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Lionheart III Corp - LION

  • Commons

    $9.97

    +0.00%

    LION Vol: 0.0

  • Warrants

    $0.20

    +7.95%

    LIONW Vol: 2.1K

  • Units

    $10.00

    +0.00%

    LIONU Vol: 0.0

Average: 0
Rating Count: 0
You Rated: Not rated

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SPAC Stats

Market Cap: 128.4M
Average Volume: 33.6K
52W Range: $9.79 - $11.06
Weekly %: +0.00%
Monthly %: -0.10%
Inst Owners: 38

Info

Target: Searching
Days Since IPO: 199
Unit composition:
Each unit has an offering price of $10.00 and consists of one share of our Class A common stock and one-third of one redeemable warrant
Trust Size: 10000000.0M

🕵Stocktwit Mentions

Last10K posted at 2022-05-16T21:36:46Z

$LION just filed a 10-Q Quarterly Report with 31 sections and 4 exhibits. Access them all or just read their earnings: https://last10k.com/sec-filings/lion/0001410578-22-001724.htm?utm_source=stocktwits&utm_medium=forum&utm_campaign=10KQ2040F&utm_term=lion

Quantisnow posted at 2022-05-16T21:32:08Z

$LION 📜 SEC Form 10-Q filed by Lionheart III Corp https://quantisnow.com/i/2897445?utm_source=stocktwits 45 seconds delayed.

Newsfilter posted at 2022-05-16T21:31:22Z

$LION Form 10-Q (quarterly report [sections 13 or 15(d)]) filed with the SEC https://newsfilter.io/a/98c80deb84767ef2a49e7f3d02bbd4f7

Last10K posted at 2022-05-11T22:25:02Z

$LION just filed with the SEC a Accountant Change and a Financial Exhibit https://last10k.com/sec-filings/lion/0001104659-22-058838.htm?utm_source=stocktwits&utm_medium=forum&utm_campaign=8K&utm_term=lion

Quantisnow posted at 2022-05-11T20:48:40Z

$LION 📜 Lionheart III Corp filed SEC Form 8-K: Changes in Registrant’s Certifying Accountant, Financial Statements and Exhibits https://quantisnow.com/i/2871251?utm_source=stocktwits This insight appeared 45 seconds early at ⚡ https://quantisnow.com/feed ⚡

Newsfilter posted at 2022-05-11T20:47:53Z

$LION Form 8-K: Change in Registrant’s Certifying Accountant. Dismissal of Marcum On May 9, 2022, Lionheart III Corp notified Marcum of its dismissal as the Company’s independent registered public acc.. https://newsfilter.io/a/a6de67dcdfc1d0f487195950261f5f8a

Last10K posted at 2022-04-14T10:25:01Z

$LION just filed a 10-K Annual Report with 51 sections and 8 exhibits. Access them all or just read their earnings: https://last10k.com/sec-filings/lion/0001410578-22-000894.htm?utm_source=stocktwits&utm_medium=forum&utm_campaign=10KQ2040F&utm_term=lion

Quantisnow posted at 2022-04-14T10:08:08Z

$LION 📜 SEC Form 10-K filed by Lionheart III Corp https://quantisnow.com/i/2719498?utm_source=stocktwits 45 seconds delayed.

Newsfilter posted at 2022-04-14T10:07:25Z

$LION Form 10-K (annual report [section 13 and 15(d), not s-k item 405]) filed with the SEC https://newsfilter.io/a/c168dc282d5ce0baeea6d62221abf3ab

Quantisnow posted at 2022-03-31T21:06:08Z

$LION 📜 SEC Form NT 10-K filed by Lionheart III Corp https://quantisnow.com/i/2660224?utm_source=stocktwits 45 seconds delayed.

Newsfilter posted at 2022-03-31T21:05:18Z

$LION Form NT 10-K (notification of inability to timely file form 10-k 405, 10-k, 10-ksb 405, 10-ksb, 10-kt, or 10-kt405) filed with the SEC https://newsfilter.io/a/81835ca96b2da827533569db3851a379

Finscreener posted at 2022-03-24T07:50:54Z

US market oversold stocks based on RSI indicator $AAMC $ALR $GLBLU $LION $MDV Learn more: https://www.finscreener.org/screener/oversold-stocks/us-markets

Newsfilter posted at 2022-02-14T21:36:37Z

$LION Form SC 13G (statement of acquisition of beneficial ownership by individuals) filed with the SEC https://newsfilter.io/a/2ca1a3fd3678c088a1371f493282351d

Quantisnow posted at 2022-02-14T21:32:24Z

$LION 📜 SEC Form SC 13G filed by Lionheart III Corp https://quantisnow.com/insight/2413345?s=s 45 seconds delayed.

Newsfilter posted at 2022-02-14T12:08:30Z

$LION Form SC 13G/A (statement of acquisition of beneficial ownership by individuals) filed with the SEC https://newsfilter.io/a/268e55ccba87ba9ef024b77ebbf8b371

Quantisnow posted at 2022-02-14T12:04:15Z

$LION 📜 SEC Form SC 13G/A filed by Lionheart III Corp (Amendment) https://quantisnow.com/insight/2404981?s=s 45 seconds delayed.

Newsfilter posted at 2022-02-11T21:21:16Z

$LION Form SC 13G/A (statement of acquisition of beneficial ownership by individuals) filed with the SEC https://newsfilter.io/a/aa41e325bfb8f1aed0926eef59afd4b0

Quantisnow posted at 2022-02-11T21:20:37Z

$LION 📜 SEC Form SC 13G/A filed by Lionheart III Corp (Amendment) https://quantisnow.com/insight/2401328?s=s 45 seconds delayed.

Quantisnow posted at 2022-02-11T15:45:03Z

$LION 📜 SEC Form SC 13G filed by Lionheart III Corp https://quantisnow.com/insight/2397634?s=s 45 seconds delayed.

Newsfilter posted at 2022-02-11T15:44:19Z

$LION Form SC 13G (statement of acquisition of beneficial ownership by individuals) filed with the SEC https://newsfilter.io/a/b9c987f843ce1eca218d68df4e92ad7e

cctranscripts posted at 2022-01-31T21:33:08Z

Lionheart Acquisition Corporation II Extension Vote Results https://conferencecalltranscripts.com/summary/?id=369706&pr=true $LION

Quantisnow posted at 2022-01-31T21:30:48Z

$LCAPU $LCAP $LION 📰 Lionheart Acquisition Corporation II Extension Vote Results https://quantisnow.com/insight/2328608?s=s 45 seconds delayed. Real-time feed at 🚆 https://quantisnow.com/feed 🚆

Stock_Titan posted at 2022-01-31T21:30:11Z

$LCAP $LION Lionheart Acquisition Corporation II Extension Vote Results https://www.stocktitan.net/news/LCAP/lionheart-acquisition-corporation-ii-extension-vote-ypk2k0kf66jx.html

Newsfilter posted at 2022-01-31T21:30:05Z

Lionheart Acquisition II Extension Vote Results $LCAP $LCAPU $LION https://newsfilter.io/a/5df7eb79dd897469855e1aadd8ac4f46

shortablestocks posted at 2022-01-25T16:59:34Z

Zero shares available to short currently in $LION. https://www.shortablestocks.com/?LION

manard85 posted at 2022-01-19T12:56:36Z

$LION has stocktwitz not updated the new ticker for the spac?

macroaxis posted at 2021-12-17T15:55:03Z

$LION - Analysis of Lionheart III Corp Started to trade on 16th of… https://www.macroaxis.com/stock/LION/Lionheart-III-Corp #stocks #earnings

Last10K posted at 2021-12-17T11:20:11Z

$LION just filed a 10-Q Quarterly Report with 27 sections and 4 exhibits. Access them all or just read their earnings: https://last10k.com/sec-filings/lion/0001410578-21-000546.htm?utm_source=stocktwits&utm_medium=forum&utm_campaign=10KQ2040F&utm_term=lion

Newsfilter posted at 2021-12-17T11:13:39Z

$LION Form 10-Q (quarterly report [sections 13 or 15(d)]) filed with the SEC https://newsfilter.io/a/de8f11c31a8f453e9ccd75007e9a6e84

macroaxis posted at 2021-12-12T08:21:02Z

$LION - Should I hold on to my Lionheart III position? Started to trade… https://www.macroaxis.com/volatility/LION/Lionheart-III-Corp #stocks #earnings

Management

Our officers and directors are as follows: Name Age Position Ophir Sternberg 50 Chairman of the Board of Directors, President and Chief Executive Officer Paul Rapisarda 67 Chief Financial Officer and Director Nominee Allison Greenfield 48 Director Nominee Steven Berrard 66 Director Nominee Roger Meltzer 69 Director Nominee Ophir Sternberg, our Chairman, President and Chief Executive Officer since inception, has over 28 years of experience acquiring, developing, repositioning and investing in all segments of the real estate industry, including office, industrial, retail, hospitality, ultra-luxury residential condominiums and land acquisitions. Mr. Sternberg is the Founder and Chief Executive Officer of Miami-based Lionheart Capital LLC, or Lionheart Capital, founded in 2010. Mr. Sternberg began his career assembling, acquiring and developing properties in emerging neighborhoods in New York City, which established his reputation for identifying assets with unrealized potential and combining innovative partnerships with efficient financing structures to realize above average returns. Mr. Sternberg came to the United States in 1993 after completing three years of military service within an elite combat unit for the Israeli Defense Forces. Under Mr. Sternberg’s leadership, Lionheart Capital executed numerous prominent real estate transactions and repositions, including The Ritz-Carlton Residences in Miami Beach, which resulted in a total sell-out value in excess of $550 million, as well as purchase of the development’s site, the former Miami Heart Institute. Additionally, Mr. Sternberg led the $120 million sale of The Seagull Hotel, making it the highest grossing hotel sale of 2020 in Miami Beach. Mr. Sternberg and Lionheart Capital are currently in development on a number of other projects, including retail properties in Miami’s fashion and culture epicenter, The Design District. In addition to The Ritz-Carlton Residences, Miami Beach, Lionheart Capital also developed The Ritz-Carlton Residences Singer Island, Palm Beach, cementing a reputation for developing high-end luxury branded properties. In 2017, Mr. Sternberg founded Out of the Box Ventures, LLC, a Lionheart Capital subsidiary, to acquire and reposition distressed retail properties throughout the United States. With over 30 properties in 17 states, Out of the Box Ventures currently controls over 6 million square feet of big box stores, shopping centers and enclosed regional mall properties with plans to improve and expand upon these acquisitions. Mr. Sternberg and Lionheart Capital are dedicated to working with best-in-class operators and partners such as Marriot International. Lionheart Capital has been able to execute numerous, marquee transactions due largely in part to Mr. Sternberg’s extensive industry relationships particularly with key institutional investors. In March 2020, Mr. Sternberg became Chairman of Nasdaq-listed OPES, a SPAC, which on June 30, 2020, announced a definitive agreement to merge with BurgerFi International LLC. The OPES-BurgerFi merger closed on December 16, 2020 to form BurgerFi International Inc., or BurgerFi, a fast-causal “better burger” concept that consists of approximately 125 restaurants nationally and internationally. Mr. Sternberg is the Chairman of the post-combination Nasdaq-listed company, BurgerFi (NASDAQ: BFI). The OPES team, led by Mr. Sternberg, evaluated over 50 potential targets and negotiated business combination terms with multiple candidates in a span of a few months and acquired BurgerFi at what it believed was an attractive multiple relative to its peers. In addition, since its inception in December 2019, Mr. Sternberg has been the Chairman, President and Chief Executive Officer of Nasdaq-listed Lionheart II, a SPAC. Lionheart II completed its initial public offering in August 2020, in which it sold an aggregate of 23,000,000 units (including the exercise of the underwriters’ over-allotment option), each unit consisting of one share of Lionheart II Class A common stock and one-half of one redeemable warrant for one share of Lionheart II Class A common stock, for an offering price of $10.00 per unit, generating aggregate proceeds of $230,000,000. Lionheart II’s units, shares of Class A common stock and warrants currently trade on Nasdaq under the symbols “LCAPU,” “LCAP” and “LCAPW,” respectively. Lionheart II has not yet announced or completed its initial business combination. Mr. Sternberg is also the Chairman, President and Chief Executive Officer of the recently incorporated Lionheart IV, another SPAC that may seek to acquire a broad range of businesses. Mr. Sternberg is qualified to serve as a director due to his extensive experience in acquiring, developing, repositioning and investing in all segments of the real estate industry. Paul Rapisarda, who currently serves as our Chief Financial Officer and who will become one of our board members at the closing of this offering, has also served as Chief Financial Officer at Lionheart Capital, Lionheart II and Out of the Box Ventures since 2019. In addition, he has served as Chief Financial Officer and director of Lionheart IV, positions he has held since March 2021. Mr. Rapisarda is an experienced public company C-suite executive and investment banking professional with more than 25 years working in and for a variety of public and private companies. Prior to joining Lionheart Capital in June 2019, he served as Chief Financial Officer at Etrion Corp. (TSX:ETX), a dual-listed (Canada/Sweden) solar energy development company from October 2015 to December 2017. Etrion Corp. is part of The Lundin Group, a portfolio of 13 public companies in the energy and mining sectors with a combined market capitalization in excess of $16 billion, started or sponsored by the Lundin family. Mr. Rapisarda was responsible for managing all finance functions, including financial reporting, treasury & cash management, corporate finance, regulatory/SEC compliance matters and investor relations. In addition, Mr. Rapisarda established Garrison Capital Advisors LLC, a financial advisory and consulting services company in 2014. From 2008 to 2014, he worked for another dual-listed company (Canada/United States), Atlantic Power Corporation (NYSE:AT), most recently serving as Executive Vice President-Commercial Development. The company was a portfolio company controlled by Arclight Capital Partners, a private equity firm with $10.4 billion of assets under management and a focus on the energy sector. He was a key member of the executive team that successfully engineered the $1.8 billion merger with Capital Power Income L.P. and had primary responsibility for the investment of over $1.2 billion in capital from 2008-2012. Prior to Atlantic Power, Mr. Rapisarda worked for over 20 years in investment banking and private equity for several firms, including Compass Advisers LLP, Schroders, Merrill Lynch and BT Securities. He has also acted as a board member at several emerging growth companies, primarily in the energy, technology and infrastructure sectors. Mr. Rapisarda has a B.A. from Amherst College and an M.B.A. from the Harvard Business School. Mr. Sternberg is qualified to serve as a director due to his experience in finance and investment banking. Allison Greenfield, who will become one of our board members at the closing of this offering, has over two decades of experience in real estate development. Ms. Greenfield has been a partner of Lionheart Capital, since it was founded in 2009 and has over 25 years of experience in the entitlement, design, construction and management of projects in all segments of the real estate industry, including industrial, retail, hospitality, and ultra-luxury residential condominiums. At Lionheart Capital, she has been responsible for the successful acquisition, development, and repositioning of real estate assets around the world. Prior to her tenure at Lionheart Capital, Ms. Greenfield ran the development and construction arm of Oz Holdings, LLC as a partner from 2001-2010. Ms. Greenfield studied Architecture at The New School University, Parsons School of Design and holds a B.A. in History from Barnard College/Columbia University. Ms. Greenfield is qualified to serve as a director due to her experience in acquiring, developing, repositioning of assets in the real estate industry. Steven Berrard, who will become one of our board members at the closing of this offering, is a co-founder of e-commerce company RumbleOn Inc. and has served as its Chief Financial Officer since 2017 and has been a member of its Board of Directors since 2016. Mr. Berrard is the Managing Partner of New River Capital Partners, a private equity fund he co-founded in 1997. Mr. Berrard was the co-founder and Co-Chief Executive Officer of AutoNation from 1996 to 1999. Prior to joining AutoNation, Mr. Berrard served as President and Chief Executive Officer of the Blockbuster Entertainment Group, the world’s largest video store operator at the time. Mr. Berrard served as Chairman of Board of Jamba, Inc. from 2005 to 2007 and as its Chief Executive Officer from 2005 to 2006. Mr. Berrard served as President of Huizenga Holdings, Inc., a real estate management and development company, and served in various positions with subsidiaries of Huizenga Holdings, Inc. from 1981 to 1987. Mr. Berrard currently serves on the Board of Directors of Pivotal Fitness, Inc., a chain of fitness centers operating in Charleston, SC, a position he has held since 2004. He has previously served on the Boards of Directors of Swisher Hygiene Inc. from 2004 to 2014, Walter Investment Management Corp. from 2010 to 2017, Jamba, Inc. from 2005 to 2009, Viacom, Inc. from 1987 to 1996, Birmingham Steel from 1999 to 2002, HealthSouth from 2004 to 2006 and Boca Resorts, Inc. from 1996 to 2004. Mr. Berrard earned his B.S. in Accounting from Florida Atlantic University. Mr. Berrard is qualified to serve as a director due to his experience in leading various public companies. Roger Meltzer, Esq., who will become one of our board members at the closing of this offering, is a distinguished global leader, having produced substantial innovations for global firms, including one of the largest and most well-known firms in the world while demonstrating agility, compassion, and consistency, who has successfully navigated firms and local offices through challenges such as major worldwide financial headwinds, transnational cyberattacks and global pandemics, who has clearly established moral and business imperatives and has pioneered industry precedents for institutionalized equality, diversity and inclusivity and nurtured a global iconic pro bono effort, and who is known for leading and nurturing entrepreneurial, high performing, and team centric cultures. Mr. Meltzer has practiced law at DLA Piper LLP since 2007 and has held various roles: Global Co-Chairman, since 2015; Americas Co-Chairman, since 2013; Member, Office of the Chair, since 2011; Member, Global Board, since 2008; Co-Chairman, U.S. Executive Committee, since 2013; Member, U.S. Executive Committee, since 2007; and Global Co-Chairman, Corporate Finance Practice, 2007 through 2015. Prior to joining DLA Piper LLP, Mr. Meltzer practiced law at Cahill Gordon & Reindel LLP from 1980 through 2007 where he was a member of the Executive Committee from 1987 through 2007, Co-Administrative Partner and Hiring Partner from 1987 through 1999, and Partner from 1984 through 2007. Mr. Meltzer currently serves on the Advisory Board of Harvard Law School Center on the Legal Profession (May 2015—Present); Board of Trustees, New York University Law School (September 2011—Present); and the Corporate Advisory Board, John Hopkins, Carey Business School (January 2009—December 2012). He has previously served on the board of directors of: The Legal Aid Society (November 2013 to January 2020), Hain Celestial Group, Inc. (December 2000 to February 2020) and The Coinmach Service Corporation (December 2009 to June 2013). Mr. Meltzer has also received several awards and honors and has been actively involved in philanthropic activity throughout his career. Mr. Meltzer received Juris Doctor degree in law from New York University School of Law and an A.B. from Harvard College. Mr. Meltzer is qualified to serve as a director due to his experience representing clients on high-profile, complex, and cross-border matters and his leadership qualities. Number and Terms of Office of Officers and Directors We will have five directors upon completion of this offering. Each member of our board of directors will be elected at our annual meetings. In accordance with Nasdaq corporate governance requirements, we are not required to hold an annual meeting until one year after our first fiscal year end following our listing on Nasdaq. Our officers are appointed by the board of directors and serve at the discretion of the board of directors, rather than for specific terms of office. Our board of directors is authorized to appoint persons to the offices set forth in our bylaws as it deems appropriate. Our bylaws provide that our officers may consist of a Chairman of the Board, Chief Executive Officer, Chief Financial Officer, President, Vice Presidents, Secretary, Treasurer, Assistant Secretaries and such other offices as may be determined by the board of directors. 85 Director Independence Nasdaq listing standards require that a majority of our board of directors be independent. An “independent director” is defined generally as a person other than an officer or employee of the company or its subsidiaries or any other individual having a relationship, which, in the opinion of the company’s board of directors, would interfere with the director’s exercise of independent judgment in carrying out the responsibilities of a director. Our board of directors has determined that Allison Greenfield, Steven Berrard and Roger Meltzer are “independent directors” as defined in the Nasdaq listing standards and applicable SEC rules. Our independent directors will have regularly scheduled meetings at which only independent directors are present. Officer and Director Compensation None of our officers has received any cash compensation for services rendered to us. However, these individuals will be reimbursed for any out-of-pocket expenses incurred in connection with activities on our behalf such as identifying potential target businesses and performing due diligence on suitable business combinations. Our audit committee will review on a quarterly basis all payments that were made to our sponsor, officers or directors, or our or their affiliates. Any such payments prior to an initial business combination will be made using funds held outside the trust account. Other than quarterly audit committee review of such payments, we do not expect to have any additional controls in place governing our reimbursement payments to our directors and executive officers for their out-of-pocket expenses incurred in connection with identifying and consummating an initial business combination. After the completion of our initial business combination, directors or members of our management team who remain with us may be paid consulting or management fees from the combined company. All of these fees will be fully disclosed to stockholders, to the extent then known, in the tender offer materials or proxy solicitation materials furnished to our stockholders in connection with a proposed initial business combination. We have not established any limit on the amount of such fees that may be paid by the combined company to our directors or members of management. It is unlikely the amount of such compensation will be known at the time of the proposed initial business combination, because the directors of the post-combination business will be responsible for determining officer and director compensation. Any compensation to be paid to our officers will be determined, or recommended to the board of directors for determination, either by a compensation committee constituted solely by independent directors or by a majority of the independent directors on our board of directors. We do not intend to take any action to ensure that members of our management team maintain their positions with us after the consummation of our initial business combination, although it is possible that some or all of our officers and directors may negotiate employment or consulting arrangements to remain with us after our initial business combination. The existence or terms of any such employment or consulting arrangements to retain their positions with us may influence our management’s motivation in identifying or selecting a target business but we do not believe that the ability of our management to remain with us after the consummation of our initial business combination will be a determining factor in our decision to proceed with any potential business combination. We are not party to any agreements with our officers and directors that provide for benefits upon termination of employment. Committees of the Board of Directors Our board of directors will have two standing committees: an audit committee and a compensation committee. Subject to phase-in rules and a limited exception, Nasdaq rules and Rule 10A-3 of the Exchange Act require that the audit committee of a listed company be comprised solely of independent directors, and Nasdaq rules require that the compensation committee of a listed company be comprised solely of independent directors. Audit Committee Prior to the consummation of this offering, we will establish an audit committee of the board of directors. Allison Greenfield, Steven Berrard and Roger Meltzer will serve as members of our audit committee, and Steven Berrard will chair the audit committee. Under the Nasdaq listing standards and applicable SEC rules, we are required to have at least three members of the audit committee, all of whom must be independent. Each of Allison Greenfield, Steven Berrard and Roger Meltzer meets the independent director standard under Nasdaq listing standards and under Rule 10-A-3(b)(1) of the Exchange Act. Each member of the audit committee is financially literate and our board of directors has determined that qualifies as an “audit committee financial expert” as defined in applicable SEC rules. We will adopt an audit committee charter, which will detail the principal functions of the audit committee, including: ·the appointment, compensation, retention, replacement, and oversight of the work of the independent registered public accounting firm engaged by us; ·pre-approving all audit and permitted non-audit services to be provided by the independent registered public accounting firm engaged by us, and establishing pre-approval policies and procedures; 86 ·setting clear hiring policies for employees or former employees of the independent registered public accounting firm, including but not limited to, as required by applicable laws and regulations; ·setting clear policies for audit partner rotation in compliance with applicable laws and regulations; ·obtaining and reviewing a report, at least annually, from the independent registered public accounting firm describing (i) the independent registered public accounting firm’s internal quality-control procedures, (ii) any material issues raised by the most recent internal quality-control review, or peer review, of the audit firm, or by any inquiry or investigation by governmental or professional authorities within the preceding five years respecting one or more independent audits carried out by the firm and any steps taken to deal with such issues and (iii) all relationships betwee

Holder Stats

1 0
% of Shares Held by All Insider 21.51%
% of Shares Held by Institutions 69.55%
% of Float Held by Institutions 88.61%
Number of Institutions Holding Shares 38

Institutional Holders

Reporting Date Hedge Fund Shares Held Market Value % of Portfolio Quarterly Change in Shares Ownership in Company
2022-05-17 Walleye Capital LLC 26,654 $270,000 0.0% -10.7% 0.166%
2022-05-16 Rivernorth Capital Management LLC 399,998 $3,970,000 0.1% 0 2.497%
2022-05-16 Hsbc Holdings PLC 250,000 $2,490,000 0.0% 0 1.561%
2022-05-13 Verition Fund Management LLC 349,749 $3,480,000 0.0% 0 2.183%
2022-05-13 Starboard Value LP 220,436 $2,190,000 0.0% -11.8% 1.376%
2022-05-13 Basso Capital Management L.P. 192,908 $1,920,000 0.2% 0 1.204%
2022-05-12 Citigroup Inc. 50,007 $500,000 0.0% 0 0.312%
2022-03-15 Beryl Capital Management LLC 773,272 $7,620,000 0.4% 0 4.827%
2022-03-03 Walleye Capital LLC 29,847 $290,000 0.0% 0 0.186%
2022-02-19 Walleye Trading LLC 36,000 $360,000 0.0% 0 0.225%
2022-02-16 Toroso Investments LLC 26,730 $260,000 0.0% 0 0.167%
2022-02-16 Oaktree Capital Management LP 250,000 $2,460,000 0.0% 0 1.561%
2022-02-15 Saba Capital Management L.P. 1,132,075 $11,150,000 0.2% 0 7.067%
2022-02-15 Starboard Value LP 250,000 $2,460,000 0.0% 0 1.561%
2022-02-15 Cubist Systematic Strategies LLC 567,284 $5,590,000 0.1% 0 3.541%
2022-02-14 D. E. Shaw & Co. Inc. 476,042 $4,690,000 0.0% 0 2.972%
2022-02-14 Whitebox Advisors LLC 300,000 $2,960,000 0.1% 0 1.873%
2022-02-14 Radcliffe Capital Management L.P. 199,964 $1,970,000 0.1% 0 1.248%
2022-02-09 MMCAP International Inc. SPC 250,000 $2,460,000 0.2% 0 1.561%
2022-02-09 Wolverine Asset Management LLC 99,223 $980,000 0.0% 0 0.619%
2019-08-22 Natixis 49,068 $1,520,000 0.0% -51.6% 0.177%
2019-08-17 Royal Bank of Canada 882 $27,000 0.0% +127.3% 0.003%
2019-08-16 Susquehanna International Group LLP 244,978 $7,590,000 0.0% 0 0.886%
2019-08-15 Nuveen Asset Management LLC 93,276 $2,890,000 0.0% 0 0.337%
2019-08-15 UBS Asset Management Americas Inc. 16,311 $510,000 0.0% +104.4% 0.059%
2019-08-15 Jane Street Group LLC 6,574 $200,000 0.0% 0 0.024%
2019-08-15 Bluefin Trading LLC 42,735 $1,320,000 0.2% 0 0.155%
2019-08-14 Citadel Advisors LLC 10,504 $330,000 0.0% -34.7% 0.038%
2019-08-14 D. E. Shaw & Co. Inc. 38,676 $1,200,000 0.0% -31.1% 0.140%
2019-08-14 Morgan Stanley 236,182 $7,310,000 0.0% +247.9% 0.854%
2019-08-14 AQR Capital Management LLC 53,850 $1,670,000 0.0% -8.3% 0.195%
2019-08-14 Paloma Partners Management Co 135,947 $4,210,000 0.1% 0 0.491%
2019-08-14 Bank of America Corp DE 287,600 $8,910,000 0.0% +13.2% 1.040%
2019-08-14 Invesco Ltd. 40,547 $1,260,000 0.0% -8.5% 0.147%
2019-08-14 Vanguard Group Inc. 1,520,274 $47,080,000 0.0% +1.0% 5.496%
2019-08-13 Castine Capital Management LLC 598,670 $18,540,000 4.8% +0.5% 2.164%
2019-08-13 Tower Research Capital LLC TRC 2,689 $84,000 0.0% +334.4% 0.010%
2019-08-13 BlackRock Inc. 1,805,772 $55,920,000 0.0% -45.7% 6.528%
2019-08-13 RMB Capital Management LLC 860,118 $26,640,000 0.7% +12.5% 3.110%
2019-08-13 Mendon Capital Advisors Corp 847,786 $26,260,000 4.1% -3.8% 3.065%
2019-08-13 Pinebridge Investments L.P. 35,989 $1,110,000 0.0% -3.6% 0.130%
2019-08-13 Parametric Portfolio Associates LLC 40,936 $1,270,000 0.0% -27.3% 0.148%
2019-08-13 Natixis 49,068 $1,520,000 0.0% -51.6% 0.177%
2019-08-13 Northern Trust Corp 261,870 $8,109,999 0.0% -4.1% 0.947%
2019-08-12 USA Financial Portformulas Corp 13,213 $360,000 0.2% +13.9% 0.048%
2019-08-12 GAM Holding AG 124,807 $3,870,000 0.2% +41.3% 0.451%
2019-08-12 Renaissance Technologies LLC 207,300 $6,420,000 0.0% -20.9% 0.749%
2019-08-12 Bank of New York Mellon Corp 231,396 $7,170,000 0.0% -42.4% 0.837%
2019-08-10 Charles Schwab Investment Management Inc. 129,625 $4,019,999 0.0% +2.1% 0.469%
2019-08-08 LSV Asset Management 8,800 $270,000 0.0% -91.5% 0.032%
2019-08-07 JPMorgan Chase & Co. 402,918 $12,550,000 0.0% +0.2% 1.457%
2019-08-06 Wells Fargo & Company MN 255,216 $7,900,000 0.0% +52.1% 0.923%
2019-08-06 Stone Ridge Asset Management LLC 14,125 $440,000 0.0% +51.5% 0.051%
2019-08-05 Meeder Asset Management Inc. 21,266 $660,000 0.0% +31.9% 0.077%
2019-08-02 Gabelli Funds LLC 52,300 $1,620,000 0.0% +36.6% 0.189%
2019-08-02 Swiss National Bank 43,100 $1,340,000 0.0% +8.3% 0.156%
2019-08-02 Comerica Bank 20,848 $650,000 0.0% -4.5% 0.075%
2019-07-30 Aperio Group LLC 12,195 $380,000 0.0% -4.8% 0.044%
2019-07-30 BNP Paribas Arbitrage SA 2,436 $75,000 0.0% -46.6% 0.009%
2019-07-29 ARP Americas LP 853,267 $26,430,000 1.8% +45.6% 3.085%
2019-06-30 SG Americas Securities LLC 104,537 $3,240,000 0.0% -34.0% 0.378%
2019-06-30 Arizona State Retirement System 34,751 $1,080,000 0.0% +1.9% 0.126%
2019-06-30 Hyman Charles D 7,056 $220,000 0.0% 0 0.026%
2019-06-30 OTA Financial Group L.P. 22,699 $700,000 0.5% 0 0.082%
2019-06-30 6 Meridian 17,000 $530,000 0.1% +2.4% 0.061%
2019-06-19 First Trust Advisors LP 63,721 $1,750,000 0.0% -7.0% 0.230%
2019-06-16 FMR LLC 117,800 $3,230,000 0.0% -9.0% 0.426%
2019-06-16 Metropolitan Life Insurance Co NY 7,876 $220,000 0.0% -5.9% 0.028%
2019-05-14 Castine Capital Management LLC 595,870 $16,320,000 5.1% -36.6% 2.154%
2019-05-13 Banc Funds Co. LLC 527,140 $14,440,000 1.1% -49.8% 1.906%
2019-05-13 Citigroup Inc. 109,603 $3,000,000 0.0% +258.7% 0.396%
2019-05-10 GAM Holding AG 88,307 $2,420,000 0.1% 0 0.319%
2019-05-09 ARP Americas LP 586,074 $16,050,000 1.5% +240.6% 2.124%
2019-05-07 JPMorgan Chase & Co. 401,936 $11,010,000 0.0% +0.2% 1.457%
2019-05-07 LSV Asset Management 103,969 $2,850,000 0.0% -55.5% 0.377%
2019-05-07 Commonwealth of Pennsylvania Public School Empls Retrmt SYS 7,584 $210,000 0.0% 0 0.027%
2019-05-06 American International Group Inc. 16,583 $450,000 0.0% -2.6% 0.060%
2019-05-02 Gabelli Funds LLC 38,300 $1,050,000 0.0% -13.5% 0.139%
2019-05-02 Texas Permanent School Fund 15,003 $410,000 0.0% +3.8% 0.054%
2019-05-02 Comerica Bank 21,836 $620,000 0.0% +2.8% 0.079%
2019-05-02 Candriam Luxembourg S.C.A. 72,824 $2,000,000 0.0% +48.2% 0.264%
2019-05-01 Rhumbline Advisers 64,868 $1,780,000 0.0% +1.3% 0.235%
2019-04-30 Cutler Capital Management LLC 74,618 $2,040,000 0.8% -19.5% 0.270%
2019-04-29 SG Americas Securities LLC 158,404 $4,340,000 0.0% 0 0.574%
2019-04-29 Zurcher Kantonalbank Zurich Cantonalbank 1,467 $40,000 0.0% -42.6% 0.005%
2019-04-25 BNP Paribas Arbitrage SA 4,564 $130,000 0.0% +50,611.1% 0.017%
2019-04-24 Truewealth LLC 1,282 $35,000 0.0% -74.2% 0.005%
2019-04-16 Meeder Asset Management Inc. 16,128 $440,000 0.0% +3,932.0% 0.058%
2019-04-10 6 Meridian 16,605 $460,000 0.0% 0 0.060%
2019-04-08 Cahaba Wealth Management Inc. 20,231 $550,000 0.1% -32.9% 0.073%
2019-04-01 Deutsche Bank AG 36,906 $960,000 0.0% -22.0% 0.134%
2019-03-08 MUFG Securities EMEA plc 64,400 $1,680,000 0.0% 0 0.236%
2019-02-26 FMR LLC 129,487 $3,370,000 0.0% +144.4% 0.475%
2019-02-15 Context BH Capital Management LP 52,461 $1,370,000 0.4% -81.9% 0.192%
2019-02-15 Millennium Management LLC 9,806 $260,000 0.0% 0 0.036%
2019-02-15 Legal & General Group Plc 46,989 $1,220,000 0.0% -1.1% 0.172%
2019-02-15 Thrivent Financial for Lutherans 15,850 $410,000 0.0% +2.2% 0.058%
2019-02-14 Municipal Employees Retirement System of Michigan 6,250 $160,000 0.0% 0 0.023%
2019-02-14 Metropolitan Life Insurance Co. NY 8,368 $220,000 0.0% +473.2% 0.031%
2019-02-14 MetLife Investment Advisors LLC 10,827 $280,000 0.0% -37.0% 0.040%