of various entrepreneurial companies in the media and education sectors. Mr. McIntyre began his career with the investment banking arm of Apax Partners, one of the world's leading independent private equity firms, where he helped build the company's media franchise. In 1998, together with other members of senior management, he spun off the investment banking arm of Apax Partne2973358
RCHG$9.89$0.66$10.15NaNNaN13703429
JAQC$9.70$0.55$9.95
'James N. Hauslein', 'James N. Hauslein', 'John G. Chachas', 'C. Blake Saunders', 'Robert A. Knox', 'William Pate', 'George L. Pita'
James N. Hauslein has served as our Chairman, Chief Executive Officer and Chief Financial Officer since our inception. Mr. Hauslein has served as the President and Managing Director of Hauslein & Company, Inc., a private investment firm, since 1991. In February 2015, Mr. Hauslein led the recapitalization/acquisition of Big Time, a leading supplier of workplace hand protection and related products into consumer DYI/Pro retail stores, with Big Time's cofounders and three institutional investors. Mr. Hauslein served as Big Time's Executive Chairman from February 2015 to September 2018 and Chief Executive Officer from November 2017 to September 2018\. Under Mr. Hauslein's leadership, Big Time completed its first addon acquisition in August 2015 and its second addon acquisition in May 2016\. In October 2018, Big Time was sold to the Hillman Group (a portfolio company of CCMP). In 1991, Mr. Hauslein led the buyout of Sunglass Hut (formerly NASDAQ: RAYS). Mr. Hauslein served as Chairman of Sunglass Hut from 1991 to 2001 and served as Chief Executive Officer from May 1997 to January 1998 and January 2001 to April 2001\. During Mr. Hauslein's involvement with Sunglass Hut, the company increased its revenue through organic growth and acquisitions from approximately $37 million in 1987 to approximately $680 million in fiscal 2000 prior to its sale to Luxottica Group SpA (Milan and formerly NYSE: LUX). While at Sunglass Hut, Mr. Ha1450
BOAC$9.81$1.05$10.29
'C. John Wilder', ' Jonathan Siegler', ' Lillian Meyer', ' Curtis Hebert, Jr.', " Graham van't Hoff", ' Duncan Palmer'
depth knowledge of global energy markets and longterm relationships. Mr. Wilder has also consistently implemented disciplined investment decision making and top quality management processes and has employed active portfolio management with the ability to step in and operate any portfolio company. Mr. Wilder started in the energy business in Texas almost 40 years ago with the Royal568589404
CRHC$9.87$0.95$10.18
Charles S. Kwon will serve as our Chief Financial Officer following the completion of this offering. Mr. Kwon is currently the Chief Financial Officer at Blue Harbour and will continue to serve in that capacit562007474
EQD$9.84$0.88$10.13
'Sam Zell', 'Bill Galvin', 'Philip Tinkler', 'Joseph Miron', 'Robert W. Grubbs', 'Ellen Havdala', 'Bill Simon', 'Charles Swoboda'
Mr. Zell’s qualifications to serve on our Board include his experience of over 40 years as a chairman, director and executiv11446445
LEAP$10.33$1.50$10.78
'Meyer Malka', 'Meyer Malka'
Cynthia McAdam serves as our Chief Operating Officer. She24896450
PV$9.74$0.82$10.13
' Fred Hu', ' Tong "Max" Chen', ' Chenling Zhang', ' Muktesh Pant', ' Teresa Teague', ' Sonia Cheng'
_Tong "Max" Chen_ has served as a member of our board of directors and as our Chief Exec49639318
IPOF$10.33$2.27$10.91
Ian Osborne has been our President and a member of our Board of Directors since July 2020\. Mr. Osborne is the Cofounder and Chief Executive Officer of Hedosophia, an investment firm, which has invested in leading Internet and technology companies since 2012. Mr. Osb2680319423
IPOD$10.17$2.20$10.66
Ian Osborne has been our President and a member of our Board of Directors since July 2020\. Mr. Osborne is the Cofounder and Chief Executive Officer of Hedosophia, an investment firm, which has invested in leading Internet and technology companies since 2012. Mr. Osb459614423
GGMC$9.75$0.70$10.00
'Brendan Duval', 'Bryan Murphy', 'Vlad Bluzer', 'Vlad Bluzer', 'Carl Strickler', 'Anthony Otten', 'William Mack'
Bryan Murphy, age 43, has been at Glenfarne Group since 2014 and currently serves as General Counsel and Managing Director. He has more than 17 years of experience in law, engineering, infrastructure investment, asset manag27381260
NMMC$9.85$0.88$10.29
' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b'
Charles B. Bernicker is our Chief Executive Officer and a member of our Board of Directors since July 2020. Mr. Bernicker is also Chief Executive Officer and a director of South Mountain. Mr. Bernicker most recently has acted as a consultant to Repay Holdings Corp (NASDAQ: RPAY) management team on their merger with Thunder Bridge Acquisition, Ltd. in July 2019 and the International Money Express, Inc. (NASDAQ: IMXI) management team in connection with their merger with FinTech Acquisition Corp. II in July 2018. From 2012, until it was acquired by First Data Corp. (NYSE: FDC) in July 2017, Mr. Bernicker was the Chief Financial Officer of CardConnect, which merged with FinTech Acquisition Corp., a former SPAC, in July 2016. From 2010 until 2012, Mr. Bernicker was an Executive Director of Heartland Payment Systems, a merchant acquirer and payment processor. From 2008 until 2010, Mr. Bernicker was a Senior Vice President of Fraud Strategy for Bank of America and, prior to that, Mr. Bernicker held several leadership positions with Commerce Bancorp, prior to its acquisition by TD Bank, N.A. in March 2008. Prior to joining Commerce Bancorp, from 2000 until 2004, Mr. Bernicker was the Chief Financial Officer of eCount, a storedvalue card issuer. Mr. Bernicker was also a member of the Card Operations Risk Executive Council for Visa/USA. Prior to that, Mr. Bernicker was a member of the audit group in the Philadelphia office of Ernst & Young, LLP. Mr. Bernicker holds a bachelor's d2443
PIAI$9.84$0.67$10.06
' Michael Cordano', 'Mark Long', 'Jim McLean', 'Cathleen Benko', 'Roger Crockett', 'Dixon Doll', 'Roger Crockett', 'Joanna Strober'
_Mark Long_ has served as our C75451
HYAC$9.73$0.89$10.00
'Steven J. Heyer', 'Andrew R. Heyer', 'Christopher Bradley', 'Joseph M. Tonnos', 'Roger Meltzer', 'Frederic H. Mayerson', 'Stephen W. Powell'
our Chief Executive Officer and Executive Chairman since inception, has over 40 years of experience in the consumer and consumer related products and services industries, leading a range of companies and brands. Mr. Heyer has applied his experience and analytical skills in a variety of leadership positions across diverse industry groups, including broadcast media, consumer products, and hotel and leisure companies. Over the past ten years, he has been acting as an advisor and director to, and investor in, several private companies across the consumer subsectors of health and wellness, restaurants, technology, marketing services and technology and furniture. Mr. Heyer served as the Chief Executive Officer and Chairman of Haymaker II until it completed its business combination in December 2020 with GPM Investments, LLC (¬ďGPM¬Ē) and ARKO Holdings Ltd. (¬ďARKO Holdings¬Ē), which together merged under a new name, ARKO Corp. (¬ďARKO¬Ē) (NASDAQ: ARKO) as part of the business combination, and has since remained on its board since such time thereafter serving on its board of directors as Director. Mr. Heyer was Chief Executive Officer and Chairman of Haymaker I from its formation until it completed its business combination with OneSpaWorld Holdings (NASDAQ:OSW) in March 2019. Since its business combination, he has served as Vice Chairman on the board of d687278
IGAC$9.81$0.80$10.20
'Bradley Tusk', 'Christian Goode', 'Edward Farrell', 'Christian Goode', 'Kenneth Kweku', 'Catharine Dockery'
Christian Goode has served as our Chief Executive Officer and Director since inception. He has served as CoFounder and Chief Executive Officer of Ivory Gaming Group, a casino management company, since January 2015. From October 2011 to January 2015, Mr. Goode was President of Genting Americas, the U.S. subsidiary of The Genting Group, a global conglomerate. From September 2010 to October 2011, he served as the Chief Financial Officer of Resorts World Casino, where he was responsible for the development of the Resorts World New York City project that opened in 2011. From August 2007 to September 2010, Mr. Goode was a partner with G. Michael Brown & Associates, a ga57484429
TWLV$9.75$0.63$9.92
Mr. Dimitri Elkin, 52, has been our Chief Executive Officer and Director since inception. From December 2017 until December 2019, he served as Chief Exectuve Officer of Tw9121282
AVAN$9.85$0.75$10.20
'Nassef Sawiris', 'Johann Dumas', 'Colin Hall', 'Brent Hoberman', 'Sophie Krishnan', 'Colin Hall'
Since 1995, as chief executive officer or chairman of publicly listed companies (OCI N.V., previously57239429
TINV$10.12$0.80$10.53NaNNaN1710381
SHAC$9.75$0.56$10.01
'Scott Feuer', 'Bryan Crino', 'Joseph Passero', 'Alan Gold', 'Tim Main', 'R. David Kretschmer', 'R. David Kretschmer'
Scott Feuer , our Chief Executive Officer, has spent over 30 years advising, leading, and investing in middlemarket enterprises. Currently, Mr. Feuer has served as cofounder and Managing Director of Skyway Group Private Equity, since December 2017, which was recently rebranded to SCP & CO in 2020, a Tampabased private investment group focused on healthcare, technology, human capital and commercial real estate. In conjunction with this role, Mr. Feuer has served as CoFounder and CoChairman of Curis Holdings, LLC since September 2006, including Mission Health Communities and its affiliates; Co Founder and CoChairman of Harmony Healthcare, LLC since June 2010; and Co Chairman of Enablewise, LLC (d/b/a Concertium and Captain¬ís Chair IT) since December 2017. Previously, Mr. Feuer was Chief Executive Officer and Co Founder of Skyway Capital Partners, a Floridabased merchant bank focused on providing investment banking advisory services through its whollyowned subsidiary Skyway Capital Markets(f/k/a Skyway Advisors, a FINRA/SEC registered brokerdealer) and making highly selective principal investments. Prior to Skyway Capital Partners, Mr. Feuer was Senior Vice President and co founder of the Converging Media Group at Communications Equity Associates (¬ďCEA¬Ē), where he gained substantial experience advising media, entertainment, technolo121150317
OCAX$9.93$0.51$10.14
'David Shen', 'Jeffrey Glat', 'Daniel Mintz', 'Gary Bennett', 'Alec Ellison', 'Gary Bennett', 'Emmanuel Pitsilis', 'Jacob Robbins'
Daniel Mintz has serv6186323
VCKA$10.04$0.53$10.29NaNNaN7017332
IMPX$9.82$0.75$10.34NaNNaN4040429
WARR$9.83$0.60$10.08
'H.H. "Tripp" Wommack III', 'Todd A. Overbergen', 'James P. Benson', 'Marcus C. "Marc" Rowland'
H.H. "Tripp" Wommack III: Chairman, President, Chief Executive Officer and Chief Financial Officer. Mr. Wommack is an active senior business professional with over 38 years of successful operating and M&A experience in multiple oil and gas subsectors ranging from environmental services, exploration & production and oilfield services based in Midland, Texas. Mr. Wommack founded Southwest Royalties Inc. ("Southwest") in 1983 and served as the company's CEO until its sale in 2004 to Clayton Williams Energy. During Mr. Wommack's tenure as CEO, Southwest successfully completed multiple financing transactions and acquisitions to grow the business. At the time of sale, Southwest was operating over 1,400 wells. Mr. Wommack also founded Basic Energy Services, an oilfield services operator where he created a defensible, streamlined advantage in oilfield water disposal. Mr. Wommack served as Chairman, President and CEO until the company's initial public offering in 2005, achieving a peak enterprise value of approximately $1.5 billion. Mr. Wommack founded Saber Resources in 2004, an oil & gas exploration & production company. Mr. Wommack grew the business primarily through strategic acquisitions until its sale to Celero Energy in 2008. Mr. Wommack then founded Petro Waste Environmental in 2012, where the company permitted, built and operated numerous oilfield waste disposal facilities in the Permian and Eagle Ford basins. The company was sold to Waste Management in March 2019. Founded in 2017, Warrior Technologies is an environmental solutions company specializi5575282
MUDS$9.96$0.67$10.30NaNNaN76857362
KINZ$9.98$0.65$10.26
'Khurram Sheikh', ' Eric Zimits', ' Hassan Ahmed', ' DiAnn Eisnor', ' Camillo Martino', ' Atif Rafiq', ' Allen Salmasi'
Mr. Khurram Sheikh has served as our Founder, Chairman and Chief Executive Officer since our inception and Chief Financial Officer since August 2020\. Mr. Sheikh has been at the forefront of innovation in the technology, mobile, semiconductor, telecom and media industries for the past 25 years with CEO and CTO roles at leading technology companies. Since March 2020, Mr. Sheikh has been the Founder, Executive Chairman & CEO of Aijaad, a boutique strategic advisory firm where he advises both large private equity firms as well as boards of public companies on the future of 5G, IoT, Edge Computing and AI technologies and is actively involved in M&A, technology strategy and market development. From 2016 to early 2020, Mr. Sheikh was the CEO of kwikbit, a private company building a "network as a service" solution using gigabit radios, edge compute, virtualization, and artificial intelligence. Prior to kwikbit, in 2014, Mr. Sheikh was appointed as the Chief Strategy and Technology Officer for Silicon Image (SIMG) and the President/CEO of its millimeter wave/5G subsidiary SiBEAM. SIMG was acquired by Lattice Semiconductor (Nasdaq:LSCC) in 2015 for $600 million after which Mr. Sheikh was appointed the Chief Strategy and Technology Officer of the combined company responsible for corporate strategy, roadmap, M&A and technology development and was there until 2016. From 20077263409
OACB$9.91$1.00$10.09
'Patrick McCaney', 'Alexander Taubman', 'Zaid Pardesi', 'Mathew Pendo', 'John Frank', 'Paul Meister', 'Andrea Wong', 'Anthony Grillo'
Alexander Taubman is President of Oaktree Acquisition Corp. II and OAC and a managing director within Oaktree’s Value Equities strategy, which he helped launch. Mr. Taubman contributes to the analysis, portfolio construction and management of the Value Equities strategy. He has le118576444
PTIC$9.76$0.73$10.04
'Thomas D. Hennessy', 'Thomas D. Hennessy', 'Thomas D. Hennessy', 'Courtney Robinson', 'Margaret Whelan', 'Gloria Fu', 'Thomas D. Hennessy'
Thomas D. Hennessy has served as our CoChief Executive Officer, President and a director since inception. He currently serves as CoChief Executive Officer, President and a director of PropTech Acquisition Corporation, or PTAC, a special purpose acquisition company targeting businesses in the real estate technology industry, which in July 2020 announced the entry into a definitive agreement for an initial business combination with Porch, which is currently expected to close in the fourth quarter of 2020. Mr. Hennessy has served as the Managing Partner of Real Estate Strategies of Hennessy Capital LLC since July 2019\. From September 2014 to July 2019, Mr. Hennessy served as a Portfolio Manager of ADIA, the largest global institutional real estate investor, where he was responsible for managing office, residential, and retail assets in the U.S. totaling over $2.1 billion of net asset value or $5.0 billion of gross asset value. While at ADIA, Mr. Hennessy executed over $475 billion of equity commitments to U.S. acquisitions and developments and over $435 million of limited partner equity commitments to opportunistic real estate equity funds, real estate credit funds, and real estate technology venture capital funds. Mr. Hennessy also created and led ADIA's PropTech investment mandate, which included committing equity to PropTech. From January 2011 to April 2014, Mr. Hennessy served as2366
BWAC$10.15$0.60$10.70
'Rosemary L. Ripley', 'Peter S.H. Grubstein', 'Shay Murphy', 'Brad Oberwager', 'Kristopher Wood', 'Jennifer Prosek'
Rosemary L. Ripley has served as our Chairman of the Board of Directors and Chief Executive Officer since August 2020\. She has been a Managing Member and control shareholder of N*GEN since 2018. Ms. Ripley leads the firm's focus on consumer companies with differentiated products and services in food and beverage, and personal and household care. She works actively on and with the boards of several portfolio companies including Zevia, Revolution Foods, Enzymedica, Nlyte Software, and Hyla Mobile. She also serves on the board of Heineken, N.V. Over her career in the consumer industry, Ms. Ripley has orchestrated transactions worth approximately $40 billion for a wide variety of companies, both large and small. Many of these transactions were with counter parties that are some of the largest multinational CPG companies in the world. Responsible for Corporate Business Development worldwide at Altria Group (previously Philip Morris Companies) from 1990 to 2005, Ms. Ripley helped accelerate growth at Altria's operating companies, Kraft Foods and Miller Brewing Company, through expansionary growth plans and transformative acquisitions. Among the transformative transactions she led were the acquisition of Nabisco Foods, a $19 billion transaction, the initial public offering and spinout of Kraft Foods, raising $8.7 billion, and the $5.5 billion merger of Miller Brewing Company with South African Breweries. In addition to these tra27745387
GLSPT$9.98$0.48$9.98
'Abu Bakar S.A. Chowdhury', 'Bryant B. Edwards', 'Stephen N. Cannon', 'Long Long', 'Marwan Abedin', 'Ameer Shehab Qureshi', 'Arunava Sen'
Abu Bakar S.A. Chowdhury will serve as our Chairman commencing upon the effectiveness of the registration statement of which this prospectus forms a part. Since 2013, Mr. Chowdhury has been a Managing Director and the Chief Financial Officer at ASMA Capital Partners B.S.C. (c), manager of the $750 million IDB Infrastructure Fund II. He is a member of the Management Committee and is responsible for finance and investment at ASMA Capital. From 2006 to 2013, Mr. Chowdhury was a Managing Partner at EMP Bahrain and was responsible for managing the $730 million IDB Infrastructure Fund I. While with EMP Bahrain, he was instrumental in several investments including several now publicly listed companies such as: TAV Airports Holding, Turkey (IST: TAVHL) a subsidiary of Aeroports de Paris Group (EPA: ADP); Air Asia, Malaysia (KLSE: AIRASIA); Sahara International Petrochemical Company, Kingdom of Saudi Arabia (KSA) (Tadawul: 2310); Turk Telekom, Turkey (IST: TTKOM); AES Oasis, UAE (a subsidiary of AES Corporation (NYSE: AES)); Advanced Petrochemical Company, KSA (Tadawul: 2330); The Resource Group, Pakistan (PSX: TRG); SDE Berhad (Malaysia), and Globeleq Ltd. (Asia and Africa). Previously, Mr. Chowdhury was with Westpac Banking Corporation, Deutsche Bank and Credit Suisse Group. He is also a member of the Board of Directors of several companies such as Brooge Energy Limited, UAE (Nasdaq: BROG); Andalusia Arabia fo11307240
OTRA$10.09$0.57$10.37
'Nicholas Singer'
Number and Terms of Office of O50383
PRPC$9.78$1.24$10.00
'Chinh E. Chu', ' Matthew Skurbe', ' Jason K. Giordano', ' Jason K. Giordano', ' Charles Kantor', ' Keith W. Abell'
Chinh E. Chu, 54, has been our Chief Executive Officer and Director since August 2020\. Mr. Chu has over 25 years of investment and acquisition experience. Since January 2020, Mr. Chu has been the Chief Executive Officer and Director of CCN I (NYSE: PCPL), a blank check company cofounded by CC Capital and formed for substantially similar purposes as our company, which has not yet announced or completed its initial business combination. CCN I sold 41.4 million units in its initial public offering, generating gross proceeds of $414.0 million. On October 14, 2020, CCN I announced that it had entered into a definitive agreement with E2open, a networkbased provider of 100% cloudbased, endtoend supply chain management software, to combine. The transaction is expected to close in the first quarter of 2021, subject to the satisfaction of customary closing conditions, including the approval of the shareholders of CCN I. Upon the closing of the transaction, it is expected that E2open will trade under the ticker symbol ETWO on the NYSE. Since May 2020, Mr. Chu has been the Chief Executive Officer and Director of CCN II (NYSE: PRPB), a blank check company cofounded by CC Capital and formed for substantially similar purposes as our company, which has not yet announced or completed its initial business combination. CCN II sold 82.8 million units in its initial14558305
TMKR$9.83$0.62$10.18
'David Pace', 'Andrew Pforzheimer', 'Gregory Golkin', 'Christopher Bradley', 'Hal Rosser', 'Rick Federico', 'Starlette Johnson', 'Andrew Heyer'
Dave Pace, our coChief Executive Officer and a Director, is a tenured restaurant executive and investor, with over 30 years of public company management experience spanning upscale, casual, fast casual and quickservice restaurant dining. Mr. Pace has served on the Board of Directors of casual dining chain, Red Robin Gourmet Burgers (NASDAQ: RRGB), since August 2019 and was named Board Chairman in November 2019. Previously, Mr. Pace served as President and CEO of Jamba, Inc. (NASDAQ: JMBA) from March 2016 to September 2018, after having served as a board member since 2012. During his tenure with Jamba, Mr. Pace led a turnaround that saw the completion of the company’s refranchising strategy and return to profitability, ultimately resulting in a sale to Roark Capital Groupowned Focus Brands, Inc. Prior to Jamba, Mr. Pace served in a variety of executive roles at Bloomin’ Brands, Inc. (NASDAQ: BLMN), the most recent of which was President of Carrabba’s Italian Grill from 2014 to 2016. During his tenure at Bloomin’ Brands, Mr. Pace also served as Executive Vice President and Chief Resource Officer from 2010 to 2014, where he had responsibility for leading the company’s Real Estate & Restaurant Development and Human Resources teams,8101331
SRSA$9.83$1.53$10.07
'Alexander Denner', 'Mark DiPaolo', 'Eric Vincent', 'Odysseas Kostas', 'Alexander Denner', 'Patrice Bonfiglio', 'Louis Paglia', 'Eric Vincent'
Mark DiPaolo is a Senior Managing1593410
XPOA$9.84$0.67$10.09
'Emil Michael', 'Ignacio Tzoumas', 'Kyle Wood', 'Peter Diamandis', 'Denmark West', 'Desiree Gruber'
During his tenure as Chief Business Officer of Uber from July 2013 to June 2017, Mr. Michael led Uber's efforts in China and Russia, which resulted in substantial market value creation. Mr. Michael played a pivotal role in raising nearly $15 billion dollars in capital from investors globally and led the merger of Uber's China operations with key competitor in China, Didi Chiuxing. Additionally, he led the efforts to strike partnerships globally with companies such as American Express, AT&T, Daimler, Softbank, Tata Motors, and Toyota. Mr. Michael also led the Ottomotto acquisition that became the core of Uber's Advanced Technology Group, responsible for autonomous vehicle development. He is also responsible for creating UberMilitary, a program at Uber for military veterans and the20618410
HZON$9.83$0.94$10.17
'Todd L. Boehly', ' Jason Robins', ' Asif Satchu', ' Modi Wiczyk', ' Carlton McMillen', ' Robert Ott'
Jason Robins, 39, is a director n282854411
SCAQ$9.77$0.61$9.88
Zachary Abrams has been our Chief Strategy Officer and Chief Financial Officer, as well as a member of our board of directors, since August 2020\. Mr. Abrams has been the managing partner of Stratim Capital, a late stage venture firm focused on acquiring concentrated positions in technology companies via the secondary market, since he founded the firm in 2006. During this period, he was also the Chief Financial Officer at Rio SEO, a local content management SaaS software provider and a Stratim Capital portfolio company, from October 2014 to July 2018\. From June 2006 to December 2001269
TEKK$9.84$0.85$10.29
Morris Bailey has been the Chairman of our board of directors since August 2020\. Over the past 101380409
CAS$9.99$0.54$10.27
'Jay Levine', 'Daniel Hirsch', 'Gene Weil', 'Clayton Deutsch', 'Julia Gouw', 'Roy Guthrie', 'Kevin Ryan'
Jay Levine has served as our Chairman and Chief Executive Officer since inception. Mr. Levine's distinguished operating track record and leadership experience within public and private financial services markets spans over 30 years. Since 2018, Mr. Levine has served as Chairman of the Board of OneMain Financial (NYSE: "OMF", f.k.a. "Springleaf"), a provider of personal loans and other financial services to consumers, and will continue in this role until December 31, 2020. He previously served as President, CEO and Director of OneMain from 2011 until 2018\. Prior to OneMain, Mr. Levine served as President, CEO and a Director of Capmark Financial Group ("Capmark"), a commercial real estate finance company, as part of its corporate restructuring from 2008 until 2011\. From 2000 until 2008, Mr. Levine served as President, CEO and a member of the Board of Directors of Royal Bank of Scotland ("RBS") Global Banking & Markets in North America, as well as CEO of its predecessor entity, RBS Greenwich Capital. Additionally, from November 2019 through August 2020, Mr. Levine served on the Board of Directors of FinServ Acquisition Corp. (NASDAQ: FSRV), a SPAC focused on the financial services industry. Mr. Levine earned a bachelor's degree from the University of California Davis. Mr. Levine is well qualified to serve on our board of directors due to his broad deal sourcing network, longterm operating expertise, M&A diligence and integration prowess245380
JCIC$9.75$0.63$10.00
' Jeffrey E. Kelter', ' Robert F. Savage', ' Thomas Jermoluk', ' James H. Clark', ' Lauren D. Ores', ' Heather Hartnett', ' Samir Kaul'
Jeffrey E. Kelter is our Executive Chairman and Chairman of the company’s board of directors. Mr. Kelter is a CoFounder and a Partner of KSH Capital since 2015. KSH Capital provides real estate entrepreneurs with capital and expertise to seed or grow their platform. KSH Capital is focused on the deployment of the principals’ capital in domestic and international strategies that offer compelling longterm returns. Prior to founding KSH Capital, Mr. Kelter was a Founding Partner and Chief Executive Officer of KTR from 2005 to 2015, a leading private equity real estate investment and operating company focused on the industrial property sector in North America. KTR and its commingled investment funds were sold in May 2015 to a joint venture of Prologis Inc. and Norges Bank Investment Management. Since its inception in 2004, KTR had raised three funds which totaled over $7.0 billion of investment capacity. Prior to founding KTR, Mr. Kelter was President, Chief Executive Officer and Trustee of Keystone Property Trust, an industrial real estate investment trust. Mr. Kelter founded the predecessor to Keystone in 1982, and took the company public in 1997, where he and the management team directed its operations until its sale4873423
PIPP$10.05$1.25$10.48
'John A. Thain', ' Philip A. Cooper', ' Charles G. Bridge, Jr.', ' Stuart W. Holliday', ' Capricia P. Marshall', ' Michael E. Roemer'
John A. Thain has been our Chairman of the Board since August 2020 and is a cofounder of Pine Island Capital Partners and is the Chairman of the firm's Investment Committee. Mr. Thain has 40 years of experience in the financial services sector and has held multiple senior leadership positions at some of the world's largest financial institutions. Most recently, from 2010 to 2016, he served as CEO and Chairman of CIT Group where he successfully led the firm out of bankruptcy protection, lowered the firm's funding costs, improved returns and grew CIT substantially. Prior to CIT, Mr. Thain was the last CEO and Chairman of Merrill Lynch & Co., Inc. before orchestrating a sale to Bank of America at the height of the financial crisis. He was also CEO of the New York Stock Exchange, where he led the NYSE through successful mergers with Archipelago Holdings and Euronext to create the world's largest and most liquid exchange group, and spent nearly 25 years at Goldman Sachs, where he served as President, CoCOO, CFO, and Head of Operations, Technology and Finance. Mr. Thain currently serves as a member of the board of directors at Uber Technologies and as a member of the Supervisory Board of Deutsche Bank AG. He earned his BS from MIT and an MBA from Harvard Business School. Mr. Thain's role at Pine Island Capital Partners and his previous experience provides our board of director294276383
FSSI$9.75$0.65$10.08
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Nadeem Nisar has been our Chief Executive Officer and has served on our board of directors since our inception in August 2020. Mr. Nisar has been serving as a Managing Director of Fortistar sin462284312
LFTR$9.82$0.85$10.05
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Mark Casady, our Executive Chairman, has a proven track record as Chairman and CEO of a major publicly traded financial services company and has led multiple successful acquisitions throughout his career. Since May 2015, Mr. Casady has served as General Partner and Chairman of the Advisory Board of Vestigo Ventures ("Vestigo"), a venture capital firm he cofounded that focuses on investing in earlystage FinTech companies. Mr. Casady's investment thesis for Vestigo is that financial services are undergoing tremendous changes that require the industry to lower its costs and better serve clients. Vestigo backs early stage FinTech companies that can help bring these solutions to the incumbents. From August 2002 to January 2017, Mr. Casady held a variety of roles with LPL Financial Holdings, Inc. ("LPL") (NASDAQ: LPLA) and most recently served as Chairman of the Board and Chief Executive Officer, retiring as Chairman of the Board in March 2017 and as Chief Executive Officer in January 2017. Mr. Casady guided LPL to become a leading financial services organization that serves independent financial advisors, banks and credit unions, and provides clearing services to brokerdealers at financial services companies. He is currently a member of the Board of Directors of Horace Mann Educators Corporation (NYSE: HMN). He was a member of the Board12370409
VYGG$9.86$1.36$10.17
' Alexander Tamas', 'John Hering', 'Katja Lake', 'Daniel Schwarz', 'Katja Lake', 'Julie Herendeen', 'Steve Huffman', 'Sujay Jaswa', 'John Hering', 'Katja Lake'
After leaving DST, Mr. Tamas founded Vy Capital with a vision of building a technology investment venture capital firm designed to invest in some of the world's leading companies and own them for decades. Mr. Tamas is also the founder of numerous companies and initiatives, such as the venturebacked data science company, Synaptic, the Alexander Tamas Fellowship at the Future of Humanity Institute at Oxford, a neuroscience research institute at Imperial College, an127224429
HHGC$9.88$0.40$10.56
'Kin (Stephen) Sze', ' Ngai Wing (Stephen) Chong', ' Augustine Chow', ' Hiu Man (Elliott) Cheng', ' Clive Tsang'
_Ngai Wing (Stephen) Chong_. Mr. Chong has been our Chief Financial Officer and director since August 2020. He has been serving as a managing director at Royal Talent Accounting Advisory Limited and Shenzhen Royal Talent Business Consultant Li3175
EUCR$9.85$0.70$10.00NaNNaN0408
SV$9.95$0.59$10.21
' Christopher Sorrells', 'Jeffrey Schramm', 'Robert Kaplan', 'William Quinn', 'Debora Frodl', 'Richard Thompson', 'Patrick Wood, III'
Christopher Sorrells serves as our Chief Executive Officer and as a member of our board of directors. Mr. Sorrells has been an investor, operator, advisor and board member in the Sustainability industry for over 20 years. Mr. Sorrells currently serves as Lead Director and Chairman of the Compensation Committee for Renewable Energy Group, Inc. (Nasdaq: REGI), having previously served as Vice Chairman of its board. Previously, Mr. Sorrells served as a Managing Director and then as an Operating Partner of NGP ETP, an affiliate of NGP, a leading energy private equity fund with $20 billion of assets under management, which he helped grow into one of the most successful Sustainabilityfocused private equity funds. Mr. Sorrells and/or his former firms including NGP ETP have invested in a broad range of companies across the Sustainability industry, including Renewable Energy Group, Inc. (Nasdaq: REGI), PowerOne, Inc. (formerly Nasdaq: PWER), Caminus Corporation (formerly Nasdaq: CAMZ), Waste Resource Management, Inc., TPI Composites, Inc. (Nasdaq: TPIC) and others. In addition to leading investments, Mr. Sorrells has held a number of board positions for numerous public and private firms, including groSolar (which was later sold to47108376
CONX$9.83$1.10$10.07NaNNaN565463401
HCII$9.79$0.90$9.95
'Douglas G. Bergeron', 'Douglas L. Braunstein', 'Jonathan Dobres'
_Douglas L. Braunstein_ , 59, has been our Chairman, President and a member of our board of directors114741313
HIII$9.70$0.76$9.88
'Douglas G. Bergeron', 'Douglas L. Braunstein', 'Jonathan Dobres', 'Barry L. Zubrow', 'Ashley Dombkowski'
_Douglas G. Bergeron_ , 60, has been our Chief Executive Officer and a member of our board of directors since August 2020. Mr. Bergeron is also Co Founder, Chief Executive Officer and member of the board of directors of HEIC I since February 2020. Mr. Bergeron has served as a Managing Member of HEC Management GP LLC and a Managing Partner of Hudson Executive Capital since February 2020, and as an advisor to Hudson Executive Capital since 2015. Prior to joining Hudson Executive Capital, Mr. Bergeron acted as the CEO of Verifone from July 2001 through March 2013, during which time Mr. Bergeron grew Verifone organically as well as through accretive, valueenhancing acquisitions and strategic partnership. In 2002, Mr. Bergeron founded DGB Investment, Inc., a diversified holding company. Mr. Bergeron also held numerous positions at SunGard Data Systems from April 1990 to May 1999, including Managing Director of SunGard Capital Markets N.A., President of SunGard Futures Systems, and Group CEO of SunGard Brokerage Systems Group. Mr. Bergeron currently serves as the Chairman of the Board of USA Technologies, Inc. and United Language Group, is a member of the board of directors of Pipeworks Studios and Renters Warehouse, and is an investor and advisor to Blend, Inc. He received his B.A from York University in Toronto in 1983 and his M.S. from the University of Southern California in 1987. He was awarded an Honorary Doctorate of Laws (LLD) fro638274284
KLAQ$9.77$0.64$9.95
'Doug Logigian', ' Richard Gumer', ' David Kho', ' James L. Bierman', ' Richard Gumer', ' Andrew A. Krakauer', ' Rafael Torres'
Doug Logigian , our Chief Executive Officer and Chairman of our board of directors, has been a Partner and the President of Kennedy Lewis Investment Management LLC, an opportunistic credit manager (which we refer to as KLIM), since April 2020. Prior to that, he was at Blackstone, a private equity alternative investment management firm, from July 2006 to December 2019, where he most recently served as a Senior Managing Director and sat on the investment committee for distressed funds and special situations funds of GSO Capital Partners, a division of Blackstone. Mr. Logigian also served on Blackstone's Capital Markets Committee and oversaw the operations of the trading desk and transacted in all of the asset classes in which GSO Capital Partners trafficked. Prior to that, Mr. Logigian worked as an Associate at Citibank where he was responsible for managing a book of high yield cash bonds and credit default swaps on the credit trading desk from September 2003 to July 2006. Mr. Logigian served on the Board of Directors for Seneca Mortgage Management, a real estate investment company that invests in mortgage servicing rights, from September 2013 to February 2019. Mr. Logigian received a B.A. degree in History with honors from Harvard University. Mr. Logigian is well qualified to serve on our board of directors due to his significant experience in capital markets a7327332
GLAQ$10.09$0.90$11.34NaNNaN26495360
TZPS$9.75$0.56$10.00
'Samuel Katz', 'Sheera Michael', 'Kenneth Esterow', 'JoAnne Kruse', 'Richard Smith'
Mr. Katz serves as a member of the Boards of Directors of BQ Resorts, LLC, Lift Brands, Inc., BigName Holdings LLC d/b/a Envelopes.com, Family Entertain200319
TMPM$9.78$0.60$9.90
'Matthew Roden', ' David Meeker', ' Andrew Robbins', ' Mitchell Finer', ' Pablo Cagnoni', ' Pablo Cagnoni', ' Todd Foley', ' Ed Hurwitz', ' Todd Foley'
Before joining BMS, Dr. Roden was a leading biotechnology equity analyst. He served as Head of Global Biotechnology Equity Research at UBS Investment Bank; as Se810415
LNFA$10.04$0.66$10.32
'Jeffrey C. Hammes', 'Adam Gerchen', 'Richard Levy', 'Tom Gazdziak', 'Senator Joseph Lieberman', 'Albert Goldstein'
Adam Gerchen is the Chief Executive Officer of the company and serves on its board of directors. Mr. Gerchen is also cofounder, and since 2018, Chief Ex10264381
ADRA$9.80$0.58$10.13
'Thomas Finke', ' Martin A. Sumichrast', 'Thomas Finke', ' W. Tom Donaldson III', ' Frank Quintero', ' Dylan Glenn'
_Martin A. Sumichrast_ has been our Chief Executive Officer since August 2020\. Mr. Sumichrast has served as Chairman of the board of directors of cbdMD, Inc. (NYSE American: YCBD), a nationally recognized producer and distributor of consumer cannabidiol (CBD) products, sinc603302
CTAQ$9.80$0.81$10.14
'Lloyd Carney', 'David Roberson', 'Gale England', ' Robert Ferrell', 'Carol Goode', "Ellen O'Donnell"
Lloyd Carney, our Chief Acquisition Officer, has spent over 30 years in the technology industry. In 2018, Mr. Carney founded and served as Chief Executive Officer and director of ChaSerg Technology Acquisition Corp. (formerly NASDAQ: CTAC), or CTAC, a blank check company. CTAC completed its initial public offering in October 2018, generating gross proceeds of $220 million. In March 2020, CTAC consummated its initial business combination with Grid Dynamics Holdings, Inc. (NASDAQ: GDYN), or Grid Dynamics. Grid Dynamics is a leader in driving enterpriselevel digital transformation in the Fortune 1000, developing next generation solutions in artificial intelligence, data science, cloud computing, Big Data and DevOps to accelerate enterprise digitization for its clients across the financial, technology and retail sectors. Following the merger of CTAC with Grid Dynamics, Mr. Carney became Chairman of the Board of the combined company. Mr. Carney started his career at Wellfleet and Nortel Networks where he rose to become division president. Mr. Carney then joined Juniper Networks, Inc. (NYSE: JNPR) as Chief Operating Officer from 2002 to 2003, where he oversaw the engineering, product management and manufacturing divisions. Thereafter Mr. Carney was named Chief Executive Officer of Micromuse Inc., (formerly NASDAQ:MUSE) an enterprise and telecom network management company, from 2003 to 2006, where he led the sale of Micromuse to I4272359
GSAQ$9.83$0.57$10.09
'Alok Oberoi', 'Suresh Vaswani', 'Hank Uberoi', 'Murtaza Moochhala', 'Brooks Entwistle', 'Murtaza Moochhala', 'Ben Druskin'
Mr. Oberoi has been involved with Everstone since its inception in 2006 as a shareholder, a member of various investment committees and a member of various boards. Mr. Oberoi has played a key leadership role in originating and/or executing several private equity transactions, including investments in the ITES space including, amongst others, Everise, a leading global experience company that provides a full range of customer experience management services for corporates, Omega Healthcare, a global leading healthcare service provider and Exceli44704331
FCAX$9.79$0.86$9.94
'Michael Nierenberg', ' Daniel N. Bass', ' Varun Wadhawan', ' Debra Coleman', ' Elizabeth Fascitelli'
Daniel N. Bass will serve as the company73733326
LUXA$9.88$1.04$10.17
'Peter Hebert', 'Josh DeFonzo', 'Segolene Scarborough', 'Bijan Salehizadeh', 'Joseph Robert "Bob" Kerrey', 'Fred Moll'
Mr. Peter Hebert is CoFounder and Managing Partner of Lux Capital, a $2.4 billion venture capital firm based in New York, NY and Menlo Park, CA. Peter led Lux's investments in Auris Health (acquired by Johnson & Johnson for up to $5.75 billion, including consideration of milestone payments), Lux Research (acquired by Private Equity), Luxtera (acquired by Cisco for $660 million), SiBEAM (acquired by Silicon Image) and Vium (acquired by Recursion Pharma). Current investments include Avail, Bright Machines, Everspin Technologies (NASDAQ: MRAM), Flex Logix, Matterport, Ripcord and Transphorm. In 2003, Peter led the spinoff of Lux Research. As its founding CEO, he helped build Lux Research into a leading emergingtechnology research firm. Peter began his career at Lehman Brothers, where he worked in the firm's topranked Equity Research group. He was a Chancellor's Scholar and graduated cum laude from Syracuse University's Newhouse School and was the Founding President of its first venture organization, Future Business Leaders and Entrepreneurs. He has been a guest on CNBC and Bloomberg TV and speaker at Columbia, Cornell, MIT, Stanford, Yale and the National Science Foundation. Mr. Peter Hebert is a co founder and managing partner of Lux and oversees Lux's investments at the intersection of technology and medical devices, including Auris Health, which was acquired by Johnson & Johnson and Avail Medsystems. Our board believes that Peter's experience in70447404
ARBG$9.82$0.75$9.98
'Hope S. Taitz', 'Joy Seppala', 'Merline Saintil', 'Jason Scheir', 'Fatou Sagnang', 'Hope S. Taitz', 'Emil Woods'
Hope S. Taitz, our Chief Executive Officer and Chairperson, has extensive experience in mergers & acquisitions and principal investing. Ms. Taitz is currently the Chief Executive Officer of ELY Capital where she invests in and advises early stage companies. Prior to ELY Capital, Ms. Taitz was the co founder of Catalyst Partners, an event driven, special situation hedge fund. After graduating with honors from the University of Pennsylvania majoring in economics and concentrating in marketing, Ms. Taitz began her investment banking career in mergers and acquisitions at Drexel Burnham Lambert. Ms. Taitz then transitioned to the buy side. Ms. Taitz has extensive public company board experience, having served and chaired all committees, as well as having been a lead director. She currently sits on the boards of directors of Athene Holding Ltd., MidCap Finco Holdings Limited, and Summit Hotel Properties, Inc., and previously served on the Boards of Apollo Residential Mortgage, Inc., Diamond Resorts International, Inc., Greenlight Capital RE, Ltd., and Lumenis Ltd. Ms. Taitz also focuses on equity and education and is an advocate for underrepresented groups in STEM. She currently serves as a board member on The New York City Foundation for Computer Science working on CSforALL and the 2025 STEM Initiative, and previously served on the board of Girls Who Code. Ms. Taitz is a founding board member of YRFDarca, a member of the Wharton School Underg50381
SNRH$9.78$0.68$10.11
'Richard T. Burke', 'Isaac Applbaum', 'Ryan Burke', 'Steven Schwartz', 'Jeffrey A. Leerink', 'Lee Shapiro', 'Isaac Applbaum'
Isaac "Yitz" Applbaum, our President and a member of our board of directors, is a Cofounder and Pa231852359
FINM$9.78$0.72$10.02
'Pete Spasov', 'Nick Kaiser', 'Doug Bayerd', 'David Donatelli', 'Robert Youngjohns'
We believe Mr. Spasov is well qualified to serve as a member of our board of directors due to his significant investment experience, vast network of relationships, and business management experience47326
VHAQ$10.00$0.29$10.43
'Jagi Gill', 'Rom Papadopoulos', 'Jagi Gill', 'Brian Cole', 'Brian Cole'
Jagi Gill, PhD, has served as our Chief Executive Officer since August 2010\. Dr. Gill, has more than 20 years of healthcare investment and general management experience. From 2017 to 2020, he served as the VicePresident of Business Development and General Manager of AcuVentures, a business unit within Acumed LLC, a Berkshire Hathaway Company. Acumed LLC is a market leader in the orthopedic sector with particular strength in the upper extremity fracture repair and trauma market segments. As the General Manager, Dr. Gill led two business units, Rib Fixation and the Soft Tissue Repair, with responsibilities for product development, sales, marketing and profitability. Under his leadership, the business units grew 23x faster than their market segment. In addition to general management responsibilities, Dr. Gill was involved in sourcing, closing and integrating four acquisitions within the orthopedic sector for Acumed. These transactions ranged from technology acquisitions serving as tuckin product integrations to stand alone companies with global revenue. From 2009 to 2017, he was the Founder, Chief Executive Officer and Board Member of Tenex Health a privately held orthopedic sports medicine company. In this capacity he patented, designed and developed the initial platform technology intended to treat chronic tendon pain. Under his leadership, Tenex Health launched commercially, generated positive operating income, secured FDA regulatory approval, developed a manufacturing and operations infrastructure, and established sales cha138295347
VTIQ$9.77$1.03$9.94NaNNaN4030332
GFX$9.79$0.66$10.10
' Scott J. Freidheim', ' Makram Azar', ' Eli Muraidekh', ' Scott J. Freidheim', ' Xavier Rolet, KBE', 'Dominique D\x92Hinnin', ' I. Martin Pompadur', ' Isabelle Amiel Azoulai', ' Mikael BreuerWeil'
has served as Chairman of our board of directors since our inception. Since October 2016, Mr. Freidheim has served as Founder and Managing Partner of Freidheim Capital LLC, an investment family office. Since 2019, Mr. Freidheim has been CoChairman of the board of ettain group. Previously, from September 2014 to September 2016, Mr. Freidheim served as Chief Executive Officer and as a director of CDI Corp., a publicly traded staffing and engineering company. Mr. Freidheim has served on senior leadership teams across multiple industries including financial services, mass merchandising, brand management and private equity. From 2011 to 2014, he served as Chief Executive Officer of Investcorp International, an alternative investment firm in London. From 2010 to 2011, he served as Executive Vice President and President of Kenmore Craftsman & Diehard for Sears Holdings Corporation (¬ďSears¬Ē). Prior to that, from 2009 to 2010, he served as Executive Vice President, Operating & Support Businesses at Sears. From 1991 to 2008, Mr. Freidheim served in several roles at Lehman Brothers, the most recent of which was Chief Administrative Officer and Executive Vice President. In addition, he8014352
HAAC$9.80$0.98$10.04
' Hemant Taneja', 'Quentin Clark', 'Stephen K. Klasko', ' Hemant Taneja', ' Hemant Taneja', 'Glen Tullman', 'Evan Sotiriou'
Mr. Taneja is also the founder and Executive Chairman of Commure, a company that has partnered with major health systems to modernize the software infrastructure183617387
JOFF$9.74$0.78$10.00
'Joel Leonoff', 'Hillel Frankel', 'Peter J.S. Smith', 'Fraz Ahmed', 'Michelle Ann Gitlitz', 'Billy Goldstein', 'Jay Itzkowitz', 'Alok Sama', 'Paul Wharshavsky'
Joel Leonoff has served as our Chief Executive Officer and Chairman of the Board of Directors since inception. Mr. Leonoff is Vice Chairman of Paysafe's Board of Directors, a UK based global payments company. Mr. Leonoff has over 30 years' experience building and managing multibillion dollar rapid growth technology companies with a primary focus on the global electronic commerce and internet payment landscape having founded three hightech companies. Mr. Leonoff was recognized as one of Canada's Top 40 under 40. Mr. Leonoff has significant experience in mergers and acquisitions including the integration and management of the multiple merged enterprises. In 1995, Mr. Leonoff founded TotalNet Inc., then one of Canada's leading independent internet service providers, serving as its Chief Operating Officer. In 1997, TotalNet was successfully sold and integrated into Mpact Immedia (TSX: IFM) and a global ecommerce solutions provider. He continued with Mpact, in the role as Executive Vice President, where he helped reorganize the company and eventually structure the merger with the Electronic Business Solutions unit of Bell Canada, creating a toptier electronic commerce provider, later known as BCE Emergis (TSX: IFM). He assumed the position of Senior Vice President, Sport and Entertainme6227303
LHC$9.78$0.69$9.91
'Ed Forst', 'Lyndon Lea', 'Robert Darwent', 'Lori Bush', 'Ed Forst', 'Jeffrey A. Sonnenfeld', 'Naveen Agarwal'
We believe Mr. Forst’s deep consumer industry background, coupled with broad operational an17070331
KAIR$9.77$0.61$10.00NaNNaN4919333
HHLA$9.74$0.51$9.98
' Kenneth W. Hitchner', 'Richard Qi Li', 'Huanan Yang', 'Yingjie (Christina) Zhong', 'Qingjun Jin', 'Dr. Jingwu Zhang Zang'
Kenneth W. Hitchner, 60, the chairman of our board, brings a wealth of financial services experience through a 28year career at Goldman Sachs. Mr. Hitchner began his career at Goldman Sachs in New York City, United States in 1991 in the investment banking division and became a partner in 2002. Over the course of his career at Goldman Sachs from 1991 to 2019, Mr. Hitchner held various leadership positions in creating and growing several key business units spanning industry verticals and multiple geographies. Prior to his retirement from Goldman Sachs, Mr. Hitchner served as the chairman and chief executive officer of Goldman Sachs in Asia Pacific ExJapan and a member of Goldman Sachs' Global Management Committee. Mr. Hitchner was a founding member of Goldman Sachs' healthcare banking group, which he joined in 1995. He later on served as global head of the healthcare banking group and global cohead of the technology, media and telecom Group. Following his relocation to Hong Kong in 2013, Mr. Hitchner, in his capacity as the chairman and chief executive officer of Goldman Sachs in Asia Pacific ExJapan, provided oversight to a number of significant transactions leveraging his extensive knowledge and experience in leading healthcare transactions, particular in the biotech sector, as well as technology related transactions. A401303
ASAX$9.90$0.63$10.15
'Felipe Gonzalez', 'Jose Luis Cordova', 'Mohsen Moazami', 'Hector F. Sepulveda Reyes Retana', 'Boris Salas von Weltzien'
Felipe Gonzalez has served as our Chief Executive Officer and a member of our board of directors since our inception. Since June 2014, Mr. Gonzalez has served as the portfolio manager of Strongrock Capital, a Londonbased investment office, where he manages a multiasset portfolio invested across two main strategies: (i) long/short equity mostly in the U.S. public equity markets and (ii) private equity across developed and developing markets. Mr. Gonzalez is focused on the origination, underwriting and management of the investments across all investment strategies. These investments include a wide variety of industries primarily headquartered in the U.S. and also in Europe and Latin America. Additionally, Mr. Gonzalez sits on the board of several of the portfolio companies purchased through the direct private equity strategy. Before joining Strongrock Capital, Mr. Gonzalez was a senior vicepresident at Imperial Gestao de Recursos in Rio de Janeiro, Brazil from 2010 to 2013, where he managed a Brazilian fund of funds and codirected two projects in the private equity space. Prior to that, Mr. Gonzalez was a research analyst at Sciens Capital Management in New York from 2009 to 2010, where he was one of the analysts responsible for covering several hedge fund strategies including equity long/short, global macro, multistrategy and credit. Mr. Gonzalez received a bachelor's degree in Business from Universidad de los Andes in Bogota Colombia and a Master of Science in Finance from Boston College. We believe Mr.4357304
FVT$9.77$0.92$10.00
'Joshua A. Pack', ' Andrew A. McKnight', ' Daniel N. Bass', ' Micah B. Kaplan', ' Andrew A. McKnight', ' Marc Furstein', ' Leslee Cowen', 'Noha H. Carrington.'
Joshua A. Pack will serve as Chairman of the company’s board of directors following the completion of this offering. Mr. Pack is a Managing Partner of the Credit Funds business at Fortress. Mr. Pack has 20 years of credit investment and workout experience through multiple credit cycles. He is based in Los Angeles and Heads the illiquid credit investment strategies at Fortress, serves on the investment committee for the Credit Funds business at Fortress and is a member of the Management Committee of Fortress. Since joining the Credit Funds business at Fortress at its inception in 2002, Mr. Pack has analyzed, structured and negotiated hundreds of lending, structured equity and real estate transactions. Prior to joining Fortress, Mr. Pack was a Vice President with Wells Fargo & Co. in the capital markets group. Before that, Mr. Pack was a Vice President with American Commercial Capital, an independent specialty finance company focused on corporate and real estate lending to middle market businesses that was subsequently acquired by Wells Fargo & Co. in 2001. He serves as a director on multiple corporate Boards and is on the Board of the San Diego Zoo Global Foundation. Mr. Pack previously served on the board of directors of Mosaic from 2017 to 2020. Additionally, Mr. Pack served as the Chairman of FVAC I’s board of directors since April 2020 until consummation of its1015334
OEPW$9.74$0.65$9.94
' R. Todd Bradley', 'James Koven', 'Jessica Marion', 'Gregory Belinfanti', 'Paul (Chip) Schorr', 'David Lippin', 'Brad Coppens', 'Jordan Lawrie', 'Lori Lutey', 'Robert Sivitilli', 'Neil Kurtz, M.D', ' R. Todd Bradley'
R. Todd Bradley, our CoChairman and Chief Executive Officer since our formation, is also an Operating Partner at OEP Capital Advisors, L.P. ("OEP"), a middle market private equity firm formed in 2001. Mr. Bradley joined OEP in 2020 and is an Operating Partner based in New York. Mr. Bradley has extensive executive experience and works with OEP's investment teams to identify operational excellence opportunities within the firm's portfolio and with respect to new investments. Mr. Bradley is also currently a member of the Board of Directors of Mattel (NASDAQ: MAT), Commvault (NASDAQ: CVLT), Kodak (NYSE: KODK), and previously served on the Board of Directors of TrueCar, Inc. (NASDAQ: TRUE). Prior to joining OEP, Mr. Bradley served as CEO of mobile commerce and payments solutions at Mozido fr0317
HCAR$9.80$0.61$10.02
Martin J. Payne, our President and director, has more than 25 years of experience in healthcare services. Since 2013, Mr. Payne has served in executive leadership positions at MedX, Comprehensive Clinical Solutions and HRGi, where he led strategic and operational transformation efforts of these diverse healthcare services companies. Fro410347
NOAC$9.84$0.47$10.28NaNNaN153530389
PCPC$24.41$1.50$24.90
'Sanjeev Mehra', 'Jeff Dodge', 'John Bowman', 'Anish Pathipati', 'Allen Spizzo', 'Eric Dobkin', 'Matt Espe'
Sanjeev Mehra , our Chief Executive Officer and a member of our Board of Directors who will be appointed as Chairman of our Board of Directors, is the cofounder and Managing Partner of Periphas Capital, a private equity investing firm focused on making investments in technologyenabled businesses, business services, industrials and consumer industries. Prior to founding Periphas Capital in 2017, Mr. Mehra worked at Goldman Sachs for thirtyone years where he most recently served as Partner from 1998 to 2016\. He was a founding member of Goldman Sachs¬í Principal Investment Area (¬ďPIA¬Ē), the firm¬ís private investing arm of its Merchant Banking Division (¬ďMBD¬Ē). Over a 27year tenure in PIA at Goldman Sachs, Mr. Mehra led 37 transactions with an invested cost of $4.8 billion, representing approximately $70 billion of enterprise value. He served on the PIA Investment Committee from 1998 to 2017, which approved and oversaw approximately $100 billion of capital deployment across private equity and private credit. Throughout his career at Goldman Sachs, Mr. Mehra held a range of senior positions, including vice chairman of the global private equity business, and prior to that, cohead of the Americas private equity business. Mr. Mehra was also the cofounder and cohead of the India private equity business. Mr. Mehra was the Chairman of PIA¬ís Operating Committee, tasked with portfolio management and over7360
CFIV$9.82$0.85$10.08
' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b'
Howard W. Lutnick has been our Chairman and Chief Executive Officer since January 2020. Mr. Lutnick is also the Chairman, President and Chief Executive Officer of Cantor. Mr. Lutnick joined Cantor in 1983 and has served as President and Chief Executive Officer of Cantor since 1992 and as Chairman since 1996. Mr. Lutnick's company, CF Group Management, Inc. ("CFGM"), is the managing general partner of Cantor. Mr. Lutnick is also the Chairman of the Board of Directors of BGC Partners, Inc. and its Chief Executive Officer, positions in which he has served from June 1999 to the present. In addition, Mr. Lutnick has served as Chairman of Newmark Group, Inc. since 2016. Mr. Lutnick also served as the Chairman and Chief Executive Officer of Cantor SPAC I, from October 2015 until consummation of its business combination with GCM Grosvenor in November 2020. Mr. Lutnick also serves as the Chairman and Chief Executive Officer of Cantor SPAC II since September 2019 and Cantor SPAC III since March 2016. Mr. Lutnick is a member of the Board of Directors of the Fisher Center for Alzheimer's Research Foundation at Rockefeller University, the Board of Directors of the Horace Mann School, the Board of Directors of the National September 11th Memorial & Museum, the Board of Directors of the Partnership for New York City, and the Board of Overseers of The Hoover Institution. In addition, Mr. Lutnick has served as Chairman and Chief Executive Officer of eac126285347
ATA$10.09$0.56$10.38NaNNaN226355
LJAQ$9.85$0.54$10.09
'Robert M. Bennett', 'William W. Bunker', 'Eric Ver Ploeg', 'Patrick Brandt', 'James W. Keyes', 'Jeffrey A. Rich', 'Robert M. Bennett'
Robert M. Bennett, our Chairman and Chief Executive Officer since July 2020 has over 30 years of private equity experience in technology, media and manufacturing businesses. Mr. Bennett has broad experience in building proprietary deal sourcing, raising financing and closing acquisition transactions and then growing those businesses and selling them to strategic acquirers. Since 1997, Mr. Bennett has served as Chief Executive Officer of the First Lexington organization, a private equity sponsor group that has led many transactions. From 2014 to 2017, Mr. Bennett was Chief Executive Officer of ViewMarket, Inc., a company he cofounded that acquired CultureMap, a digital media company. ViewMarket was subsequently sold to Gow Media, LLC in 2017. Since 2017, Mr. Bennett has also served as Chairman and Chief Executive Officer of Jon D. Williams Cotillions, Inc., a national social education provider. From 1997 to 2019, Mr. Bennett was Chief Executive Officer of Long Lok Fasteners Corporation, a next generation proprietary aerospace fasteners company in which he purchased two additional "bulk up" businesses, Bernic Screw Corp and A&W Screw Corp. The company was sold to Novaria Group, LLC in December 2019. Since 2003, Mr. Bennett has also served as Vice Chairman of Modulant Solutions, an IT services and software company that he cofounded and later acquired Product Data Integration Technologies, Inc. From 1999 to 2003, Mr. Bennett was Chairman of S53463330
PRSR$9.76$0.70$9.98NaNNaN34207332
CRU$9.77$0.77$10.02
Brad Feld has been the Chairman of our board of directors since September 2020\. Mr. Feld is a founding partner at Foundry Group. Mr. Feld has been a board member of, advisor to and investor in wellknown technology companies including Fitbit, Inc. (which since consummated an initial public offering), Z49257334
EPWR$9.79$0.57$10.04
'Harold Ford Jr.', 'Virginia (Ginnie) Henkels', 'Laura L. Long', 'Harold Ford Jr.', 'Stephanie M. Phillipps', 'Marjorie Rodgers Cheshire', 'Gagan Singh', 'Margaret B. (Peg) Smith', 'Toni TownesWhitley', 'Andrea L. Zopp'
Virginia (Ginnie) Henkels has been our Chief Financial Officer and Sec1000332
PHIC$9.79$0.70$9.97
' Clive Meanwell', ' Ian Read', ' Christopher Visioli', ' Chris Cox', ' Whit Bernard', ' Farah Champsi', ' Clarke Futch', ' Charles Homcy'
Clive Meanwell is our cofounder and has been our Chief Executive Officer since September 2020. Dr. Meanwell is a Founding Partner of Population Health Partners. Dr. Meanwell was a founder of The Medicines Company and was a director of The Medicines Company from 1996 until The Medicines Company was acquired by Novartis for $9.7 billion in January 2020. From December 2018 until January 2020, Dr. Meanwell served as The Medicine Company’s chief innovation officer. Prior to December 2018, he served as The Medicine Company’s chief executive officer since February 2012, The Medicine Company’s chief executive officer and president from October 2009 to February 2012, The Medicine Company’s chief executive officer from August 2004 to October 2009, as The Medicine Company’s president from August 2004 to December 2004, The Medicine Company’s executive chairman from September 2001 to August 2004 and The Medicine Company’s chief executive officer and president from 1996 to September 2001. Dr. Meanwell was also chairman of The Medicine Company’s board from September 2001 to August 2015. Dr. Meanwell is1512383
KAII$9.76$0.55$9.88NaNNaN33601289
VII$9.78$0.75$10.14
'Jack Leeney', 'Christopher Walsh', 'Jack Leeney', 'Jack Leeney', 'Courtney Robinson', 'Tripp Jones', 'Tripp Jones', 'Patrick Eggen'
Christopher Walsh has served as our Chief Financial Officer2544347
MIT$9.75$0.70$9.98
'Edward A. Rose III', 'Derek Satzinger', 'Michael E. Martino', 'Phillip B. Whitehead', 'Diane M. Parisi', 'James L. Bauman', 'William B. Plummer', 'James L. Bauman', 'Pamela Chepiga'
_Derek Satzinger_ is our Chief Financial Officer and will553310
KIII$9.75$0.55$9.91NaNNaN1289
SPKB$9.78$1.00$10.05
_Scott Gordon_ has been the Chairman of our board of directors and has served as our Chief Executive Officer since our inception. Mr. Gordon is also Chairman of the board of directors and Chief Executive Officer of Silver Spike Acquisition Corp., a blank check company whose sponsor is an affiliate of Silver Spike Capital. On December 10, 2020, Silver Spike Acquisition Corp. entered into a definitive agreement for a business combination with WM Holding Company, LLC, which operates Weedmaps, a leading online listings marketplace for cannabis consumers and businesses, and WM Business, a comprehensive SaaS subscription offering sold to cannabis retailers and brands. The transaction is subject to approval of Silver Spike Acquisition Corp.'s shareholders and other customer closing conditions. Since 2016, Mr. Gordon has been the co founder and Chairman of Egg Rock Holdings, parent company of the Papa & Barkley family of cannabis products with related subsidiary assets in manufacturing, processing, and logistics. Egg Rock Holdings also is the parent company of Papa & Barkley Essentials, a hempderived CBD business based in Colorado. From 2016 to 2018, Mr. Gordon was also President of Fintech Advisory Inc., investment manager for a multibillion dollar family office fund focused on longterm and opportunistic investments in emerging markets. From late 2013 to 2016, Mr. Gordon served as a Portfolio Manager at Taconic Capital Advisors, a multistrategy investment firm. Prior to joining Taconic, Mr. Gordon was a Partner and Portfolio Manager at Caxton Associates from 2009 to 2012. He was also a Senior Managing Director and Head of Emerging Markets at Marathon Asset Management from 2007 to 2009. Earlier in his career, Mr. Gordon held leadership positions at Bank of America and ING Capital. Mr. Gordon was a founding member of the Emerging Markets business at JP Morgan where he worked upon graduating fr8537269
AKIC$9.75$0.79$9.98NaNNaN3333
GXII$9.73$0.70$9.87
'Jay R. Bloom', 'Dean C. Kehler', 'Michael G. Maselli', 'Andrea J. Kellett', 'Arthur D. Baer', 'Jordan S. Bloom', 'Hillel Weinberger', 'Marc Mazur', 'Paul S. Levy'
Jay R. Bloom, our CoChairman and Chief Executive Officer since inception, is a Managing Partner of Trimaran, which he cofounded in 1998, and serves as a Manager of Trimaran Fund II, an existing private equity fund. Trimaran and affiliated entities have managed, through Trimaran Fund Management, L.L.C., private equity funds, collateralized loan obligations, and hedge funds (in the case of hedge funds, as subadvisor). Since 2019, he has served as CoChairman and Chief Executive Officer of GXGX. Prior to Trimaran, Mr. Bloom was a Managing Director and Vice Chairman of CIBC, where he was responsible for CIBC's United States and European Merchant Banking activities, which were conducted through the CIBC Funds. In addition, Mr. Bloom was responsible for overseeing CIBC's United States and European Leveraged Finance businesses, which included financial sponsor coverage; acquisition finance; high yield origination, underwriting, sales and trading; private placements; and financial restructuring advisory services. Prior to CIBC, Mr. Bloom was a co founder of Argosy, a boutique investment bank that engaged in leveraged finance activities and principal investing. Argosy was acquired by CIBC in 1995. Prior to Argosy, Mr. Bloom was a Managing Director of Drexel Burnham Lambert Inc., and before that he was an investment banker at Le192262
INKA$9.84$0.63$10.13NaNNaN428595333
EQHA$9.77$0.55$10.04
'Lewis N. Little, Jr.', ' Andrew Beckman', ' William W. Burke', ' Clarke Heidrick', ' Molly Cate', ' Scott Ellyson', ' Molly Cate'
Lewis N. Little, Jr. has served as our Executive Chairman of the Board since our inception. From October 2016 until December 31, 2020, Mr. Little has served as President and Chief Executive Officer of Covenant Physician Partners, Inc., a physician and healthcare provider headquartered in Nashville and affiliated with 63 physician partnerships in 19 states. During that same period, Mr. Little was also a board member of Covenant Physician Partners, Inc. At Covenant Physician Partners, Inc., Mr. Little executed more than $300 million in acquisitions (including $200 million of acquisitions in 2019 alone), doubled the revenue and EBITDA in three years through the successful M&A strategy and organic growth (pro forma revenue of $149 million and pro forma adjusted EBIDTA of $25 million in 2016 increased to pro forma adjusted revenue of $295 million and pro forma adjusted EBITDA of $52 million in 2019, respectively), and expanded Covenant Physician Partners, Inc. from a pureplay ambulatory surgery center model to a comprehensive provider of surgical services, anesthesia, and physician practice management across the gastro enterology and ophthalmology sectors. He also enhanced the value and patient outcomes by pivoting the strategy of Covenant Physician Partners, Inc. to a more holistic and integrated physician services model, leveraging backoffice capabilities, increasin713310
HLAH$9.76$0.72$9.97
' Hartley R. Rogers', 'Andrea Kramer', 'Atul Varma', 'Adam B. Shane', 'Thomas Allingham', 'Holly Flanagan', 'Arlene Yocum'
Hartley R. Rogers has been the Chairman of our Board of Directors since September 2020\. Mr. Rogers has served as Chairman of Hamilton Lane Incorporated's board of directors since August 2017 and serves on its compensation committee. He is also a Managing Director and a member of various investment committees of Hamilton Lane Advisors. Since December 2003, Mr. Rogers has also served as Chairman of the board of Hamilton Lane Advisors. Prior to joining the firm in 2003, Mr. Rogers was a Managing Director and investment committee member of DLJ Merchant Banking Partners III from 2001 to 2002. Before that, he was a Managing Director in the Private Equity Division of Credit Suisse First Boston from 1997 to 2001. Prior to joining CSFB in 1997, Mr. Rogers was a Managing Director of Morgan Stanley, where his responsibilities included serving as President of the general partners of the Princes Gate Investors family of private equity funds. He worked at Morgan Stanley from 1981 to 1983, 1986 to 1993 and 1995 to 1997. Mr. Rogers also serves as Chairman of the advisory board of the Vice Provost for Advances in Learning, the online learning initiative of Harvard University, on the board of the Institu1253326
CLAS$9.74$0.55$10.03
'Joseph E. Parsons', 'Robert C. Daugherty', 'Michael T. Moe', 'Joy Chen', 'Rachael Jarosh', 'James W. Runcie', 'Lev Gonick'
Joseph E. Parsons is our CoExecutive Chairman and a Director. Since January 2015, he has served as a managing member of 1913 Ventures LLC, a private investment firm. Between March 2010 and January 2014, he served as a member of the management committee and as an advisor to Bridgewater Associates, where he was a leader in the transition from a founder led organization to an institutional quality enterprise, with specific focus on the recruitment of key talent and the transformation of existing business functions. Previously, between 1997 and 2010, Mr. Parsons served in multiple roles at GE, including as CEO of four business units at GE Capital (GE Global Investment Management; GE Real Estate/Americas; GE Private Equity; and GE eBusiness). Earlier in his career, Mr. Parsons held leadership roles at Merrill Lynch, KPMG and Sovereign National Management, advising and structuring transformative acquisitions, leading integration activities and building high performance teams. Mr. Parsons' board experience includes serving as a director of both public and private companies including KnowledgeShares.Org, Regency Centers Corp. (NYSE:REG), Wine.com and MetaProp NYC (since January 2019). Mr. Parsons also worked frequently with the GE Capital board of directors while at GE. Mr. Parsons is also on the University of Connecticut's Foundation board of directors. M17081324
EPHY$9.80$1.13$10.15
'Arthur Coviello', 'Paul Deninger', 'Peter Bell', 'Kirk Arnold', 'Peter Bell', 'Melissa McJannet', 'JD Sherman'
Arthur Coviello, our Chairman since inception, is a deeply experienced technology industry CEO and board member. From 2001 to 2006, Mr. Coviello served as President and Chief Executive Officer of RSA (previously NASDAQ: RSAS) and following RSA's acquisition by EMC (previously NYSE: EMC) for $2.1 billion, as an Executive Vice President of EMC and head of its Security Division from 2006 to 2015. During his leadership tenure at RSA, Mr. Coviello oversaw 17 acquisitions, driving growth and solidifying RSA's leadership position in the cybersecurity industry. Mr. Coviello has been a central figure within the information security industry for more than 25 years. His strategic vision and management as Chief Executive Officer of RSA helped drive the company's growth to revenues of approximately $1 billion in 2015. Under his leadership, Mr. Coviello built RSA Conference into one of the most respected, vendor agnostic events in cybersecurity. Mr. Coviello's expertise and influence have made him a recognized leader in the industry as he is frequently a featured presenter at conferences and forums around the world, and he has played key roles in several national cybersecurity initiatives. Mr. Coviello currently serves on the board of directors of both public and private companies, including Synchrony Financial (NYSE: SYF), a consumer financial services company since 2015, and Tenable (NASDAQ: TENB), a provider of Cyber Exposure solution69138330
AEAC$9.78$0.65$10.10
'David M. Hooper', 'Thomas Flocco', 'Todd Khoury', 'Joe Baker', 'Kathleen Griffin Stack', "Tim O'Connor", 'Michael Weinstein'
David M. Hooper serves as our Chief Executive Officer and also chairs our board of directors. Mr. Hooper cofounded Authentic Equity in 2018. Prior to Authentic Equity, in 2006, he cofounded Centerview Capital. At Centerview Capital, Mr. Hooper was a Partner, managed the firm's consumer fund and co chaired its investment committee. He played a leading role in each of Centerview Capital's consumer investments since inception, including The Nielsen Company, Richelieu Foods, Big Heart Pet Brands/Del Monte Foods, Ole Smoky Distillery and Advantage Solutions. Mr. Hooper remains on the board of directors of Ole Smoky Holdco LLC (the parent of Ole Smoky Distillery). Prior to Centerview Capital, Mr. Hooper was a Managing Director, Head of the Consumer Group and Chairman of the U.S. Investment Committee at Vestar Capital Partners. Prior to joining Vestar in 1994, Mr. Hooper served as a financial consultant to GPA Group plc and was a member of The Blackstone Group's Principal Investment Group and Drexel Burnham Lambert's M&A department. Over his career, Mr. Hooper has served as a board member or board observer of numerous consumeroriented companies, including Nielsen, J.M. Smucker, Big Heart Pet Brands, Advantage Solutions, Birds Eye Foods, Richelieu Foods, Del Monte Foods and Anvil Knitwear. Mr. Hooper holds a BSBA from Georgetown University and an MBA from the Stanford Graduate School of Business. Mr.1728324
TLGA$9.74$0.56$9.90
'John Michael Lawrie', 'John Michael Lawrie', 'Jonathan Morris', 'A. George Kadifa', 'Kristin Muhlner', 'Hilliard C. Terry III', 'Edward Ho'
David Johnson serves as our Chief Financial Officer and will serve as a director upon completion of the offerin324312
FVIV$9.78$0.99$9.90
'Joshua A. Pack', 'Andrew A. McKnight', 'Daniel N. Bass', 'Micah B. Kaplan', 'Andrew A. McKnight', 'Marc Furstein', 'Leslee Cowen', 'Claudio Reyna'
Joshua A. Pack serves as a director and will serve as the company’s Chief Executive Officer following the completion of this offering. Mr. Pack is a Managing Partner of the Credit Funds business at Fortress. Mr. Pack has 20 years of credit investment and workout experience through multiple credit cycles. Mr. Pack is based in Los Angeles and Heads the illiquid credit investment strategies at Fortress, serves on the investment committee for the Credit Funds business at Fortress and is a member of the Management Committee of Fortress. Since joining the Credit Funds business at Fortress at its inception in 2002, Mr. Pack has analyzed, structured and negotiated hundreds of lending, structured equity and real estate transactions. Prior to joining Fortress, Mr. Pack was a Vice President with Wells Fargo & Co. in the capital markets group. Before that, Mr. Pack was a Vice President with American Commercial Capital, an independent specialty finance company focused on corporate and real estate lending to middle market businesses that was subsequently acquired by Wells Fargo & Co. in 2001. He serves as a director on multiple corporate Boards and is on the Board of the San Diego Zoo Global Foundation. Mr. Pack previously served on the board of directors of Mosaic from 2017 to112851264
CVII$9.79$1.13$10.00
' Michael Klein', 'Jay Taragin'
Michael Klein is our Chief Executive Officer, President and the Chairman of our Board of Directors. Mr. Klein is also the Chief Executive Officer and Chairman of the Board of Directors of Churchill Capital Corp II, a blank check company whose sponsor is an affiliate of M. Klein and Company, LLC, Chief Executive Officer, President and Chairman of the Board of Directors of Churchill Capital Corp IV, a blank check company whose sponsor is an affiliate of M. Klein and Company, LLC and Chief Executive Officer, President and Chairman of the Board of Directors of Churchill Capital Corp V, a blank check company whose sponsor is an affiliate of M. Klein and Company, LLC. Mr. Klein is currently a Director of Credit Suisse Group AG and Credit Suisse AG. Mr. Klein was the cofounder and Chairman of Churchill Capital Corp, a blank check company formed in 2018. Churchill Capital Corp merged with Clarivate Analytics in May 2019\. Mr. Klein was also the founder, Chief Executive Officer, President and Chairman of the Board of Directors of Churchill Capital Corp III, a blank check company formed in 2019. Churchill Capital Corp III merged with MultiPlan, Inc. in October 2020, and Mr. Klein currently serves on the board of directors of MultiPlan, Inc. Mr. Klein is the founder and managing partner of M. Klein and Company, which he founded in 2012. M. Klein and C41713296
CCVI$9.87$1.05$10.06
'Michael Klein', ' Jay Taragin', ' Glenn R. August'
Michael Klein is our Chief Executive Officer, President and the Chairman of our Board of Directors. Mr. Klein is also the Chief Executive Officer and Chairman of the Board of Directors of Churchill Capital Corp II, a blank check company whose sponsor is an affiliate of M. Klein and Company, LLC, Chief Executive Officer, President and Chairman of the Board of Directors of Churchill Capital Corp IV, a blank check company whose sponsor is an affiliate of M. Klein and Company, LLC and Chief Executive Officer, President and Chairman of the Board of Directors of Churchill Capital Corp V, a blank check company whose sponsor is an affiliate of M. Klein and Company, LLC. Mr. Klein is currently a Director of Credit Suisse Group AG and Credit Suisse AG. Mr. Klein was the cofounder and Chairman of Churchill Capital Corp, a blank check company formed in 2018. Churchill Capital Corp merged with Clarivate Analytics in May 2019\. Mr. Klein was also the founder, Chief Executive Officer, President and Chairman of the Board of Directors of Churchill Capital Corp III, a blank check company formed in 2019. Churchill Capital Corp III merged with MultiPlan, Inc. in October 2020, and Mr. Klein currently serves on the board of directors of MultiPlan, Inc. Mr. Klein is the founder and managing partner of M. Klein and Company, which he founded in 2012. M. Klein and Company is a global strategic advisory firm that provides its clients a variety of advi16282296
MON$9.79$0.55$10.04
'Jeffrey H. Smulyan', ' Patrick Walsh', ' Ryan A. Hornaday', ' J. Scott Enright', " Thomas J. ''Chase'' Rupe", ' Stanley P. Gold', ' Stephen Goldsmith', ' Traug Keller'
Jeffrey H. Smulyan is our Chairman and Chief Executive Officer. He founded and has been the Chairman of the Board and Chief Executive Officer of Emmis Communications, a diversified operating company of media and technology businesses since 1979. He also serves on the board of directors and as Chief Executive Officer of MediaCo Holding, a recent Nasdaqlisted spin off from Emmis Communications. As principal owner, he led a group that purchased the Seattle Mariners baseball team in 1989. In his role at Emmis Communications, Mr. Smulyan built a global portfolio of media assets by acquiring 38 large market radio stations and 16 television stations during domestic deregulation of media ownership limits. Mr. Smulyan built the world's first allsports radio station at WFAN, New York, multicultural media icons, Power 106 in Los Angeles and Hot 97 in New York, and the groundbreaking hip hop music festival, Summer Jam. Mr. Smulyan currently serves on the board of 2021 All Star, Inc., an organization charged with courting and overseeing major sports events hosted in Indianapolis, including the NBA All Star Game, NCAA Final Four,624325
FLAC$9.78$0.81$9.99
' James N. Topper, M.D., Ph.D.', 'David Topper', 'Gordon Empey', 'Max M. Nowicki, M.D.', 'Robert F. Baltera', 'David Topper', 'Carol G. Gallagher, Pharm.D.', 'Krishna R. Polu, M.D.'
James N. Topper, M.D., Ph.D., serves as our Chief Executive Officer and Chairman of our board of directors. Mr. Topper currently serves as a Managing Partner of Frazier Life Sciences. He joined Frazier in 2003 and opened Frazier's Menlo Park office in the same year. Throughout his 15 years as a Managing Partner, Mr. Topper has invested across over 35 companies encompassing a broad spectrum of life science and biopharmaceutical companies. Mr. Topper has led and served as a board member for many of Frazier's successful life sciences investments, including Acerta Pharma BV (sold to AstraZeneca), Calistoga Pharmaceuticals (cofounder, sold to Gilead Sciences), Mavupharma (sold to AbbVie), Rempex (sold to The Medicines Company), Incline (cofounder, sold to The Medicines Company), Alnara (sold to Lilly), Portola (cofounder, NASDAQ: PTLA), CoTherix (sold to Actelion), and Threshold (NASDAQ: THLD). He currently represents Frazier on the boards of Allena Pharmaceuticals (NASDAQ: ALNA), Alpine Immune Sciences (NASDAQ: ALPN), Amunix Pharmaceuticals, AnaptysBio (NASDAQ: ANAB), Lassen Therapeutics, and Phathom Pharmaceuticals (NASDAQ: PHAT). In 2011 and 20362
ZWRK$9.73$0.69$9.92NaNNaN808310
SVFA$9.98$1.33$10.24
'Rajeev Misra', 'Navneet Govil'
_Navneet Govil_ is our director and Chief Financial Officer. Mr. Govil currently serves as a Managing Partner and Chief Financial Officer of SoftBank Investment Advisers (SBIA). Prior to joining SoftBank, Mr. Govil served in senior corporate officer roles for publicly traded multinational corporations. At CA Technologies, Mr. Govil was Senior Vice President of Finance and Strategic Pricing, where he led treasury, corporate business development, pricing and business unit finance f334888331
CPUH$9.78$1.00$10.01NaNNaN62868304
ITHX$9.75$0.60$10.01NaNNaN7157310
SWET$9.78$0.63$10.06
'Chris Hickey', 'David Poltack', 'Mark Wan', 'Jared Smith', 'Paraag Marathe', 'Daniel Gallagher', 'Daniel Burns'
He currently sits on the boards of Tracksmith, Freeletics, FloSports, Stio, VenueNext, QuintEvents, and AcelRx (NASDAQ: ACRX). Prior public boards include Perclose acquired by Abbott Healthcare, Odyssey Healthcare acquired by Genitive, and epocrates acquired by AthenaHealth. Mr. Wan is a coowner of the NBA’s Boston Celtics, NFL’s San Francisco 49ers, English Premier League’s Leeds United, and esports team, Team Liquid. Mr. Wan received his BS in electrical engineering from Yale University and his MBA from Stanford’s Graduate School of Business. Mr. Wan is wellqualified to serve on our Board of Directors because of his significant experience in private equit619327
SCOA$9.80$0.72$10.01
'Andrea Pignataro', 'Andrea Pignataro', 'Alex Triplett', 'Sheila Hooda', 'John Woyton', 'Kenneth T. Schiciano'
Mathew J. Cestar has been our Chief Executive Officer and Director since October 2020. Mr. Cestar served as Managing Director of Credit Suisse from 2005 to 2020, and as CoHead of its EMEA Investment Banking and Capital Markets from 2017 to 2019 with responsibility for Mergers & Acquisitions, Debt & Equity Capital Markets Groups and the EMEA Investment Banking sector and country coverage teams. In his role at Credit Suisse, Mr. Cestar also chaired the Global Credit Products Capital Commitment Committee in London, was a member of Credit Suisse's Global IBCM Operating Committee, IBCM Business Risk and Controls Committee, and the Corporate Bank Risk and Corporate Bank Oversight Committee. He also coordinated Credit Suisse's underwriting and capital commitment activities. Mr. Cestar was a member of Credit Suisse UK Conducts and Ethics Board and the EMEA Reputational Risk Committee. Previously, from 2015 to 2017, Mr. Cestar served as CoHead of Global Leveraged Finance Capital Markets and CoHead of Global Credit Products in EMEA. Prior to this, from 2013 to 2015, he was CoHead of the Leveraged Finance and Sponsors Group within the Investment Banking Department, responsible1418353
HMCO$9.89$1.26$10.38
Ross Berman, our Chief Executive Officer and director, has been the CoFounder and President of HumanCo since January 2019. Ross has over 20 years of investment experience, including in public and private equity markets and in the consumer sector. Prior to cofounding HumanCo, Ross was the President and Chief Strategy Officer at Tourbillon Capital Partners from January 2018 to January 2019. From July 2012 through March 2017, he was the Founder and Chief Investment Officer of Green Owl Capital Management and, from June 2002 to April 2011, was a CoFounder and CoPortfolio Manager of BAM Capital Management. Ross is currently a board member of Hu (as in Human), one of the fastest growing snack companies in the U.S. and is also a board member of Maccabi USA, a notforprofit organization with a mission of building Jewish pride and c3111362
POW$9.80$0.67$9.94
' Katherine Power', 'Dana Settle', 'Karen Cate', 'Brianna Mobrem'
Dana Settle has been the Chair of our Board of Directors since October 2020\. Ms. Settle is a cofounder and managing partner at Greycroft, a venture capital firm. She serves on its investment committee and has been responsible for raising over $2 billion in total capital commitments. Since Greycroft's inception in 2006, Ms. Settle402829331
HCIC$9.83$0.94$10.08
'Daniel J. Hennessy', 'Greg Ethridge', 'Nicholas A. Petruska', 'Jeffrey Immelt', 'Nora Mead Brownell', 'Barbara Byrne', 'Nora Mead Brownell', 'Tanguy V. Serra'
Daniel J. Hennessy, our Chairman and Chief Executive Officer since our formation, is also the Managing Member of Hennessy Capital LLC, an alternative investment firm he established in 2013 that focuses on sustainable industrial technology and infrastructure sectors. Mr. Hennessy served as Chairman and CEO of Hennessy Capital Acquisition Corp. IV, or Hennessy IV from March 2019 until its business combination with Canoo Holdings Ltd, which closed on December 21, 2020 and is now known as Canoo, Inc. (NASDAQ: GOEV). Mr. Hennessy has served as a director of SIRVA Worldwide Relocation & Moving since August 2018\. He also serves as senior advisor to Proptech Acquisition Corporation (NASDAQ: PTAC), a special purpose acquisition company targeting businesses in the real estate technology industry, which in July 2020 announced the entry into a definitive agreement for an initial business combination with Porch.com, which is currently expected to close in the fourth quarter of 2020. From January 2017 to October 2018, Mr. Hennessy served as Chairman of the Board and Chief Executive Officer of Hennessy Capital Acquisition Corp. III, or Hennessy III, which merged with NRC Group Holdings, LLC, a global provider of comprehensive environmen78497324
ANAC$9.77$0.82$10.00
'David O\x92Connor', 'Theo Epstein', 'Ian Charles', 'John Vedro', 'Tomago Collins', 'Theo Epstein', 'Meredith McPherron', 'Ian Charles'
_David ¬ďDoc¬Ē O¬íConnor_, who will become the Chairman of our board of directors in connection with this offering, is a Managing Partner at Arctos Sports Partners and a leader in the sports, media, and entertainment industry with over 35 years of experience launching, growing and reinventing sector leading companies. Mr. O¬íConnor graduated with a BA from Dartmouth College in 1980 and began his career at Creative Artists Agency, where he represented a notable array of entertainment icons such as Sean Connery, Eddie Murphy, Michael Douglas, Bruce Willis and Lorne Michaels. Following three decades of success leading the growth and expansion of CAA, in 2015, Mr. O¬íConnor was hired as President and Chief Executive Officer by The Madison Square Garden Company, taking over a portfolio of sports, media, and entertainment assets that included Madison Square Garden, the New York Knicks (NBA), the New York Rangers (NHL), Radio City Music Hall, the Forum and a number of other entertainment properties. In 2017, he led the successful spinoff of MSG Networks. In 2019, Mr. O¬íConnor joined Arctos Sports Partners as a Managing Partner, where he directs the firm¬ís investment strategy, firm governance and investor relations. Mr. O¬íConnor is also a founding advisor, investor and board member of the Premiere Lacrosse League, a professional outdoor lacrosse league launched in1767285
COLI$9.74$1.05$9.95
'Craig McCaw', 'Randy Russell', 'Steve Ednie', 'R. Gerard Salemme', 'Dennis Weibling', 'Craig McCaw', 'Cathleen A. Massey'
Mr. McCaw has shown repeated foresight in identifying and investing in key trends that have shaped the global telecommunications, media and technology markets. In bringing vision into reality, Mr. McCaw has also consistently built cohesive executive teams and cultureled organizations to execute within competitive markets. He led companies including McCaw Cellular Communications, Nextel Communications and Clearwire that developed technologies and deployed assets underlying today's wireless networks and bolstered the explosive growth in mobile services. Some of Mr. McCaw's contributions to TMT innovation include: the advent and ubiquitous availability of wireless cellular and PCS networks, the evolut24004284
IIII$9.78$0.70$10.00
'Daniel G. Cohen', 'John M. Butler', 'Joseph W. Pooler, Jr.', 'John C. Chrystal', 'Sasson Posner', 'Sheila Nicoll', 'Walter T. Beach'
Daniel G. Cohen has served as our Chairman of the Board since October 2020, and as the Chairman of the Board of INSU II (NASDAQ: INAQ) since January 2019\. Previously, he served as the Chairman of the Board of INSU I from December 2018 to October 2020\. Since February 2018, Mr. Cohen has served as the Chairman of the board of directors and of the board of managers of Cohen & Company, LLC, and has, since September 2013, served as the President and Chief Executive of the European Business of Cohen & Company Inc. (NYSE: COHN), a financial services company with approximately $2.63 billion in assets under management as of June 30, 2020, and as President, a director and the Chief Investment Officer of Cohen & Company Inc.'s indirect majority owned subsidiary, Cohen & Company Financial Limited (formerly known as EuroDekania Management Limited), a Financial Conduct Authority regulated investment advisor and broker dealer focusing on the European capital markets ("CCFL"). Mr. Cohen served as Vice Chairman of the board of directors and of the board of managers of Cohen & Company, LLC from September 2013 to February 2018\. Mr. Cohen served as the Chief Executive Officer and Chief Investment Officer of Cohen & Company Inc. from December 2009 to September 2013 and as the Chairman of the board of directors from October 2006 to September 2013\. Mr. Cohen served as the executive Chairman of Cohen & Company Inc. from October 2006 to December500352
COOL$9.80$0.85$10.05
'John Cadeddu', 'Marvin Tien', 'Alexandre Balkanski', 'John Mulkey', 'Jason Park', 'Marvin Tien', 'David Kutcher', 'Kevin Tanaka'
John Cadeddu, our CoChairman and member of our board of directors, is currently a General Partner and Managing Director of Corner Ventures and co founded its predecessor firm, DAG Ventures. From 2004 to 2016, DAG Ventures raised in excess of $1.6 billion over five funds, and Mr. Cadeddu sourced many of DAG Ventures' most successful investments, including Ambarella, Inc. (NASDAQ: AMBA), Bloom Energy Corporation (NYSE: BE), Clearwell Systems, Inc. (acquired by Symantec), Eventbrite, Inc. (NYSE: EB), FireEye, Inc. (NASDAQ: FEYE), Glassdoor, Inc. (acquired by Recruit Holdings Co., Ltd.), Grubhub Inc. (NYSE: GRUB), iZettle AB (acquired by PayPal), Jasper Technologies, Inc. (acquired by Cisco), LearnVest, Inc. (acquired by Northwest Mutual), Nextdoor, 1Life Healthcare, Inc. (NASDAQ: ONEM), OptiMedica Corporation (acquired by AMO), Silver Peak Systems, Inc. (acquired by HPE), Wealthfront Inc., WeWork Companies Inc., Wix.com Ltd. (NASDAQ: WIX), Xoom Corporation (listed as XOOM on the Nasdaq Global Select Market prior to being acquired by PayPal) and Yelp Inc. (NYSE: YELP). From 1999 to 2004, Mr. Cadeddu worked at Duff Ackerman & Goodrich, a telecommunicationsfocused private equity firm. Prior to Duff Ackerman & Goodrich, Mr. Cadeddu worked at Tandem Computers, Octel Communications, JP Morgan and Amsterdam Pacific. Mr. Cadeddu serves on the board of directors of CommonSense Robot19004353
FOXW$9.92$0.51$10.39
'Robb Knie', ' Michael Reavey', ' Jeff Pavell', ' Michael Reavey', ' Sundeep Agrawal'
_Michael Reavey_ , who will serve as one of our directors following the completion of this offering, is an established security executive with over 20 yearsexperience in security leadership spanning product engineering, incident response, security assurance, and risk management. At Electronic Arts (EA), a gaming company, where he is the Vice PresidentEnterprise Security since October 2017, he is responsible for the security of EA's global enterprise. Since February 2020, he also serves as a technical advisor to Change Healthcare, Inc., a provider of revenue and payment cycle management and clini2319
NAAC$9.78$0.82$10.00
'Andrew Morgan', ' Gary Quin', ' Patrick Doran', ' Mark Keating', ' Dimitri Panayotopoulos', ' Tamara Sakovska'
the acquisition of The Seagram Company Limited by Diageo and Pernod Ricard for $8.15 billion in 2001, Diageo's largest acquisition since its formation in 1997, adding _Crown R1317
DHHC$9.77$0.66$9.96
'David T. Hamamoto', ' Keith Feldman', ' Judith A. Hannaway', ' Jonathan A. Langer', ' Charles W. Schoenherr'
David T. Hamamoto our Chairman and Chief Executive Officer since inception, is the Founder of Diamond Head Partners, LLC which he established in 2017. He is also a director and chairman of the nominating and corporate governance committee of Lordstown and previously served as the Chairman and Chief Executive Officer of DiamondPeak. Previously, he served as Executive Vice Chairman of Colony NorthStar (now Colony Capital (NYSE:CLNY)), a real estate and investment management firm, from January 2017 through January 2018\. The NorthStar companies, which he founded, were sold to Colony Capital in January 2017\. Prior to the sale, Mr. Hamamoto was Executive Chairman of NorthStar Asset Management Group ("NSAM") since 2015, having previously served as its Chairman and Chief Executive Officer from 2014 until 2015. Mr. Hamamoto was the Chairman of the board of directors of NorthStar Realty Finance Corp. (NYSE:NRF)("NRF)), a real estate investment trust, from 2007 to January 2017 and served as one of its directors from 2003 to January 2017\. Mr. Hamamoto previously served as NRF's Chief Executive Officer from 2004 until 2015 and President from 2004 until 2011. Mr. Hamamoto was Chairman of the board of directors of NorthStar Realty Europe Corp. from 2015 to January 2017\. In 1997, Mr. Hamamoto cofounded NorthStar Capital Investment Corp., the predecessor to NorthStar Realty Finance, for which he served as CoChief Executive Officer until 2004. Prior to North0313
PNTM$9.79$0.77$10.03
'Hubertus Muehlhaeuser', 'Burak Alici', 'Nina Murphy', 'Erik Olsson', 'Peter Grosch', 'Luciano Mozzato'
We believe Mr. Muehlhaeuser's extensive experience in business and managing public companies make him well qualified to serve as a member of our boar50305326
SSAA$9.79$0.73$10.00
Thomas Dare is our Chief Financial Officer. Mr. Dare is a founder of Science Inc. where he has served as a Managing Director since 2011. Mr. Dare leads fund and portfolio operations for Science Inc., tapping into his1470313
BLUA$9.77$0.69$10.00
'John Gregg', ' Randall Mays', ' Eric Medina', ' Randall Mays', ' Alok Sama', ' John E. Sununu'
John Gregg has been our CoChairman and CoChief Executive Officer since October 2020\. Mr. Gregg has been the founder of Bluewater Ventures since 2003. Bluewater Ventures represents his family office and focuses on investing in special situations in the technology, media, telecom and entertainment industries. Mr. Gregg previously held various leadership roles including Head of Corporate Development and CFO from 1994 to 2003 for NTL Inc (now Virgin Media), a NYSElisted cable communications company. Mr. Gregg also served as a Managing Director in charge of corporate finance and development for Cellular Communications Inc, Cellular Communications Intl, and Cellular Communication Puerto Rico Inc, three Nasdaqlisted companies. He was Managing Director and Chief Restructuring Officer of Iesy GMBH and the Managing Director of Cablecom GMBH, the largest Swiss broadband provider. Over his 30year career in the TMT sector, he has negotiated over 50 acquisitions, divestitures and corporate restructurings and arranged over $18 billion in strategic investments. He has successfully led operational restructurings in companies varying in size from 500 to 25,000. He was the Vice Chair and cofounder of Virgin Net and served as the Executive Chairman of Carat Security and Centigon, both3824310
BITE$9.74$0.60$10.02NaNNaN4076296
JWSM$9.80$1.16$10.05
'Barry Sternlicht', ' Andrew Klaber', ' Matthew Walters', ' Michael Reidler', ' John Legere', ' David Helfand'
Mr. Sternlicht currently serves as the Chairman and Chief Executive Officer of STWD, a lea125499306
FLME$9.74$0.72$10.05
'James C. Flores', 'Gregory D. Patrinely', 'Michael E. Dillard', 'James C. Flores', 'Christopher B. Sarofim'
James C. Flores. Mr. Flores is our cofounder and has served as our President, Chief Executive officer and Chairman of our board of directors since our inception in October 2020. From May 2017 until February 2021, Mr. Flores served as President, Chief Executive Officer and Chairman of Sable Permian Resources, which engaged in the acquisition, consolidation and optimization of oil and gas upstream opportunities. Sable Permian Resources filed a voluntary petition for bankruptcy on June 25, 2020 and emerged from bankruptcy on February 1, 2021. Prior to Sable Permian Resources, Mr. Flores served as Vice Chairman of FreeportMcMoRan, Inc. and CEO of FreeportMcMoRan Oil & Gas, a wholly owned subsidiary of FreeportMcMoRan Inc., the world's largest publicly traded copper producer, from June 2013 until April 2016. From 2001 until 2013, Mr. Flores was the Chairman, CEO and President of Plains Exploration & Production Company and Chairman and CEO of Plains Resources Inc. From 1994 until 2000, Mr. Flores was also the Chairman and CEO of Flores & Rucks, Inc. which, after several acquisitions, was later renamed Ocean Energy Inc. prior to its sale to Devon Energy Corporation. Since 1982, Mr. Flores has had an extensive career in the oil and gas industry in the roles of Chairman, Chief Executive Officer, and President of four public and one private oil & gas exploration and production companies. He serves on the board of directors of Colonnade Acquisition Corp., is a member of the National Petroleum Council, serves as Trustee for th196283
LMAO$9.99$0.52$10.47
'Bruce Rodgers', 'Richard Russell', 'Craig Burson*', 'Martin Traber*'
In this capacity, Mr. Rodgers was an associate of Macfarlane, Ferguson, & McMullen, P.A. from 1991 to 1995 and a partner from 19951998 and was an equity partner of Foley & Lardner LLP from 1998 to 2003. Originally from Bowling Green, Kentucky, Mr. Rodgers holds an engineering degree from Vanderbilt University (1985) and a Juris Doctor, with honors, from the University of Florida (1991). Mr. Rodgers also served as an officer i27313
ATVC$9.78$0.91$10.00
'Arjun Sethi', ' Omar Chohan', 'Arjun Sethi', ' Ted Maidenberg', ' Rohit Nanani', ' Richard Peretz', ' Henry Ward', 'Duriya Farooqui'
Arjun Sethi has been our Chairman and Chief Executive Officer since inception. Mr. Sethi is a serial entrepreneur, investor and executive with deep roots in the Silicon Valley and more than a decade of experience building, sourcing and investing in over 100 highgrowth technology companies, most notably independently investing in companies such as Opendoor, Gusto and Truecaller. Mr. Sethi also cofounded Tribe Capital Management LLC in 2018, a venture capital firm built by engineers and data scientists, which has invested in fast growing and notable companies such as Carta, Relativity, Shiprocket, Applied Intuition, Instabase, Momentus, Bolt, Front, and Equipmentshare. Prior to founding Tribe, Mr. Sethi was a partner at Social Capital from 2016 to 2018, where he led the team which established a successful trackrecord of backing highgrowth companies such as Slack, Cloud Kitchens, and Box. He also served on the executive team at Yahoo, from 2014 to 2016, where he grew product usage to over 1 billion monthly active unique users. He joined Yahoo as part of its acquisition of MessageMe, a messaging app he founded in 2012. Prior to that, Mr. Sethi cofounded LOLapps, a mobile gaming and applications company which he scaled to 100 million monthly users before it was sold to 6waves, a subsidiary of Nexon. Mr. Sethi58648275
DLCA$9.77$0.82$10.17
' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b'
Mark Lavelle is our Chief Executive Officer, Cofounder and Chairman of the company's board of directors. From July 2018 to May 2019 Mr. Lavelle was the Senior Vice President of Commerce Cloud at Adobe, Inc. ("Adobe"), where he joined as a result of the $1.7 billion acquisition by Adobe of his former company, Magento Commerce, where Mr. Lavelle held the role of Chief Executive Officer from November 2015 to June 2018\. Prior to forming Magento Commerce, Mr. Lavelle served as the Senior Vice President of Product Management at eBay Enterprise from January 2013 to November 2015 and as the Senior Vice President of Strategy and Partnerships for eBay Inc. ("eBay") from December 2012 to January 2013. Mr. Lavelle previously served as the Senior Vice President of Strategy and Development at PayPal, Inc. ("PayPal") from January 2009 to December 2012. Mr. Lavelle joined eBay as a result of the October 2008 acquisition of Bill Me Later, Inc. ("Bill Me Later"), a company he cofounded in 2001 and served as Vice President of Corporate Development. Mr. Lavelle has served on the board of SLM Corporation ("Sallie Mae") since 2019, where he is a member of the Audit Committee, Nominations, Governance and Compensation Committee and the Strategic Planning Committee. Mr. Lavelle also currently serves on the board of Armada Supply Chain Solutions LLC, a private company that provides innovative supplychain solutions to the food service industry25957326
CLRM$9.82$0.65$9.96NaNNaN26305310
NRAC$9.74$0.62$10.00
Pete Low, CPA, CA, ICD.D, has served as our Chief Financial Officer since November 2020 and will serve as a director upon effectiveness of the registration statement of which this prospectus forms a part. Mr. Low is the former Executive Vice President and Chief Financial Officer of Saba Software Inc., a leading provider of cloudbased learning and talent management solutions for mid and large size enterprises around the globe. In April 2020, Saba Software was acquired by one of their primary competitors in4983306
NBST$9.74$0.60$10.00NaNNaN13986257
GPAC$9.80$0.94$9.90
'Paul J. Zepf', 'David Apseloff', 'David Apseloff', 'Andrew Cook', 'Gary DiCamillo', 'Claudia Hollingsworth', 'William Kerr', 'James McCann', 'Jay Ripley'
Mr. Zepf serves as our Chief Executive Officer and as Chairman of our board of directors. From February 2018 through July 2020, Mr. Zepf was a senior investment professional at TowerBrook Capital Partners ("TowerBrook"), first as a Venture Partner and then as a Managing Director. Currently, he is a Management Advisory Board member at TowerBrook. TowerBrook is a private equity management firm with over $13 billion in assets under management, investing in both control and noncontrol deals across multiple industry sectors. From the closing of GPAC's merger with Purple in February 2018 until August 2020, Mr. Zepf was a nonvoting observer to Purple's board of directors and each of its board committees. From August 2020, he has been a member and, since December 1, 2020, has been the nonexecutive Chairman, of Purple's board of directors. Prior thereto, from June 2015 to February 2018, he was Chief Executive Officer and a director of GPAC. From February 2014 to June 2015, Mr. Zepf was a Managing Director and Head of Strategic Initiatives at Golub Capital, a direct lender and credit asset manager, with more than $30 billion in capital under management. Prior to joining Golub Capital, from March 2005 to February 2014, Mr. Zepf was a managing principal of Corporate Partners, a Lazardsponsored private equi107327
LMACA$10.26$1.79$10.57
'Gregory B. Maffei', ' Brian J. Wendling', ' Albert E. Rosenthaler', ' Renee L. Wilm'
As a director, Mr. Maffei has served as (i) Chairman of the Board of Qurate Retail since March 2018 and a director of Qurate Retail (including its predecessor) since November 2005, (ii) Chairman of the Board of Liberty TripAdvisor since June 2015 and a director since July 2013, (iii) a director of Liberty Broadband since June 2014, (iv) a director of GCI Liberty since March 2018, (v) the Chairman of the Board of Tripadvisor since February 2013, (vi) the Chairman of the Boa109935317
OSI$9.72$0.58$9.93NaNNaN1123207
GNAC$9.79$0.65$10.00
Brian Sugar is our President and one of our directors. Mr. Sugar currently serves as President of Group Nine Media, responsible for strategic initiatives and innovation, and has served in such position since 2019. He also serves as Founder and Managing Partner at Sugar Capital, an early stage venture capital firm that seeks to invest in the brands and technology that will power the future of ecommerce, since January 2020. Mr. Sugar joined Group Nine Media with the company's acquisition of P4324
VELO$9.75$0.57$9.95
'Adrian Covey', 'Judge Graham', 'Nicolas Brien', 'Garrett Schreiber', 'Sanjay Chadda', 'Carla Hendra', 'Adrian Covey', 'Steve Kassin', 'Ramin Arani'
Judge Graham, our Chief Digital Officer, is an active investor and an acclaimed author. Mr. Graham has been featured in media outlets like AdWeek, Ad Age, Forbes, Bloomberg, CNBC, Money and many more. From 2015 through 2018, Mr. Graham served as the Chief Marketing & New Business Officer of Ansira, the secondlargest independently owned customer relationship management ("CRM") and digital marketing agency in the United States. As a member of their core deal team, Mr. Graham was instrumenta13488285
TSIB$9.77$0.84$9.90NaNNaN50296
EAC$9.78$0.52$10.00
'Peter Ma', ' Morris Beyda', ' Susan Wolford', ' Jason Beckman', ' Jason Colodne', ' Rosamund M. ElsieMitchell', ' Ronald H. Schlosser'
Morris Beyda is our Chief Financial Officer. Currently, Mr. Beyda is a Partner, Chief Operating Off4274324
PGRW$9.80$0.53$10.03
'Carl E. Vogel', 'Warren Schlichting', 'Richard Gallagher', 'David Arslanian', 'Sanjay Puri', 'Chris Kelly', 'Rich Battista', 'Richard Gallagher'
Carl E. Vogel, who will serve as our Chairman as of the effective date of the registration statement of which this prospectus forms a part, currently serves as an industry advisor to Kohlberg Kravis Roberts & Co. LP, an American global investment company. Since May 2005, Mr. Vogel has served on the board of DISH Network Corporation (NASDAQ: DISH), a directbroadcast satellite provider, and is currently the senior advisor to the Chairman. Mr. Vogel served as the President of DISH from September 2006 to February 2008 and served as Vice Chairman from June 2005 to March 2009\. From October 2007 to March 2009, Mr. Vogel served as the Vice Chairman of the board of directors of, and as a Senior Advisor to, EchoStar, a premier global provider of satellite communication solutions. From 2001 to 2005, Mr. Vogel served as the President and Chief Executive Officer of Charter (NASDAQ: CHTR), a publiclytraded company providing cable television and broadband services to approximately six million customers. Prior to joining Charter, Mr. Vogel worked as an executive officer in various capacities for companies affiliated with Liberty Media Corporation from 1998 to 2001. Mr. Vogel was an executive officer of DISH from 1994 to 1997, including serving as its President from 1995 to 1997. Mr. Vogel is also currently serving on the boards of directors of Shaw Communications Inc. (which he joined in 2006), Universal E6054299
PSAG$9.74$0.84$9.90
'Jordan Vogel', ' Aaron Feldman', ' David Amsterdam', ' Avi Savar', ' Eduardo Abush'
Jordan Vogel has served as our chairman, CoChief Executive Officer and Secretary since our inception. Mr. Vogel has been actively investing in and managing residential real estate in New York City since 2001. Mr. Vogel has served as chairman of the board of directors, cochief executive officer and secretary of Property Solutions Acquisition Corp. I since February 2020\. Since April 2009, Mr. Vogel has served as CoFounder and Managing Member of Benchmark Real Estate Group, LLC, a real estate investment company. Mr. Vogel oversees all of the firm's acquisitions and is a member of its Investment Committee. Prior to founding Benchmark, Mr. Vogel worked under Stephen Siegel (Global Chairman of CBRE) at SG2 Properties, LLC, or SG2, heading their acquisitions group from 2004 to 2009. While at SG2, the company successfully acquired over $600 million worth of residential real estate. Prior to SG2, Mr. Vogel worked at William Moses Co., Inc., an owneroperator of luxury apartments in Manhattan, from 2002 to 2004. He was responsible for asset management and the daytoday operation of the entire portfolio. Mr. Vogel began his career in private equity in 2000 at Cramer Rosenthal McGlynn, LLC, a $5 billion money management firm located in New York City. While working for its private equity fund, he originated over $350 million of private equity deals. Mr. Vogel graduated with a B.S. in Economics from the University of Pennsylvania and received an M.S. in Real Estate Develo380288
AGAC$9.75$0.51$10.09NaNNaN4680282
CSTA$9.77$0.69$9.96NaNNaN4202312
OSTR$9.79$0.57$10.00NaNNaN2165319
FSRX$9.77$0.80$9.89
'Lee Einbinder', 'Howard Kurz', 'Steven Handwerker', 'Robert Matza', 'David Smilow', 'Val Soranno Keating', 'Michael Vaughan'
Howard Kurz, our President and a Director since inception, has over 30 years' experience as a successful institutional i2704290
EVOJ$9.79$0.54$9.97
'Michael Lerch', 'Richard Chisholm', 'Adrian Brindle', 'Kazuko Miyashita', 'Richard Chisholm', 'Robert J. Valentine', 'Robert J. Valentine', 'Takahiro Fushimi'
Richard Chisholm has served as our Chief Executive Officer since inception and as a member of our board of directors since inception. Mr. Chisholm is the Chief Executive Officer of ECM, serves a similar role for Evolution, and is a director of various private funds and investment vehicles managed by ECM. Mr. Chisholm has been integrally involved in all facets of Evolution's business and has spearheaded Evolution's private equity transactions. Prior to joining ECM in 2005, Mr. Chisholm spen51299
LEGA$9.76$0.71$9.86
'Mitchell H. Green', 'Nimay Mehta', 'Brian Neider', 'Margaret C. Whitman', 'Nick Mehta', 'Sydney Carey', 'Russell D. Fradin'
Nimay Mehta serves as our President and Chief Financial Officer. Mr. Mehta is a General Partner at Lead Edge Capital, which he joined in 2012, and a member of the Investment Committee for all Lead Edge funds. Mr. Mehta has led investments in companies such as Bumble (IPO), Spotify (Direct359257
IGNY$9.74$0.89$10.17
'David I. Rosenberg', ' David J. Strupp, Jr.', ' Steven Kaplan', ' Cheryl Cohen', ' Charles Wilson, Ph.D.', ' John Andrew Boockvar, M.D.', ' Richard J. Rosenstock'
_David I. Rosenberg_ has been our Chairman of the Board and coChief Executive Officer since our formation. Mr. Rosenberg brings over 20 years of investment banking experience focused on growth companies. Since December 2011, Mr. Rosenberg has been CoPresident and CoChief Executive Officer of Ladenburg Thalmann & Co. Inc., a leading underwriter of blank check companies or SPACs. Mr. Rosenberg is also a member of Board of Directors of Ladenburg Thalmann & Co. Inc. From 2006 to 2011, Mr. Rosenberg was a Managing Director and CoChief Operating Officer of Ladenburg Thalmann & Co. Inc. Since joining Ladenburg Thalmann in 2006, Mr. Rosenberg has managed more than 1,000 public offerings including but not limited to initial public offerings and follow on offerings raising in excess of $75 billion for small and midcap companies, as well as advising on numerous merger and acquisition transactions. Mr. Rosenberg also serves as member of the Board of Directors of Dianomi Therapeutics. Prior to joining Ladenburg Thalmann, from 2004 to 2006, Mr. Rosenberg was cofounder and Chief Executive Officer of BroadWall Capital, LLC, an investment banking firm. Mr. Rosenberg received a B.A. from the University of WisconsinMadison. We believe Mr. Rosenberg is well qualified to serve on our board of directors because of his significant investment banking, equity capital markets and executive management experience. Mr. Rosenberg is the nephew of5003311
SLAC$9.74$0.85$9.93
Paul Grinberg has served as Executive Chairman of our board of directors since our inception. M70583296
IBER$9.77$0.59$9.96NaNNaN405282
TMAC$9.74$0.64$10.10
'Neil Jacobson', 'Todd Lowen', 'Michael Levitt', 'Ben Silverman', 'Tunde Balogun'
Todd Lowen, our Chief Operating Officer and one of o8039305
MACA$9.75$0.58$9.91
Gil Maman , _Chief Financial Officer_. Mr. Maman has extensive experience in managing and executing global merger and acquisition transactions, joint ventures and other investment transactions in high tech environments, having most recently served from 2018 to February 2020, as Vice President Corporate Development and Strategy at SimilarWeb, a leading Israeli based internet company providing a globally recognized market intelligence platform, where he managed and executed merger and acquisition, partnership and data acquisition transactions. Prior to SimilarWeb, Mr. Maman was at Stratasys (NASDAQ: SSYS) as Director of Corporate0291
AMPI$9.76$0.91$9.86NaNNaN19278
CLIM$9.86$1.10$10.05
' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b'
David W. Crane is our Chief Executive Office and director since December 2020. Additionally, Mr. Crane has served as Chief Executive Officer and Director of CRIS I since August 2020. Previously, from 2003 to 2015, Mr. Crane served as the Chief Executive Officer of NRG Energy, Inc. Prior to his role at NRG Energy, Inc., Mr. Crane was Chief Executive Officer of International Power Plc. Prior to that, Mr. Crane worked as a banker at Lehman Brothers Holdings Inc., focusing on the energy sector, and as an attorney at the law firm White & Case LLP in the project finance and debt restructuring departments. Currently, Mr. Crane serves on the boards of directors of Jera Co., Inc., a power generation joint venture between Tokyo Electric and Chubu Electric; Inspire Energy Holdings LLC, a green retail energy provider; and Elemental Excelerator Inc, a late stage accelerator focused on climate impact and sustainability more generally. Mr. Cane holds a J.D. from Harvard Law School and an A.B. in International Relations from Princeton University. We believe that Mr. Crane's significant experience as a chief executive officer and his extensive background in the climate sector, including the clean energy, renewables and carbon removal subsectors, alo4745312
PICC$9.79$0.94$9.89
'Jonathan J. Ledecky', 'James H.R. Brady', 'Kevin Griffin', 'Katrina Adams', 'Sarah Slcarsic'
_Jonathan J. Ledecky_ has served as our Chief Executive Officer and Chairman of the Board of Directors since our inception. Mr. Ledecky has been a coowner of the National Hockey League’s New York Islanders franchise since October 2014. He also serves as an Alternate Governor on the Board of Governors of the NHL and as President of NY Hockey Holdings LLC. Mr. Ledecky has served as chairman of Ironbound Partners Fund LLC, a private investment management fund, since March 1999. He has also served as the President and Chief Operating Officer of Northern Star Acquisition Corp. since September 2020 and served as its Chief Executive Officer from July 2020 until September 2020. Northern Star is a blank check company like ours that raised approximately $255,000,000 in its initial public offering in November 2020. In December 2020, Northern Star entered into a definitive agreement for a business combination with Barkbox, Inc. BarkBox is an omnichannel brand for dogs serving over 1 million dogs monthly through BarkBox and Super Chewer subscriptions and broad retail distribution of its comprehensive suite of bestinclass, proprietary products. Mr. Ledecky was previously the Chief Executive Officer and chairman of the board of directors of Pivotal Investment Corporation II, a blank check company like our company that raised $230,000,000 in its initial public offering in July 2019 and consummated its initial business combination with XL Hybrids, Inc. in December 2020, changing its name to XL F1100299
NSTD$9.79$0.93$9.85
'Joanna Coles', 'Jonathan J. Ledecky', 'James H.R. Brady', 'Emily White', 'Kirsten A. Green', 'Jonathan Mildenhall'
_Joanna Coles_ has served as our Chairperson of the Board of Directors and as our Chief Executive Officer since our inception. She has also served as Chairperson of the Board of Directors of Northern Star I since July 2020 and as its Chief Executive Officer since September 2020 and has served as the Chairperson of the Board of Directors and Chief Executive Officer of Northern Star II since November 2020 and of Northern Star III since November 2020. Ms. Coles is a creative media and technology entrepreneur who in her previous roles as editor of two leading magazines and Chief Content Officer of Hearst Magazines developed an extensive network of relationships at the intersection of technology, fashion and beauty. Ms. Coles is on the board of Snap Inc. (NYSE: SNAP), a leading digital media company that utilizes technology to combine mobile phone photos with Snapchat, a leading communications platform. Its chat services include creating and watching stories, chatting with groups, and making voice and video calls while also communicating through stickers and Bitmojis. She is also on the board of directors of Sonos, Inc. (NASDAQ: SONO), a designer, developer, manufacturer and seller of audio products and services. Ms. Coles has been the Executive Producer for ABC Freeform’s highly acclaimed The Bold Type since 2016 and in 2019 entered into a production development deal at ABC Studios creating TV sho54474278
NSTC$9.78$0.95$9.89
'Joanna Coles', 'Jonathan J. Ledecky', 'James H.R. Brady', 'Justine Cheng', 'Dasha Smith', 'James Vincent'
_Joanna Coles_ has served as our Chairperson of the Board of Directors and as our Chief Executive Officer since our inception. She has also served as Chairperson of the Board of Directors of Northern Star I since July 2020 and as its Chief Executive Officer since September 2020 and has served as the Chairperson of the Board of Directors and Chief Executive Officer of Northern Star II since November 2020 and of Northern Star IV since November 2020. Ms. Coles is a creative media and technology entrepreneur who in her previous roles as editor of two leading magazines and Chief Content Officer of Hearst Magazines developed an extensive network of relationships at the intersection of technology, fashion and beauty. Ms. Coles is on the board of Snap Inc. (NYSE: SNAP), a leading digital media company that utilizes technology to combine mobile phone photos with Snapchat, a leading communications platform. Its chat services include creating and watching stories, chatting with groups, and making voice and video calls while also communicating through stickers and Bitmojis. She is also on the board of directors of Sonos, Inc. (NASDAQ: SONO), a designer, developer, manufacturer and seller of audio products and services. Ms. Coles has been the Executive Producer for ABC Freeform’s highly acclaimed The Bold Type since 2016 and in 2019 entered into a production development deal at ABC Studios creating TV shows across73330278
TWNI$9.75$0.63$10.00
' Pierre Denis', 'Nathalie Gaveau', 'Constantin Eis', 'Tommy Stadlen', 'Alan Sheriff'
We believe101125289
ARRW$9.73$0.55$10.00
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Gaurav Dhillon will serve as a director of the company following the c1414278
WPCB$9.80$1.02$10.03
'Christopher H. Turner', 'Tara O\x92Neill', 'Mark Colodny', 'James Neary', 'David Coulter'
Tara O ’Neill, our Chief Financial Officer, will be appointed to our board of directors in connection with this offering. Mrs. O ’Neill has served as a Senior Vice President in the Finance and Legal Department at Warburg Pincus since 2015 and is responsible for the firm’s global special purpose entity operations. Mrs. O’Neill has 26 years of experience in the field of accounting and finance. Prior to joining Warburg Pincus in1013275
WPCA$9.81$1.04$10.10
'Christopher H. Turner', 'Tara O\x92Neill', 'Mark Colodny', 'James Neary', 'Anesa Chaibi'
Tara O ’Neill, our Chief Financial Officer, will be appointed to our board of directors in connection with this offering. Mrs. O’Neill has served as a Senior Vice President in the Finance and Legal Department at Warburg Pincus since 2015 and is responsible for the firm’s global special purpose entity operations. Mrs. O’Neill has 26 years of experience in the field of accounting and finance. Prior to joining Warburg Pincus in 1999, Mrs. O’Neill was a Tax Manager at PricewaterhouseCoopers15275
PUCK$9.74$0.65$10.35
'Harvey Schiller', ' William T. Duffy', ' David Falk', ' Donna Orender', ' Kenneth L. Shropshire'
_Harvey Schiller_ has served as our Chief Executive Officer since November 2020. General Schiller is Chairman of Charlestowne Holdings, a financial advisory firm (2018present). He is Vice Chairman of the digital, media and sports practice of the Diversified Search Group (2015present). He previously served as Commissioner of the Southeastern Conference (19861990) and America's Cup (20152017), executive director of the United States Olympic Committee (19901995), president of Turner Sports (19952000), president of Atlanta Thrashers NHL hockey team (19971999), Chairman of the financial services firm Assante USA (20022004), Chairman of the security firm Global Options (20062013), and Chairman of YankeeNets, owners of the New York Yankees, New Jersey Devils, and New Jersey Nets (20002002) and developer of the YES network (20012002). He is lead director of Mesa Air Group (2015present), and board member of Blinktbi (2018present) and chair of Sportsgrid and the Collegiate Sports Management Group (2018present). General Schiller served a distinguished career as an Air Force pilot (19621986) and was a Presidential appointed permanent professor (19801986) at the U.S. Air Force Academy and White House Commission on Presidential Scholars (20052009). Other appointments include NCAA executive committee (19821988), Olympic Games consultant (19842012), International Baseball President, board member of the Baseball Hall of Fame (present) and World Baseball Classic (present). General Schiller is a distinguished graduate of The Citadel and earned a P6386297
OHPA$9.79$0.72$9.90
'Beau Garverick', 'Randy Simpson', 'Kenneth A. Burdick', 'Rhonda R. Mims'
Randy Simpson is the cofounder and a director of Orion Acquisition Corp. Mr. Simpson has approximately 15 years of healthcare investing, equity research and M&A experience. Most recently, Mr. Simpson served as a Partner and head of healthcare at Glenview, an investment fund with over $7 billion of capital under manag63278
SPTK$9.76$0.65$10.00
' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b'
Timothy W. Clark has been our Chief Financial Officer, Chief Operating Officer and a director since December 2020\. Mr. Clark is currently a Managing Director at Hall Capital Partners, a family office private investment company where Mr. Clark has worked since July, 2016. Mr. Clark is the Managing Partner and a director of Tulsa Capital Partners, an investment entity he founded in October 2015 to acquire Pryer Aerospace. Prior to founding Tulsa Capital Partners, Tim was Managing Director for over nine years at Gridiron Capital, a middlemarket private equity firm, from June 2006 to August 2015. Mr. Clark also served as an associate scout for the Houston Astros and the St. Louis Cardinals, professional baseball teams that compete in Major League Baseball. Mr. Clark currently serves on the board of directors of Athletic Supply, Inc., a distributor of sporting goods equipment and portfolio company of Trivest Partners, JAC Products, an automotive manufacturer and portfolio company of Hall Capital, and Pryer Aerospace, a manufacturer of aerostructures components and portfolio company of Tulsa Capital Partners. Mr. Clark worked as an in house consultant for Rawlings Sporting Goods Company from 20022003, leading the addon acquisition of ABC Helmets, was involved with the K2 acquisition of Rawlings transaction, and was a member of the K2/R203291
LGAC$9.78$0.86$9.90
'Alexander Stern', 'Eyal Ofir', 'Mary Ann Deignan', 'Alexander Stern', 'PierreYves Cros', 'Mary Ann Deignan', 'Noreen Roth Henig', 'Selina Tobaccowala'
Alexander Stern serves as our Executive Chairman. Mr. Stern has served as President of Lazard Ltd and Lazard Group since June 2019 and as a Managing Director of Lazard since 2002. Mr. Stern has previously served in various other leadership capacities at Lazard, including Chief Executive Officer of Lazard’s financial advisory business, Chief Operating Officer of Lazard and Global Head of Strategy of Lazard. Mr. Stern is recognized as a proven financial advisor in the technology sector with a track record of leading complex transformational growth and value creation initiatives for clients. Prior to joining Lazard, Mr. Stern held various positions with Patricof & Co. Ventures and IBM. Mr. Stern is Chairman of the LUNGevity Foundation and a member of the Board of Advisors for the School of Engineering and Applied Sciences of the University of Pennsylvania. Mr. Stern earned a B.S. from Duke University, an M.S.E. from the School of Engineering and Applied Science at the University of Pennsylvania and an M.B.A. from the University of Pennsylvania, Wharton School. Mr. Stern was selected to serve on our board of directors due to his technology sector expertise a5468298
NDAC$9.76$0.91$9.96NaNNaN26689282
GTPA$9.89$1.30$10.13NaNNaN9742268
SDAC$9.78$0.62$10.03
' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b'
Nicole Neeman Brady has been our Chief Executive Officer and director since December 2020. Ms. Neeman Brady has over 20 years of experience as an entrepreneur, executive, investor and community leader with global water, energy, and agricultural expertise. Ms. Neeman Brady also brings a diverse management expertise through her work in various operational and leadership roles. Ms. Neeman Brady serves as Principal and previously served as the firm's Chief Operating Officer at Renewable Resources Group LLC, as well as a member of the Investment Committee and a board member of several of RRG's portfolio companies. Ms. Neeman Brady joined Renewable Resources Group LLC in 2017. From 2008 to 2017, Ms. Neeman Brady was a leader in various parts of Edison International (NYSE:EIX). She held the role of President and Founder at Edison Water Resources, a distributed water purification and recycling business, Vice President of Strategic Planning and Officer at Edison International, Director of Energy Procurement and Director of Renewable & Alternative Power Contracts at Southern California Edison. Earlier in her career, Ms. Neeman Brady worked in consulting for McKinsey & Co, in strategic planning for Twentieth Century Fox and in private equity for Goldman Sachs. Ms. Neeman Brady's experience also includes a deep understanding of and passion for the public sector, including board service on the Colorado River Board of California and currently, as a Commissioner on the Los Angeles Department of Water and Power and a Board member of the Library Foundation of Los Angeles. Ms. Neeman Brady holds dual AB degrees with honors from1247304
ACQR$9.80$0.91$9.97
'Steven J. McLaughlin', 'Eugene Yoon', 'Steven J. McLaughlin', 'Jaskaran Heir', 'Jonathan Corr'
Eugene Yoon has served as our CoChairman of the board of directors, and as a director, since i5610270
PMGM$9.75$0.55$9.98
'Robert Palmisano', ' Vikram Malik', ' Oleg Grodnensky', ' David Meredith', ' Lance A. Berry', ' James A. Lightman', ' Julie B. Andrews'
Robert Palmisano, 76, has been our Chairman and Chief Executive Officer since December 2020\. Mr. Palmisano has over 40 years of experience in various sectors within the healthcare industry and has been in leadership roles at several prominent global medical technology companies. Mr. Palmisano's first role as President and Chief Executive Officer in the medical technology sector began in 1997, at Summit Technology Inc. ("Summit Technology"), a manufacturer of ophthalmic laser systems, which he held until 2000 when the company was acquired by Alcon Laboratories Inc. From 2001 to 2003, Mr. Palmisano served as President and Chief Executive Officer of MacroChem Corporation, a specialty pharmaceutical company that develops and commercializes topical pharmaceutical products. In 2003, Mr. Palmisano became the President and Chief Executive Officer of IntraLase Corp. ("IntraLase"), an ophthalmic laser technology company with a postmoney valuation of $74 million at the time. Mr. Palmisano guided IntraLase through its initial public offering in 2004, with a post money valuation of approximately $340 million, until its 2007 acquisition by Advanced Medical Optics, Inc. ("Advanced Medical Optics") in a transaction valued at app100100299
CLAA$9.73$0.75$9.90
'Joseph S. Sambuco', 'Remy W. Trafelet', 'Lee J. Solomon', 'Joseph S. Sambuco', 'Manny De Zarraga'
_Joseph S. Sambuco_ , has served as our Chairman since our inception. Mr. Sambuco is the Chairman of Colonnade Acquisition Corp., a special purpose acquisition company. Mr. Sambuco is also the Chairman and Chief Executive Officer of Colonnade which he founded along with Prudential Financial Inc. in 2000. Under his leadership, he successfully built Colonnade into a fully integrated and diversified real estate investment, finance, operating and asset management company. Mr. Sambuco is also a director and President of St. Giles Hotels, USA, Inc., a hospitality investment and operating company. Prior to forming Colonnade, Mr. Sambuco was a Managing Director and the Chief Financial Officer of the Taylor Simpson Group, an investment and asset management firm that acquired LF Property Investment Company, a division of Lazard Freres & Co LLC, where he began his career in 1982. Mr. Sambuco was actively involved in Lazard’s financial advisory practice where he advised clients in various strategies relating to mergers and acquisitions, restructurings, and financings. Mr. Sambuco serves on the Board of Hazeltree Fund Services and the Palm Beach Civic Association. He is a former Trustee of the Palm Beach Day Academy and recently served on the board of Alico, Inc., an agricultural business. Mr. Sambuco is well qualified to sit on our board due to his comprehensive operational, capital markets and investment management experience in the asset management sector. His widespread network of relationships i510270
SWSS$9.90$0.55$10.04
'Martin Gruschka', 'Ignacio Casanova', 'Angel Pendas', 'Eduardo Montes', 'Alexander H. Hamilton', 'Alex Greystoke', 'Hans H. Brandl'
Martin Gruschka has served as our Chief Executive Officer and a member of our board of directors since our formation. Mr. Gruschka has 30 years of experience across investment banking, strategic consulting and private equity investing, with specialized knowledge of the media, telecoms, technology, engineering, aerospace and tourism sectors. Mr. Gruschka cofounded Springwater in 2002 and has been a board member of several Springwater portfolio companies including Aernnova, Daorje, MW Zander, Nervion and Wamos. Prior to founding Springwater, he worked at Dresdner Kleinwort Capital from 2001 to 2002 and Veronis Suhler Stevenson from 1999 to 2001 as an investment manager focused on the media and communications industry. Previously, Mr. Gruschka was an associate director of the Investment Banking Media Group at Deutsche Morgan Grenfell in London from 1997 to 1999 and head of the European Media Group at Arthur D Little in Zurich from 1994 to 1997. He began his career at the management consulting arm of Deutsche Bank in Berlin before working as a strategic consultant at St Gallen Consulting Group. Mr. Gruschka is an advisor to Goal Acquisitions Corp, a blank check company like our company that completed its initial public offering in February 2021 and is currently searching for target businesses in the sports industry. Mr. Gruschka studied Economics, Business and Philosophy at the Universities of Muenster, Freiburg and Stanford where he benefitted from a full s67101
RMGC$9.76$0.88$9.90
Robert S. Mancini has been our Chief Executive Officer and a director since inception. He has also served as the Chief Executive Officer and a director of RMG Acquisition Corp. from October 2018 through its business combination with Romeo Power in December 2020, and will serve as chairman of the board of directors of Romeo Power. He has also served as the Chief Executive Officer and a director of RMG Acquisition Corporation II since its inception in December 2020\. From June 2018 to December 2018, Mr. Mancini served as a Senior Advisor to Carlyle Power Partners and was a Partner and a Managing Director with The Carlyle Group and head or cohead of Carlyle's power investment business from December 2012 until June 2018\. Prior to joining Carlyle, from June 199113303
SLAM$9.75$0.75$9.90
'Alex Rodriguez', 'Himanshu Gulati', 'Kelly Laferriere', 'Kelly Laferriere', 'Joseph Taeid', 'Jagdeep Singh', 'Reggie Hudlin', 'Jagdeep Singh', 'Barbara Byrne'
Alex Rodriguez , our Chief Executive Officer and member of our board of directors, founded ARod Corp in 2003, purchasing a duplex apartment building on the theory that investing his MLB earnings wisely would protect him from the kinds of financial struggles that afflict too many professional athletes. While best known during his baseball career as one of the world’s greatest athletes (a 14time MLB AllStar and a 2009 World Series Champion with the New York Yankees), Mr. Rodriguez now leads a team of experts who aim to build highgrowth businesses and enhance the value of more than 30 companies in the ARod Corp portfolio. Mr. Rodriguez invests in worldclass startups and partners with leading global companies in a variety of industries. While he racked up extraordinary statistics on the field, Mr. Rodriguez simultaneously assembled an impressive team at ARod Corp, bought apartment units across the southeastern United States, and built a fully integrated real estate and development company. Following his success in real estate, Mr. Rodriguez has invested in a variety of sectors where he has expertise, including sports, wellness, media and entertainment and technology. He looks for longterm opportunities6475285
DHBC$9.76$0.62$9.90
'Richard M. DeMartini', ' Robert J. Hurst', ' Alex Binderow', ' R. Eugene Taylor', ' Vinay Nair', ' Marshall Lux', ' Sharon French'
Richard M. DeMartini has served as our CoExecutive Chairman since inception. Mr. DeMartini was a partner at Crestview Partners, L.P., a New York private equity firm that invests in financial services, media, healthcare, industrials, and energy sectors ("Crestview"), from 2005 to January 2021, and was appointed a Vice Chairman of Crestview in January 2021. At Crestview, Mr. DeMartini leads the firm's financial services strategy. Prior to joining Crestview, Mr. DeMartini served as President of Asset Management Group at Bank of America (NYSE: BAC) from March 2001 to December 2004, where he was responsible for all wealth and asset management activities. For the previous 26 years before his time at Bank of America, Mr. DeMartini worked at Morgan Stanley, an investment bank and financial services company (NYSE: MS). While at Morgan Stanley, Mr. DeMartini held various roles, including President of Individual Asset Management and Chairman of Discover Card, and was a member of the Morgan Stanley Management Committee. Mr. DeMartini is a founding strategic investor in 55ip, which is an industry leading financial technology company that provides taxsmart investment strategies and was sold to JPMorgan Asset Management. Mr. DeMartini has served as a director of Crestview's portfolio companies: Victory Capital Holdings, Inc. (Nasdaq: VCTR), an independent investment management firm, since August 2013, Fidelis Insurance Holdings, an insurance company, since June 2012799278
TSPQ$9.76$0.77$10.00
'Joseph R. Shaposhnik', 'Richard Villa', 'Meredith Jackson', 'Carol P. Lowe'
Richard Villa has been our Chief Financial Officer and Secretary since December 2020\. Mr. Villa is the Chief Financial Officer responsible for managing the financial operations of the TCW Group. Prior to joining TCW as Controller in 2002, Mr. Villa was a Senior Vice President and Director of Finance for Fidelity Federal Bank where he was responsible for the treasury and accounting functions of the bank. Previously, he was an Audit Manager with Deloitte & Touche where he specialized in serving financial services companies, including banks and investment companies. Before that, he was in the management t1179281
PTOC$9.78$0.81$9.99
'Christopher Longo', 'Robert Schwarz', 'Adam Karkowsky', 'J. Eric Smith', 'Christopher Longo', 'Nicolas D. Zerbib'
Robert Schwarz is our Chief Financial Officer, Treasurer and Secretary. He recently served as Chief Accounting Officer and Senior Vice President at AmTrust from 2017 to 2020, where he led a team of over 150 finance professionals to drive an overall financial transformation of the company. Prior to his employment at AmTrust, Mr. Schwarz was Vice President and Assistant Controller at As13461269
CHAA$9.74$0.70$10.00
'Patrick Grove', 'Luke Elliott', 'Wai Kit Wong', 'James Graf', 'Rick Hess'
_Luke Elliott_ has served as our director and president since our inception. Mr. Elliott cofounded Catcha Group with Mr. Grove in 1999 and has been responsible for the Group’s corporate finance and operating activities since inception. Over the last 20 years, Mr. Elliott has completed over 70 corporate exercises including capital raisings, mergers, acquisitions and public listings and manages the acceleration and scaling of the Group’s portfolio companies. Mr. Elliott has been in partnership with Mr. Grove for over 20 years, where they hav108296
APGB$9.78$1.05$10.00
'Sanjay Patel*', ' James Crossen*', ' James Crossen*', ' Angela Sun', ' Melvin Parker', ' Nathaniel Lipman'
Mr. Patel serves as our Chief Executive Officer and Director. Mr. Patel is Chairman International and Senior Partner of Private Equity of Apollo, with responsibility for helping to build and develop Apollo's international businesses. He is currently a member of Apollo's Management Committee and Private Equity Investment Committees and was formerly Head of Europe and managing partner of Apollo European Principal Finance. Mr. Patel is also the Chief Executive Officer and a member of the board of directors of APSG I. He currently serves on the board of directors of Tegra Apparel; he previously also served on the boards of directors of Amissima Holdings, Brit Insurance, Countrywide PLC and Watches of Switzerland. Mr. Patel joined Apollo in 2010 as Head of International Private Equity. Prior to Apollo, Mr. Patel was a partner at Goldman, Sachs & Co., where he was cohead of European and Indian Private Equity for the Principal Investment Area (PIA), a member of the Goldman Sachs Partnership Committee and a member of the Investment Committee of the Goldman Sachs Foundation. Prior thereto, he was President of Greenwich Street Capital. Mr. Patel is a member of the Harvard Graduate School of Design Dean's Leadership Council and the Stanford Graduate School of Business Advisory Council. He also serves on the Investment Committee of th9280298
STRE$9.80$0.95$9.95
'Spencer M. Rascoff', 'Alexander M. Klabin', 'Robert D. Reid', 'Michael S. Clifton'
Mr. Rascoff is currently on the board of directors of Palantir. He formerly served on the board of directors of several other public and private technology companies, including Zillow Group, TripAdvisor, Zulily and Julep. Before his consumer Internet career, Mr. Ra102257
SCOB$9.76$0.69$9.98
'Andrea Pignataro', 'Andrea Pignataro', 'Alex Triplett', 'Sheila Hooda', 'John Woyton', 'Kenneth T. Schiciano'
Mathew J. Cestar has been our Chief Executive Officer and Director since December 2020. Mr. Cestar served as Managing Director of Credit Suisse from 2005 to 2020, and as CoHead of its EMEA Investment Banking and Capital Markets from 2017 to 2019 with responsibility for Mergers & Acquisitions, Debt & Equity Capital Markets Groups and the EMEA Investment Banking sector and country coverage teams. In his role at Credit Suisse, Mr. Cestar also chaired the Global Credit Products Capital Commitment Committee in London, was a member of Credit Suisse's Global IBCM Operating Committee, IBCM Business Risk and Controls Committee, and the Corporate Bank Risk and Corporate Bank Oversight Committee. He also coordinated Credit Suisse's underwriting and capital commitment activities. Mr. Cestar was a member of Credit Suisse UK Conducts and Ethics Board and the EMEA Reputational Risk Committee. Previously, from 2015 to 2017, Mr. Cestar served as CoHead of Global Leveraged Finance Capital Markets and CoHead of Global Credit Products in EMEA. Prior to this, from 2013 to 2015, he was CoHead of the Leveraged F5118298
NVSA$9.74$0.84$10.00
Dennis A. Muilenburg has been the Chairman of our board of directors and our Chief Executive Officer since December 2020. Mr. Muilenburg has more than 35 years of experience in the aerospace and defense sector, with extensive leadership, global business, and engineering responsibilities. Most recently, Mr. Muilenburg was President and Chief Executive Officer from 2015 to 2019 and Chairman of the board of directors from 2016 to 2019 at The Boeing Company (NYSE: BA) ("Boeing"). Starting at the company as an engineering intern in 1985, Mr. Muilenburg's multidecade career has spanned a wide array of Boeing's global customer base as well as the company's extensive operations, supply chain, acquisitions, and stakeholder sets. Prior to his tenure as Chief Executive Officer at Boeing, Mr. Muilenburg served in a number of leadership, management, and engineering roles, including as Vice Chairman, President and Chief Operating Officer of Boeing, and President and Chief Executive Officer of Boeing Defense, Space & Security, among others. Mr. Muilenburg also served as a member of the Caterpillar Inc. (NYSE: CAT) board of directors from 2011 to 2020, chairman of the Aerospace Industries Association board of governors, an executive committee member of the Business Roundtable, a member of the National Space Council's User Advisory Group, a member of the U.S.China Business Council, a member of the Congressional Medal of Honor Foundation board of directors, a member of the FIRST (For Inspiration and Recognition of Science & Technology) board of directors, and as a trustee of Washington University, the National World War II Museum, and Northwestern University. Mr. Muilenburg received a bachelor's degree in aerospace engineering and an honorary doctor of science degree from Iowa State University, as well as a master's degree in aeronautics and astronautics from the University of Washington. He is a fellow of the American29187291
ACII$9.76$0.95$9.95
'Kenneth Moelis', 'Michael Spellacy', 'Christopher Callesano', 'Kenneth Moelis', 'Todd Lemkin', 'Emanuel Pearlman'
Prior to founding Moelis, Mr. Moelis worked at UBS from 2001 to 2007, where he was most recently President of UBS Investment Bank and previously Joint Global Head of Investment Banking. Before joining UBS, Mr. Moelis was Head of Corporat21978304
BGSX$9.77$0.72$10.01NaNNaN9264
DISA$9.84$0.70$9.95
' Alexander J. Davis', ' Phillip C. Caputo', ' David M. Tarnowski', ' Mardy S. Fish', ' James R. Blake', ' Karen L. Finerman', 'Galen C. Smith'
Alexander J. Davis has served as our Chief Executive Officer and Chairman since the inception of Disruptive Acquisition Corporation I. Since June 2012, Mr. Davis has been the Founder and Chief Executive Officer at Disruptive, a merchant bank with investments in topperforming, latestage private technology companies. He has grown Disruptive to deploy more than three billion dollars in the private markets, working with a diverse group of leading global investors and portfolio companies such as Palantir (where, as of the day of Palantir's direct listing, Disruptive was the secondlargest outside shareholder), Hims (where, as of January 15, 2021, Disruptive was the second largest contributor of private capital), UiPath, Pinterest and Spotify. Since inception, Mr. Davis has identified attractive business extensions and expanded the firm into four business linesproprietary investments, investment banking, business development and a liquidity fund (which provides financing to private technology company share and option holders)that coalesce to provide a full suite of services in support of Disruptive's portfolio companies. Before founding Disruptive, Mr. Davis served as the Founding Managing Director of TenX, LLC (formerly Auction.com) from 2007 to 2011, where he led the company in its transition from a traditional "brick and mortar" auction company into a technologyenabled marketplace. Mr. Davis and his w206256
AAQC$9.73$0.95$10.03
'Robert Nardelli', 'Michael Simoff', 'Jeffrey Kaplan', 'Mark Little', 'Jeffrey Kaplan', 'Dr. John E. Kelly III'
In December 2000, Mr. Nardelli was named President and Chief Executive Officer of The Home Depot, and a year later was named as Chairman. At Home Depot, Mr. Nardelli added approximately 1,000 stores, making Home Depot the second largest retailer in the U.S., and expanded the company's reach into the profess18943262
GAPA$9.85$0.57$10.06
"Brendan T. O'Donnell", ' Nicholas S. Schorsch, Jr.', ' Joseph Marnikovic', ' Michael R. Anderson', ' Nicholas S. Schorsch', ' Edward M. Weil, Jr.', ' Leslie D. Michelson', ' M. Therese Antone', ' Nicholas Radesca'
Brendan T. O'Donnell has been our Chief Executive Officer since December 2020\. Mr. O'Donnell has over twelve years of experience as an owner, operator and manager of hospitality and real estate companies. Since November 2017, he has been the Chief Executive Officer of Newport Craft, a rapidly expanding craft brewer and distiller with distribution that he has grown from local to nationwide. At Newport Craft, Mr. O'Donnell has led the acquisition and successful integration of Braven Brewing Company and Radiant Pig Beer Company, a modernization and expansion of Newport Craft's production facility and sponsorship agreements with the New York Mets and EPCOT in Disney World. In addition, since November 2017, Mr. O'Donnell has been the manager of 1639 Ventures, LLC. Since January 2017, Mr. O'Donnell has also been the manager of the 1899 family of companies, which include a historic, fullservice restaurant and catering business and a rapidly expanding fleet of food trucks. Mr. O'Donnell serves as the Director of Food and Beverage for The Newport Concours d'Elegance which is one of the premier motor weeks in the United States. He is also a partner and17995276
SPGS$9.80$0.97$9.93
' David Simon', 'Eli Simon', 'Brian J. McDade', 'Steven E. Fivel', 'Stanley Shashoua', "Scarlett O'Sullivan", 'Bippy Siegal', 'Ben Weprin'
Brian J. McDade is our Chief Finan11697289
SMIH$9.68$0.75$10.03NaNNaN2814179
ASZ$9.80$1.05$10.02
'William P. Foley, II', 'Richard N. Massey', 'David W. Ducommun', 'Bryan D. Coy', 'Ryan R. Caswell', 'Michael L. Gravelle'
_William P. Foley, II_ is a founder and director of the company since January 2021. In addition, he has served as the Chairman of Cannae Holdings since July 2017. Mr. Foley is a founder of FNF, and has served as the Chairman of the board of directors of FNF since 1984. Mr. Foley serves as a Senior Managing Director of Trasimene Capital. He served as Chief Executive Officer of FNF until May 2007 and as President of FNF until December 1994. Mr. Foley also serves as the Chairman of Foley Trasimene I since May 2020, and he was previously Executive Chairman of Foley Trasimene I from March 2020 until May 2020. Mr. Foley also serves as the Chairman of Foley Trasimene II from July 2020 and has served as a Director of Austerlitz I since December 2020. Mr. Foley also serves as Chairman of Black Knight since December 2019, and served as the Executive Chairman of Black Knight from January 2014 to December 2019 and as the coExecutive Chairman of FGL Holdings from April 2016 to June 2020. Mr. Foley also previously served as a director of Ceridian from September 2013 to August 2019. Mr. Foley also serves as the Chairman of Dun & Bradstreet, which is a Canna149225282
CFFE$9.92$0.95$10.20
'Howard W. Lutnick', 'Anshu Jain', 'Alice Chan'
Howard W. Lutnick has been our Chairman and Chief Executive Officer since July 2020. Mr. Lutnick is also the Chairman, President and Chief Executive Officer of Cantor. Mr. Lutnick joined Cantor in 1983 and has served as President and Chief Executive Officer of Cantor since 1992 and as Chairman since 1996. Mr. Lutnick¬ís company, CF Group Management, Inc. (¬ďCFGM¬Ē), is the managing general partner of Cantor. Mr. Lutnick is also the Chairman of the Board of Directors of BGC Partners, Inc. and its Chief Executive Officer, positions in which he has served from June 1999 to the present. In addition, Mr. Lutnick has served as Chairman of Newmark Group, Inc. since 2016. Mr. Lutnick also served as the Chairman and Chief Executive Officer of Cantor SPAC I, from October 2015 until consummation of its business combination with GCM Grosvenor in November 2020. Mr. Lutnick also serves as the Chairman and Chief Executive Officer of Cantor SPAC II since September 2019, Cantor SPAC III since March 2016, Cantor SPAC IV since January 2020, Cantor SPAC V since April 2020 and Cantor SPAC VI since April 2020. Mr. Lutnick is a member of the Board of Directors of the Fisher Center for Alzheimer¬ís Research Foundation at Rockefeller University, the Board of Directors of the Horace Mann School, the Board of Directors of the National September 11th Memorial & Museum, the Board of Directors of the Partnership for New York City, and the Board of Overseers of3524267
FACA$9.90$1.22$10.37NaNNaN5965290
FTEV$9.72$0.86$9.93NaNNaN2382278
IPVA$9.74$0.95$9.96NaNNaN2894276
IPVI$9.72$0.75$9.87NaNNaN0276
FZT$9.73$1.14$9.87
'Sandy Beall', 'Eugene Remm', 'Dan Gardner', 'Garrett Schreiber', 'Kevin M. Reddy', 'Ramin Arani', 'Alice Elliot', 'Michael Lastoria', 'Steve Kassin', 'Sanjay Chadda', 'Cliff Moskowitz'
Sandy Beall is a restauranteur and hospitality founder, investor, operator and executive with a dynamic background that spans nearly six decades, dozens of highly successful concepts, and serving as the Chief Executive Officer of a public company for over 25 years. Mr. Beall founded Ruby Tuesday while in college in 1971, growing the concept to 15 units and ultimately selling it to Morrison Inc. in 1982. Postacquisition, he remained the President and Chief Operating Officer of Ruby Tuesday, ultimately working his way up the organization to becoming Chairman and Chief Executive Officer of Morrison Inc. by 1995. In 1994, he was named Operator of the Year, won the Golden Chain Award from MUFSO, and was named Executive of the Year by Restaurants & Institutions. Under Mr. Beall's recommendation and guidance, he oversaw the split of Morrison into three public companies, including Ruby Tuesday, Sodexo, and Morrison Health Care. Mr. Beall remained as Chairman and Chief Executive Officer of Ruby Tuesday, overseeing an operation that had grown to more than 800 locations in 46 states, 14 foreign countries and approximately 30,000 employees when he retired from the company. Mr. Beall also cofounded Blackberry F159264
FTPA$9.85$1.24$10.03
'Daniel G. Cohen', 'Ryan M. Gilbert', 'Joseph W. Pooler, Jr.', 'Lesley Goldwasser', 'Jan Hopkins Trachtman', 'Walter C. Jones', 'Ellen F. Warren'
Daniel G. Cohen has served as our Chairman of the Board since December 2020\. Since October 2020, Mr. Cohen has served as the Chairman of the Board of INSU III, and he has served as the Chairman of the Board of INSU II since January 2019\. Previously, he served as the Chairman of the Board of INSU I from December 2018 to October 2020\. Since February 2018, Mr. Cohen has served as the Chairman of the board of directors and of the board of managers of Cohen & Company, LLC, and has, since September 2013, served as the President and Chief Executive of the European Business of Cohen & Company Inc. (NYSE American: COHN), a financial services company with approximately $2.65 billion in assets under management as of September 30, 2020, and as President, a director and the Chief Investment Officer of Cohen & Company Inc.'s indirect majority owned subsidiary, Cohen & Company Financial Limited (formerly known as EuroDekania Management Limited), a Financial Conduct Authority regulated investment advisor and broker dealer focusing on the European capital markets ("CCFL"). Mr. Cohen served as Vice Chairman of the board of directors and of the board of managers of Cohen & Company, LLC from September 2013 to February 2018\. Mr. Cohen served as the Chief Executive Officer and Chief Investment Officer of Cohen & Company Inc. from December 2009 to September 2013 and as the Chairman of the board of directors from October 2006 to Sep12267
DTOC$9.73$0.66$9.86
Mr. Kyle Francis serves as our Chief Financial Officer and Secretary. Mr. Francis recently served as th1830270
MACC$9.71$0.60$10.00
'Jahm Najafi', 'Peter Keane', 'Peter Keane', 'Colin Kaepernick', 'Tina RhodesHall', 'Katia Beauchamp', 'Stacie Olivares', 'Stacie Olivares', 'Attica Jaques'
Jahm Najafi serves as our CEO and CoChairman of our Board. Since 2002, Mr. Najafi has served has founder, CEO and owner of The Najafi Companies, which is an entrepreneurially driven private investment firm with significant holdings in consumer, retail, ecommerce, sports, media, and technology. From 1990 to 2002, Mr. Najafi was an entrepreneur and Partner at Pivotal Group, a real estate investment firm that repositioned The Ritz Carlton in Phoenix and St. Regis and the Century Plaza in Los Angeles, and Promontory in Park City. From 1986 to 1990, Mr. Najafi worked at Salomon Brothers Investment Banking, now a division of Citigroup. Mr. Najafi is a significant shareholder and Vice Chairman of both the Phoenix Suns and McLaren F1 Racing. In addition, Mr. Najafi is a Governor on the Board of the NBA and a Director on the Smithsonian Institution National Board and has served on numerous other philanthropic boards. He is active with the World Presidents Organization and Chief Executive Organization, was a Board member of the Phoenix Symphony, and is the founder of Social Venture Partners Arizona which is focused on missiondriven nonprofit enterprises. Mr. Najafi earned his Master of Business Economics degree from Harvard University after earning his Bachelor of Economics and Development Studies degrees from the University of2601281
FRXB$9.73$0.87$9.84
'Thomas Staggs', 'Kevin Mayer', 'Idan Shani', 'Zachary Tarica', 'Jeremy Tarica', 'Keith L. Horn', 'Martin Luther King III', 'Salil Mehta'
Thomas Staggs has served as our CoChief Executive Officer and CoChairperson of the Board since inception. Mr. Staggs has been the Executive Chairman of Bertsch Industries, GmbH, a company engaged in the development, manufacturing, and marketing of ecofriendly watersoluble substitutes for plastic across a range of applications since August 2020\. Since March 2017, Mr. Staggs has served as the Executive Chairman of Vejo, Inc., a nutrition company that manufactures and sells podbased nutritional beverage blends and associated devices. Since June 2017, Mr. Staggs has been a member of the board of directors and the Chairperson of the audit committee of Spotify Technology S.A. (NYSE: SPOT). From 1990 to October 2016, Mr. Staggs held various positions at The Walt Disney Company, including as Chief Financial Officer, Chairman of Disney Parks and Resorts Worldwide, Chief Operating Officer, and Senior Advisor to the Chief Executive Officer. Since November 2018, Mr. Staggs has served as a director of PureForm Global Inc., a company engaged in development and sale of synthetically produced cannabidiol and other cannabinoids. Mr. Staggs has served as a member to the board of directors of Weta Digital, a digital visual effects company and the parent company of Weta Animated, since December 2020\. Mr. Staggs ha306270
FSNB$9.72$0.79$9.98
'Jim Ross', 'John James', 'Jeffrey Gary', 'Kelly Driscoll', 'Jeffrey Gary'
Jim Ross will serve as our NonExecutive Chairman upon the completion of this offering. Mr. Ross has been a senior adviser to State Street since May 2020\. He was most recently an executive vice president of SSGA (from December 2013 to March 2020) and chairman of the Global SPDR ETF business ("SPDR business") (from May 2016 to March 2020). Prior to becoming chairman, Mr. Ross was global head of the SPDR business (from February 2012 to May 2016), responsible for all aspects of the SPDR business including Profit and loss management, product innovation, sales and marketing. Throughout his 27year career, Mr. Ross served in numerous executive positions, such as director and chairman of the board for State Street Global Advisors Funds Management, Inc. and SSGA's registered investment advisor from February 2012 to March 2020, as director of State Street Global Markets, LLC, State Street's registered broker dealer, from May 2013 to April 2017 and as chairman and chief executive officer of State Street Global Advisors Funds Distributors, LLC, SSGA's registered broker dealer, from May 2017 to March 2020\. He was a member of SSGA's executive management group as well as SSGA's global product committee from July 2015 to March 2020 and from October 2009 to March 2020, respectively. In these roles, Mr. Ross was responsible for leading SSGA's engagement with ETF stakeholders, including regulators, mutual fund and ETF boards of directors, industry associations, key clients, partners, and the media. Mr. Ross served as the trustee of various SSGA mutual funds from February 2007 and continues to serv1221282
PLMI$9.74$0.79$9.86
'Ursula Burns', 'Clay Whitehead', 'Kanishka Roy', 'Mike Dinsdale', 'Lane Bess', 'Kelly Breslin Wright', 'Jennifer Ceran', 'Vin Murria', 'Vin Murria', 'Kevin Turner'
Ms. Burns has extensive international experience leading large companies confronting technology change in their industries. Ms. Burns most recently served as Chairman and CEO of VEON Ltd (¬ďVEON¬Ē), a position she held from 2018 until 2020, having previously served as Chairman, beginning in 2017. Prior to VEON, Ms. Burns served as the CEO of Xerox from 2010 to 2016 and is the first, and still only, AfricanAmerican woman to have led an S&P 500 company. Following the company¬ís split into Conduent and the new Xerox, she was named the Chairwoman of the new Xerox company. In addition to her work experience, Ms. Burns, who regularly appears on Fortune¬ís and Forbes¬ís list of the world¬ís most powerful women, is a board director of Exxon Mobil, Nestle, and Uber. Ms. Burns was appointed by President Barack Obama to help lead the White House national program on Science, Technology, Engineering and Math (STEM) from 2009 to 2016, and she served as chair of the President¬ís Export Council from 2015 to 2016 after having served as vice chair from 2010 to 2015. Ms. Burns holds a master¬í0264
TRCA$9.75$0.74$10.04
' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b'
Sanjay K. Morey serves a401276
RXRA$9.77$0.75$9.92NaNNaN6276
ANZU$9.76$0.69$9.96
Dr. HaringSmith serves as our Chief Executive Officer and a member of the Board of Directors. He has served as a cofounding managing partner at Anzu Partners since March 2015, where he has led the IPOcrossover investment into AiMedia, a global provider of technologyenabled live and recorded captioning, transcription and translation services and led the mezzanine financing for Pivotal Systems Corporation, a gas flow monitoring provider and control technology platform for the global semiconductor industry. Dr. Haring Smith serves on the board of multiple private technology companies, including Adaptive Surface Technologies since August 2020, Volatiq since July 2020, Sofregen Medical since August 2019 and Slyce Acquisition since November 2016\. He previously served on the board of MultiMechanics, Inc. from January 2019 to November 2019, Axsun Technologies, Inc. from November 2016 to January 2019 and Lightship Works, Inc. from May 2015 to May 2020\. In addition, he led1484278
TETC$9.75$0.75$9.95
'Dan Hesse', 'John Spirtos', 'Greg Callman', 'Stephan Feilhauer', 'Gautham Srinivas', 'Lawrence Handen', 'John Spirtos', 'Virginia Breen', 'James Avery', 'Gregory Gilmore', "Diarmuid B. O'Connell"
Dan Hesse has agreed to serve on the board of directors as the Executive Chairman. He most recently served as the Chief Executive Officer of Sprint (NYSE: S), the third largest US telecommunications company, from December 2007 to August 2014\. During his tenure as CEO, the American Customer Satisfaction Index recognized Sprint as the most improved U.S. company in overall customer satisfaction across all 43 industries, and JD Power recognized Sprint 20 times for excellence in customer service. Sprint, at #3, was the only telecom company on Newsweek's list of America's 25 Greenest Companies, and Corporate Responsibility magazine awarded Mr. Hesse its Lifetime Achievement Award. Sprint's improved performance is further demonstrated by Sprint's #1 ranking among all S&P 500 companies for Total Shareholder Return, assuming reinvested dividends, during Mr. Hesse's last two full calendar years as CEO. Prior to Sprint, Mr. Hesse was the Chairman and CEO of Embarq Corporation, a $6 billioninrevenue telecommunications services company. Mr. Hesse spent 23 years at AT&T and rose to President and CEO of AT&T Wireless Services, at the time the United States' largest wi15035269
ATAQ$9.77$0.99$10.04
'Tom Wasserman', ' Wendy Lai', ' Payne D. Brown', ' Richard M. Jelinek', ' Roma Khanna', ' Michael Rubenstein', ' Vijay K. Sondhi', ' Michael Vorhaus'
Tom Wasserman — Chairman and Chief Executive Officer. Tom Wasserman serves as our Chairman and Chief Executive Officer. Mr. Wasserman also currently serves as a Managing Director at HPS, where he heads the Growth Equity group. Mr. Wasserman has served as a member of the board of directors of Trine since its initial public offering in March 2019 until its business combination with Desktop Metal in December 2020. Since September 2020, Mr. Wasserman has served as the Chief Executive Officer and Chairman of the board of directors of Altimar I and, since December 2020, Mr. Wasserman has served as the Chief Executive Officer and Chairman of the board of directors of Altimar II. Mr. Wasserman has worked within TMT (including prior to his transition to HPS) since 1999. Mr. Wasserman’s current board roles include serving as a director of BT One Phone Limited, OnePhone Holding AB, Revolt Media and TV Holdings, LLC, and CAST Holdings LLC. Mr. Wasserman served as Chairman of Hibernia Networks (sold to GTT Communications). Mr. Wasserman began his career at Donaldson, Lufkin and Jenrette in the investment banking division. He has a BA in Business Administration from the University of Michigan where he graduated with distinction. We believe Mr. Wasserman is well qualified to serve as a member of our board of directors due to his significant investment and industry e131277
LCAA$9.76$0.93$10.48
' Chinta Bhagat', 'Scott Chen', 'Howard Steyn'
Mr. Bhagat holds a degree in Architecture from the University of Mumbai and an M.B.A. in International Business f0269
GIIX$9.96$1.30$10.03
'Alec Gores', 'Mark R. Stone', 'Andrew McBride', 'Randall Bort', 'William Patton', 'Jeffrey Rea'
_Alec Gores_ has been our Chairman since September 2020. Mr. Gores is the Founder, Chairman and Chief Executive Officer of The Gores Group, a global investment firm focused on acquiring businesses that can benefit from the firm’s operating expertise. Mr. Gores implemented an operational approach to private equity investing when he founded The Gores Group in 1987 by operating businesses alongside management, or in some cases in lieu of management, to build value in those entities. Since then, the firm has acquired more than 120 businesses including a current portfolio of 8 active companies worldwide. Mr. Gores began his career as a selfmade entrepreneur and operating executive. In 1978, he selffunded and founded Executive Business Systems (EBS), a developer and distributor of vertical business software systems. Within seven years, EBS had become a leading valueadded reseller in Michigan and employed over 200 people. In 1986, CONTEL purchased EBS, and Mr. Gores subsequently began acquiring and operating noncore businesses from major corporations and building value in those entities, a decision that ultimately led to the founding of what has evolved into The Gores Group today. Under his leadership, The Gores Group has continued to acquire businesses in need of operational and financial resources, while creating value and working with management teams to establish an entrepreneurial environment as a foundation fo552283
GAMC$9.81$0.54$9.91
'Timothy Babich', 'Jacob Doft', 'Lance Hirt', 'Andrew Rechtschaffen', 'Brett Barth', 'Lloyd Dean', 'Steven Klosk'
Jacob Doft has served as Chairman of our board of d4263
EBAC$9.73$0.66$9.89
' Eduardo Bravo Fernandez de Araoz', ' Koen Sintnicolaas', ' Martijn Kleijwegt', ' Mark Wegter', "Eduardo has served as our Chief Executive Officer since our inception. From July 2020 to December 2020, Mr. Bravo was Interim Chief Executive Officer of OncoDNA, a cancer theranostic company. From July 2018 to February 2020, Mr. Bravo served Chief Executive Officer of Nordic Nanovector, a radiopharmaceutical company. Prior to joining Nordic Nanovector, Mr. Bravo was CEO of TiGenix, a cell therapy company from 2011 until June 2018. Mr. Bravo has a MSc in Business Administration from CUNEF (Madrid, Spain) (1988) and a MBA from INSEAD (1991). We believe that Mr. Bravo's experience as an executive at leading biotechnology businesses make him well qualified to serve on our management team."
Martijn Kleijwegt has been a member and the Chairman of our board of directors since our inception. Mr. Keijwegt founded LSP in0264
CIIG$9.85$0.81$10.24NaNNaN5128381
LVRA$9.85$0.78$10.19
'Martin Varsavsky', 'Yasmine Fage', 'Stefan Krause', 'Bodo Uebber', 'Ingo Hueck', 'Alex Clavel', 'Matthieu Pigasse'
At the start of his career in the 1990s, Mr. Varsavsky built Viatel Inc., which became the first panEuropean fiber optic network (sold stake for $1.2 billion in 1999), followed by Jazztel, a telecom operator that went public in 1999 (exited at $770 million valuation). In the early 2000s, Mr. Varsavsky built Ya.com, which later sold to Deutsche Telekom for $650 million. In 2005, Mr. Varsavsky founded the international WiFi services company Fon Wireless Ltd. (¬ďFon¬Ē), backed by equity investors Google and Microsoft. In May 2019, Mr. Varsavsky sold his entire stake in Fon back to the company as part of Fon¬ís stock buyback program. Mr. Varsavsky subsequently cofounded Eolia Renovables de Inversiones SCR SA, one of Spain¬ís largest renewable energy companies, which was sold in 2019. In 2015, backed by Lee Equity Partners, Mr. Varsavsky founded Prelude Fertility/8561261
REVH$9.75$0.80$9.94
' Jay Markowitz, M.D.', 'Mark McDonnell', 'Jason Doren', 'Evan Sotiriou', 'Jeff Leiden, M.D., Ph.D.', 'Kris Engskov', 'Catherine Friedman', 'Robert Nelsen', 'Jennifer Schneider, M.D.', 'Jennifer Schneider, M.D.'
Dr. Markowitz earned his M.D. from Duke University and holds a B.A. in Chemistry, summa cum laude, from Columbia University. He completed a fellowship in transplant surgery at the UCLA Medical Center, a surgical residency at Massachusetts General Hospital, and a Research Fellowship in Cellular a23631263
ESM$9.73$0.79$9.97
_John G. Calvert_ has been our Vice Chairman of the board of directors since January 2021. Mr. Calvert is a CoFounder of EMG which he joined in 2006. Mr. Calvert serves as the President and a Managing Partner of the Fund Manager of EMG and also serves on its Investment Committee. Mr. Calvert is responsible for directing strategic and investment activities of EMG and managing its investment portfolio and daytoday activities with John T. Raymond. Prior to founding EMG, Mr. Calvert was a senior investment banker responsible for initiating, structuring and executing transactions in the natural resources industry. From 2005 to 2006, Mr.400271
CENQ$9.93$0.50$10.29
'John B. Connally III', 'J. Russell Porter', 'Michael J. Mayell', 'David J. Porter', 'Benjamin Francisco Salinas Sada', 'Denise Dubard', 'David J. Porter', 'David Bullion', 'David Wallace'
Our Chief Executive Officer J. Russell Porter has over 30 years of executive level experience in the oil and gas business with a strong background in property acquisition, energy finance, oil and natural gas marketing as well as conventional and unconventional resource business development. His experience has primarily3210113
LOKM$9.80$1.13$10.01NaNNaN10072278
ROSS$9.81$1.00$10.20
' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b'
Wilbur L. Ross, Jr. has served as our President, Chief Executive Officer and Chairman of the Board since our inception in January 2021. Mr. Ross was the Founder, Chairman and Chief Strategy Officer of WL Ross from April 2000 to February 2017. Founded in 2000, WL Ross is a global distressed private equity firm investing across private equity, credit, infrastructure and mortgage funds. In March 2016, WL Ross Holding Corp., a SPAC founded in 2014 by Mr. Ross, successfully acquired Nexeo Solutions Holdings LLC, a chemical and plastics distributor. Mr. Ross served as chairman of the board of Nexeo Solutions for a year before his appointment as the 39th Secretary of Commerce on February 28, 2017. Immediately prior to his confirmation as Secretary of Commerce, Mr. Ross served on the board of directors of the following companies: Navigator Holdings (NYSE: NVGS), Invesco Private Capital, Bank of Cyprus, Talmer Bancorp and Sun Bancorp. He previously had been Chairman of International Steel Group Inc., International Auto Components Group Inc., and Diamond S Shipping Inc. As Secretary of Commerce, Mr. Ross was the principal voice of business in the Trump Administration, ensuring that U.S. entrepreneurs and businesses had the tools they needed to create jobs and economic opportunity. He served on the board of directors of the ExportImport Bank of the United States, the Overseas Private Investment Corporation and the Pension Benefit Guaranty Corporation. Pr66396268
AFAQ$9.75$0.70$9.95
'Andrew Scharf', 'Jordan Gaspar', 'Christopher Bradley', 'Andrew Heyer', 'Mary Fox', 'Nola Weinstein'
Andrew Scharf, our Chairman and President since our formation, January 12, 2021, has been a Principal of Scharf Brothers since 2010 and currently serves as its Chief Investment Officer. In his role at Scharf Brothers, Mr. Scharf oversees a portfolio of the company's private investments, public equities and real estate. He began his career as an investment banker at PJ Solomon from 2007 to 2009, where he analyzed and advised companies in the food, beverage, retail, consumer and industrial sectors. Mr. Scharf has over 10 years of investment experience, including in public and private equity markets and in the consumer sector. Mr. Scharf is currently a board member of Four Sigmatic, one of the fastest growing adaptogen and mushroombased supplement and nutrition companies in the United States. He is also an investor in LOLA, a rapidlygrowing female focused betterforyou wellness company. Additionally, Mr. Scharf led Scharf Brothers' seed investment in OurCrowd, which is now the world's largest equity crowdfunding platform for highgrowth companies, having raised over $1.5 billion for over 200 rapidly growing businesses in a variety of sectors. From 2010 to 2014, Mr. Scharf also served as Vice President of OurCrowd, working closely with the founders to develop the company's strategy and growth. Since 2018, he has also been an analyst at LH Financial Services, where he analyzes and advises on certain investment opportunities. He3251260
GLHA$9.73$0.69$10.01
'Quincy Fennebresque', 'Tonya Clark', 'Kwame SomPimpong', 'Layne Logigian', 'Lee Styslinger III', 'Jonathan Auerbach'
Tonya Clark, serves as our Chief Financial Officer. Mrs. Clark held roles as CEO and CFO at Heritage Health Solutions, Inc. from 2010 to 2021. In 2018, she led the organization through its acquisition by private equity. Prior to joining Heritage, Mrs. Clark began her career in the State and Local Tax group of PriceWaterhouseCoopers and was with PriceWaterhouseCoopers from 1997 to 2002 and was a partner in a boutique accounting firm from 2002 to 2010. Tonya is a licensed CPA in Texas. She received a BBA in A8499257
VGII$9.84$1.08$10.06NaNNaN202950257
SWAG$9.85$0.61$10.12NaNNaN223129
PDOT$9.75$0.91$9.90
'Tomas Ackerman', ' Preston Powell', 'Tomas Ackerman'
Stephen Wedemeyer has been our Chief Financial Officer since January 2021. Mr. Wedemeyer is the Chief Financial Officer of Carnelian100271
RAM$9.97$0.70$10.35
' Randy Brinkley', 'Nathan Smith', 'Paul Wolfe', 'Andy Lester', 'Josh Lewis', 'Ken Rosenblum', 'Thane Ritchie', 'Dan Tapiero', 'Ray Conley', 'Thane Ritchie', 'Mark Mykityshyn'
Mr. Ritchie has served on multiple private company boards and currently is CEO and sits on t4820200
RICO$10.04$0.54$10.25NaNNaN524149
FRON$9.76$0.85$9.94
'Rick Gerson', ' Christian Angermayer', ' Ryan Khoury', ' Matthew Corey', ' Scott Carpenter', ' David A. Sinclair', ' Peter Attia', ' Jonathan Christodoro'
Christian Angermayer, 42, serves as our Chief Executive Officer and has agreed to join our board of directors. Mr. Angermayer is the founder of Apeiron and a serial entrepreneur and investor. In 2000, Mr. Angermayer cofounded Ribopharma which merged with U.S. peer Alnylam in 2003 and subsequently went public and became the first commercial RNAi technology company. Since then, Mr. Angermayer has created, cofounded and invested in numerous successful companies, has raised approximate104235269
AGGR$9.77$0.75$9.91NaNNaN0270
CHWA$9.78$0.56$10.25NaNNaN601099
LDHA$9.80$0.84$9.97
' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b'
Michel Combes serves as our President and director. He has served asthe President of SoftBank Group Internatio3111262
BLNG$9.73$0.55$9.94
'Jennifer Deason', 'Peter Saldarriaga', 'George Arison', 'Jason Park', 'Miyuki Matsumoto', 'Amy Cappellazzo', 'Jennifer Turner', 'George Arison'
Jennifer Deason has served as our Chairman and Chief Executive Officer since January 2021\. From May 2019 to February 2021, Ms. Deason served as the Chief Financial Officer and Chief Business Officer for the dtx company and Flowcode. The dtx company is a holding company investing in the DTC economy and Flowcode offers technology solutions to enable direct connections between consumers and brands. From 2016 to 2018, Ms. Deason served as Executive Vice President, Head of Strategy and Business Development for Sotheby's. She served as Chief Financial Officer of the Weather Channel from 2014 to 2016 and was an Executive Vice President with Bain Capital, a leading global alternative investment manager, from 2008 to 2014. While at Bain, Ms. Deason served in several interim operating roles such as President, Chief Marketing Officer and Chief Financial Officer and was a board member of several portfolio companies. Ms. Deason has served on the board of directors of DHI Group (NYSE: DHX) since July 2016 and Concentrix (NASDAQ: CNXC), since November 2020. Earlier in her career, Ms. Deason spent four years at McKinsey focused on media, consumer, technology, and private equity. She began her career at Alex. Brown (Deutsche Bank) and eBay in Silicon Valley. She holds a Master of Business Administration from Stanford University and a Bachelor of Arts from Yale University. Ms. Deason was chosen t1135
POND$9.68$0.82$9.94NaNNaN2212214
BYTS$9.74$0.82$10.02
'Kobi Rozengarten', 'Danny Yamin', 'Samuel Gloor', 'Vadim Komissarov', 'Oded Melamed', 'Louis Lebedin'
Kobi Rozengarten, 64, will serve as the Executive Chairman of our Board following the completion of this offering. Mr. Rozengarten has over 35 years of experience in investment and management positions in the multinational and Israeli technology sector, with a focus on the fields of semiconductors, cloud computing, and enterprise software. Mr. Rozengarten has been the Chief Executive Officer of Rozengarten Management Ltd. since December 2008\. Mr. Rozengarten has experience as a sponsor of various SPACs since 2019. Mr. Rozengarten served from 2007 to 2019 as a General Partner and then as Managing Partner in Jerusalem Venture Partners, a leading Israeli venture capital firm with $1.5 billion assets under management. In this capacity, Mr. Rozengarten led or coled more than 25 deals and was instrumental in leading many of Jerusalem Venture Partners's exits including the sale of Altair Semiconductor to Sony, CyOptics, Inc. to Avago, XtremIO to EMC and Dune Network to Broadcom Inc. From 1997 to 2007, Mr. Rozengarten served as a COO and President of Saifun Semiconductors Ltd., a leading provider of IP solutions for the non volatile (Flash) memory market, and was responsible for the formulation and execution of the company's business strategy and coled its IPO on Nasdaq, raising $270 million. From 1987 to 1996, Mr. Rozengarten held multiple positions, as VP of Operation and VP of Business Development with K&S, a US based leading supplier of equipment for the semiconductor industry, and wa34263
JUGG$9.84$1.00$10.05
'Barry S. Sternlicht', 'Paul E. Jacobs, Ph.D.', 'Derek K. Aberle', 'Wilcoln Lee', 'Michael Racich', 'David E. Wise'
Mr. Sternlicht currently serves as the Chairman and Chief Executive Officer of STWD, a leading, diversified real estate finance company with over $5 billion in market capitalization as of January 2021; and one of the first mortgage REITs launched postcrisis. Since inception in 2009, Mr. Sternlicht has guided STWD thr8397170
SLVR$9.70$0.72$9.84NaNNaN1086
CORS$9.75$0.80$9.98NaNNaN102256
HERA$9.77$0.98$10.00NaNNaN1203276
FMIV$9.77$1.11$10.03
'Marshall Kiev', 'David Boris', 'Neil Goldberg', 'Richard Katzman', 'Steven Berns', 'Tory Kiam'
Marshall Kiev has been our CoChief Executive Officer, President and Director since inception. He has over 28 years of deal sourcing and principal investment experience in both family office and private equity settings. He has been the President and Founder of MK Capital Partners, a private investment firm, since 2016. The firm's primary investment strategies include direct private equity, growth equity and venture capital. Mr. Kiev has been the CoChief Executive Officer, President and Director of Forum III since June 2019\. Mr. Kiev was CoChief Executive Officer, President and Director of Forum I until its business combination with ConvergeOne (Nasdaq: CVON), and was CoChief Executive Officer, President and Director of Forum II until its business combination with Tattooed Chef (Nasdaq: TTCF). Mr. Kiev was previously a Director of Cohen Private Ventures, or CPV, from 2013 to 2016. CPV is a family office investing longterm capital in direct private investments and other opportunistic transactions. Prior to his position with CPV, Mr. Kiev was Chief of Staff at S.A.C. Capital Advisors, L.P., an investment firm, from 2010 to 2013. Prior to joining S.A.C., Mr. Kiev was President of Alternative Investments at Family Management Corporation, a multifamily office, from 2007 to 2009, where23153262
HCVI$9.71$0.85$10.05
'Daniel J. Hennessy', 'Greg Ethridge', 'Nicholas A. Petruska', 'Anna Brunelle', 'Sidney Dillard', 'Richard H. Fearon', 'Walter Roloson', 'Sidney Dillard'
Daniel J. Hennessy, our Chairman and Chief Executive Officer since our formation, is also the Managing Member of Hennessy Capital Group LLC, an alternative investment firm he established in 2013 that focuses on sustainable industrial technology and infrastructure sectors. He also has served as Chairman and CEO of Hennessy Capital Investment Corp. V (NASDAQ: HCIC), or Hennessy V, since October 2020. Mr. Hennessy served as Chairman and CEO of Hennessy Capital Acquisition Corp. IV, or Hennessy IV from March 2019 until its business combination with Canoo Holdings Ltd, which closed on December 21, 2020 and is now known as Canoo Inc. (NASDAQ: GOEV). Mr. Hennessy has served as a director of SIRVA Worldwide Relocation & Moving since August 2018. He also serves as a senior advisor to Proptech Investment Corporation II (NASDAQ: PTIC), a special purpose acquisition company targeting businesses in the real estate technology industry, and 7GC & Co. Holdings Inc. (NASDAQ: VII), a special purpose acquisition company targeting businesses in the technology industry. Mr. Hennessy previously served as senior advisor to Proptech Acquisition Corporation (NASDAQ: PTAC), a special purpose acquisition company targeting businesses in the real estate techno61867
ALPA$9.68$0.95$9.94
'Rajiv Shukla', 'Patrick A. Sturgeon', 'Darlene T. DeRemer', 'Eugene L. Podsiadlo', 'William Woodward'
Rajiv Shukla has been our Chairman and Chief Executive Officer since inception and has two decades of buyouts, investments and operations experience in the healthcare industry. Since July 2020, Mr. Shukla has served as Chairman and Chief Executive Officer of Alpha Healthcare Acquisition Corp. ("AHAC"), a Nasdaqlisted special purpose acquisition company . Mr. Shukla is expected to serve as a director of Humacyte upon the closing of the business combination with AHAC, Mr. Shukla also served as Chairman and Chief Executive Officer of Constellation Alpha Capital Corp. ("CNAC"), a Nasdaqlisted special purpose acquisition company, from June 2017 to August 2019\. Since August 2019, Mr. Shukla has served as an independent director on the board of directors of Ocunexus Therapeutics, a clinical stage biotech company. From June 2013 to May 2015, Mr. Shukla served as Chief Executive Officer of Pipavav Defence & Offshore Engineering Company (now Reliance Naval and Engineering Ltd.), an Indian listed shipbuilding and defense manufacturing company. In this role, he successfully implemented an extensive financial restructuring project and sold control to the Reliance ADA Group. Between 2008 and 2013, Mr. Shukla worked as an investor at ICICI Venture, Morgan Stanley Investment Management and Citi Venture Capital International. Throughout his investment career, Mr. Shukla has been involved with numerous investments in healthcare companies. As a private equity investor, Mr. Shukla was involved with numerous control and minority hea67256
VLAT$9.75$0.76$9.87
' Mario Mello', ' J. Douglas Smith', ' Clifford M. Sobel', ' Scott Sobel', ' Linda Rottenberg', ' Barry L. Engle', ' Helio L. Magalhaes', ' Brian P. Brooks'
Mario Mello has served as our CEO and board member since February 2021. Since 2013, Mr. Mello has served as an advisory board member and Operating Partner of Valor Capital Group, a growth equity and venture capital investment firm focused on United States and Brazil cross border opportunities. From 2010 to 2018, Mr. Mello was General Manager and General Director of PayPal Latin America. From 1996 to 2003, Mr. Mello served as Vice President, Senior Vice President and Executive Vice President of Visa do Brasil and Visa Latin America. Prior to joining Visa Latin America, Mr. Mello was a Statutory Director of Banco Real (which was acquired by Santander). Mr. Mello is currently a Board Member of Construtora Tenda S.A., a Brazilian real estate development company (since 2017), Track & Field Co. S.A., a Brazilian sportswear company (since 2018) and PicPay, a Brazilian payments company (since February 2021), as well as a board member of certain Valor Capital Group invested companies, including Loopa, SolFacil and QuasarFlash. Mr. Mello is also the Founder and President of O Poder do Voto, a civic service non profit startup company in Brazil that promotes political transparency. Mr. Mello has also served on the board of directors of Cielo, Alelo, CBSS and Fidelity Systems. Mr. Mello has a BSE in Civil Engineering from the Polytechnic School at the University of Sao Paulo (1988). We believe Mr. Mello's extensive corporate and private venture capital exper27312218
HCNE$9.85$1.26$10.03
'Barry S. Sternlicht', 'Matthew Walters', 'Michael Racich'
Mr. Sternlicht currently serves as the Chairman and Chief Executive Officer of STWD, a leading, diversified real estate finance company with over $5 billion in market capitalization as of January 2021; and one of the first mortgage REITs launched postcrisis. Since inception in 2009, Mr. Sternlicht has guided STWD through a steady evolution with over $63 billion in deployed capital, evolving from a pureplay commercial lender to a diversified commercial REIT with residential lending, commercial mortgage servicin729177
KAHC$9.84$0.99$10.08
' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b'
Paul Raether has served as a member of our Board of Directors since January 2021. Mr. Raether is a Senior Advisory Partner at KKR. He joined KKR in 1980, became a Partner in 1986, and currently serves on two of three of536174263
GLEE$9.93$0.52$10.16
'David Gladstone', 'Michael J. Malesardi', 'Terry L. Brubaker', 'Michael LiCalsi', 'Bill Frisbie', 'Bill Reiman', 'David Gladstone', 'Michela A. English', 'Michael J. Malesardi', 'John H. Outland', 'John H. Outland', 'Walter H. Wilkinson, Jr.'
_David Gladstone_ has been our Chief Executive Officer, President, Chief Investment Officer and Director since January 2021. Mr. Gladstone has been serving as the Chairman and Chief Executive Officer of Gladstone Land Corporation (Nasdaq: LAND), Gladstone Capital Corporation (Nasdaq: GLAD), Gladstone Investment Corporation (Nasdaq: GAIN) and Gladstone Commercial Corporation (Nasdaq: GOOD) since the inception of The Gladstone Companies in 2001. Prior to founding The Gladstone Companies, Mr. Gladstone served as either chairman or vice chairman of the board of directors of American Capital Strategies, Ltd. (Nasdaq: ACAS), a publicly traded leveraged buyout fund and mezzanine debt finance company, from 1997 to 2001. From 1974 to 1997, Mr. Gladstone held various positions, including chairman and chief executive officer, with Allied Capital Corporation (NYSE: ALD),38439122
NGC$9.83$0.93$10.00NaNNaN95257
KSI$9.73$0.61$10.01
'Raymond E. Mabus, Jr.', 'Charles Gassenheimer', 'Golchehreh Abtahian', 'Charles Gassenheimer', 'Virginia A. Kamsky', 'Michael Del Giudice', 'Pin Ni', 'Saurin Shah'
He is Founding Principal and chief executive officer of The Mabus Group, a strategic advisory firm specializing in energy, sustainability, cyber security, and talent management. Mr. Mabus is also currently the Chairman of the Board of Directors of InStride and a board member of Amentum, Dana Incorporated and Hilton Worldwide Holdings, Inc. From 2017 to 2019, Mr. Mabus was an advisor to GV (formerly Google Ventures) and from 2017 to 2018 was a visiting fellow at both Harvard Law School and Harvard Kennedy School. He served as the 75th United States Secretary of the Navy from 2009 to 2017. Mr. Mabus, over the last four decades, has served domestically and globally in a variety of highlevel state and federal government roles. During his career in the private sector, Mr. Mabus served as Chairman and Chief Executive Officer of Foamex and on the board of directors of Enersys, a stored energy systems and technology provider for industrial applications. Mr. Mabus received a J.D., magna cum laude, from Harvard Law School, a Master's Degree from Johns Hopkins University and a Bachelor's Degree, summa cum laude, from the University of Mississippi. Mr. Mabus' extensi2442263
DILA$9.76$0.57$10.50NaNNaN0173
AMAO$10.00$0.62$10.55
'Mark C. Jensen', 'Mark C. Jensen', 'Mark C. Jensen'
Thomas M. Sauve, Director, has over 18 years in entity formation, land and lease management acquisition integration. As President of American Resources Corporation (Nasdaq: AREC) since 2015, Mr. Sauve has successfully integrated 8 acquisitions into a streamlined operating model.2360261
PSPC$9.71$0.98$10.08NaNNaN17887193
TBSA$9.73$0.66$9.92
'Andrew Rolfe', 'Gareth Penny', 'James Crawley', 'Thando Mhlambiso', 'Ziyanda Ntshona'
Andrew Rolfe is Chief Executive Officer and a director on the board of directors of TB SA Acquisition Corp. Mr. Rolfe has 30 years of investment and operational experience, and has served as a senior executive at several multinational corporations. From 2006 until February 2021, Mr. Rolfe was a managing director at TowerBrook, where he served as a member of its Management Committee. He remains associated with TowerBrook as the firm’s ViceChair and cochair of its Senior Advisory Board. He is also currently a member of TowerBrook’s Portfolio Committee and a member of the Investment Committees for TowerBrook’s controloriented private equity strategy and its structured opportunities strategy. While at TowerBrook, Mr. Rolfe has served on a variety of TowerBrook portfolio company boards including BevMo!, Jimmy Choo, Odlo, Phase Eight, Wilton, True Religion, KeHE, J.Jill, Azzurri Group and Kaporal. Prior to joining TowerBrook in 2006, Mr. Rolfe was the President of Gap Inc. International. Mr. Rolfe was also Chairman and Chief Executive Officer of Pret A Manger from 1998 to 2003 where he led the company’s international expansion initiatives, including selling a strategic stake in the business to the McDonald’s Corporation. Earlier in his career, Mr. Rolfe served as Chief Executive Officer of Booker Foodservice (today trading as Bidcorp UK) and a member of the boards of directors of Booker Plc. and WH Smith Plc, and he held sever11908257
EOCW$9.83$1.22$10.10NaNNaN23136159
EGGF$9.80$0.60$9.94NaNNaN100193
THCP$9.79$0.90$9.85
Gary A. Simanson has been our President, Chief Executive Officer and Director since our inception. Mr. Simanson is founder of Thunder Bridge Capital, LLC and has served as its Chief Executive Officer since 2017. In addition to serving in that capacity, Mr. Simanson serves as head of its Investment Committee, Credit Committee, Enterprise Risk Committee, Loan Review and other executive committees and is responsible for sourcing and establishing strategic loan asset purchase relationships and equity opportunities within the financial services and FinTech industries. Since 2020 he has been an executive officer and director of Thunder Bridge Capital Partners III Inc. Since 2019 he has been an executive officer and director of Thunder Bridge Acquisition II, Ltd. (NASDAQ: THBR). From 2018 to 2019 he was an officer and director of Thunder Bridge Acquisition, Ltd. (NASDAQ: TBRG), a blank check company which in July 2019 consummated its initial business combination with Hawk Parent Holdings, LLC, or Repay, an omnichannel payments technology provider. From 2015 through June 2017, Mr. Simanson founded and managed Endeavor Capital Management, L.L.C., Endeavor Capital Advisors, L.L.C., Endeavor Capital Fund, LP, and Endeavor Equity Fund, LP (collectively, "Endeavor"), targeting debt and equity investments in the marketplace lending industry. Prior to founding Endeavo6158
SIER$9.79$0.54$10.07
'Charles Alutto', 'Robert Ryder', 'Richard Burke', 'Kenneth L. Campbell', 'Charles Alutto', 'Scott Daum', 'Geoff Hoffman'
Charles Alutto has served as our Chief Executive Officer since inception. Mr. Alutto also serves as the Chief Executive Officer of Alutto Consulting, a consulting firm helping companies focus on longterm organic growth and creating sustainable stockholder value. Previously, Mr. Alutto was President and Chief Executive Officer of Stericycle Inc. (NASDAQ: SRCL), or Stericycle, a compliance company that specializes in collecting and disposing regulated substances, such as medical waste and pharmaceuticals, from 2013 to 2019. His previous roles at Stericycle included serving as President, Stericycle, US Healthcare Compliance Solutions from 2010 to 2013, Vice President & Managing Director of Stericycle Europe from 2008 to 2010, Vice President of Healthcare Sales & Marketing from 2007 to 2008, and Area Vice President of Operations from 2004 to 2007, Area Vice President of Sales from 1999 to 2004, and Director of Sales and Marketing from 1997 to 1999. Before joining Stericycle, Mr. Alutto worked at Environmental Control Co., a medical waste and compliance service provider, from 1988 to 1997. Mr. Alutto served on Stericycle's board of directors from 2012 to 2019, and currently serves as an independent board member and a member of the compensat40581
BRIV$9.75$1.12$10.10
'Daniel Shribman', 'Bryant Riley', 'Nicholas Hammerschlag', 'Nicholas Hammerschlag', 'Timothy Presutti'
Daniel Shribman, our Chief Executive Officer and Chief Financial Officer, has served as chief investment officer of B. Riley Financial and president of B. Riley Principal Investments, LLC since September 2019 and September 2018, respectively. Mr. Shribman helps oversee the asset base of B. Riley Financial alongside chief executive officer Bryant Riley. This asset base consists of several cash flow generating operating businesses in addition to cash and investments of over $1 billion as of September 30, 2020. The investment portfolio includes bilateral loans and small cap equity positions in both public and private markets. In virtually all investments, B. Riley Financial is involved at the board level and active in business and capital allocation decisions. Mr. Shribman has served as a member of the board of directors of Alta Equipment Group Inc. (Alta) (NYSE: ALTG) since February 2020, when it completed its business combination with BRPM, where Mr. Shribman was chief financial officer. Mr. Shribman has also served as a member of the board of directors of Eos Energy (Nasdaq: EOSE) since November 2020, when it completed its business combination with BRPM II, where Mr. Shribman was chief executive officer. Mr. Shribman also currently serves as the Chief Executive Officer and Chief Financial Officer of BRPM III, another special purpose acquisition company. Mr. Shribman brings experience in both public and private equity. Prior to joining B. Riley, Mr. Shribman was a Portfolio Manager at Anchorage Capital Group, L.L.C., a special situatio10968213
FTVI$9.85$1.00$10.33
'Betsy Z. Cohen', 'Daniel G. Cohen', 'James J. McEntee, III', 'Douglas Listman', 'Madelyn Antoncic', 'Laura Kohn', 'Ellen Warren', 'Laura Kohn'
Betsy Z. Cohen has served as Chairman of our board of directors since November 2020\. Since June 2019, she has served as Chairman of the board of directors of FinTech V, since May 2019, she has served as the Chairman of the board of directors of FinTech IV, since June 2020, she has served as Chairman of the board of directors of FTAC Olympus, since November 2020, she has served as Chairman of the board of directors of FTAC Athena, and since January 2021, she has served as Chairman of the board of directors of FTAC Hera. She also currently serves as a director of Metromile, Inc. (NASDAQ: MILE), the successor to INSU II. Ms. Cohen served as Chairman of FinTech III's board of directors from March 2017 until October 2020, as Chairman of FinTech II's board of directors from August 2016 until July 2018\. She served as a director of FinTech I and its successor, Card Connect Corp., a provider of payment processing solutions to merchants, from November 2013 until May 2017, and previously served as Chairman of the board of directors of FinTech I from July 2014 through July 2016 and as FinTech I's Chief Executive Officer from July 2014 through August 2014\. She served as Chief Executive Officer of Bancorp and its whollyowned subsidiary, Bancorp Bank, from September 2000 and Chairman of Bancorp Bank from November 2003, and resigned from thes43164
RKTA$9.77$0.74$9.97
'Oliver Samwer', 'Soheil Mirpour', 'Donald E. Stalter Jr.'
_Soheil Mirpour_ , our Chief Executive Officer and Director, is a member of the Management Board of Rocket Internet, a position he has held since March 2020. Prior to his current role as a member of the Management Board, Mr. Mirpour worked as a consultant advising clients, including Rocket Internet, since August 2018, and previously served as the Senior Vice President of Investments of Rocket Internet, leading the company’s efforts in Growth and Private Equity investments, since May 2017. Before joining Rocket Internet, he worked226257
UPTD$9.93$0.54$10.15
'Jianwei Li', ' Weiguang "James" Yang', ' Luqi "Lulu" Wen', ' Weston Twigg', ' Tao Jiang', ' James Long', ' Director Nominee'
Weiguang "James" Yang_, has been our CoCEO and director shortly after the inception. Mr. Yang currently serves as the President, Chairman, and Chief Executive Officer of Zhongchao, Inc., a Nasdaqlisted company (Nasdaq: ZCMD) which he founded in 2012. From June 2013 to June 2016, Mr. Yang served as the first Chinese board member on the Global Alliance for Medical Education (GAME), a nonforprofit org0142
MAQC$10.06$0.67$10.80
'Jeff Ransdell', ' Guillermo Cruz', ' Guillermo Cruz', ' Maggie Vo', ' Guillermo Cruz Reyes', ' Luis Armando Alvarez', ' Luis Armando Alvarez', ' Luis Antonio MarquezHeine'
_Guillermo Cruz,_ our Chief Operating Officer, has served as the Managing Partner of Benessere Capital Acquisition Corp. (NASDAQ:BENEU) since November 2020\. In October 2020, Mr. Cruz formed Maquia Capital, an agricultural private equity firm which manages inves17867214
IPAX$9.70$0.70$10.02
'Ms. Sutter served as Global President of Diane von Furstenberg ("DvF") from 1999 to 2013. She joined DvF with the task of relaunching and rebuilding the brand. Ms. Sutter led DvF\'s transformative growth and developed a vast range of accessories and home furnishings, spearheading the company\'s evolution into a true lifestyle omnichannel brand. During her tenure, she built the business from its commercial launch to an iconic international brand, expanding its global footprint of freestanding DvF stores, launching DvF.com as well as establishing a substantial presence in department stores worldwide.'
After leaving TSG Consumer Partners, Ms. Sutter founded Paula Sutter LLC, a brand advisory consulting firm focused on strategic planning, top line growth initiatives and product development and expansion. Beginning in 20101973
GIA$9.92$0.54$10.40NaNNaN280072
AVHI$9.84$0.40$10.20NaNNaN1334651
CRZN$9.72$0.84$10.00
' Sam Yagan', 'Steve Farsht', 'Phil Schwarz', ' Sam Yagan', 'Brooke Skinner Ricketts', 'Christian Rudder'
Sam Yagan, 43, is our Chairman and Chief Executive Officer. Mr. Yagan co founded Corazon Capital in 2013. Mr. Yagan serves as the Chief Executive Officer of ShopRunner, Inc., a multiproduct ecommerce platform enabling millions of members to transact billions of dollars' worth of gross merchandise value, a position he has held since 2016. In 2020, Mr. Yagan led the sale of ShopRunner to FedEx Corporation (NYSE: FDX). Prior to ShopRunner, Mr. Yagan served as the ViceChairman of Match Group (NASDAQ: MTCH), a position he assumed in 2016 after leading the company as Chief Executive Officer through a period of explosive growth that culminated in its IPO in 2015. Mr. Yagan's prior entrepreneurial ventures in the consumer internet sector include SparkNotes, still the dominant brand of study guides, and MetaMachine, Inc., once the largest peertopeer filesharing network in the world. Mr. Yagan sold SparkNotes to iTurf, Inc. and then to Barnes & Noble, Inc., where he served as Publisher and oversaw the expansion of the digitally native brand into a multiplatform media business. Mr. Yagan also cofounded OkCupid in 2003, which he led as its CEO through its sale to Match Group in 2011. In 2009, Mr. Yagan cofounded Excelerate Labs (now Techstars Chicago), a leading startup accelerator, and served as its first Managing Director. Mr. Ya100000256
LCA$9.80$1.49$10.03
' Tilman J. Fertitta', 'Richard Handler', 'Richard H. Liem', 'Richard Handler', 'Nicholas Daraviras', 'Scott Kelly', 'Richard Handler'
Tilman J. Fertitta has been our CoChairman and Chief Executive Officer since February 5, 2021. He was previously CoChairman and Chief Executive Officer of Landcadia I from September 15, 2015 through the consummation of the Waitr business combination, and he currently serves on the board of directors of Waitr Holdings Inc. He has served as Chairman and Chief Executive Officer of GNOG Inc. since February 14, 2019. He has also served as CoChairman and Chief Executive Officer of Landcadia III since August 24, 2020. Since August 2010, Mr. Fertitta has been the sole shareholder, chairman and Chief Executive Officer of FEI, which owns the NBA's Houston Rockets, the restaurant conglomerate Landry's, Inc. ("Landry's") and the Golden Nugget Casinos and is recognized today as a global leader in the dining, hospitality, entertainment and gaming industries. Mr. Fertitta was the sole shareholder at the time he took Landry's public in 1993, and after 17 years as a public company, he was the sole shareholder in taking Landry's private in 2010. Mr. Fertitta currently serves as Chairman of the Houston Children's Charity, the Houston Police Foundation, and is currently the Chairman of th1191256
FLYA$10.07$0.59$10.31
'Jonathan (Joe) Poulin', ' Vicky Bathija', ' Mark J. Coleman', ' Peter Kern', ' Chris Arsenault', ' Patrick Pichette', ' Martha Tredgett', ' Greg Greeley'
_Vicky Bathija_ has served as our Executive Vice President and Chief Financial Officer since February 2021. Mr. Bathija has fourteen years of investment banking, private equity and operating experience. Prior to joining JPK Capital in March 2020, Mr. Bathija was Head o881
AACI$9.78$0.50$10.02NaNNaN6389113
SHQA$9.76$0.57$10.03
'John "Jack" Chandler', 'Christopher Keber', 'Christopher Keber', 'Kathleen Collins', 'Whitney Topping', 'Chris Bledsoe', 'Christopher Keber', 'Christopher Keber', 'Erin Lantz'
Jack Chandler has served as the Chairman of our board of directors and our Chief Investment Officer since December 2020\. In September 2017, Mr. Chandler founded Majesteka Investments Holdings LLC, a private firm which provides integrated strategic leadership and capital for emerging disruptive companies at the intersection of real estate, asset management, and technology, where he currently serves as its Manager. Prior to founding Majesteka Investments, Mr. Chandler served as Global Head and Chairman of Real Estate at BlackRock, Inc. from 2011 until September 2017\. Prior to joining BlackRock in 2011, Mr. Chandler began his career with LaSalle Investment Management where he served in numerous capacities over 25 years, including as the Global Chief Investment Officer, as well as the Chief Executive Officer and Executive Chairman for the AsiaPacific region. He is the former Chairman of the Urban Land Institute (ULI) Americas Executive Committee, as well as Treasurer and a member of ULI's Global Board of Trustees. Additionally, Mr. Chandler is a founding member of the ULI Technology Council. Mr. Chandler served as a strategic advisor for Waltz Inc. from December 2017 to June 2019 and currently serves as a board member for Nuveen Global Cities REIT, a position he has held since January 20113157
APAC$9.90$0.49$10.19NaNNaN300142
HWEL$9.68$0.56$9.94
serves as President, Chief Financial Officer and will serve as Director. Ms. Wan is a seasoned executive who has spent over 25 years in senior management roles at public and private companies. Ms. Wan has been a Managing Partner3157124
RONI$9.98$1.52$10.26
'Daniel Joseph Rice, IV', 'J. Kyle Derham', 'Daniel Joseph Rice, IV'
Chief Executive Officer and director. Mr. Rice has over 15 years of experience in the energy industry. Mr. Rice is also the Chief Executive Officer and a director of Rice I. Mr. Rice is a Partner of Rice Investment Group and served as Chief Executive Officer of Rice Energy from October 2013 through the completion of its acquisition by EQT in November 2017\. Prior to his role as Chief Executive Officer, Mr. Rice served as Chief Operating Officer of Rice Energy from October 2012 through September 2013 and as Vice President and Chief Financial Officer of Rice Energy from October 2008 through September 2012\. Mr. Rice oversaw Rice Energy's growth from startup through its $1 billion initial public offering in 2014 and eventual $8.2 billion sale to EQT in 2017. Mr. Rice also oversaw the creation and growth of Rice Midstream, which was acquired by EQM for $2.4 billion in 2018. Mr. Rice established Rice Energy's strategic framework for value creation, which yielded success for its shareholders and employees. He has utilized his operating and growth strategy formulation experience as the founder of Rice Energy to help portfolio companies of Rice Investment Group to refine and optimize their business strategies in order to profitably grow. Mr. Rice currently serves on the board of directors of EQT, and he joined the board of Whiting Petroleum in August 2020\. Prior to joining Rice Energy, he was an investment banker for Tudor Pickering Holt & Co. in Houston and hel195535172
GFOR$9.70$1.19$9.92
'James A. Graf', 'James A. Graf'
James A. Graf has been our Chief Executive Officer and a director since January 2021. Mr Graf is also serving as an independent director of Catcha Investment Group since February 2021. Mr. Graf served as the chief executive officer of Graf Industrial Corp., a blank check company, from June 2018 through its business combination with Velodyne Lidar, Inc. in September 2020\. Mr. Graf served as a director of Graf Industrial Corp. from June 2018 to September 2019 and served as a director of Velodyne Lidar, Inc. from September 2020 to February 2021\. Mr. Graf served as a director of Platinum Eagle Acquisition Corp. from January 2018 through its business combination with Target Logistics Management, LLC and RL Signor Holdings, LLC in March 2019\. Mr. Graf served as the vice president, chief financial officer and treasurer of Double Eagle Acquisition Corp. from its inception in June 2015 through its business combination with Williams Scotsman, Inc. in November 2017\. He served as vice president, chief financial officer, treasurer and secretary of Silver Eagle Acquisition Corp. from its inception in April 2013 through Silver Eagle's business combination with Videocon d2h Limited ("VDTH"), and he served as vice president, chief financial officer, treasurer and secretary of Global Eagle Acquisition Corp. ("GEE") from its inception in February 2011 to its business combination with Row 44, Inc. and Advanced Inflight Alliance AG in January 2013\. He was vice chairman of Global Entertainment AG, the German entity holding GEE's equity in AIA from 2013 to 2014 and special advisor to GEE in 2013. He served as a special advisor to VDTH from 2015 to 2016. From10769198
APTM$9.68$0.71$9.91
' Matt Krna', " Sean O'Brien", ' Michael D. Ryan', ' Steve Brotman', ' Scott Grimes', ' John Rice', ' Marcie Vu', ' Tracy R. Wolstencroft'
_Matt Krna_ has served as our CEO since our inception in February 2021. Matt will lead, with Mike, our Partner outreach and evaluation activities. He is currently a Venture Partner at Alpha Partners and the founder and Managing Partner of Ladera Venture Partners. He has over 20 years of private equity and venture capital investment experience. Matt was most recently cofounder and Managing Partner of Princeville Global, a San Francisco and Hong Kongbased growthstage fund focused on backing breakoutstage technology companies around the world. At Princeville, he helped raise over $450 million and led investments in and served on the boards of companies including Doctor on Demand, a leading telemedicine company, and Remitly, a provider of global remittance services. Before Princeville Global, Matt was a Partner at Princeville Global's predecessor fund SoftBank Princeville, a $250 million growthstage technology investment fund affiliated with SoftBank Group. There he was involved in investments including BigCommerce (Nasdaq: BIGC), Criteo (Nasdaq: CRTO), Fitbit (NYSE: FIT; acquired by Google for $2.1 billion), Kabbage (acquired by American Express for $850 million), Kony (acquired by Temenos), and others. During his tenure at SoftBank Princeville, Matt was also an active advisor to SoftBank Group, Alibaba Group, and YAHOO! Japan and was a member of Sprint Corp.'s venture advisory board. Prior to SoftBank Princeville, Matt held investment roles at Investor AB and Canaan Partners, and was an500130
TWCB$9.81$0.94$10.09
' James H. Greene, Jr.', ' Rufina A. Adams', ' Lee Kirkpatrick', ' Scott W. Wagner', ' Darren Thompson', ' Brandon Van Buren', ' Scott W. Wagner'
James H. Greene, Jr. has been our Chief Executive Officer, Chairman and a Director since inception. He has served as Chairman of TWC Tech Holdings II Corp. (NASDAQ: TWCT) since July 2020 and as Chairman of Nebula Caravel Acquisition Corp. (NASDAQ:NEBC) since December 2020 and has served as Chief Executive Officer, Chairman and a Director of Galliot Acquisition Corp. since February 2021. Mr. Greene is a Founding Partner of True Wind Capital, a private equity fund manager focused on the technology industry, where he serves on the Investment Committee and is responsible for all aspects of managing the firm. Prior to founding True Wind Capital in 2015, Mr. Greene was with Kohlberg Kravis Roberts & Co. ("KKR"), a global investment manager which he joined in 1986, became a Partner in 1993, a Member in 1996 and an Advisory Partner in 2013. At KKR, Mr. Greene cofounded and led the Global Technology Group from 2004 to 2010\. In 2010, he became head of the Global Industrial Group, a position he held until 2013. Mr. Greene played a key role in many of KKR's most notable buyouts through the late 1980's and 1990's. He served on public company boards as a director of Safeway (NYSE: SWY), a grocery store chain, from 1987 to 2004, a director of OwensIllinois (NYSE: OI), a glass container manufacturer, from 1987 to 2005, a director of RJR Nabisco (NYSE: NGH), an American food and tobacco conglomerate, from 1989 to 1995, a director of The Vons Company (NYSE: VON), a grocery store chain, from 1993 to 199200142
BNIX$9.83$0.470.0NaNNaN2887286
RVAC$9.73$0.55$10.03NaNNaN41845121
TIOA$9.78$0.95$10.05
'Dominik Richter', 'Roman Kirsch', 'Spyro Korsanos', 'Manuel Stotz', 'Jonathan Teklu', 'Jeronimo Folgueira'
_Roman Kirsch_ has been our Chief Executive Officer and a member of our board of directors since February5241
IMAQ$9.84$0.37$10.50NaNNaN17437129
AHPA$10.00$0.67$10.20NaNNaN4116
GACQ$9.95$0.57$10.69
'Rohan Ajila', ' Gautham Pai', ' Sanjiv Das', ' Art Drogue', ' Tom Clausen', ' Denis Tse', ' Independent Director Nominee'
Rohan Ajila has been our Chief Executive Officer, Chief Financial Officer and CoChairman of the Board of Directors since inception. Mr. Ajila is a business leader with over 20 years of experience in investment management, mergers and acquisitions, as an entrepreneur, operator and private equity investor for both privately held and public companies. Since January 2016, Mr. Ajila has been serving as the Managing Partner of FIDES Business Partner, a private equity firm based in Zurich aimed at acquiring majority stakes in European companies and proactively assisting them in areas such as strategy, cost management and operational implementation. From January 2007 to May 2018, Mr. Ajila served as the Managing Partner at Capvent AG, a private equity manager which he helped build to over US$ 1.2 Billion AUM and has offices in Switzerland, India, China and the US. The firm invested in 120+ PE funds across strategies and geographic regions and met with more than 1000 GPs. At Capvent, Mr. Ajila also served as the Managing Partner of a direct PE fund setup to invest in consumer companies in Asia, particularly China and India, with Unilever Corporate Ventures as a strategic investor in the fund. Mr. Ajila is also the Founding Director of an IndoGerman joint venture with the Heinz Group set up primarily to bring in the global capabilities to manufacture highend cosmetic glass in India for global cosmetic companie2629179
BSKY$9.70$0.80$9.98
'Mark Vadon', 'Paul Ferris', 'Lauren Neiswender', 'Darrell Cavens', 'Joseph Zwillinger', 'Mark Vadon', 'Mary Alice Taylor'
Mr. Vadon has been actively investing in and advising consumer internet businesses since 2007. Mr. Vadon served as Chairman of the board of Chewy from 2014 to 2017, and advised and invested in private rounds of companies such as Allbirds, Crowd Cow, FlyHomes, Outdoor Voices, The Pill Club Medical Group, Rad Power Bikes, Sweetgreen, Thrive Market, Trupanion, Course Hero, New Engen and Wine.com2467236
OTEC$9.94$0.50$10.39NaNNaN7436191
CCAI$9.73$0.52$10.00NaNNaN0100
MSDA$9.90$1.20$10.11
John Cardoso is the Chief Financial Officer of M23197255
CLBR$9.69$0.60$9.91NaNNaN15082180
TPBA$9.85$0.72$10.08
' David Friedberg', 'William Hauser', 'Bharat Vasan', 'Kerry Cooper', 'Neil Renninger', ' David Friedberg'
William Hauser, has served as the VP of Finance at The Production Board since 2019. In addition, he currently serves as a member of the B504115
TRTL$9.69$0.97$9.97
'Vincent T. Cubbage*', 'Stephen Pang*', 'Steven C. Schnitzer*', 'Darrell Brock, Jr.*', 'Evan Zimmer*'
Private Energy of Tortoise Capital Advisors, L.L.C. since January 2019. Mr. Cubbage served as the Chief Executive Officer and a member of the Board of Managers of Lightfoot Capital Partners GP LLC, the general partner of Lightfoot Capital Partners, LP, since it was formed in 2006. He served as Chief Execu1205138
SKYA$9.79$0.71$9.91NaNNaN3416200
ORIA$9.82$1.05$10.02
Mr. Huang joined Kleiner Perkins Caufield & Byers China in 2011 and focuses on the firm's life sciences practice. Prior to this, Mr. Huang was a Managing Partner at Vivo Ventures, a Venture Capital firm specializing in life sciences investments. Before joining Vivo Ventures in 2007, Mr. Huang was president of Anesiva, a biopharmaceutical company focused on painmanagement treatments. During his 20year career in the pharmaceutical and biotechnology industry, he also held senior roles in business development, sales, marketing and R&D with Tularik Inc. (acquired by Amgen), GlaxoSmithKline LLC, BristolMeyers Squibb and ALZA Corp. (acquired by Johnson & Johnson). Mr. Huang is Chairman of the Board at Eden Biologics, TriArm Therapeutics, XW Pharma, Ziopharm Oncology (NASDAQ: ZIOP), Windtree Therapeutics (NASDAQ: WINT) and serves as a director on the boards of OncXerna, CASI Pharma (NASDAQ0206
MITA$9.72$0.85$9.87NaNNaN20650165
TRON$9.86$0.87$10.30NaNNaN62170
ACRO$9.72$0.95$10.00
'Geoffrey Strong*', ' James Crossen*', ' Dylan Foo', ' Curtis Morgan', ' David Small', ' Theresa M.H. Wise, Ph.D.'
Mr. Strong serves as our Chief Executive Officer and Director. He currently serves as the Chief Executive Officer and Chairman of Spartan II and Spartan III, and previously served as a director for Spartan I. Mr. Strong joined Apollo in 2012 and is currently a Senior Partner and CoLead of the Firm's Global Infrastructure and Natural Resources groups. Previously, he worked in the Private Equity and Infrastructure groups at Blackstone, focusing primarily on investments in the energy sector, and prior to that, as a vice president at Morgan Stanley Capital Partners. Mr. Strong serves or has served on the board of directors of various Apollo portfolio companies or affiliates, including: Apex Energy, LLC; AIE Arlington, LLC; AIE Caledonia Holdings, LLC; Caelus Energy Alaska, LLC; Chisholm Oil and Gas, LLC; CPV Fairview LLC; DoublePoint Energy, LLC; Double Eagle Energy Holdings, LLC; Double Eagle Energy Holdings II, LLC; Double Eagle Energy Holdings III, LLC; Freestone Midstream Holdings, LLC; Great Bay Renewables Holdings, LLC; Momentum Minerals, LLC; Momentum Minerals II, LLC; Northwoods Energy LLC; Pipeline Funding Company, LLC; Roundtable Energy Holdings, LLC; Spartan I; Spartan II; Spartan III; Tumbleweed Royalty, LLC; Tumbleweed Royalty II, LLC; US Wind Inc. and Vistra Energy Corp. Mr. Strong holds a Bach7753150
CNTQ$10.00$0.67$10.38
_Kerry Propper_ _,_ 46 _,_ is our cofounder and will serve as our Chairman of the board of directors upon the effectiveness of the registration statement of which this prospectus is a part. Mr. Propper was cofounder of Chardan and served as its chief executive officer and head of its investment bank from 2003 to 2015. He is a pioneer in the special purpose acquisition marketplace, as he was the executive vice president and director of the third ever publicly listed special purpose acquisition company, Chardan China Acquisition Corp., and has been an executive or senior advisor for five additional special purpose acquisition companies. Since 2015 Mr. Propper has been the chairman of Chardan's board of directors and the cofounder and managing partner of ATW Partners, a growthfocused investment firm. Since the inception of ATW Partners, Mr. Propper has invested approximately $90 million of capital through the ATW Partner's fund and its affiliated opportunity vehicles across multiple geographies and sectors. Within HealthTech and FinTech, Mr. Propper has an extraordinary track record with 15 investments and average returns of over 100%. He has agreed to serve as chairman of the board of directors of Chardan NexTech Acquisition Corp. Mr. Propper is also the co chairman of 340B Technologies, a healthcare technology group, and is on the board of China3319116
LAAA$9.83$0.53$10.15
'Bill Chen', ' Laura Li', ' H. David Sherman', ' Jianzhong Lu', ' Yan Zhu'
Deyin (Bill) Chen has been our Chief Executive Officer since January 6, 2021, and will also serve as our Chairman upon the closing of this offering. Mr. Chen has a mixed background of engineering, finance, and operation management across industries and continents. Mr. Chen has been an independent advisor for merger and acquisition and equity transactions since August 2015. Since February 2020, Mr. Chen has served as a Special Advisor for Newborn Acquisition Corp. (NASDAQ:NBAC), a special purpose acquisition company that is in the process of completing a business combination with Nuvve Corporation. Since May 2017, Mr. Chen has served as Chief Executive Officer of Shanghai Renaissance Investment Management Co. Ltd., a licensed private equity firm in China that he founded. From March 2014 to August 2015, Mr. Chen served as Executive Vice President of Sanpower Group, a private conglomerate based in China, where he was in charge of crossborder merger and acquisition and post merger integration. From January 2011 to January 2014, Mr. Chen served as Vice President of Strategy and Global Investment of JA Solar, a vertically integrated solar products manufacturing company based in China. From February 2005 to October 2010, Mr. Chen served as a Partner of BDO Capital Advisors and its affiliates in China with a focus on crossborder merger and acquisition and equity transactions. From June 2001 to August 2004, Mr. Chen served as a Senior Business Advisor to Capgemini, a consulting company based in Toronto Canada. From November 2000 to Ma0176
BMAC$9.89$0.49$10.23NaNNaN9044652
PRBM$9.80$0.49$10.19
'Narbeh Derhacobian', ' Ron Shelton', ' Kevin Palatnik', ' Herve P. Fages', ' Zac Hirzel', ' Daniel B. Wolfe', ' Kevin Palatnik'
Mr. Derhacobian has served as our Executive Chairman, Chief Executive Officer, President, and Secretary and as a member of our board of directors since inception. Mr. Derhacobian has over 25 years of experience in leadingedge technology companies. From 2007 to 2020, he was the President and Chief Executive Officer of Adesto Technologies (Nasdaq: IOTS), a provider of innovative semiconductor solutions for code and data storage applications ("Adesto"), leading the company from its founding and early financing rounds to IPO and its recent merger with Dialog Semiconductor PLC (XETRA:DLG) in 2020. Prior to its merger with Dialog Semiconductor PLC, Adesto had over 200 employees across the US, Europe, and Asia and served over 2,000 customers in industrial, consumer, communication, and medical segments. Under Mr. Derhacobian's leadership, Adesto was selected as a Red Herring Top 100 North America winner for 2014 and was recognized as the Top Emerging Growth Company of 2019 by the Association of Corporate Growth in Silicon Valley. Mr. Derhacobian has extensive mergers and acquisitions experience with both public and private companies. Additionally, he has significant operational experience in complex organizations serving Fortune 100 customers. Mr. Derhacobian currently is a consultant and advisor to three private co538768
LOCC$9.70$1.66$10.22NaNNaN6915573
LITT$9.76$1.09$10.01
'Alan Gershenhorn', 'Isaac Applbaum', 'Bruno Sidler', 'Chris Sultemeier', 'Andrew Clarke'
Isaac Yitz Applbaum, our Chief Financial Officer and a member of our board of directors, is a cofounder and partner of MizMaa, a fund which invests in Israeli startup companies in the mobility, cloud and digital healthcare space. Mr. Applbaum also serves as special advisor to 8VC in connection with its investment in enterprise software and healthcare technologies, and 7Wire, a0177
CPAR$9.73$1.00$9.95
'Dr. James I. Cash', ' Paul Sagan', ' Robin L. Washington', ' Evan Sotiriou', ' Kevin King', ' Kenneth I. Chenault', ' Robin L. Washington', 'Dr. James I. Cash', ' Corey E. Thomas'
Dr. Cash, our Chairman and Chief Executive Officer since February 2021, is the James E. Robison Professor and Senior Associate Dean, Emeritus, of the Harvard Business School, where he served as a member of the faculty from 1976 to 2003. Dr. Cash participates on several public, private and notforprofit boards, including Chubb Ltd. where he has served on the board since February 2016, and The Chubb Corporation, where he served from April 1996 to February 2016\. Dr. Cash also currently serves as an advisor to General Catalyst Partners and Grain Management and on the advisory board of Quantum Xchange. In the past he has served on the Boards of several Fortune 100 companies, such as Walmart, General Electric, and Microsoft. He has also served on the Boards of Sprint, Scientific Atlanta, State Street Corp., Veracode, and Carbon Relay. Under the umbrella of The Cash Catalyst, LLC, Dr. Cash runs personal development programs for executives and board members of Global 500 organizations interested in the intersection of information technology and corporate strategy. Dr. Cash graduated from Texas Christian University with a B.S. in Mathematics, while being named an Academic All American. La659201
DCRD$9.91$1.00$10.36
'Erik Anderson*', 'Peter Haskopoulos*', 'Dr. Jennifer Aaker', 'Jane Kearns', 'Pierre Lapeyre, Jr.', 'David Leuschen', 'Robert Tichio', 'James AC McDermott', 'Jeffrey H. Tepper', 'Dr. Jennifer Aaker'
Erik Anderson serves as our chief executive officer and will serve as a director following completion of this offering. Mr. Anderson has served as Chief Executive Officer and a member of the board of directors of Decarb I since October 2020. Mr. Anderson has served as Chief Executive Officer since January 2021 and a member of the board of directors of Decarb II since February 2021. Mr. Anderson has served as Chief Executive Officer since February 2021 and a director nominee of Decarb III since February 2021. Mr. Anderson founded WRG, a collaboration of leading investment firms providing integrated capital solutions to the global innovation economy, in 2002 and has served as chief executive officer of WRG since its inception. In 2018, Mr. Anderson became executive chairman of Singularity University, a company that offers executive educational programs, a business incubator and innovation consultancy service. Mr. Anderson is also the executive chairman of Topgolf Entertainment Group, a global sports and entertainment company. Mr. Anderson has received numerous honors, incl17446116
GSQB$9.82$0.70$10.02
' Larry Aschebrook', 'Ward Davis', 'Tom Hoban', 'Thomas Evans', 'Heather Hasson'
Mr. Aschebrook is the Founder and Managing Partner of G Squared. He is a member of the G Squared Executive Group and G Squared Investment Committee. Under the leadership of Mr. Aschebrook, G Squared has deployed over $2 billion in total capital since inception across several flagship funds, coinvestment funds and separate managed accounts. Mr. Aschebrook has led or coled every major investment of G Squared including but not limited to current holdings of 23andMe, Auto1, Blend, Bolt, Brex, Convoy, Coursera, Fast, Flexport, Revolut, Toast, Turo, and WeFox, as well as now notable public companies such as Asana, Dropbox, Jamf, Lemonade, Lyft, Meituan, Palantir, Peloton, Pinterest, Postmates, Snap, Spotify, Twitter and Uber among others. Having previously served on the boards of directors of numerous VCbacked businesses, Mr. Aschebrook oversees many of G Squared's close ties to other toptier venture funds. Prior to founding G Squared, Mr. Aschebrook owned multiple businesses and previously served as a Vice President level administrator for five large academic institutions including Arizona State University, at the time the largest university in the U.S. by student population. Mr. Aschebrook's primary responsibility in these positions was development activity, such as raising funds from private and corporate donors. Over the course of his career, Mr. Aschebrook was responsible for overseeing hundreds of millions of dollars in302173
DKDCA$10.07$0.45$10.49NaNNaN3595213
ZT$9.74$0.95$10.09NaNNaN2172
WAVC$9.77$0.68$9.95NaNNaN26108
CLAQ$9.95$0.52$10.50NaNNaN0143
MEAC$9.83$0.51$10.12
' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b', ' \u200b \u200b'
R. Andrew White serves as our President and Chief Executive Officer and a Director on our Board. Mr. White is a multiexit entrepreneur with cross functional experience in technologyenabled businesses. Mr. White currently serves as a Special Limited Partner for Mercury Fund. He is also the founder of Sweat Equity Partners, LP ("SEP"). Mr. White established SEP in 2010 to serve as his primary investment vehicle and serves as the President of its general partner. SEP currently owns companies in the CleanTech, PropTech and SaaS segments. Mr. White led SEP's creation of Path Environmental Technology in 2014, a leading CleanTech provider of tank cleaning technology that significantly reduces air emissions, waste disposal and manhours. In 2020, Ara Partners purchased a controlling interest in Path in a successful recapitalization transaction. In 2005, Mr. White led SEP's development of Allied Warranty and, subsequently, Lone Star Repair, which together grew to over 200,000 customers and were sold to NRG Energy (NYSE: NRG) in 2012. In addition, Mr. White owns Geovox Security, a technology business that provides physical security for military, penal and high secure facility customers around the world. In prior work, Mr. White was the CFO, and then CEO, of Home Solutions of America,0130
NFYS$9.70$0.55$9.88NaNNaN260
WQGA$9.82$0.61$10.11NaNNaN528116
BSAQ$9.71$0.73$10.01NaNNaN11142
CNDA$9.80$0.93$10.10
'Jeff Tuder', ' Michele Cito', ' Bob Diamond', ' Henry Helgeson', ' Peter Ort', ' Thomas King', ' Thomas King'
Michele Cito serves as our Chief Financial Officer. Ms. Cito is Chief Finan23695
BNNR$9.77$0.54$10.06NaNNaN5000088
GLTA$9.93$0.48$10.25NaNNaN17149
DRAY$9.85$0.63$10.00NaNNaN17205157
OXUS$9.97$0.62$10.61NaNNaN5586793
MTAL$9.73$0.70$9.98NaNNaN162129
GIAC$9.90$0.55$10.00NaNNaN163157
XPAX$9.71$0.61$9.96NaNNaN0129
PFTA$9.73$0.70$9.95NaNNaN688137
REVE$10.00$0.50$10.25NaNNaN596
WINV$9.81$0.26$10.28NaNNaN438381
ASPA$9.87$0.63$10.26NaNNaN400116
BWC$9.69$0.90$9.95NaNNaN40841123
NLIT$10.00$0.53$10.25NaNNaN7164
WRAC$9.91$0.55$10.16NaNNaN3131
ROCG$9.85$0.80$10.23NaNNaN23047122
CLAY$9.93$0.52$10.25NaNNaN20142
FLAG$9.83$0.52$10.05NaNNaN1023986
PONO$9.97$0.46$10.29NaNNaN6017115
JATT$9.88$0.57$10.01NaNNaN419144
FICV$9.69$0.55$9.86NaNNaN0157
SANB$9.95$0.52$10.17NaNNaN15686351
APMI$9.84$0.69$9.96NaNNaN37114
NOVV$9.92$0.24$9.85NaNNaN0121
DMYS$9.83$1.38$10.53NaNNaN54811465
MEOA$9.96$0.44$10.38NaNNaN38738101
MTRY$9.86$0.46$10.40NaNNaN065
OXAC$9.92$0.50$10.35NaNNaN239116
PPHP$9.90$0.46$10.45NaNNaN1456116
SMAP$9.90$0.49$10.20NaNNaN301347
EDNC$9.79$0.54$9.92NaNNaN081
ARGU$9.89$0.60$10.18NaNNaN45273
KCGI$9.84$0.98$10.55NaNNaN25779114
DTRT$9.95$0.55$10.12NaNNaN12486094
AFTR$9.70$0.80$10.60NaNNaN423359115
BMAQ$9.79$0.49$10.62NaNNaN11806747
BACA$9.76$0.57$9.98NaNNaN502068
AEHA$9.99$0.49$10.62NaNNaN082