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Lux Health Tech Acquisition Corp. - LUXA

  • Commons

    $10.02

    +0.05%

    LUXA Vol: 7.1K

  • Warrants

    $0.14

    +0.00%

    LUXAW Vol: 0.0

  • Units

    $10.03

    +0.00%

    LUXAU Vol: 0.0

Average: 0
Rating Count: 0
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SPAC Stats

Market Cap: 345.3M
Average Volume: 182.7K
52W Range: $9.75 - $10.12
Weekly %: +0.25%
Monthly %: +0.50%
Inst Owners: 69

Info

Target: Searching
Days Since IPO: 706
Unit composition:
Each unit has an offering price of $10.00 and consists of one share of our Class A common stock and one-third of one redeemable warrant
Trust Size: 30000000.0M

🕵Stocktwit Mentions

macroaxis posted at 2022-09-30T03:14:03Z

$LUXA - The company currently holds 481.64 K in… https://www.macroaxis.com/stock-analysis/LUXA/Lux-Health-Tech #insidertrading #stocks #fintechnews

Scalper123 posted at 2022-09-21T18:00:24Z

$LUXA so the vote in October gives more runway to solidify DA with this life sciences co. I hope they provide more confidence that this recent LOI turns into DA before then, but I doubt it due to hush hush nature. I assume the month by month extensions thereafter can be used to stall on final merger / perhaps wait for a better market for spacs / April 2023 deadline. Anyone looking at this? Thoughts? These warrants are scary, but high risk/reward

cctranscripts posted at 2022-09-20T22:01:47Z

Other definitive proxy statements https://www.conferencecalltranscripts.com/summary/?id=11316555 $LUXA

stockilluminati posted at 2022-09-20T21:24:47Z

$LUXA https://www.stockilluminati.com/luxa/filings.php - Lux Health Tech Acquisition Corp. - Class A Common Stock files form DEF 14A today, check out the details.

Quantisnow posted at 2022-09-20T21:21:23Z

$LUXA 📜 SEC Form DEF 14A filed by Lux Health Tech Acquisition Corp. https://quantisnow.com/i/3434266?utm_source=stocktwits 45 seconds delayed.

risenhoover posted at 2022-09-20T21:20:53Z

$LUXA / Lux Health Tech Acquisition files form DEF 14A https://fintel.io/sf/us/luxa?utm_source=stocktwits.com&utm_medium=Referral&utm_campaign=filing

Newsfilter posted at 2022-09-20T21:20:33Z

$LUXA Form DEF 14A (other definitive proxy statements) filed with the SEC https://newsfilter.io/a/312ccc39b484db383dcec8e4165ea5a4

cctranscripts posted at 2022-09-20T10:34:33Z

Preliminary Proxy Soliciting materials https://www.conferencecalltranscripts.com/summary/?id=11314181 $LUXA

Quantisnow posted at 2022-09-20T10:23:52Z

$LUXA 📜 SEC Form PRER14A filed by Lux Health Tech Acquisition Corp. https://quantisnow.com/i/3429353?utm_source=stocktwits 45 seconds delayed.

risenhoover posted at 2022-09-20T10:23:24Z

$LUXA / Lux Health Tech Acquisition files form PRER14A https://fintel.io/sf/us/luxa?utm_source=stocktwits.com&utm_medium=Referral&utm_campaign=filing

Newsfilter posted at 2022-09-20T10:23:05Z

$LUXA Form PRER14A (preliminary proxy soliciting materials) filed with the SEC https://newsfilter.io/a/e4de3dd4f2c5c3cc5e2d29d826684b60

StockInvest_us posted at 2022-09-15T00:30:19Z

Signal alert: $LUXA - Overvalued https://stockinvest.us/l/0VWnjN51qi

noofnoof1 posted at 2022-09-14T22:10:18Z

$LUXA had about 8x it’s normal volume todat, with someone buying $5mm of common. I wonder what’s cooking…

ChartMill posted at 2022-09-14T21:43:00Z

Looking at the yearly performance, $LUXA did better than 76% of all other stocks. https://www.chartmill.com/stock/analyzer/stock/LUXA?key=5fdc5e93-015a-4336-953e-f4b3c1bac4af&utm_source=stocktwits&utm_medium=TA&utm_content=LUXA&utm_campaign=social_tracking

Scalper123 posted at 2022-09-12T21:32:42Z

$LUXA so if this LOI turns into a DA, and they've waited almost 2 years to make such a move - warrants go from .20c to $1.00 5x? Thoughts?

cctranscripts posted at 2022-09-08T01:19:27Z

Other preliminary proxy statements https://www.conferencecalltranscripts.com/summary/?id=11279438 $LUXA

stockilluminati posted at 2022-09-07T21:29:32Z

$LUXA https://www.stockilluminati.com/luxa/filings.php - Lux Health Tech Acquisition Corp. - Class A Common Stock files form PRE 14A today, check out the details.

Quantisnow posted at 2022-09-07T21:26:03Z

$LUXA 📜 SEC Form PRE 14A filed by Lux Health Tech Acquisition Corp. https://quantisnow.com/i/3385689?utm_source=stocktwits 45 seconds delayed.

risenhoover posted at 2022-09-07T21:25:43Z

$LUXA / Lux Health Tech Acquisition files form PRE 14A https://fintel.io/sf/us/luxa?utm_source=stocktwits.com&utm_medium=Referral&utm_campaign=filing

Newsfilter posted at 2022-09-07T21:25:07Z

$LUXA Form PRE 14A (other preliminary proxy statements) filed with the SEC https://newsfilter.io/a/b6e1fcb11c13936d0a406f6fc07c2a39

marioMRO posted at 2022-09-07T04:22:01Z

$LUXA warrants are 140% up after LOI, still cheap, at DA big potential. this is no brainer, loaded more...

cctranscripts posted at 2022-09-06T18:10:30Z

Lux Health Tech Acquisition Corp. Signs Letter Of Intent For A Business Combination https://www.conferencecalltranscripts.com/summary/?id=11273243 $LUXA

Scalper123 posted at 2022-09-06T16:40:20Z

$LUXA well this is interesting: LUXA either turns this LOI into a DA or they will most likely retire the spac. Warrants at .20c. If they get the DA = big return, but LOI falling through watch out

Vxxcentprice posted at 2022-09-06T15:55:54Z

$LUXA kind of hard to believe warrants are still 20 cents here after announcing intent to enter a business combination this morning $HAAC $IPOF $IPOD

STCKPRO posted at 2022-09-06T15:24:06Z

$LUXA NEW ARTICLE : Lux Health Tech Acquisition enters business combination with a life science company https://www.stck.pro/news/LUXA/33848719

Last10K posted at 2022-09-06T15:01:15Z

$LUXA just filed with the SEC a Regulated Disclosure and a Financial Exhibit https://last10k.com/sec-filings/luxa/0001564590-22-031029.htm?utm_source=stocktwits&utm_medium=forum&utm_campaign=8K&utm_term=luxa

stockilluminati posted at 2022-09-06T15:00:39Z

$LUXA https://www.stockilluminati.com/luxa/filings.php - Lux Health Tech Acquisition Corp. - Class A Common Stock files form 8-K today, check out the details.

Quantisnow posted at 2022-09-06T15:00:25Z

$LUXA 📜 Lux Health Tech Acquisition Corp. filed SEC Form 8-K: Regulation FD Disclosure, Financial Statements and Exhibits https://quantisnow.com/i/3376566?utm_source=stocktwits 45 seconds delayed.

risenhoover posted at 2022-09-06T15:00:12Z

$LUXA / Lux Health Tech Acquisition files form 8-K - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 6, 2022 Date of Report (Date of earliest event reported) Lux Health Tech https://fintel.io/sf/us/luxa?utm_source=stocktwits.com&utm_medium=Referral&utm_campaign=filing

Newsfilter posted at 2022-09-06T14:59:37Z

$LUXA Form 8-K: Regulation FD Disclosure On September 6, 2022, Lux Health Tech Acquisition Corp. issued a press release announcing its entry into a non-binding letter of intent for a business combinat.. https://newsfilter.io/a/0da05da397a754df0bc4e613c682c570

Management

Our officers, directors and director nominees are as follows: Name Age Position Peter Hébert 43 Chairman Josh DeFonzo 39 Chief Executive Officer and Director Segolene Scarborough 41 Chief Financial Officer and Treasurer Bijan Salehizadeh 47 Director Nominee Joseph Robert “Bob” Kerrey 76 Director Nominee Fred Moll 68 Director Nominee Mr. Peter Hébert is Co-Founder and Managing Partner of Lux Capital, a $2.4 billion venture capital firm based in New York, NY and Menlo Park, CA. Peter led Lux’s investments in Auris Health (acquired by Johnson & Johnson for up to $5.75 billion, including consideration of milestone payments), Lux Research (acquired by Private Equity), Luxtera (acquired by Cisco for $660 million), SiBEAM (acquired by Silicon Image) and Vium (acquired by Recursion Pharma). Current investments include Avail, Bright Machines, Everspin Technologies (NASDAQ: MRAM), Flex Logix, Matterport, Ripcord and Transphorm. In 2003, Peter led the spin-off of Lux Research. As its founding CEO, he helped build Lux Research into a leading emerging-technology research firm. Peter began his career at Lehman Brothers, where he worked in the firm’s top-ranked Equity Research group. He was a Chancellor’s Scholar and graduated cum laude from Syracuse University’s Newhouse School and was the Founding President of its first venture organization, Future Business Leaders and Entrepreneurs. He has been a guest on CNBC and Bloomberg TV and speaker at Columbia, Cornell, MIT, Stanford, Yale and the National Science Foundation. Mr. Peter Hébert is a co-founder and managing partner of Lux and oversees Lux’s investments at the intersection of technology and medical devices, including Auris Health, which was acquired by Johnson & Johnson and Avail Medsystems. Our board believes that Peter’s experience in investing in healthcare companies provides him with the qualifications and skills to serve as a director. Mr. Josh DeFonzo has been in the healthcare technology industry since 2003. He has commercialized and developed medical devices, diagnostics and biologics across a variety of specialties and disease states. Josh began his career with Medtronic, commercialized a wide range of technology as a boutique distributor and has contributed, in product and executive management capacities, to several healthcare technology startups in Silicon Valley including Invuity (acquired by Stryker), EndoGastric Solutions, CareDx (NASDAQ: CDNA) and most recently Auris Health (acquired by Johnson & Johnson in April 2019 for up to $5.75 billion, including consideration of milestone payments). Josh received a B.A. in Economics from the University of California, Berkeley. Our board believes that Josh’s experience developing and commercializing medical technology, as well as operating healthcare companies, provides him with the qualifications and skills to serve as a director. Ms. Segolene Scarborough is CFO and leads all financial operations at Lux Capital, including limited partner reporting, managing quarterly closes, annual audit and tax reporting. She is also a resource for Lux portfolio companies, providing strategic counsel on industry benchmarks and building effective finance teams. Prior to joining Lux in 2017, Segolene was Controller at Sequoia Capital, a venture capital firm headquartered in Menlo Park, CA, where she started in June of 2013. While there, she was responsible for LP reporting, financings, portfolio company valuations and monthly and quarterly closes. She previously worked in financial audit at PricewaterhouseCoopers in Brussels, Belgium and San Jose, California focusing on biotech and venture capital. 107 Dr. Bijan Salehizadeh will serve as a director following the completion of this offering. Since September 2011, Dr. Salehizadeh has served as co-founder and Managing Director at NaviMed Capital, a private equity firm focused on healthcare investments. From September 2004 to August 2011, Dr. Salehizadeh was an investment professional at Highland Capital Partners, where he most recently served as General Partner. Prior to this, Dr. Salehizadeh served in various positions at Medtronic and HealthCentral. Dr. Salehizadeh has served on the board of directors of numerous healthcare companies including Auris Health (acquired by Johnson & Johnson for up to $5.75 billion, including consideration of milestone payments), BARRX (acquired by Medtronic), Hyperion (IPO, acquired by Horizon Therapeutics) and Lumere (acquired by GHX). He currently serves on the board of directors of several private healthcare companies. Dr. Salehizadeh received an M.D. and an M.S. in Health Policy from Columbia University, an M.B.A. from Harvard Business School and an A.B. in Molecular Biology from Princeton University. Our board believes that Dr. Salehizadeh’s experience in investing in healthcare companies, as well as his medical background, provides him with the qualifications and skills to serve as a director. Senator Joseph Robert “Bob” Kerrey will serve as a director following the completion of this offering. Senator Kerrey has served as a managing director of Allen & Company, an investment banking firm, since 2014. Prior to this he served as President of the New School from January 2001 to January 2011. From 1988 to 2000, he served as U.S. Senator from Nebraska. During that period, he was a member of numerous congressionally chartered commissions and Senate committees, including the Senate Finance and Appropriations Committees and the Senate Select Committee on Intelligence. Prior to that time, he served as Governor of Nebraska from 1982 to 1987. Senator Kerrey is also the lead director of Tenet Healthcare Corporation, where he has served as a director since 2012, and is a board member of three private companies: Imagen, Intarcia, and Monolith Energy. He is also a former member of the board of directors of Auris Health. In addition, Senator Kerrey's background and substantial government experience have prepared him well for membership on our board of directors and, by virtue of his current directorships, he will add significant corporate governance and compliance oversight expertise to our board of directors. Dr. Fred Moll will serve as a director following the completion of this offering. Dr. Moll has served as a member of the Shockwave Medical board of directors since 2011. Since April 2019, Dr. Moll has served as Chief Development Officer for Johnson & Johnson Medical Device Companies. Dr. Moll is also a co-founder, and, since September 2012, has been the Chairman and Chief Executive Officer of Auris Health. Dr. Moll previously served as a director and as Chairman of the board of Restoration Robotics from November 2002 until its merger with Venus Concept in November 2019. From 2002 to 2010, Dr. Moll served as the Chief Executive Officer of Hansen Medical, which he also co-founded. Previously, Dr. Moll co-founded Intuitive Surgical and from 1995 to 1998 served as its first Chief Executive Officer. Dr. Moll also co-founded Endo-Therapeutics, and Origin MedSystems, which later became an operating company within Guidant Corporation following its acquisition by Eli Lilly & Company. Dr. Moll serves on the board of directors of IntersectENT. Dr. Moll received a B.A. in economics from the University of California at Berkeley, an M.S. in management from Stanford University and an M.D. from the University of Washington. Dr. Moll's experience in the healthcare sector and his medical background and experience provide him with the qualifications and skills to serve on our board of directors. Number and Terms of Office of Officers and Directors We intend to have five directors upon completion of this offering. Our board of directors will be divided into three classes, with only one class of directors being elected in each year and with each class (except for those directors appointed prior to our first annual meeting of stockholders) serving a three-year term. In accordance with the Nasdaq corporate governance requirements, we are not required to hold an annual meeting until one year after our first fiscal year end following our listing on Nasdaq. The term of office of the first class of directors, consisting of Dr. Bijan Salehizadeh, will expire at our first annual meeting of stockholders. The term of office of the second class of directors, consisting of Senator Joseph Robert "Bob" Kerrey and Dr. Fred Moll, will expire at our second annual meeting of the stockholders. The term of office of the third class of directors, consisting of Peter Hébert and Josh DeFonzo, will expire at our third annual meeting of stockholders. We may not hold an annual meeting of stockholders until after we complete our initial business combination. 108 Prior to the completion of an initial business combination, any vacancy on the board of directors may be filled by a nominee chosen by holders of a majority of our founder shares. In addition, prior to the completion of an initial business combination, holders of a majority of our founder shares may remove a member of the board of directors for any reason. Pursuant to an agreement to be entered into concurrently with the issuance and sale of the securities in this offering, our sponsor, upon completion of an initial business combination, will be entitled to nominate individuals for election to our board of directors, as long as our sponsor holds any securities covered by the registration rights agreement. Our officers are appointed by the board of directors and serve at the discretion of the board of directors, rather than for specific terms of office. Our board of directors is authorized to nominate persons to the offices set forth in our amended and restated certificate of incorporation as it deems appropriate. Our amended and restated certificate of incorporation will provide that our officers may consist of one or more chairman of the board of directors, chief executive officer, president, chief financial officer, vice presidents, secretary, treasurer and such other offices as may be determined by the board of directors. Director Independence Nasdaq listing standards require that a majority of our board of directors be independent. An “independent director” is defined generally as a person other than an officer or employee of the company or its subsidiaries or any other individual having a relationship which in the opinion of the company’s board of directors, would interfere with the director’s exercise of independent judgment in carrying out the responsibilities of a director. We intend to add “independent directors” as defined in Nasdaq listing standards and applicable SEC rules prior to completion of this offering. Upon the effectiveness of the registration statement of which this prospectus forms a part, we expect to have three “independent directors” as defined in Nasdaq listing standards and applicable SEC rules. Our independent directors will have regularly scheduled meetings at which only independent directors are present. Executive Officer and Director Compensation None of our executive officers or directors have received any cash compensation for services rendered to us. In addition, our sponsor, executive officers and directors, or any of their respective affiliates will be reimbursed for any out-of-pocket expenses incurred in connection with activities on our behalf such as identifying potential target businesses and performing due diligence on suitable business combinations. Our audit committee will review on a quarterly basis all payments that were made to our sponsor, executive officers or directors, or our or their respective affiliates. Any such payments prior to an initial business combination will be made using funds held outside the trust account. Other than quarterly audit committee review of such reimbursements, we do not expect to have any additional controls in place governing our reimbursement payments to our directors and executive officers for their out-of-pocket expenses incurred in connection with our activities on our behalf in connection with identifying and completing an initial business combination. Other than these payments and reimbursements, no compensation of any kind, including finder’s and consulting fees, will be paid by the company to our sponsor, executive officers and directors, or any of their respective affiliates, prior to completion of our initial business combination. After the completion of our initial business combination, members of our management team who remain with us may be paid consulting or management fees from the combined company. All of these fees will be fully disclosed to stockholders, to the extent then known, in the proxy solicitation materials or tender offer materials furnished to our stockholders in connection with a proposed business combination. We have not established any limit on the amount of such fees that may be paid by the combined company to our members of management. It is unlikely the amount of such compensation will be known at the time of the proposed business combination, because the directors of the post-combination business will be responsible for determining executive officer and director compensation. Any compensation to be paid to our executive officers will be determined, or recommended to the board of directors for determination, either by a compensation committee constituted solely by independent directors or by a majority of the independent directors on our board of directors. 109 We do not intend to take any action to ensure that members of our management team maintain their positions with us after the completion of our initial business combination, although it is possible that some or all of our executive officers and directors may negotiate employment or consulting arrangements to remain with us after our initial business combination. The existence or terms of any such employment or consulting arrangements to retain their positions with us may influence our management’s motivation in identifying or selecting a target business but we do not believe that the ability of our management to remain with us after the completion of our initial business combination will be a determining factor in our decision to proceed with any potential business combination. We are not party to any agreements with our executive officers and directors that provide for benefits upon termination of employment. Committees of the Board of Directors Upon the effectiveness of the registration statement of which this prospectus forms a part, our board of directors will have three standing committees: an audit committee, a compensation committee and a corporate governance and nominating committee. Subject to phase-in rules and a limited exception, the rules of Nasdaq and Rule 10A of the Exchange Act require that the audit committee of a listed company be comprised solely of independent directors. Subject to phase-in rules and a limited exception, the rules of Nasdaq require that the compensation committee of a listed company be comprised solely of independent directors. Audit Committee Upon the effectiveness of the registration statement of which this prospectus forms a part, we will establish an audit committee of the board of directors. Dr. Bijan Salehizadeh, Senator Joseph Robert “Bob” Kerrey and Dr. Fred Moll will serve as members of our audit committee. Our board of directors has determined that each of Dr. Bijan Salehizadeh, Senator Joseph Robert “Bob” Kerrey and Dr. Fred Moll is independent under Nasdaq listing standards and applicable SEC rules. Dr. Bijan Salehizadeh will serve as the chairman of the audit committee. Each member of the audit committee is financially literate and our board of directors has determined that Dr. Bijan Salehizadeh qualifies as an “audit committee financial expert” as defined in applicable SEC rules. • appointing, compensating and overseeing our independent registered public accounting firm; • reviewing and approving the annual audit plan for the company; • overseeing the integrity of our financial statements and our compliance with legal and regulatory requirements; • discussing the annual audited financial statements and unaudited quarterly financial statements with management and the independent registered public accounting firm; • pre-approving all audit services and permitted non-audit services to be performed by our independent registered public accounting firm, including the fees and terms of the services to be performed; • appointing or replacing the independent registered public accounting firm; • establishing procedures for the receipt, retention and treatment of complaints (including anonymous complaints) we receive concerning accounting, internal accounting controls, auditing matters or potential violations of law; • monitoring our environmental sustainability and governance practices; • establishing procedures for the receipt, retention and treatment of complaints received by us regarding accounting, internal accounting controls or reports which raise material issues regarding our financial statements or accounting policies; 110 • approving audit and non-audit services provided by our independent registered public accounting firm; • discussing earnings press releases and financial information provided to analysts and rating agencies; • discussing with management our policies and practices with respect to risk assessment and risk management; • reviewing any material transaction between our Chief Financial Officer that has been approved in accordance with our Code of Ethics for our officers, and providing prior written approval of any material transaction between us and our President; and • producing an annual report for inclusion in our proxy statement, in accordance with applicable rules and regulations. The audit committee is a separately designated standing committee established in accordance with Section 3(a)(58)(A) of the Exchange Act. Compensation Committee Upon the effectiveness of the registration statement of which this prospectus forms a part, we will establish a compensation committee of our board of directors. The members of our compensation committee will be Dr. Bijan Salehizadeh, Senator Joseph Robert “Bob” Kerrey and Dr. Fred Moll, and Dr. Bijan Salehizadeh will serve as chairman of the compensation committee. Under Nasdaq listing standards and applicable SEC rules, we are required to have a compensation committee composed entirely of independent directors. Our board of directors has determined that each of Dr. Bijan Salehizadeh, Senator Joseph Robert “Bob” Kerrey and Dr. Fred Moll is independent. We will adopt a compensation committee charter, which will detail the principal functions of the compensation committee, including: • reviewing and approving corporate goals and objectives relevant to our President’s compensation, evaluating our President’s performance in light of those goals and objectives, and setting our President’s compensation level based on this evaluation; • setting salaries and approving incentive compensation and equity awards, as well as compensation policies, for all other officers who file reports of their ownership, and changes in ownership, of the company’s common stock under Section 16(a) of the Exchange Act (the “Section 16 Officers”), as designated by our board of directors; • making recommendations to the board of directors with respect to incentive compensation programs and equity-based plans that are subject to board approval; • approving any employment or severance agreements with our Section 16 Officers; • granting any awards under equity compensation plans and annual bonus plans to our President and the Section 16 Officer

Holder Stats

1 0
% of Shares Held by All Insider 0.00%
% of Shares Held by Institutions 87.95%
% of Float Held by Institutions 87.95%
Number of Institutions Holding Shares 69

Mutual Fund Holders

Holder Shares Date Reported Value % Out
First Tr Exchange Traded Fd-First Trust Merger Arbitrage Fd 132973 2022-03-30 1311113 0.38999999999999996
Highland Fds I-NexPoint Merger Arbitrage Fund 106700 2022-03-30 1052062 0.31
Fidelity NASDAQ Composite Index Fund 47276 2022-05-30 466614 0.13999999999999999
Collaborative Inv Ser Tr-SPAC and New Issue ETF 41697 2022-03-30 411132 0.12
Saba Capital Income & Opportunities Fd 40694 2022-04-29 401649 0.12
AQR Funds-AQR Diversified Arbitrage Fd 36573 2022-03-30 360609 0.11
ETF Series Solutions-Defiance Next Gen SPAC Derived ETF 4441 2022-03-30 43788 0.01
First Tr Exchange Traded Fd-First Trust Multi-Strategy Fd 4000 2022-03-30 39440 0.01

Institutional Holders

Reporting Date Hedge Fund Shares Held Market Value % of Portfolio Quarterly Change in Shares Ownership in Company
2022-08-18 Goldman Sachs Group Inc. 461,678 $4,570,000 0.0% +23.1% 1.071%
2022-08-17 Nomura Holdings Inc. 446,468 $4,420,000 0.0% +701.3% 1.035%
2022-08-17 Centiva Capital LP 140,210 $1,390,000 0.0% +65.1% 0.325%
2022-08-16 CSS LLC IL 165,054 $1,630,000 0.1% 0 0.383%
2022-08-16 Centiva Capital LP 140,210 $1,390,000 0.0% +65.1% 0.325%
2022-08-16 Dark Forest Capital Management LP 54,870 $540,000 0.1% +138.0% 0.127%
2022-08-15 Bluefin Capital Management LLC 95,000 $940,000 0.1% 0 0.220%
2022-08-15 Cubist Systematic Strategies LLC 835,356 $8,260,000 0.1% 0 1.937%
2022-08-15 Millennium Management LLC 401,269 $3,970,000 0.0% -68.2% 0.930%
2022-08-15 Nomura Holdings Inc. 446,468 $4,420,000 0.0% +701.3% 1.035%
2022-08-15 Kohlberg Kravis Roberts & Co. L.P. 413,086 $4,090,000 0.1% +25.0% 0.958%
2022-08-12 Sculptor Capital LP 2,000,225 $19,780,000 0.2% +104.0% 4.638%
2022-08-05 Mint Tower Capital Management B.V. 606,757 $6,000,000 0.5% +102.3% 1.407%
2022-08-03 Wolverine Asset Management LLC 46,610 $460,000 0.0% 0 0.108%
2022-08-03 Tuttle Capital Management LLC 30,166 $300,000 0.8% -27.7% 0.070%
2022-07-13 Private Advisor Group LLC 13,925 $140,000 0.0% -17.0% 0.032%
2022-06-07 Bank of America Corp DE 381,742 $3,760,000 0.0% +93.1% 0.885%
2022-05-23 Spartan Fund Management Inc. 226,753 $2,800,000 0.5% 0 0.526%
2022-05-20 Sculptor Capital LP 980,495 $9,670,000 0.1% +106.4% 2.274%
2022-05-17 Walleye Trading LLC 44,245 $440,000 0.0% -2.3% 0.103%
2022-05-17 Glazer Capital LLC 646,773 $6,380,000 0.2% +11.9% 1.500%
2022-05-17 Radcliffe Capital Management L.P. 287,016 $2,830,000 0.1% +43.5% 0.665%
2022-05-17 Saba Capital Management L.P. 576,040 $5,680,000 0.1% 0 1.336%
2022-05-16 Goldman Sachs Group Inc. 375,181 $3,700,000 0.0% +55.8% 0.870%
2022-05-16 Kohlberg Kravis Roberts & Co. L.P. 330,342 $3,260,000 0.0% 0 0.766%
2022-05-16 RP Investment Advisors LP 1,309,486 $12,910,000 1.8% +13.2% 3.036%
2022-05-16 Prelude Capital Management LLC 100,600 $990,000 0.0% -33.2% 0.233%
2022-05-16 UBS Group AG 6,956 $68,000 0.0% +71.6% 0.016%
2022-05-13 Sculptor Capital LP 980,495 $9,670,000 0.1% +106.4% 2.274%
2022-05-13 Penserra Capital Management LLC 4,375 $43,000 0.0% -42.4% 0.010%
2022-05-11 Picton Mahoney Asset Management 274,997 $2,710,000 0.1% +266.7% 0.638%
2022-05-11 JPMorgan Chase & Co. 251,500 $2,480,000 0.0% +16,666.7% 0.583%
2022-05-10 Privium Fund Management UK Ltd 40,353 $400,000 0.2% 0 0.094%
2022-05-10 Cheyne Capital Management UK LLP 10,000 $99,000 0.1% 0 0.023%
2022-05-06 Arena Investors LP 10,525 $100,000 0.1% 0 0.024%
2022-05-04 Tuttle Capital Management LLC 41,697 $410,000 1.0% -25.3% 0.097%
2022-04-29 Mint Tower Capital Management B.V. 300,000 $2,960,000 0.3% 0 0.696%
2022-03-15 Beryl Capital Management LLC 1,393,618 $13,660,000 0.7% +56.0% 3.232%
2022-02-15 Marshall Wace LLP 1,378,941 $13,520,000 0.0% +119.2% 3.198%
2022-02-14 Glazer Capital LLC 578,028 $5,670,000 0.1% -27.5% 1.340%
2022-02-14 Eisler Capital UK Ltd. 395,810 $3,890,000 0.2% +96.9% 0.918%
2022-02-14 Silver Rock Financial LP 369,442 $3,620,000 0.6% -49.2% 0.857%
2022-02-11 MYDA Advisors LLC 982,000 $9,620,000 2.6% -2.0% 2.277%
2022-02-10 Symmetry Investments LP 122,946 $1,210,000 0.4% +25.5% 0.285%
2022-02-09 Mariner Investment Group LLC 15,840 $160,000 0.1% 0 0.037%
2022-02-03 Vazirani Asset Management LLC 13,000 $130,000 0.1% 0 0.030%
2022-01-19 Tuttle Capital Management LLC 55,818 $550,000 0.8% -26.9% 0.129%
2021-11-16 Schonfeld Strategic Advisors LLC 12,630 $120,000 0.0% +26.3% 0.029%
2021-11-16 Jane Street Group LLC 342,359 $3,360,000 0.0% +1.9% 0.794%
2021-11-16 Millennium Management LLC 1,285,166 $12,610,000 0.0% +8.5% 2.980%
2021-11-16 Beryl Capital Management LLC 893,618 $8,770,000 0.6% +36.3% 2.072%
2021-11-16 CNH Partners LLC 12,708 $130,000 0.0% -80.7% 0.029%
2021-11-15 Berkley W R Corp 168,551 $1,650,000 0.1% +78.6% 0.391%
2021-11-15 Marshall Wace LLP 628,947 $6,170,000 0.0% 0 1.458%
2021-11-15 Glazer Capital LLC 796,922 $7,820,000 0.1% -3.8% 1.848%
2021-11-15 Penserra Capital Management LLC 9,578 $93,000 0.0% -17.7% 0.022%
2021-11-12 Weiss Asset Management LP 1,703,861 $16,719,999 0.4% +121.1% 3.951%
2021-11-12 Magnetar Financial LLC 325,045 $3,190,000 0.0% +2.8% 0.754%
2021-11-10 Goldman Sachs Group Inc. 285,193 $2,800,000 0.0% -29.3% 0.661%
2021-11-09 ATW Spac Management LLC 71,500 $700,000 0.1% +44.4% 0.166%
2021-10-22 Tuttle Capital Management LLC 76,362 $750,000 0.4% -21.7% 0.177%
2021-08-17 Millennium Management LLC 1,184,886 $11,720,000 0.0% +44.6% 2.748%
2021-08-17 ATW Spac Management LLC 49,500 $490,000 0.1% 0 0.115%
2021-08-17 Balyasny Asset Management LLC 1,242,510 $12,290,000 0.1% +86.0% 2.881%
2021-08-17 Boothbay Fund Management LLC 50,000 $500,000 0.0% 0 0.116%
2021-08-17 Beryl Capital Management LLC 655,619 $6,480,000 0.6% +100.7% 1.520%
2021-08-17 Caas Capital Management LP 86,802 $860,000 0.0% -25.7% 0.201%
2021-08-16 Bank of America Corp DE 140,646 $1,390,000 0.0% 0 0.326%
2021-08-16 Berkley W R Corp 94,351 $930,000 0.1% +377.7% 0.219%
2021-08-16 Schonfeld Strategic Advisors LLC 10,000 $99,000 0.0% 0 0.023%
2021-08-13 Glazer Capital LLC 828,749 $8,199,999 0.1% +24.8% 1.922%
2021-08-13 Geode Capital Management LLC 42,873 $420,000 0.0% 0 0.099%
2021-08-12 Healthcare of Ontario Pension Plan Trust Fund 437,502 $4,330,000 0.0% 0 1.014%
2021-08-12 Penserra Capital Management LLC 11,631 $120,000 0.0% 0 0.027%
2021-08-12 JPMorgan Chase & Co. 250,000 $2,470,000 0.0% 0 0.580%
2021-08-12 The Manufacturers Life Insurance Company 521,625 $5,160,000 0.0% -63.3% 1.210%
2021-08-11 Picton Mahoney Asset Management 74,997 $740,000 0.0% 0 0.174%
2021-08-11 Panagora Asset Management Inc. 8,567 $85,000 0.0% 0 0.020%
2021-08-06 Magnetar Financial LLC 316,112 $3,130,000 0.0% 0 0.733%
2021-07-31 Tuttle Tactical Management 97,548 $970,000 0.4% -25.1% 0.226%
2021-07-27 Symmetry Investments LP 274,329 $2,710,000 0.8% +9.7% 0.636%
2021-05-18 Millennium Management LLC 819,377 $8,420,000 0.0% -66.6% 1.900%
2021-05-18 Castle Creek Arbitrage LLC 714,339 $7,330,000 0.4% +0.4% 1.656%
2021-05-18 D. E. Shaw & Co. Inc. 44,737 $460,000 0.0% 0 0.104%
2021-05-18 Berkley W R Corp 19,751 $200,000 0.0% 0 0.046%
2021-05-18 Empyrean Capital Partners LP 1,800,649 $18,490,000 0.5% 0 4.175%
2021-05-18 Dendur Capital LP 149,444 $1,540,000 0.3% 0 0.347%
2021-05-18 Radcliffe Capital Management L.P. 200,000 $2,049,999 0.1% 0 0.464%
2021-05-18 Jane Street Group LLC 185,427 $1,900,000 0.0% 0 0.430%
2021-05-17 CNH Partners LLC 65,998 $680,000 0.0% 0 0.153%
2021-05-17 CSS LLC IL 25,200 $260,000 0.0% 0 0.058%
2021-05-17 Ulysses Management LLC 240,209 $2,470,000 0.3% 0 0.557%
2021-05-17 HBK Investments L P 550,000 $5,650,000 0.0% 0 1.275%
2021-05-17 Caas Capital Management LP 116,791 $1,200,000 0.0% -22.1% 0.271%
2021-05-17 Governors Lane LP 725,000 $7,450,000 0.5% 0 1.681%
2021-05-17 Senator Investment Group LP 1,473,600 $15,130,000 0.3% 0 3.417%
2021-05-17 Goldman Sachs Group Inc. 403,192 $4,139,999 0.0% 0 0.935%
2021-05-14 Sculptor Capital LP 100,000 $1,030,000 0.0% -66.7% 0.232%
2021-05-14 Silver Rock Financial LP 705,052 $7,230,000 1.3% 0 1.635%
2021-05-13 Alpine Global Management LLC 20,996 $220,000 0.0% 0 0.049%

SEC Filings

Form Type Form Description Filing Date Document Link
DEF 14A DEF 14A 2022-09-20 https://www.sec.gov/Archives/edgar/data/1823767/000156459022032009/luxau-def14a_20221013.htm
PRER14A PRER14A 2022-09-20 https://www.sec.gov/Archives/edgar/data/1823767/000156459022031902/luxau-prer14a_20221013.htm
PRE 14A PRE 14A 2022-09-07 https://www.sec.gov/Archives/edgar/data/1823767/000156459022031207/luxau-pre14a_20220907.htm
8-K 8-K 2022-09-06 https://www.sec.gov/Archives/edgar/data/1823767/000156459022031029/luxau-8k_20220906.htm
10-Q 10-Q 2022-08-12 https://www.sec.gov/Archives/edgar/data/1823767/000156459022029298/luxau-10q_20220630.htm
8-K 8-K 2022-07-25 https://www.sec.gov/Archives/edgar/data/1823767/000156459022026288/luxau-8k_20220725.htm
SC 13G SC 13G 2022-05-24 https://www.sec.gov/Archives/edgar/data/1823767/000119312522157628/d367765dsc13g.htm
10-Q 10-Q 2022-05-13 https://www.sec.gov/Archives/edgar/data/1823767/000156459022020108/luxau-10q_20220331.htm
10-K 10-K 2022-03-30 https://www.sec.gov/Archives/edgar/data/1823767/000156459022012588/luxau-10k_20211231.htm
SC 13G/A LUX HEALTH TECH ACQUISITION CORP. 2022-02-14 https://www.sec.gov/Archives/edgar/data/1823767/000090266422001639/p22-0492sc13ga.htm
SC 13G 2022-02-11 https://www.sec.gov/Archives/edgar/data/1823767/000135755022000084/luxa13g31dec2021.htm
SC 13G/A 2022-02-03 https://www.sec.gov/Archives/edgar/data/1823767/000131924422000084/LUXA_SC13GA2.htm
10-K/A 10-K/A 2022-01-14 https://www.sec.gov/Archives/edgar/data/1823767/000156459022001347/luxau-10ka_20201231.htm
8-K 8-K 2021-12-03 https://www.sec.gov/Archives/edgar/data/1823767/000156459021059291/luxau-8k_20211203.htm
8-K 8-K 2021-11-16 https://www.sec.gov/Archives/edgar/data/1823767/000156459021057269/luxau-8k_20211112.htm
10-Q 10-Q 2021-11-16 https://www.sec.gov/Archives/edgar/data/1823767/000156459021057262/luxau-10q_20210930.htm
NT 10-Q NT 10-Q 2021-11-16 https://www.sec.gov/Archives/edgar/data/1823767/000156459021057128/luxau-nt10q_20210930.htm
10-Q 10-Q 2021-08-13 https://www.sec.gov/Archives/edgar/data/1823767/000156459021044235/luxau-10q_20210630.htm
10-Q 10-Q 2021-06-29 https://www.sec.gov/Archives/edgar/data/1823767/000156459021035136/luxau-10q_20210331.htm
10-K/A 10-K/A 2021-06-08 https://www.sec.gov/Archives/edgar/data/1823767/000156459021032007/luxau-10ka_20201231.htm
SC 13G/A SCHEDULE 13G (AMENDMENT NO. 2) 2021-06-04 https://www.sec.gov/Archives/edgar/data/1823767/000089914021000521/l060421a.htm
8-K 8-K 2021-05-28 https://www.sec.gov/Archives/edgar/data/1823767/000156459021030818/luxau-8k_20210528.htm
8-K 8-K 2021-05-18 https://www.sec.gov/Archives/edgar/data/1823767/000156459021028691/luxau-8k_20210518.htm
NT 10-Q NT 10-Q 2021-05-18 https://www.sec.gov/Archives/edgar/data/1823767/000156459021028535/luxau-nt10q_20210331.htm
10-K 10-K 2021-03-19 https://www.sec.gov/Archives/edgar/data/1823767/000156459021014360/luxau-10k_20201231.htm
SC 13G SCHEDULE 13G 2021-02-16 https://www.sec.gov/Archives/edgar/data/1823767/000095014221000600/eh210130940_13g-lht.htm
SC 13G SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP 2021-02-03 https://www.sec.gov/Archives/edgar/data/1823767/000114544321000086/luxhealth3865591-sc13g.htm
SC 13G SC 13G 2021-01-29 https://www.sec.gov/Archives/edgar/data/1823767/000119312521022693/d117955dsc13g.htm
SC 13G/A 2021-01-25 https://www.sec.gov/Archives/edgar/data/1823767/000131924421000044/LUXA_SC13GA1.htm
SC 13G LUX HEALTH TECH ACQUISITION CORP. 2021-01-25 https://www.sec.gov/Archives/edgar/data/1823767/000090266421000495/p21-0231sc13g.htm
SC 13G SCHEDULE 13G 2021-01-13 https://www.sec.gov/Archives/edgar/data/1823767/000089914021000057/w13glux.htm
8-K 8-K 2020-12-11 https://www.sec.gov/Archives/edgar/data/1823767/000156459020056849/luxau-8k_20201211.htm
10-Q 10-Q 2020-12-09 https://www.sec.gov/Archives/edgar/data/1823767/000156459020056547/luxau-10q_20200930.htm
8-K 8-K 2020-11-04 https://www.sec.gov/Archives/edgar/data/1823767/000156459020050423/luxau-8k_20201029.htm
4 FORM 4 SUBMISSION 2020-11-02 https://www.sec.gov/Archives/edgar/data/1823767/000089924320030098/xslF345X03/doc4.xml
SC 13G 2020-11-02 https://www.sec.gov/Archives/edgar/data/1823767/000131924420000165/LUXA_SC13G.htm
8-K 8-K 2020-10-30 https://www.sec.gov/Archives/edgar/data/1823767/000156459020049071/luxau-8k_20201026.htm
424B4 424B4 2020-10-28 https://www.sec.gov/Archives/edgar/data/1823767/000156459020048103/luxau-424b4.htm
EFFECT 2020-10-26 https://www.sec.gov/Archives/edgar/data/1823767/999999999520002975/xslEFFECTX01/primary_doc.xml
3 FORM 3 SUBMISSION 2020-10-26 https://www.sec.gov/Archives/edgar/data/1823767/000089924320029260/xslF345X02/doc3.xml
3 FORM 3 SUBMISSION 2020-10-26 https://www.sec.gov/Archives/edgar/data/1823767/000089924320029258/xslF345X02/doc3.xml
3 FORM 3 SUBMISSION 2020-10-26 https://www.sec.gov/Archives/edgar/data/1823767/000089924320029257/xslF345X02/doc3.xml
3 FORM 3 SUBMISSION 2020-10-26 https://www.sec.gov/Archives/edgar/data/1823767/000089924320029256/xslF345X02/doc3.xml
3 FORM 3 SUBMISSION 2020-10-26 https://www.sec.gov/Archives/edgar/data/1823767/000089924320029253/xslF345X02/doc3.xml
3 FORM 3 SUBMISSION 2020-10-26 https://www.sec.gov/Archives/edgar/data/1823767/000089924320029251/xslF345X02/doc3.xml
CERT 2020-10-26 https://www.sec.gov/Archives/edgar/data/1823767/000135445720000630/8ACERT_LUXAU.pdf
8-A12B 8-A12B 2020-10-23 https://www.sec.gov/Archives/edgar/data/1823767/000156459020047440/luxau-8a12b_20201026.htm
CORRESP 2020-10-23 https://www.sec.gov/Archives/edgar/data/1823767/000156459020047434/filename1.htm
CORRESP 2020-10-23 https://www.sec.gov/Archives/edgar/data/1823767/000156459020047433/filename1.htm
CORRESP 2020-10-22 https://www.sec.gov/Archives/edgar/data/1823767/000156459020047298/filename1.htm
S-1/A S-1/A 2020-10-22 https://www.sec.gov/Archives/edgar/data/1823767/000156459020047293/luxau-s1a.htm
UPLOAD 2020-10-21 https://www.sec.gov/Archives/edgar/data/1823767/000000000020009960/filename1.pdf
CORRESP 2020-10-09 https://www.sec.gov/Archives/edgar/data/1823767/000156459020046228/filename1.htm
S-1 S-1 2020-10-09 https://www.sec.gov/Archives/edgar/data/1823767/000156459020046221/luxau-s1.htm
UPLOAD 2020-10-09 https://www.sec.gov/Archives/edgar/data/1823767/000000000020009543/filename1.pdf
DRS 2020-09-11 https://www.sec.gov/Archives/edgar/data/1823767/000095012320009666/filename1.htm