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GigCapital5, Inc. - GIA

  • Commons

    $10.12

    +0.20%

    GIA Vol: 250.1K

  • Warrants

    $0.03

    +28.00%

    GIA+ Vol: 1.1K

  • Units

    $10.13

    +0.00%

    GIA= Vol: 0.0

Average: 0
Rating Count: 0
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SPAC Stats

Market Cap: 298.8M
Average Volume: 564.5K
52W Range: $9.80 - $10.15
Weekly %: +0.05%
Monthly %: +0.55%
Inst Owners: 60

Info

Target: Searching
Days Since IPO: 375
Unit composition:
Each unit consists of one share of our common stock, par value $0.0001 per share (“Common Stock”), and one-third (1/3) of one redeemable warrant
Trust Size: 35000000.0M

🕵Stocktwit Mentions

cctranscripts posted at 2022-09-26T21:19:53Z

Financial Statements and Exhibits https://www.conferencecalltranscripts.com/summary/?id=11332598 $GIA

cctranscripts posted at 2022-09-26T21:07:00Z

Gigcapital5, Inc. Announces A One-Month Extension Of The Combination Period https://www.conferencecalltranscripts.com/summary/?id=11332455 $GIA

risenhoover posted at 2022-09-26T21:02:01Z

$GIA / GigCapital5 files form 8-K/A - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 23, 2022 Date of Report (date of earliest event repor https://fintel.io/sf/us/gia?utm_source=stocktwits.com&utm_medium=Referral&utm_campaign=filing

Quantisnow posted at 2022-09-26T21:01:48Z

$GIA 📜 GigCapital 5 Inc. filed SEC Form 8-K: Regulation FD Disclosure, Financial Statements and Exhibits (Amendment) https://quantisnow.com/i/3454669?utm_source=stocktwits 45 seconds delayed.

Newsfilter posted at 2022-09-26T21:00:57Z

$GIA Form 8-K/A (current report, item 9.01) filed with the SEC https://newsfilter.io/a/81d28ffaea785788ec1f43deda81f235

STCKPRO posted at 2022-09-26T20:57:15Z

$GIA NEW ARTICLE : GigCapital5, Inc. Announces a One-Month Extension of the Combination Period https://www.stck.pro/news/GIA/34896442

Last10K posted at 2022-09-26T20:56:59Z

$GIA just filed with the SEC a New Financial Obligation, a Unregistered Sales and a Financial Exhibit https://last10k.com/sec-filings/gia/0001193125-22-251339.htm?utm_source=stocktwits&utm_medium=forum&utm_campaign=8K&utm_term=gia

risenhoover posted at 2022-09-26T20:53:04Z

$GIA / GigCapital5 files form 8-K - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 26, 2022 Date of Report (date of earliest event reported) GIGCAPITAL5, IN https://fintel.io/sf/us/gia?utm_source=stocktwits.com&utm_medium=Referral&utm_campaign=filing

otcdynamics posted at 2022-09-26T20:52:33Z

$GIA GigCapital5, Inc. Announces a One-Month Extension of the Combination Period https://www.otcdynamics.com/gia-gigcapital5-inc-announces-a-one-month-extension-of-the-combination-period

cctranscripts posted at 2022-09-26T20:52:14Z

GigCapital5, Inc. Announces a One-Month Extension of the Combination Period https://conferencecalltranscripts.com/summary/?id=420355&pr=true $GIA

Newsfilter posted at 2022-09-26T20:51:49Z

$GIA Form 8-K: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. On September 26, 2022, the Company issued a non-convertible unsecured .. https://newsfilter.io/a/0f93e3bdf391574973e043808ed33382

Quantisnow posted at 2022-09-26T20:48:46Z

$GIA 📰 GigCapital5, Inc. Announces a One-Month Extension of the Combination Period https://quantisnow.com/i/3454477?utm_source=stocktwits 45 seconds delayed.

Stock_Titan posted at 2022-09-26T20:48:11Z

$GIA GigCapital5, Inc. Announces a One-Month Extension of the Combination Period https://www.stocktitan.net/news/GIA/gig-capital5-inc-announces-a-one-month-extension-of-the-combination-v5wjmt44o77d.html

Newsfilter posted at 2022-09-26T20:48:02Z

$GIA $GIA.U GigCapital5 Announces a One-Month Extension of the Combination Period https://newsfilter.io/a/4e97cebdb03798be0658996cecee803f

shortablestocks posted at 2022-09-26T15:06:55Z

Zero shares available to short currently in $GIA. https://shortablestocks.com/?GIA

risenhoover posted at 2022-09-23T22:54:56Z

$GIA / GigCapital5 files form 8-K - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 23, 2022 Date of Report (date of earliest event reported) GIGCAPITAL5, IN https://fintel.io/sf/us/gia?utm_source=stocktwits.com&utm_medium=Referral&utm_campaign=filing

Last10K posted at 2022-09-23T20:26:52Z

$GIA just filed with the SEC a New Agreement, a Bylaw Change, a Vote of Security Holders, a Regulated Disclosure and a Financial Exhibit https://last10k.com/sec-filings/gia/0001193125-22-250149.htm?utm_source=stocktwits&utm_medium=forum&utm_campaign=8K&utm_term=gia

cctranscripts posted at 2022-09-23T20:24:48Z

Gigcapital5, Inc. Announces Stockholder Approval Of Extension Amendments To The Amended And Res https://www.conferencecalltranscripts.com/summary/?id=11327992 $GIA

STCKPRO posted at 2022-09-23T20:21:07Z

$GIA NEW ARTICLE : GigCapital5, Inc. Announces Stockholder Approval of Extension Amendments to the Amended and Restated Certificate of Incorporation and Investment Management Trust Agreement https://www.stck.pro/news/GIA/34727103

stockilluminati posted at 2022-09-23T20:13:30Z

$GIA https://www.stockilluminati.com/gia/news.php - GigCapital5, Inc. Announces Stockholder Approval of Extension Amendments to the Amended and Restated Certificate of Incorporation and Investment Management Trust Agreement

otcdynamics posted at 2022-09-23T20:13:12Z

$GIA GigCapital5, Inc. Announces Stockholder Approval of Extension Amendments to the Amended and Restated Certificate of Incorporation and Investment Management Trust Agreement https://www.otcdynamics.com/gia-gigcapital5-inc-announces-stockholder-approval-of-extension-amendments-to-the-amended-and-restated-certificate-of-incorporation-and-investment-management-trust-agreement

cctranscripts posted at 2022-09-23T20:13:08Z

GigCapital5, Inc. Announces Stockholder Approval of Extension Amendments to the Amended and Restated Certificate of Incorporation and Investment Management Trust Agreement https://conferencecalltranscripts.com/summary/?id=419711&pr=true $GIA

Quantisnow posted at 2022-09-23T20:13:08Z

$GIA 📜 GigCapital 5 Inc. filed SEC Form 8-K: Entry into a Material Definitive Agreement, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Submission of Matters to a Vote of Security Holders, Regulation FD Disclosure, Financial Statements and Exhibits https://quantisnow.com/i/3448776?utm_source=stocktwits 45 seconds delayed.

Newsfilter posted at 2022-09-23T20:12:19Z

$GIA Form 8-K: Entry into a Material Definitive Agreement. As disclosed in a Current Report on Form 8-K that GigCapital 5 filed on September 29, 2021 with the U.S. Securities and Exchange Commission, .. https://newsfilter.io/a/67c211a84303f9592c3d05e72518e932

Quantisnow posted at 2022-09-23T20:10:46Z

$GIA 📰 GigCapital5, Inc. Announces Stockholder Approval of Extension Amendments to the Amended and Restated Certificate of Incorporation and Investment Management Trust Agreement https://quantisnow.com/i/3448742?utm_source=stocktwits 45 seconds delayed.

Stock_Titan posted at 2022-09-23T20:10:11Z

$GIA $GIAU GigCapital5, Inc. Announces Stockholder Approval of Extension Amendments to the Amended and Restated Certificate of Incorporation and Investment Management Trust Agreement https://www.stocktitan.net/news/GIA/gig-capital5-inc-announces-stockholder-approval-of-extension-3v2g0tj7eicb.html

Newsfilter posted at 2022-09-23T20:10:03Z

$GIA $GIA.U GigCapital5 Announces Stockholder Approval of Extension Amendments to the Amended and Restated Certificate of Incorporation and Investment Management Trust Agreement https://newsfilter.io/a/8b4f068e6388c29040ff5a2dad7cefd9

risenhoover posted at 2022-09-12T23:45:19Z

$GIA / GigCapital5 files form DEF 14A https://fintel.io/sf/us/gia?utm_source=stocktwits.com&utm_medium=Referral&utm_campaign=filing

cctranscripts posted at 2022-09-12T21:44:20Z

Other definitive proxy statements https://www.conferencecalltranscripts.com/summary/?id=11291224 $GIA

Quantisnow posted at 2022-09-12T20:43:25Z

$GIA 📜 SEC Form DEF 14A filed by GigCapital 5 Inc. https://quantisnow.com/i/3401537?utm_source=stocktwits 45 seconds delayed.

Management

Officers and Directors Our Board of Directors will be elected each year at our annual meeting of stockholders. We may not hold an annual meeting of stockholders until after we consummate our initial business combination (unless required by the NYSE). Our executive officers are elected by the Board of Directors and serve at the discretion of the Board of Directors, rather than for specific terms of office. Our Board of Directors is authorized to appoint persons to the offices set forth in our bylaws as it deems appropriate. Our bylaws provide that our executive officers may consist of an Executive Chairman, a Chief Executive Officer, a President, a Chief Financial Officer, Vice Presidents, a Secretary, Assistant Secretaries, a Treasurer and such other offices as may be determined by the Board of Directors. Director Independence The NYSE requires that a majority of our board must be composed of “independent directors,” which is defined generally as a person other than an executive officer or employee of the Company or its subsidiaries or any other individual having a relationship, which, in the opinion of the Company’s Board of Directors would interfere with the director’s exercise of independent judgment in carrying out the responsibilities of a director. Upon the effective date of the registration statement of which this prospectus forms a part, Messrs. Miotto and Horowitz and Ms. Hayes will be our independent directors. Our independent directors may have regularly scheduled meetings at which only independent directors are present in certain circumstances. Any affiliated transactions will be on terms no less favorable to us than could be obtained from independent parties. Any affiliated transactions must be approved by a majority of our independent and disinterested directors. Executive Officer and Director Compensation Commencing on the date that our securities are first listed on the NYSE through the earlier of consummation of our initial business combination and our liquidation, we will pay GigManagement, LLC, an affiliate of our Sponsor, a monthly fee of an aggregate of $30,000 for office space and general and administrative services. This arrangement is being agreed to by an affiliate of our Executive Chairman of our Board of Directors for our benefit and is not intended to provide such affiliate of our Executive Chairman of our Board of Directors and Chief Executive Officer compensation in lieu of a salary. We believe that such fees are at least as favorable as we could have obtained from an unaffiliated third party for such services. Prior to consummation of this offering, we will enter into a Strategic Services Agreement with Mr. Weightman, our Treasurer and Chief Financial Officer. Mr. Weightman is initially receiving $2,500 per month for his services and such amount could increase to up to $15,000 per month dependent upon the scope of services provided. Commencing with the first month after the consummation of this offering, the Company will pay Mr. Weightman for services rendered since the date of this offering and on a monthly basis thereafter for all services rendered after the consummation of this offering. In addition, prior to the consummation of this offering, we intend to issue 5,000 insider shares to Mr. Weightman, in consideration of future services to us. Except as set forth above and in this paragraph, no compensation will be paid to our Sponsor, executive officers and directors, or any of their respective affiliates, prior to or in connection with the consummation of our initial business combination. Additionally, these individuals will be reimbursed for any out-of-pocket expenses incurred in connection with activities on our behalf such as identifying potential target businesses and performing due diligence on suitable business combinations. Our Board of Directors may also approve the payment of advisory fees to directors in connection with such activities, including board committee service, and extraordinary administrative and analytical services. Our independent directors will review on a quarterly basis all payments that were made to our Sponsor, executive officers, directors or our or their affiliates. 118 Table of Contents After the completion of our initial business combination, members of our management team who remain with us, may be paid consulting, management or other fees from the combined company with any and all amounts being fully disclosed to stockholders, to the extent then known, in the tender offer materials or proxy solicitation materials furnished to our stockholders in connection with a proposed business combination. It is unlikely the amount of such compensation will be known at the time, as it will be up to the directors of the post-combination business to determine executive and director compensation. Any compensation to be paid to our officers will be determined, or recommenced, to the Board of Directors for determination, either by a committee constituted solely of independent directors or by a majority of the independent directors on our Board of Directors. We do not intend to take any action to ensure that members of our management team maintain their positions with us after the consummation of our initial business combination, although it is possible that some or all of our officers and directors may negotiate employment or consulting arrangements to remain with us after the initial business combination. The existence or terms of any such employment or consulting arrangements to retain their positions with us may influence our management’s motivation in identifying or selecting a target business but we do not believe that the ability of our management to remain with us after the consummation of our initial business combination will be a determining factor in our decision to proceed with any potential business combination. We are not party to any agreements with our officers and directors that provide for benefits upon termination of employment. Committees of the Board of Directors Upon the effective date of the Registration Statement of which this prospectus forms a part, our Board of Directors will have three standing committees: an audit committee; a compensation committee; and a nominating and corporate governance committee. Each of our audit committee, our compensation committee and our nominating and corporate governance committee will be composed solely of independent directors. Each committee will operate under a charter that will be approved by our Board of Directors and will have the composition and responsibilities described below. The charter of each committee will be available on our website following the closing of this offering. Audit Committee Upon the effectiveness of the registration statement of which this prospectus forms a part, we will establish an audit committee of the Board of Directors. Messrs. Miotto and Horowitz and Ms. Hayes will serve as members of our audit committee. Ms. Hayes will serve as the chairwoman of the audit committee. Under the NYSE listing standards and applicable SEC rules, we are required to have three members of the audit committee, all of whom must be independent. Messrs. Miotto and Horowitz and Ms. Hayes are independent. Each member of the audit committee is financially literate and our Board of Directors has determined that Ms. Hayes and Mr. Miotto, each qualifies as an “audit committee financial expert” as defined in applicable SEC rules. We will adopt an audit committee charter, which will detail the purpose and principal functions of the audit committee, including: • assisting the Board of Directors in the oversight of (1) the accounting and financial reporting processes of the Company and the audits of the financial statements of the Company, (2) the preparation and integrity of the financial statements of the Company, (3) the compliance by the Company with financial statement and regulatory requirements, (4) the performance of the Company’s internal finance and accounting personnel and its independent registered public accounting firms, and (5) the qualifications and independence of the Company’s independent registered public accounting firms; • reviewing with each of the internal and independent registered public accounting firms the overall scope and plans for audits, including authority and organizational reporting lines and adequacy of staffing and compensation; 119 Table of Contents • reviewing and discussing with management and internal auditors the Company’s system of internal control and discussing with the independent registered public accounting firm any significant matters regarding internal controls over financial reporting that have come to its attention during the conduct of its audit; • reviewing and discussing with management, internal auditors and the independent registered public accounting firm the Company’s financial and critical accounting practices, and policies relating to risk assessment and management; • receiving and reviewing reports of the independent registered public accounting firm and discussing 1) all critical accounting policies and practices to be used in the firm’s audit of the Company’s financial statements, 2) all alternative treatments of financial information within GAAP that have been discussed with management, ramifications of the use of such alternative disclosures and treatments, and the treatment preferred by the independent registered public accounting firm, and 3) other material written communications between the independent registered public accounting firm and management, such as any management letter or schedule of unadjusted differences; • reviewing and discussing with management and the independent registered public accounting firm the annual and quarterly financial statements and section entitled “Management’s Discussion and Analysis of Financial Condition and Results of Operations” of the Company prior to the filing of the Company’s Annual Report on Form 10-K and Quarterly Reports on Form 10-Q; • reviewing, or establishing, standards for the type of information and the type of presentation of such information to be included in, earnings press releases and earnings guidance provided to analysts and rating agencies; • discussing with management and the independent registered public accounting firm any changes in the Company’s critical accounting principles and the effects of alternative GAAP methods, off-balance sheet structures and regulatory and accounting initiatives; • reviewing material pending legal proceedings involving the Company and other contingent liabilities; • meeting periodically with the Chief Executive Officer, Chief Financial Officer, the senior internal auditing executive and the independent registered public accounting firm in separate executive sessions to discuss results of examinations; • reviewing and approving all transactions between the Company and related parties or affiliates of the officers of the Company requiring disclosure under Item 404 of Regulation S-K prior to the Company entering into such transactions; • establishing procedures for the receipt, retention and treatment of complaints received by the Company regarding accounting, internal accounting controls or auditing matters, and the confidential, anonymous submissions by employees or contractors of concerns regarding questionable accounting or accounting matters; • reviewing periodically with the Company’s management, independent registered public accounting firm and outside legal counsel (i) legal and regulatory matters which may have a material effect on the financial statements, and (ii) corporate compliance policies or codes of conduct, including any correspondence with regulators or government agencies and any employee complaints or published reports that raise material issues regarding the Company’s financial statements or accounting policies and any significant changes in accounting standards or rules promulgated by the Financial Accounting Standards Board, the SEC or other regulatory authorities; and • establishing policies for the hiring of employees and former employees of the independent registered public accounting firm. Compensation Committee Upon the effectiveness of the registration statement of which this prospectus forms a part, we will establish a compensation committee of the Board of Directors. The members of our compensation committee will be 120 Table of Contents Messrs. Miotto and Horowitz and Ms. Hayes. Mr. Miotto will serve as the chairman of the compensation committee. We will adopt a compensation committee charter, which will detail the purpose and responsibility of the compensation committee, including: • reviewing the performance of the Chief Executive Officer and executive management; • assisting the Board in developing and evaluating potential candidates for executive positions (including Chief Executive Officer); • reviewing and approving goals and objectives relevant to the Chief Executive Officer and other executive officer compensation, evaluating the Chief Executive Officer’s and other executive officers’ performance in light of these corporate goals and objectives, and setting the Chief Executive Officer and other executive officer compensation levels consistent with its evaluation and the company philosophy; • approving the salaries, bonus and other compensation for all executive officers; • reviewing and approving compensation packages for new corporate officers and termination packages for corporate officers as requested by management; • reviewing and discussing with the Board of Directors and senior officers plans for officer development and corporate succession plans for the Chief Executive Officer and other senior officers; • reviewing and making recommendations concerning executive compensation policies and plans; • reviewing and recommending to the Board of Directors the adoption of or changes to the compensation of the Company’s directors; • reviewing and approving the awards made under any executive officer bonus plan, and providing an appropriate report to the Board of Directors; • reviewing and making recommendations concerning long-term incentive compensation plans, including the use of stock options and other equity-based plans, and, except as otherwise delegated by the Board of Directors, acting as the “Plan Administrator” for equity-based and employee benefit plans; • approving all special perquisites, special cash payments and other special compensation and benefit arrangements for the Company’s executive officers and employees; • reviewing periodic reports from management on matters relating to the Company’s personnel appointments and practices; • assisting management in complying with the Company’s proxy statement and annual report disclosure requirements; • issuing an annual Report of the Compensation Committee on Executive Compensation for the Company’s annual proxy statement in compliance with applicable SEC rules and regulations; • annually evaluating the committee’s performance and the committee’s charter and recommending to the Board of Directors any proposed changes to the charter or the committee; and • undertaking all further actions and discharge all further responsibilities imposed upon the Committee from time to time by the Board of Directors, the federal securities laws or the rules and regulations of the SEC. The charter will also provide that the compensation committee may, in its sole discretion, retain or obtain the advice of a compensation consultant, independent legal counsel or other adviser and will be directly responsible for the appointment, compensation and oversight of the work of any such adviser. However, before engaging or receiving advice from a compensation consultant, external legal counsel or any other adviser, the compensation committee will consider the independence of each such adviser, including the factors required by the NYSE and the SEC. Nominating and Corporate Governance Committee Upon the effectiveness of the registration statement of which this prospectus forms a part, we will establish a nominating and corporate governance committee of the Board of Directors. The members of our nominating 121 Table of Contents and corporate governance will be Messrs. Miotto and Horowitz and Ms. Hayes. Mr. Miotto will serve as the chairman of the nominating and corporate governance committee. We will adopt a nominating and corporate governance committee charter, which will detail the purpose and responsibilities of the nominating and corporate governance committee, including: • developing and recommending to the Board of Directors the criteria for appointment as a director; • identifying, considering, recruiting and recommending candidates to fill new positions on the Board of Directors; • reviewing candidates recommended by stockholders; • conducting the appropriate and necessary inquiries into the backgrounds and qualifications of possible candidates; and • recommending director nominees for approval by the Board of Directors and election by the stockholders at the next annual meeting. The charter will also provide that the nominating and corporate governance committee may, in its sole discretion, retain or obtain the advice of, and terminate, any search firm to be used to identify director candidates and will be directly responsible for approving the search firm’s fees and other retention terms. We have not formally established any specific, minimum qualifications that must be met or skills that are necessary for directors to possess. In general, in identifying and evaluating nominees for director, the Board of Directors considers educational background, diversity of professional experience, knowledge of our business, integrity, professional reputation, independence, wisdom, and the ability to represent the best interests of our stockholders. Prior to our initial business combination, holders of our public shares will not have the right to recommend director candidates for nomination to our Board of Directors. Code of Conduct and Ethics Upon the effectiveness of the registration statement of which this prospectus forms a part, we will adopt a code of conduct and ethics applicable to our directors, officers and employees in accordance with applicable federal securities laws. We will file a copy of our form of Code of Ethics and our board committee charters as exhibits to the registration statement. You will be able to review these documents by accessing our public filings at the SEC’s web site at www.sec.gov. In addition, a copy of the Code of Ethics will be provided without charge upon request from us. We intend to disclose any amendments to or waivers of certain provisions of our Code of Ethics in a Current Report on Form 8-K. See “Where You Can Find Additional Information.” Conflicts of Interest Our management team is responsible for the management of our affairs. As described above and below, each of our officers and directors presently has, and any of them in the future may have additional, fiduciary, contractual or other obligations or duties to one or more other entities pursuant to which such officer or director is or will be required to present a business combination opportunity to such entities. Accordingly, if any of our officers or directors becomes aware of a business combination opportunity which is suitable for one or more entities to which he or she has fiduciary, contractual or other obligations or duties, including, among other things, GIG2 and GIG3 in the event their

Holder Stats

1 0
% of Shares Held by All Insider 19.43%
% of Shares Held by Institutions 73.76%
% of Float Held by Institutions 91.55%
Number of Institutions Holding Shares 60

Mutual Fund Holders

Holder Shares Date Reported Value % Out
Highland Fds I-NexPoint Merger Arbitrage Fund 134063 2022-03-30 1335267 0.4500000000000001
AQR Funds-AQR Diversified Arbitrage Fd 123100 2022-03-30 1226076 0.42
First Tr Exchange Traded Fd-First Trust Merger Arbitrage Fd 100000 2022-03-30 996000 0.33999999999999997
Saba Capital Income & Opportunities Fd 60253 2022-04-29 602530 0.2
RiverNorth/DoubleLine Strategic Opportunity Fund 46043 2022-03-30 458588 0.16
RiverNorth Opportunities Fd 42380 2022-04-29 423800 0.13999999999999999
Tidal ETF Tr-Robinson Alternative Yield Pre-Merger SPAC ETF 25000 2022-04-29 250000 0.08

Institutional Holders

Reporting Date Hedge Fund Shares Held Market Value % of Portfolio Quarterly Change in Shares Ownership in Company
2022-08-16 CSS LLC IL 216,772 $2,180,000 0.1% +10.8% 0.734%
2022-08-15 State Street Corp 11,218 $110,000 0.0% -19.4% 0.038%
2022-08-15 Cubist Systematic Strategies LLC 152,077 $1,530,000 0.0% 0 0.515%
2022-08-15 Karpus Management Inc. 436,202 $4,390,000 0.1% +84.5% 1.476%
2022-08-11 RPO LLC 306,949 $3,100,000 0.8% +2.1% 1.039%
2022-07-28 Mizuho Securities USA LLC 509,462 $5,040,000 0.8% +76.6% 1.724%
2022-05-17 Fir Tree Capital Management LP 25,000 $250,000 0.0% 0 0.085%
2022-05-16 Goldman Sachs Group Inc. 41,789 $420,000 0.0% 0 0.141%
2022-05-16 Kohlberg Kravis Roberts & Co. L.P. 98,766 $980,000 0.0% +189.2% 0.334%
2022-05-16 Berkley W R Corp 505,872 $5,040,000 0.3% +50.2% 1.712%
2022-05-16 State Street Corp 13,918 $140,000 0.0% -16.8% 0.047%
2022-05-13 Starboard Value LP 457,600 $4,560,000 0.1% -13.3% 1.549%
2022-05-10 Karpus Management Inc. 236,402 $2,360,000 0.1% +371.9% 0.800%
2022-04-19 OTA Financial Group L.P. 26,118 $260,000 0.2% 0 0.088%
2022-02-15 Starboard Value LP 528,000 $5,220,000 0.1% -4.0% 1.787%
2022-02-15 Karpus Management Inc. 50,100 $500,000 0.0% 0 0.170%
2022-02-15 Kohlberg Kravis Roberts & Co. L.P. 34,149 $340,000 0.0% 0 0.116%
2022-02-14 CSS LLC IL 175,441 $1,740,000 0.1% -44.7% 0.594%
2022-02-08 RPO LLC 300,000 $2,970,000 0.9% 0 1.015%
2022-01-28 Mizuho Securities USA LLC 288,520 $2,840,000 0.3% -52.1% 0.977%

SEC Filings

Form Type Form Description Filing Date Document Link
8-K/A 8-K/A 2022-09-26 https://www.sec.gov/Archives/edgar/data/1844505/000119312522251348/d372667d8ka.htm
8-K 8-K 2022-09-26 https://www.sec.gov/Archives/edgar/data/1844505/000119312522251339/d349044d8k.htm
8-K 8-K 2022-09-23 https://www.sec.gov/Archives/edgar/data/1844505/000119312522250149/d362106d8k.htm
DEF 14A DEF 14A 2022-09-12 https://www.sec.gov/Archives/edgar/data/1844505/000119312522242934/d333335ddef14a.htm
PRE 14A PRE 14A 2022-09-01 https://www.sec.gov/Archives/edgar/data/1844505/000119312522236570/d333335dpre14a.htm
10-Q 10-Q FOR Q2-2022 2022-08-15 https://www.sec.gov/Archives/edgar/data/1844505/000156459022029497/gia-10q_20220630.htm
SC 13G 2022-07-06 https://www.sec.gov/Archives/edgar/data/1844505/000127308722000087/GIA_SC13G.htm
10-Q 10-Q 2022-05-16 https://www.sec.gov/Archives/edgar/data/1844505/000156459022020400/gia-10q_20220331.htm
10-K 10-K 2022-03-31 https://www.sec.gov/Archives/edgar/data/1844505/000156459022013044/gia-10k_20211231.htm
SC 13G SC 13G 2022-02-22 https://www.sec.gov/Archives/edgar/data/1844505/000110465922025618/tm227290-2_sc13g.htm
SC 13G 2022-02-11 https://www.sec.gov/Archives/edgar/data/1844505/000135755022000074/gia13g31dec2021.htm
SC 13G/A GIGCAPITAL5, INC. 2022-02-03 https://www.sec.gov/Archives/edgar/data/1844505/000090266422001007/p22-0441sc13ga.htm
SC 13G/A 2022-02-02 https://www.sec.gov/Archives/edgar/data/1844505/000184671822000007/GigCapital5_12722.txt
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