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OCA Acquisition Corp. - OCAX

  • Commons

    $10.10

    +0.60%

    OCAX Vol: 53.1K

  • Warrants

    $0.13

    +0.00%

    OCAXW Vol: 0.0

  • Units

    $10.06

    +0.00%

    OCAXU Vol: 0.0

Average: 0
Rating Count: 0
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SPAC Stats

Market Cap: 150.1M
Average Volume: 10.0K
52W Range: $9.70 - $10.11
Weekly %: +0.00%
Monthly %: -0.69%
Inst Owners: 56

Info

Target: Searching
Days Since IPO: 491
Unit composition:
Each unit has an offering price of $10.00 and consists of one share of our Class A common stock and one-half of one redeemable warrant
Trust Size: 13000000.0M

🕵Stocktwit Mentions

Last10K posted at 2022-05-13T21:57:21Z

$OCAX just filed a 10-Q Quarterly Report with 52 sections and 4 exhibits. Access them all or just read their earnings: https://last10k.com/sec-filings/ocax/0001213900-22-026471.htm?utm_source=stocktwits&utm_medium=forum&utm_campaign=10KQ2040F&utm_term=ocax

Quantisnow posted at 2022-05-13T20:35:46Z

$OCAX 📜 SEC Form 10-Q filed by OCA Acquisition Corp. https://quantisnow.com/i/2886846?utm_source=stocktwits 45 seconds delayed.

risenhoover posted at 2022-05-13T20:35:22Z

$OCAX / OCA Acquisition files form 10-Q https://fintel.io/sf/us/ocax?utm_source=stocktwits.com&utm_medium=Referral&utm_campaign=filing

Newsfilter posted at 2022-05-13T20:35:00Z

$OCAX Form 10-Q (quarterly report [sections 13 or 15(d)]) filed with the SEC https://newsfilter.io/a/247cd67281364d674cc8b81e9f9b1ab5

Management

Our officers and directors are as follows: Name Age Position David Shen 53 Chief Executive Officer, President and Director Jeffrey Glat 56 Director, Chief Financial Officer, Secretary and Treasurer Daniel Mintz 59 Director Gary Bennett 66 Director Nominee Alec Ellison 57 Director Nominee Christine Houston 66 Director Nominee Emmanuel Pitsilis 52 Director Nominee Jacob Robbins 61 Director Nominee David Shen has served as our Chief Executive Officer, President and a Director since our inception. Mr. Shen has over 25 years of investment and financial experience in Asia and the U.S., joining Olympus Capital in Hong Kong in 1998 and leading its efforts in Japan while based in Tokyo from 2001-2010. Prior to joining Olympus Capital, Mr. Shen worked for William E. Simon & Sons (Asia), the Asian affiliate of the direct investment group founded by William Simon Sr., the former U.S. Treasury Secretary under Presidents Nixon and Ford. Before that, Mr. Shen was with Goldman Sachs in New York and Hong Kong. Mr. Shen holds an MBA from the Wharton School of University of Pennsylvania and a B.S. from Cornell University. Jeffrey Glat has served as our Chief Financial Officer, Secretary and Treasurer, and a member of our Board of Directors since our inception. Mr. Glat has over 30 years of experience in accounting for financial services companies. Prior to joining Olympus Capital in 2002, Mr. Glat managed the accounting and reporting for an $8 billion private equity portfolio managed by J.P. Morgan Partners. Mr. Glat was previously the Chief Financial Officer of WestLB Panmure Securities and a Senior Manager in the Financial Services Practice of Ernst & Young. Mr. Glat holds an MBA from the University of Buffalo and a B.S. in Finance and Economics from Ithaca College. Daniel Mintz has served as a member of our Board of Directors since our inception. Mr. Mintz has more than 30 years of private equity investment and M&A experience in Asia and the U.S. Prior to co-founding Olympus Capital in 1997, Mr. Mintz established and was head of Asia for Morgan Stanley Capital Partners (“MSCP”), the former private equity arm of Morgan Stanley, which managed over $4 billion of private equity capital. Mr. Mintz was a member of the worldwide Investment Committee of MSCP and served as a director on a number of boards of portfolio companies in Asia and the U.S. Mr. Mintz holds an MBA from the Stanford Graduate School of Business Administration and a B.A. degree magna cum laude and Phi Beta Kappa from Brown University. He was a recipient of a Fulbright Fellowship and is a member of the Council on Foreign Relations. Gary Bennett, one of our director nominees, has over 35 years of experience in the life insurance industry, working for a number of international companies in Australia, Asia and North America in senior leadership positions. Mr. Bennett has been the Chairman and Chief Executive of North Star Consulting since founding the company in 2014. North Star Consulting is a consulting company that provides high level strategic advice and operational support to organizations with particular strength in interim management, Mergers & Acquisitions, new business set ups, restructuring, distribution, product development, marketing, leadership and board, advisory and investor support. Prior to his current role, Mr. Bennett served as Chairman & CEO of Seguros Monterrey New York Life in Mexico from 2014 through 2018, where he continues to be a non-executive director, serving on the audit, investment and reinsurance committees. Prior to rejoining New York Life in Mexico, Mr. Bennett had a ten year career with New York Life in Asia, where he most recently served as CEO of Asia of New York Life International, where he oversaw the company’s fully-owned and JV operations in the region and previously serving as Executive Vice President and CEO for Greater China, CEO for India and President and CEO of the company’s Hong Kong operation. Prior to joining New York Life International, he was Managing Director of North Asia for Prudential Corporation Asia (PCA), where he previously served as a member of the PCA Regional Board, Life ExCo and Chairman & CEO of its life insurance companies in Japan and Korea as well as a director of PCA Asset Management, Japan. Prior to joining PCA in 2000, he was Chairman and Chief Executive Officer of Colonial 105 Table of Contents Mutual Group (CMG) Asia Life in Hong Kong. Mr. Bennett also currently serves as vice chair of the board of directors of 25 Point Systems, Inc. and on the advisory boards of Chief of Staff.com, LLC and Lapetus Solutions, Inc. Mr. Bennett received a B.A. in Business Administration from the University of Califonia, Berkeley. Alec Ellison, one of our director nominees, is currently the Chairman of the US business of OurCrowd International, G.P., one of the world’s leading venture investing platforms. He took on this role in 2019 after serving nearly 3 years on OurCrowd’s Advisory Board. He joined OurCrowd after a nearly 30-year career in investment banking focused on the technology sector. Over the course of his career he advised on over 200 completed M&A transactions in the technology sector. Mr. Ellison was formerly a Vice Chairman of Jefferies LLC, the longtime head of the firm’s Technology Investment Banking Group, and a member of the firm’s Executive Committee. He joined Jefferies as part of the firm’s 2003 acquisition of Broadview International, where he was President. He began his investment banking career at Morgan Stanley. After retiring from Jefferies, he founded Outvest Capital to pursue a proprietary public investing strategy capitalizing on how the accelerating rate of technological change impacts companies across all industries. Mr. Ellison is a South Carolina native, resides in Connecticut, and holds a BA from Yale (summa cum laude) and an MBA with High Distinction from the Harvard Business School. Christine Houston, one of our director nominees, is the Founder and Managing Director of Executive Search Group International Ltd. (“EGSI”), which she founded in 1998. Ms. Houston specializes in global senior level appointments throughout Asia, Europe and North America, with expertise in financial services and the professional services sector. Prior to forming EGSI, Ms. Houston worked for TASA International (subsequently TMP Search), originally as a Partner in New York and from 1994 on as the Managing Partner of the Hong Kong office, concurrently heading the Financial Services and Technology Practices in Asia, including Japan. Prior to joining TASA in 1990, Ms. Houston was a Partner at Korn Ferry International, where she focused on leading cross-border searches between the US and Asia from 1986 to 1990. Prior to entering the executive search profession, Ms. Houston was a Vice President and Managing Director of J. Walter Thompson — Japan. Her management positions at the corporate level include Director of Marketing for Revlon Japan, and executive positions with the International Division of Avon Products for the Japanese and Latin American markets. During her seven years in Japan, Ms. Houston was a founding member of Foreign Executive Women (FEW) in Japan. Ms. Houston also holds an MBA from Fordham University, and a B.A. in Economics from Hofstra University. Emmanuel Pitsilis, one of our director nominees, started his career with McKinsey in 1993 and left as a Senior Partner in 2014. During his 21 years with McKinsey, he focused on building the Firm’s presence in Asia Pacific with a focus initially on Southeast Asia and then on North Asia. Mr. Pitsilis built long-lasting and deep relationships with CEOs of leading global and Asian financial services clients and with senior regulators throughout Asia. Mr. Pitsilis also held various leadership and entrepreneurial roles as Managing Partner of both geographic and functional practices — for example, he led the build-up of McKinsey’s financial services practice in Greater China between 2006 and 2013. Mr. Pitsilis remains a senior advisor to the Firm. Over the past 5 years, Mr Pitsilis has been an entrepreneur, venture investor and a mentor to a dozen start-ups in Hong Kong and Southeast Asia. Mr. Pitsilis is an active investor in companies in deep tech, FinTech, and e-commerce and is a co-founder of two early stage ventures: Velotrade (a FinTech platform focused on trade-finance) and Zegal (a legaltech platform). Mr. Pitsilis holds an MBA from INSEAD, a Master of Sciences from Ecole Polytechnique and a Master in Engineering from Ecole des Mines de Paris. Jacob Robbins, one of our Director Nominees, is the Chief Executive Officer of Emeterra, a company he founded in 2013 to focus on the agtech and foodtech sectors using his significant global experience in agribusiness and the food and beverage sector. Emeterra partners with promising companies and globally acclaimed research institutions on disruptive technologies spanning agricultural production, post-harvest preservation, processing and logistics. Prior to Emeterra, Mr. Robbins spent 20 years from 1993 to 2013 in various executive roles with The Coca-Cola Company in multi-geographic and global executive positions, including coverage of strategic inputs for Coca-Cola’s global brands and support for the end-to-end supply chain across Asia Pacific, the Middle East & Eastern Europe. His last role with The Coca-Cola Company was that of Managing Director covering its global system’s major agri commodities and ingredients, leading the world’s largest supply chain of sugar and starch sweeteners. Spanning over 120 countries, this also represented the biggest single area of the global Coca-Cola system’s supply chain. Prior to joining Coca-Cola, Mr. Robbins was part of TAS, the flagship leadership development programme of the Tata Group, India’s largest business conglomerate. As part of the TAS programme, Mr. Robbins worked with Tata Steel, first in the office of the Chairman and subsequently successfully developed and led Tata Steel’s main international trading platform for agricultural commodities, establishing it with a global 106 Table of Contents presence. Mr. Robbins is a Board member of JUST (Eat Just Inc), a company with food technology to find tools in the plant kingdom to make food tastier, healthier and more sustainable (e.g., its plant-based JUST Egg). He serves on the Advisory Board of DouxMatok, which focuses on targeted delivery of flavour ingredients, such as sugar and salt. Mr. Robbins qualified in Management with Honours, complemented by programmes at Wharton and the Harvard Business School. He also holds a Bachelor of Science in Economics with Honours. Number and Terms of Office of Officers and Directors We will have eight directors upon completion of this offering. Our board of directors will be divided into three classes with only one class of directors being elected in each year and each class (except for those directors appointed prior to our first annual meeting of stockholders) serving a three-year term. In accordance with Nasdaq corporate governance requirements, we are not required to hold an annual meeting until one full year after our first fiscal year end following our listing on Nasdaq. The term of office of the first class of directors, consisting of Daniel Mintz and Emmanuel Pitsilis, will expire at our first annual meeting of stockholders. The term of office of the second class of directors, consisting of Alec Ellison, Jeffrey Glat and Jacob Robbins, will expire at the second annual meeting of stockholders. The term of office of the third class of directors, consisting of Gary Bennett, Christine Houston and David Shen, will expire at the third annual meeting of stockholders. We may not hold an annual meeting of stockholders until after we consummate our initial business combination. Prior to the completion of an initial business combination, any vacancy on the board of directors may be filled by a nominee chosen by holders of a majority of our founder shares. In addition, prior to the completion of an initial business combination, holders of a majority of our founder shares may remove a member of the board of directors for any reason. Pursuant to an agreement to be entered into concurrently with the issuance and sale of the securities in this offering, our sponsor, upon consummation of an initial business combination, will be entitled to nominate three individuals for election to our board of directors. Our officers are appointed by the board of directors and serve at the discretion of the board of directors, rather than for specific terms of office. Our board of directors is authorized to appoint persons to the offices set forth in our bylaws as it deems appropriate. Our bylaws provide that our officers may consist of a Chairperson of the Board, Chief Executive Officer, Chief Financial Officer, President, Vice Presidents, Secretary, Treasurer, Assistant Secretaries and such other offices as may be determined by the board of directors. Director Independence Nasdaq listing standards require that a majority of our board of directors be independent within one year of our initial public offering. An “independent director” is defined generally as a person that, in the opinion of the company’s board of directors, has no material relationship with the listed company (either directly or as a partner, shareholder or officer of an organization that has a relationship with the company). Our board of directors has determined that each of each of Each of Messrs. Bennett, Ellison, Pitsilis and Robbins and Ms. Houston are “independent directors” as defined in Nasdaq listing standards and applicable SEC rules. Our independent directors will have regularly scheduled meetings at which only independent directors are present. Officer and Director Compensation Commencing on the date of this prospectus, we have agreed to pay an affiliate of our sponsor a total of $15,000 per month for office space, utilities and secretarial and administrative support. Upon completion of our initial business combination or our liquidation, we will cease paying these monthly fees. In no event will our sponsor or any of our existing officers or directors, or any entity with which our sponsor or officers are affiliated, be paid any finder’s fee, reimbursement, consulting fee, monies in respect of any payment of a loan or other compensation by the company prior to, or in connection with any services rendered for any services they render in order to effectuate, the completion of our initial business combination (regardless of the type of transaction that it is). However, these individuals will be reimbursed for any out-of-pocket expenses incurred in connection with activities on our behalf such as identifying potential target businesses and performing due diligence on suitable business combinations. We do not have a policy that prohibits our sponsor, executive officers or directors, or any of their respective affiliates, 107 Table of Contents from negotiating for the reimbursement of out-of-pocket expenses by a target business. Our audit committee will review on a quarterly basis all payments that were made to our sponsor, officers or directors, or our or their affiliates. Any such payments prior to an initial business combination will be made using funds held outside the trust account. Other than quarterly audit committee review of such payments, we do not expect to have any additional controls in place governing our reimbursement payments to our directors and executive officers for their out-of-pocket expenses incurred in connection with identifying and consummating an initial business combination. After the completion of our initial business combination, directors or members of our management team who remain with us may be paid consulting or management fees from the combined company. All of these fees will be fully disclosed to stockholders, to the extent then known, in the tender offer materials or proxy solicitation materials furnished to our stockholders in connection with a proposed initial business combination. We have not established any limit on the amount of such fees that may be paid by the combined company to our directors or members of management. It is unlikely the amount of such compensation will be known at the time of the proposed initial business combination, because the directors of the post-combination business will be responsible for determining officer and director compensation. Any compensation to be paid to our officers will be determined, or recommended to the board of directors for determination, either by a compensation committee constituted solely by independent directors or by a majority of the independent directors on our board of directors. We do not intend to take any action to ensure that members of our management team maintain their positions with us after the consummation of our initial business combination, although it is possible that some or all of our officers and directors may negotiate employment or consulting arrangements to remain with us after our initial business combination. The existence or terms of any such employment or consulting arrangements to retain their positions with us may influence our management team’s motivation in identifying or selecting a target business but we do not believe that the ability of our management to remain with us after the consummation of our initial business combination will be a determining factor in our decision to proceed with any potential business combination. We are not party to any agreements with our officers and directors that provide for benefits upon termination of employment. Committees of the Board of Directors Our board of directors will have two standing committees: an audit committee and a compensation committee. Subject to phase-in rules and a limited exception, Nasdaq rules and Rule 10A-3 of the Exchange Act require that the audit committee of a listed company be comprised solely of independent directors, and Nasdaq rules require that the compensation committee and nominating and corporate governance committee of a listed company each be comprised solely of independent directors. Each committee will operate under a charter that complies with Nasdaq rules, will be approved by our board of directors and will have the composition and responsibilities described below. The charter of each committee will be available on our website following the closing of this offering. Audit Committee Prior to the consummation of this offering, we will establish an audit committee of the board of directors. [ ] will serve as members of our audit committee, and [ ] will chair the audit committee. Under Nasdaq listing standards and applicable SEC rules, we are required to have at least three members of the audit committee, all of whom must be independent. Each of [ ] meet the independent director standard under Nasdaq listing standards and under Rule 10-A-3(b)(1) of the Exchange Act. Each member of the audit committee is financially literate and our board of directors has determined that [ ] qualifies as an “audit committee financial expert” as defined in applicable SEC rules and has accounting or related financial management expertise. We will adopt an audit committee charter, which will detail the principal functions of the audit committee, including: • assisting board oversight of (1) the integrity of our financial statements, (2) our compliance with legal and regulatory requirements, (3) the independent registered public accounting firm’s qualifications and independence and (4) the performance of our internal audit function and the independent registered public accounting firm; 108 Table of Contents • the appointment, compensation, retention, replacement, and oversig

Holder Stats

1 0
% of Shares Held by All Insider 0.00%
% of Shares Held by Institutions 83.64%
% of Float Held by Institutions 83.64%
Number of Institutions Holding Shares 56

Mutual Fund Holders

Holder Shares Date Reported Value % Out
AQR Funds-AQR Diversified Arbitrage Fd 111538 2021-12-30 1106456 0.75
Saba Capital Income & Opportunities Fd 9841 2022-01-30 98311 0.07
Fidelity NASDAQ Composite Index Fund 3453 2022-02-27 34633 0.02

Institutional Holders

Reporting Date Hedge Fund Shares Held Market Value % of Portfolio Quarterly Change in Shares Ownership in Company
2022-05-18 Nomura Holdings Inc. 434,782 $4,370,000 0.0% +144.7% 2.328%
2022-05-17 Glazer Capital LLC 343,614 $3,450,000 0.1% +35.4% 1.839%
2022-05-17 Royal Bank of Canada 202,092 $2,029,999 0.0% +223.3% 1.082%
2022-05-17 EHP Funds Inc. 47,580 $480,000 0.1% 0 0.255%
2022-05-16 Goldman Sachs Group Inc. 302,900 $3,040,000 0.0% +5.8% 1.622%
2022-05-16 Berkley W R Corp 196,786 $1,980,000 0.1% -11.3% 1.053%
2022-05-10 Karpus Management Inc. 2,875,226 $28,900,000 0.9% -0.6% 15.392%
2022-05-10 Wealthspring Capital LLC 20,172 $200,000 0.0% -18.6% 0.108%
2022-05-09 Context Capital Management LLC 99,970 $1,010,000 0.1% 0 0.535%
2022-05-06 Arena Investors LP 436,259 $4,380,000 2.9% 0 2.335%
2022-02-17 Omni Event Management Ltd 42,433 $420,000 0.0% 0 0.227%
2022-02-15 Saba Capital Management L.P. 795,529 $7,890,000 0.1% +4.5% 4.259%
2022-02-15 Karpus Management Inc. 2,893,731 $28,710,000 0.8% -2.0% 15.491%
2022-02-15 Marshall Wace LLP 540,503 $5,360,000 0.0% +59.3% 2.893%
2022-02-15 Millennium Management LLC 180,583 $1,790,000 0.0% -6.8% 0.967%
2022-02-14 D. E. Shaw & Co. Inc. 683,504 $6,780,000 0.0% +9.0% 3.659%
2022-02-14 Lombard Odier Asset Management USA Corp 100,000 $990,000 0.0% 0 0.535%
2022-02-14 Citadel Advisors LLC 46,231 $460,000 0.0% +9.9% 0.247%
2022-02-14 Glazer Capital LLC 253,805 $2,520,000 0.1% -3.0% 1.359%
2022-02-14 Whitebox Advisors LLC 200,000 $1,980,000 0.0% +14.3% 1.071%
2022-02-11 PEAK6 Investments LLC 183,431 $1,820,000 0.0% +2.1% 0.982%
2022-02-10 Citigroup Inc. 25,001 $250,000 0.0% 0 0.134%
2022-02-02 Wealthspring Capital LLC 24,782 $250,000 0.1% -7.5% 0.133%
2022-02-02 Sage Mountain Advisors LLC 3,905 $39,000 0.0% -20.4% 0.021%
2021-12-14 Oaktree Capital Management LP 103,920 $1,030,000 0.0% 0 0.556%
2021-11-16 Jane Street Group LLC 209,436 $2,069,999 0.0% +3.4% 1.121%
2021-11-16 Oaktree Capital Management LP 103,920 $1,030,000 0.0% 0 0.556%
2021-11-16 Millennium Management LLC 193,827 $1,920,000 0.0% -13.5% 1.038%
2021-11-16 Citadel Advisors LLC 42,082 $420,000 0.0% -4.3% 0.225%
2021-11-16 CNH Partners LLC 206,721 $2,049,999 0.1% +5.2% 1.107%
2021-11-15 Berkley W R Corp 221,733 $2,200,000 0.1% +14.4% 1.187%
2021-11-15 Marshall Wace LLP 339,261 $3,360,000 0.0% +126.2% 1.816%
2021-11-15 Omni Partners US LLC 44,522 $440,000 0.0% -3.6% 0.238%
2021-11-15 Dark Forest Capital Management LP 8,552 $85,000 0.0% 0 0.046%
2021-11-12 PEAK6 Investments LLC 179,728 $1,780,000 0.0% +4.1% 0.962%
2021-11-12 Weiss Asset Management LP 18,501 $180,000 0.0% 0 0.099%
2021-11-12 Wolverine Asset Management LLC 33,300 $330,000 0.0% +2,265.1% 0.178%
2021-11-12 Magnetar Financial LLC 10,111 $100,000 0.0% 0 0.054%
2021-11-10 Goldman Sachs Group Inc. 286,416 $2,840,000 0.0% -0.4% 1.533%
2021-11-09 Picton Mahoney Asset Management 75,000 $740,000 0.0% 0 0.401%
2021-11-09 Condor Capital Management 2,700 $27,000 0.0% 0 0.014%
2021-11-04 Deutsche Bank AG 90,000 $890,000 0.0% +50.0% 0.482%
2021-11-02 Wealthspring Capital LLC 26,782 $270,000 0.1% 0 0.143%
2021-11-01 Sage Mountain Advisors LLC 4,905 $49,000 0.0% 0 0.026%
2021-10-28 Mizuho Securities USA LLC 146,549 $1,440,000 0.1% -14.4% 0.785%
2021-08-17 Kohlberg Kravis Roberts & Co. L.P. 37,835 $380,000 0.0% 0 0.203%
2021-08-17 Millennium Management LLC 224,000 $2,220,000 0.0% 0 1.199%
2021-08-17 Citadel Advisors LLC 43,955 $440,000 0.0% -5.3% 0.235%
2021-08-16 Whitebox Advisors LLC 175,000 $1,730,000 0.0% +76.8% 0.937%
2021-08-16 CNH Partners LLC 196,486 $1,950,000 0.1% 0 1.052%
2021-08-16 Bank of America Corp DE 325,000 $3,220,000 0.0% -23.5% 1.740%
2021-08-16 Berkley W R Corp 193,780 $1,920,000 0.2% +90.2% 1.037%
2021-08-16 Schonfeld Strategic Advisors LLC 66,635 $660,000 0.0% +122.1% 0.357%
2021-08-16 Periscope Capital Inc. 600,000 $5,950,000 0.2% 0 3.212%
2021-08-13 Basso Capital Management L.P. 325,001 $3,220,000 0.4% +8.3% 1.740%
2021-08-13 Glazer Capital LLC 261,693 $2,590,000 0.0% 0 1.401%
2021-08-13 OLD Mission Capital LLC 11,020 $110,000 0.0% 0 0.059%
2021-08-12 Bank of Montreal Can 147,822 $1,460,000 0.0% 0 0.791%
2021-08-11 Deutsche Bank AG 60,000 $600,000 0.0% +500.0% 0.321%
2021-08-06 PNC Financial Services Group Inc. 74,660 $740,000 0.0% 0 0.400%
2021-08-03 Landscape Capital Management L.L.C. 28,338 $280,000 0.0% 0 0.152%
2021-08-02 Dakota Wealth Management 12,050 $120,000 0.0% 0 0.065%
2021-05-18 TENOR CAPITAL MANAGEMENT Co. L.P. 100,000 $980,000 0.0% 0 2.159%
2021-05-18 Kingstown Capital Management L.P. 275,000 $2,690,000 0.9% 0 5.938%
2021-05-18 D. E. Shaw & Co. Inc. 51,881 $510,000 0.0% 0 1.120%
2021-05-18 Berkley W R Corp 101,861 $1,000,000 0.1% 0 2.200%
2021-05-18 Karpus Management Inc. 750,638 $7,330,000 0.2% 0 16.209%
2021-05-18 Citadel Advisors LLC 46,412 $450,000 0.0% 0 1.002%
2021-05-18 Newtyn Management LLC 75,000 $730,000 0.2% 0 1.620%
2021-05-18 Radcliffe Capital Management L.P. 374,600 $3,660,000 0.1% 0 8.089%
2021-05-18 Jane Street Group LLC 163,301 $1,600,000 0.0% 0 3.526%
2021-05-17 Schonfeld Strategic Advisors LLC 30,000 $290,000 0.0% 0 0.648%
2021-05-17 Aristeia Capital LLC 250,000 $2,440,000 0.0% 0 5.398%
2021-05-17 Saba Capital Management L.P. 553,451 $5,420,000 0.2% 0 11.951%
2021-05-17 Polar Asset Management Partners Inc. 450,000 $4,400,000 0.0% 0 9.717%
2021-05-17 Goldman Sachs Group Inc. 287,916 $2,810,000 0.0% 0 6.217%
2021-05-14 Whitebox Advisors LLC 99,000 $970,000 0.0% 0 2.138%
2021-05-14 Spring Creek Capital LLC 200,000 $1,950,000 0.1% 0 4.319%
2021-05-14 PEAK6 Investments LLC 172,614 $1,690,000 0.0% 0 3.727%