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East Resources Acquisition Co - ERES

  • Commons

    $9.87

    -0.30%

    ERES Vol: 56.3K

  • Warrants

    $0.68

    -1.87%

    ERESW Vol: 33.8K

  • Units

    $10.16

    -0.20%

    ERESU Vol: 8.5K

Average: 0
Rating Count: 0
You Rated: Not rated

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SPAC Stats

Market Cap: 340.5M
Average Volume: 27.9K
52W Range: $9.63 - $10.73
Weekly %: -0.20%
Monthly %: +0.20%
Inst Owners: 66

Info

Target: Searching
Days Since IPO: 500
Unit composition:
Each unit has an offering price of $10.00 and consists of one share of our Class A common stock and one-half of one warrant
Trust Size: 30000000.0M

🕵Stocktwit Mentions

HH2020 posted at 2021-12-03T19:08:37Z

$DGNS are you watching $ERES , $CFVI , HGTY spac traders

HH2020 posted at 2021-12-03T19:02:13Z

$DGNS for $ERES traders: DGNS is a optionable low mcap SPAC as well. Dropped to 8.6 yesterday. Futher, see chart today

stocksnstuff7 posted at 2021-12-02T20:43:04Z

$ERES $BREZ $IMPX $IGAC soooooo

Last10K posted at 2021-12-01T21:22:55Z

$ERES just filed with the SEC a Listing Status and a Financial Exhibit https://last10k.com/sec-filings/eres/0001564590-21-058958.htm?utm_source=stocktwits&utm_medium=forum&utm_campaign=8K&utm_term=eres

Quantisnow posted at 2021-12-01T21:17:07Z

$ERES 📜 East Resources Acquisition Company filed SEC Form 8-K: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Other Events, Financial Statements and Exhibits https://quantisnow.com/insight/2083530?s=s 45 seconds delayed.

risenhoover posted at 2021-12-01T21:16:36Z

$ERES / East Resources Acquisition files form 8-K - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 30, 2021 East Resources https://fintel.io/sf/us/eres?utm_source=stocktwits.com&utm_medium=Referral&utm_campaign=filing

Newsfilter posted at 2021-12-01T21:16:21Z

$ERES Form 8-K: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. As previously disclosed in the Form 12b-25 filed on November 16, 2021 by East Resou.. https://newsfilter.io/a/80c2fce73f2960bc8b937a7f026dbc51

otcdynamics posted at 2021-12-01T21:07:49Z

$ERES East Resources Acquisition Company Receives Expected Notice From NASDAQ Regarding Delayed Quarterly Report https://www.otcdynamics.com/eres-east-resources-acquisition-company-receives-expected-notice-from-nasdaq-regarding-delayed-quarterly-report

STCKPRO posted at 2021-12-01T21:07:13Z

$ERES NEW ARTICLE : East Resources Acquisition Company Receives Expected Notice From NASDAQ Regarding Delayed Quarterly Report https://www.stck.pro/news/ERES/19010469

fla posted at 2021-12-01T21:05:46Z

$ERES [15s. delayed]: Issued Press Release on December 01, 16:00:00: East Resources Acquisition Company Receives Expected Notice From NASD https://s.flashalert.me/sVngu

Stonkmoon posted at 2021-12-01T21:04:06Z

$ERES 2021-12-01 16:00 ET East Resources Acquisition Company Receives Expected Notice From NASDAQ Regarding Delayed Quarterly Report https://stonkmoon.com/news/ERES/c056211a47ad679a3aefba56fb5f6653

Stock_Titan posted at 2021-12-01T21:00:12Z

$ERES East Resources Acquisition Company Receives Expected Notice From NASDAQ Regarding Delayed Quarterly Report https://www.stocktitan.net/news/ERES/east-resources-acquisition-company-receives-expected-notice-from-chu5ripu14oq.html

Newsfilter posted at 2021-12-01T21:00:06Z

$ERES East Resources Acquisition Company Receives Expected Notice From NASDAQ Regarding Delayed Quarterly Report https://newsfilter.io/a/e8ac08ef5d8834d255a8181a4e0f5560

stocksnstuff7 posted at 2021-12-01T19:28:54Z

I just have to say that stupid people will never make it in markets long term. So markets are red and you decide to dump your pre-DA SPAC warrants? Wtf are people thinking?! Keep missing plays like $ASTL and $BENE because you sold for no reason. Load em up $BREZ $ACKIU $ERES and more.

T8skmod posted at 2021-11-30T18:32:15Z

$ERES Twits Stats Today's Change 5% + 🚀 https://t8sk.com/ERES

MrDibalina posted at 2021-11-30T15:37:30Z

$ERES I love comparing this to $BREZ . Anyone care to give their opinion on why ERES commons are sub $10 and BREZ is well over $10? Makes no since considering ERES has better management and a larger fund (as indicated by their warrant prices vs BREZ)

WarrenGShirley posted at 2021-11-28T20:40:06Z

$ERES huge news coming, Short Interest fell here by 95%

tickeron posted at 2021-11-28T14:39:24Z

How do you think the market will react to this? $ERES's in Downtrend: Moving Average Convergence Divergence (MACD) Histogram crosses below signal line. View odds for this and other indicators: https://srnk.us/go/3195857

MrDibalina posted at 2021-11-24T17:16:18Z

$BREZ curious why our warrants have continued to decline while $ERES has not. Both are very similar in nature, and both are delinquent on their 10 q filings.

BapoRothstein posted at 2021-11-22T19:48:23Z

$ERES Is it even possible to make an oil and gas acquisition at a reasonable price given that the street is calling for a multi-year super-cycle? Seems like the deal should have been made when the sector was in a bear market. 🤷‍♂️

T8skmod posted at 2021-11-19T15:23:35Z

$ERES Twits Stats Today's Change 5% + 🚀 https://t8sk.com/ERES

MrDibalina posted at 2021-11-18T18:18:17Z

$ERES slowest board ever. Figured everyone who holds $BREZ also holds this

WarrenGShirley posted at 2021-11-17T23:35:07Z

$BREZ and $ERES charts 🤔

T8skmod posted at 2021-11-17T20:15:01Z

$ERES Twits Stats Today's Change 5% + 🚀 https://t8sk.com/ERES

MrDibalina posted at 2021-11-17T04:03:23Z

$ERES bullshit "East Resources Acquisition Company (the “Company”) has determined that it is unable, without unreasonable effort or expense, to file its Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2021"

risenhoover posted at 2021-11-17T00:00:10Z

$ERES / East Resources Acquisition files form NT 10-Q https://fintel.io/sf/us/eres?utm_source=stocktwits.com&utm_medium=Referral&utm_campaign=filing

risenhoover posted at 2021-11-16T23:59:18Z

$ERES / East Resources Acquisition files form 8-K - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2021 East Resources https://fintel.io/sf/us/eres?utm_source=stocktwits.com&utm_medium=Referral&utm_campaign=filing

Quantisnow posted at 2021-11-16T21:59:14Z

$ERES 📜 East Resources Acquisition Company filed SEC Form 8-K: Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review https://quantisnow.com/insight/2018407?s=s 45 seconds delayed.

Last10K posted at 2021-11-16T21:43:40Z

$ERES just filed with the SEC a Interim Review https://last10k.com/sec-filings/eres/0001564590-21-057306.htm?utm_source=stocktwits&utm_medium=forum&utm_campaign=8K&utm_term=eres

Newsfilter posted at 2021-11-16T21:36:25Z

$ERES Form 8-K: Non-Reliance on Previously Issued Financial Statement or Related Audit Report or Completed Interim Review. In light of recent guidance, the management of East Resources Acquisition Com.. https://newsfilter.io/a/846c391280811e16f1fd49464b5c35fc

Management

Our officers and directors are as follows: Name Age Position Terrence (Terry) M. Pegula 69 Chairman, Chief Executive Officer and President Gary L. Hagerman, Jr. 42 Chief Financial Officer, Treasurer and Director John P. Sieminski 62 General Counsel and Secretary Adam Gusky 45 Chief Investment Officer Ben Wingard 33 Vice President, Business Development Jacob Long 32 Vice President, Operations James S. Morrow 48 Director Kim S. Pegula 51 Director William A. Fustos 62 Director Nominee Allen F. Sobol 75 Director Nominee Thomas W. Corbett, Jr. 71 Director Nominee Terrence (Terry) M. Pegula, Chairman, Chief Executive Officer and President Mr. Pegula currently serves as our Chairman, Chief Executive Officer and President. Mr. Pegula is one of the most experienced Chief Executive Officers in the Appalachian Basin, with over 40 years of success forming multiple oil & gas companies. Mr. Pegula has a proven operating and investing track record in the energy sector. In 2010, he sold assets of East Resources, Inc. to Royal Dutch Shell plc (“Shell”) for $4.7 billion. In 2014, he was the majority owner of assets sold by HG Energy, LLC (“HG Energy”) to American Energy Partners, LP (“American Energy Partners”) for $1.75 billion. At the respective times that both divestures occurred, East Resources, Inc. was not burdened with significant debt. Mr. Pegula has experience operating all segments of the value-chain, including upstream, midstream, processing and local distribution company assets. Mr. Pegula is currently the Owner and Vice President of East Management Services, an affiliate of our sponsor. Mr. Pegula also currently owns entities operating small assets in Texas, Colorado and Wyoming. Mr. Pegula is married to Kim Pegula, who currently serves as a Director. Mr. and Ms. Pegula also own the Buffalo Sabres professional hockey team and the Buffalo Bills professional football team. Mr. Pegula graduated from the Pennsylvania State University in 1973 with a degree in Petroleum and Natural Gas Engineering. In 2007 he was the recipient of the University’s prestigious C. Drew Stahl Distinguished Achievement Award in Petroleum & Natural Gas Engineering. In 2011 he was appointed by Pennsylvania Governor Tom Corbett to his Marcellus Shale Advisory Commission and was also named Penn State’s Philanthropist of the Year in recognition of his past support and for the gift that provided the funds for the University to construct the Pegula Ice Arena and develop an NCAA Division I hockey program. In 2014 he received Penn State’s Distinguished Alumni Award. In 2018 he was appointed by Pennsylvania Governor Tom Wolf to Penn State’s Board of Trustees, on which he still serves. Finally, in 2020 he was appointed by the Department of Energy Secretary Dan Brouillette to serve on the National Petroleum Counsel. Mr. Pegula is well-qualified to serve on our Board due to his extensive experience in investment and management of oil and gas companies. Gary L. Hagerman, Jr., Chief Financial Officer, Treasurer and Director Mr. Hagerman currently serves as our Chief Financial Officer and Treasurer and is a Director. Mr. Hagerman joined East Management Services, an affiliate of our sponsor, in August of 2015 as the Chief Accounting Officer after spending the prior twelve years at Pittsburgh-based accounting firm Sobol Veltum & Associates working as the manager overseeing all audit and assurance, tax, and advisory services provided to the entities owned by Terrence and Kim Pegula. In January of 2018, he was promoted to Chief Financial Officer of East Management 101 Services, JKLM Energy and all the other companies owned and operated by the Pegulas. Mr. Hagerman holds a B.S. degree in Accounting from West Liberty State College and is a licensed CPA in Pennsylvania and West Virginia. Mr. Hagerman is well-qualified to be a member of our Board due to his extensive accounting and management experience. John P. Sieminski, General Counsel and Secretary Mr. Sieminski currently serves as our General Counsel and Secretary. Mr. Sieminski joined East Resources, Inc. in April of 2008 as the company’s first General Counsel after spending over seventeen years in private law practice with two law firms in Pittsburgh, Pennsylvania. Mr. Sieminski played key contract negotiation, due diligence and overall transactional administrative roles in East Resources, Inc.’s issuance of convertible debt instruments to Kohlberg Kravis & Roberts & Co. (“KKR”) in 2009, with a deal value of $330 million, the sale of East’s Pennsylvania, New York, and Greater Rocky Mountain assets to Shell in 2010, and the sale of West Virginia and Ohio producing assets to affiliates of American Energy Partners in 2014 with a deal value $1.75 billion. Mr. Sieminski has been involved in the formation and management of multiple entities owned by Terrence and Kim Pegula in the areas of oil & gas, professional sports, investments, real estate, and entertainment. Mr. Sieminski is currently the General Counsel and Secretary of East Management Services, JKLM Energy and East Asset Management, all affiliates of our sponsor. Mr. Sieminski received a B.A. in psychology from The Pennsylvania State University and a Juris Doctor from Duquesne University School of Law in Pittsburgh, where he was a member of the Law Review. He is actively involved in JKLM Energy’s activities as an executive board member of the Marcellus Shale Coalition. Adam Gusky, Chief Investment Officer Mr. Gusky currently serves as our Chief Investment Officer. Mr. Gusky has served as the Chief Investment Officer of East Management Services, an affiliate of our sponsor since the inception of East Management Services in 2010. At East Resources, Inc., Mr. Gusky was responsible for all financial due diligence for acquisitions, and he was in charge of the reserve-based lending facility. He also developed and implemented the corporate hedging strategy. Mr. Gusky currently serves on the Board of Directors of Rand Capital Corporation, a publicly traded business development company, where East Asset Management made a control investment. Mr. Gusky received his B.A. in History and his MBA from Duke University. Ben Wingard, Vice President, Business Development Mr. Wingard currently serves as our Vice President of Business Development. Mr. Wingard has extensive experience across upstream oil and gas and has served as Mr. Pegula’s main oil and gas advisor since 2013. As Vice President of Business Development at East Management Services, an affiliate of our sponsor, Mr. Wingard put together three drilling partnerships and led acquisition and divestiture efforts. Mr. Wingard joined East Resources, Inc. in 2008 and worked in both operational and corporate strategy capacities, culminating in the 2010 asset sale to Shell. Following the sale, Mr. Wingard worked at Shell for two years in asset development and midstream roles before returning to the East portfolio of companies in 2013. Mr. Wingard has experience in drilling and reservoir engineering in offshore Gulf of Mexico. He holds a B.S. degree in Petroleum and Natural Gas Engineering from the Schreyer Honors College of the Pennsylvania State University. Jacob Long, Vice President, Operations Mr. Long currently serves as our Vice President of Operations. Mr. Long has served as Operations Manager and Vice President of Operations for JKLM Energy, an affiliate of the Company, since January 2016, overseeing the development of 38 deep, high-pressured Utica wells in north-central Pennsylvania. Mr. Long concurrently managed the West Texas exploration program and legacy oil production in Colorado. Prior to JKLM Energy, Mr. Long worked at HG Energy in various management roles related to production, reservoir, and A&D evaluation for conventional and unconventional assets. He was also a part of the team for the 2014 sale to American Energy Partners. Mr. Long holds a B.S. degree in Petroleum Engineering from Marietta College. 102 James S. Morrow, Director Mr. Morrow currently serves as a Director. Mr. Morrow is a veteran portfolio manager with over 20 years of experience. Mr. Morrow has served as Chief Executive Officer of Callodine Capital Management, LP (“Callodine”) since founding Callodine in 2018. Prior to this, Mr. Morrow spent 19 years at Fidelity Investments Inc. (“Fidelity”) where he managed $40 billion of assets across multiple equity-income strategies, including a $3-5 billion energy portfolio. Prior to Fidelity, Mr. Morrow worked in distressed debt for Chase Manhattan Bank. Mr. Morrow received his Bachelor of Science in Finance from the University of Buffalo and his MBA from the University of Chicago. Mr. Morrow’s extensive experience as an investment manager makes him well-qualified to serve on our Board. Kim S. Pegula, Director Ms. Pegula currently serves as a Director. Ms. Pegula has served as the President and Chief Executive Officer of East Management Services, an affiliate of our sponsor, since 2011. She is also the President and Chief Executive Officer of Pegula Sports and Entertainment and President of both the Buffalo Bills and Buffalo Sabres. A native of Fairport, NY, she attended nearby Houghton College and graduated in 1991 with a degree in communications. She began her professional career with East Resources, Inc. in 1991 and was involved with the company until its sale in 2010. She has served as an independent director of Republic Services, Inc. (NYSE: RSG) since 2017. Ms. Pegula is married to Terry Pegula, our Chairman, Chief Executive Officer and President. Ms. Pegula is well-qualified to serve on our Board due to her extensive management experience and experience in the oil and gas industry. William A. Fustos, Director Nominee Mr. Fustos will become a director upon the effective date of the registration statement. Mr. Fustos has worked in the oil and gas industry for more than 35 years, first with Texaco as a reservoir engineer, and then with several independent oil companies. In 1994, he formed Fustos Energy Services, an engineering firm whose work included reservoir engineering consulting along with a contract well servicing business. In 1998, he joined East Resources, Inc. as Vice President of Operations, eventually holding the position of Chief Operating Officer. As COO, Mr. Fustos’s duties included supervision and oversight of all the operational and strategic activities of East Resources, Inc. He was elected a Director of the Marcellus Shale Coalition in 2009, an industry organization founded to lead the oil and gas industry’s regulatory and political efforts in Pennsylvania. He has served as chair of Penn State’s Corporate Relations Subcommittee the College of Earth and Mineral Sciences’ Development Council and in 2012 was the recipient of Penn State’s prestigious C. Drew Stahl Distinguished Achievement Award in Petroleum & Natural Gas Engineering. Since 2017, Mr. Fustos has served as a member of the Board of Directors for HG Energy II, LLC, a large independent upstream oil and gas company based in Parkersburg, WV. Also since 2017, Mr. Fustos has served on the board of Penn Hills Resources, LLC. He graduated from Penn State in 1979 with a degree in Petroleum and Natural Gas Engineering and has been licensed as a Professional Engineer in the Commonwealth of Pennsylvania. Mr. Fustos is well-qualified to serve on our Board due to his extensive experience in the oil and gas industry and his service on the boards of several other oil and gas companies. Allen F. Sobol, Director Nominee Allen F. Sobol will become a director upon the effective date of the registration statement. Mr. Sobol is and has been a Certified Public Accountant since 1974 and a member in good standing of the American Institute of Certified Public Accountants and the Pennsylvania institute of Certified Public Accountants. Mr. Sobol was the principal member of the accounting firm, Sobol Veltum & Associates, located in Western Pennsylvania, for over 35 years beginning in 1980. In 2018, Sobol Veltum & Associates merged into H2R CPA, one of Pittsburgh’s largest accounting firms. Over the course of his career, Mr. Sobol has provided a wide array of financial services in various industries, including energy resources. He graduated from Point Park University in 1970 with a degree in Accounting and has been licensed as a certificate public accountant since 1974. Mr. Sobol is well-qualified to serve on our Board due to his accounting and financial expertise. Thomas W. Corbett, Jr., Director Nominee 103 Mr. Corbett will become a director upon the effective date of the registration statement. Mr. Corbett has been the principal member of Corbett Consulting, LLC since 2015 and, from 2011 to 2015, served as the Governor of Pennsylvania. He has also served as the state’s Attorney General and as the US Attorney for the Western District of Pennsylvania. Mr. Corbett received a B.A. in political science from Lebanon Valley College and a Juris Doctor from St. Mary’s University Law School. He was a member of the board of directors for Composites Consolidation Company LLC from 2015 to 2016 and was a member of the board for Animal Friends of Pittsburgh until 2019. He currently serves on the board of the Variety Club, The Children’s Charity Pittsburgh. Mr. Corbett is well-qualified to serve on our Board due to his extensive leadership and risk management experience, as well as his service on other public company boards. Number and Terms of Office of Officers and Directors We intend to have seven directors upon completion of this offering. Our Board will be divided into three classes with only one class of directors being elected in each year and each class (except for those directors appointed prior to our first annual meeting of stockholders) serving a three-year term. The term of office of the first class of directors, consisting of Gary L. Hagerman, Jr. and James S. Morrow, will expire at our first annual meeting of stockholders. The term of office of the second class of directors, consisting of Allen F. Sobol and William A. Fustos, will expire at the second annual meeting of stockholders. The term of office of the third class of directors, consisting of Terrence (Terry) M. Pegula, Kim S. Pegula and Thomas W. Corbett, Jr., will expire at the third annual meeting of stockholders. Under our amended and restated certificate of incorporation, holders of our founder shares will have the right to elect all of our directors prior to consummation of our initial business combination and holders of our public shares will not have the right to vote on the election of directors during such time. These provisions of our amended and restated certificate of incorporation may only be amended if approved by holders of at least 90% of our outstanding common stock entitled to vote thereon. Subject to any other special rights applicable to the shareholders, any vacancies on our Board may be filled by the affirmative vote of a majority of the directors present and voting at the meeting of our board or by a majority of the holders of our founder shares. Our officers are appointed by the Board and serve at the discretion of the Board, rather than for specific terms of office. Our Board is authorized to appoint persons to the offices set forth in our bylaws as it deems appropriate. Our bylaws provide that our officers may consist of one or more Chief Executive Officer, a Chief Financial Officer, a Secretary and such other officers (including without limitation, a Chairman of the Board, Chief Operating Officer, Presidents, Vice Presidents, Partners, Managing Directors and Senior Managing Directors) and such other offices as may be determined by the Board. Director Independence NASDAQ listing standards require that a majority of our board of directors be independent. An “independent director” is defined generally as a person other than an officer or employee of the company or its subsidiaries or any other individual having a relationship which in the opinion of the company’s board of directors, would interfere with the director’s exercise of independent judgment in carrying out the responsibilities of a director. We intend to add “independent directors” as defined in NASDAQ listing standards and applicable SEC rules prior to completion of this offering. Upon the effectiveness of the registration statement of which this prospectus forms a part, we expect to have three “independent directors” as defined in NASDAQ listing standards and applicable SEC rules. Our independent directors will have regularly scheduled meetings at which only independent directors are present. 104 Officer and Director Compensation None of our officers or directors has received any cash compensation for services rendered to us. No compensation of any kind, including finder’s and consulting fees, will be paid to our sponsor, officers and directors, or any of their respective affiliates, for services rendered prior to or in connection with the completion of our initial business combination. However, these individuals will be reimbursed for any out-of-pocket expenses incurred in connection with activities on our behalf such as identifying potential target businesses and performing due diligence on suitable business combinations. Additionally, in connection with the successful completion of our initial business combination, we may determine to provide a payment to our sponsor, officers, directors, advisors or our or their affiliates; however any such payment would not be made from the proceeds of this offering held in the trust account and we currently do not have any agreement or arrangement with any such party to do so. Our audit committee will review on a quarterly basis all payments that were or are to be made to our sponsor, officers or directors, or our or their affiliates. After the completion of our initial business combination, directors or members of our management team who remain with us may be paid consulting or management fees from the combined company. All of these fees will be fully disclosed to stockholders, to the extent then known, in the tender offer materials or proxy solicitation materials furnished to our stockholders in connection with a proposed business combination. We have not established any limit on the amount of such fees that may be paid by the combined company to our directors or members of management. It is unlikely the amount of such compensation will be known at the time of the proposed business combination, because the directors of the post-combination business will be responsible for determining officer and director compensation. Any compensation to be paid to our officers will be determined, or recommended to the Board for determination, either by a compensation committee constituted solely by independent directors or by a majority of independent directors on our board of directors. Following a business combination, to the extent we deem it necessary, we may seek to recruit additional managers to supplement the incumbent management team of the target business. We cannot assure you that we will have the ability to recruit additional managers, or that additional managers will have the requisite skills, knowledge or experience necessary to enhance the incumbent management. Committees of the Board of Directors Upon the effective date of the registration statement of which this prospectus forms part, our Board will have two standing committees: an audit committee and a compensation committee. Each committee will operate under a charter that will be approved by our board and will have the composition and responsibilities described below. The charter of each committee will be available on our website. Audit Committee Prior to the consummation of this offering, we will establish an audit co

Holder Stats

1 0
% of Shares Held by All Insider 0.00%
% of Shares Held by Institutions 55.37%
% of Float Held by Institutions 55.37%
Number of Institutions Holding Shares 66

Mutual Fund Holders

Holder Shares Date Reported Value % Out
Investment Managers Ser Tr-Vivaldi Merger Arbitrage Fd 176283 2021-03-30 1724047 0.51
SEI Institutional Managed Tr-Multi Strategy Alternative Fund 36639 2021-03-30 358329 0.11
RiverNorth Opportunities Fd 27990 2021-01-30 289696 0.08
ETF Series Solutions-Defiance Next Gen SPAC Derived ETF 18428 2021-03-30 180225 0.05
Putnam PanAgora Market Neutral Fd 2546 2021-02-27 25765 0.01

Institutional Holders

Reporting Date Hedge Fund Shares Held Market Value % of Portfolio Quarterly Change in Shares Ownership in Company
2021-11-16 Easterly Investment Partners LLC 24,998 $250,000 0.0% 0 0.058%
2021-11-16 Jane Street Group LLC 644,615 $6,340,000 0.0% +1.8% 1.495%
2021-11-16 Verition Fund Management LLC 23,000 $230,000 0.0% 0 0.053%
2021-11-16 Millennium Management LLC 261,784 $2,580,000 0.0% +611.7% 0.607%
2021-11-16 Citadel Advisors LLC 97,139 $960,000 0.0% +2.6% 0.225%
2021-11-16 CNH Partners LLC 85,090 $840,000 0.0% -20.0% 0.197%
2021-11-15 Alberta Investment Management Corp 1,000,000 $9,840,000 0.1% 0 2.319%
2021-11-15 Polar Asset Management Partners Inc. 1,764,293 $17,360,000 0.2% -36.2% 4.091%
2021-11-15 Berkley W R Corp 416,500 $4,099,999 0.3% +12.1% 0.966%
2021-11-15 Marshall Wace LLP 1,657,883 $16,309,999 0.1% +88.5% 3.844%
2021-11-15 Omni Partners US LLC 352,389 $3,470,000 0.2% +3.4% 0.817%
2021-11-15 TIG Advisors LLC 306,068 $3,010,000 0.1% -3.6% 0.710%
2021-11-15 Glazer Capital LLC 1,892,888 $18,630,000 0.3% -0.8% 4.389%
2021-11-15 Dark Forest Capital Management LP 72,648 $720,000 0.3% 0 0.168%
2021-11-15 Highbridge Capital Management LLC 268,766 $2,650,000 0.1% -22.8% 0.623%
2021-11-12 Periscope Capital Inc. 1,498,500 $14,750,000 0.4% +114.0% 3.475%
2021-11-12 Sculptor Capital LP 217,532 $2,140,000 0.0% +1.8% 0.504%
2021-11-12 Magnetar Financial LLC 78,375 $770,000 0.0% +15.0% 0.182%
2021-11-01 Easterly Investment Partners LLC 24,998 $250,000 0.0% 0 0.058%
2021-10-19 Seelaus Asset Management LLC 50,615 $500,000 0.3% -4.0% 0.117%
2021-08-25 Marshall Wace LLP 879,290 $8,580,000 0.0% +3.3% 2.039%
2021-08-24 Flow Traders U.S. LLC 24,929 $240,000 0.0% 0 0.058%
2021-08-17 Kohlberg Kravis Roberts & Co. L.P. 293,346 $2,860,000 0.0% 0 0.680%
2021-08-17 Millennium Management LLC 36,784 $360,000 0.0% 0 0.085%
2021-08-17 Citadel Advisors LLC 94,690 $920,000 0.0% -18.6% 0.220%
2021-08-16 CNH Partners LLC 106,382 $1,040,000 0.0% +26.6% 0.247%
2021-08-16 Maven Securities LTD 55,383 $540,000 0.0% -1.9% 0.128%
2021-08-16 Goldman Sachs Group Inc. 630,574 $6,150,000 0.0% +8.9% 1.462%
2021-08-16 Marshall Wace LLP 879,290 $8,580,000 0.0% +3.3% 2.039%
2021-08-13 EJF Capital LLC 20,000 $200,000 0.0% 0 0.046%
2021-08-13 Glazer Capital LLC 1,908,643 $18,630,000 0.3% -1.2% 4.426%
2021-08-12 Penserra Capital Management LLC 9,343 $91,000 0.0% -49.3% 0.022%
2021-08-12 Highbridge Capital Management LLC 348,132 $3,400,000 0.1% 0 0.807%
2021-08-11 Picton Mahoney Asset Management 100,000 $980,000 0.0% 0 0.232%
2021-08-11 Panagora Asset Management Inc. 4,962 $48,000 0.0% -34.2% 0.012%
2021-08-06 Magnetar Financial LLC 68,171 $670,000 0.0% 0 0.158%
2021-08-03 Landscape Capital Management L.L.C. 12,712 $120,000 0.0% 0 0.029%
2021-05-18 Verition Fund Management LLC 209,247 $2,049,999 0.0% -9.9% 0.485%
2021-05-18 Morgan Stanley 5,450 $53,000 0.0% +5,760.2% 0.013%
2021-05-18 Citadel Advisors LLC 116,362 $1,140,000 0.0% 0 0.270%
2021-05-18 Owl Creek Asset Management L.P. 127,796 $1,250,000 0.0% 0 0.296%
2021-05-18 Jane Street Group LLC 577,478 $5,650,000 0.0% 0 1.339%
2021-05-18 TIG Advisors LLC 322,945 $3,160,000 0.1% 0 0.749%
2021-05-17 Vivaldi Asset Management LLC 176,283 $1,720,000 0.3% +55.6% 0.409%
2021-05-17 Vivaldi Capital Management LLC 18,024 $180,000 0.0% 0 0.042%
2021-05-17 CNH Partners LLC 84,000 $820,000 0.0% -58.8% 0.195%
2021-05-17 Polar Asset Management Partners Inc. 1,264,293 $12,370,000 0.1% -6.3% 2.932%
2021-05-17 Omni Partners LLP 313,959 $3,070,000 0.2% -34.9% 0.728%
2021-05-17 Walleye Trading LLC 35,756 $350,000 0.0% 0 0.083%
2021-05-17 Walleye Capital LLC 53,634 $530,000 0.0% 0 0.124%
2021-05-17 Nomura Holdings Inc. 780,676 $7,670,000 0.0% 0 1.810%
2021-05-17 Centiva Capital LP 64,104 $630,000 0.0% -3.0% 0.149%
2021-05-17 Goldman Sachs Group Inc. 579,057 $5,660,000 0.0% +36.9% 1.343%
2021-05-14 Sculptor Capital LP 215,000 $2,100,000 0.0% -48.9% 0.499%
2021-05-14 K2 Principal Fund L.P. 200,000 $1,960,000 0.2% 0 0.464%
2021-05-14 OMERS ADMINISTRATION Corp 100,886 $990,000 0.0% 0 0.234%
2021-05-14 Arrowstreet Capital Limited Partnership 142,505 $1,390,000 0.0% 0 0.330%
2021-05-14 Periscope Capital Inc. 700,200 $6,850,000 0.3% +101.7% 1.624%
2021-05-14 Monashee Investment Management LLC 200,000 $1,960,000 0.3% -20.0% 0.464%
2021-05-14 Dynamic Technology Lab Private Ltd 20,026 $200,000 0.0% -33.2% 0.046%
2021-05-13 Wolverine Asset Management LLC 31,011 $300,000 0.0% +158.0% 0.072%
2021-05-13 Penserra Capital Management LLC 18,428 $180,000 0.0% -11.8% 0.043%
2021-05-13 Healthcare of Ontario Pension Plan Trust Fund 75,000 $730,000 0.0% -75.0% 0.174%
2021-05-12 UBS Group AG 2,592 $25,000 0.0% -91.3% 0.006%
2021-05-10 HighTower Advisors LLC 19,484 $190,000 0.0% +7.3% 0.045%
2021-05-05 Exos Asset Management LLC 50,225 $490,000 0.4% -53.3% 0.116%
2021-04-26 Seelaus Asset Management LLC 52,715 $520,000 0.3% +250.4% 0.122%
2021-03-04 Hudson Bay Capital Management LP 200,000 $2,029,999 0.0% 0 0.464%
2021-02-24 Alyeska Investment Group L.P. 280,438 $2,850,000 0.0% 0 0.650%
2021-02-19 Sculptor Capital LP 420,687 $4,270,000 0.0% -14.1% 0.976%
2021-02-18 Verition Fund Management LLC 232,230 $2,360,000 0.0% 0 0.539%
2021-02-16 Alyeska Investment Group L.P. 280,438 $2,850,000 0.0% 0 0.650%
2021-02-16 Radcliffe Capital Management L.P. 686,494 $6,970,000 0.4% +16.3% 1.592%
2021-02-16 Glazer Capital LLC 32,694 $330,000 0.0% 0 0.076%
2021-02-12 Penserra Capital Management LLC 20,893 $210,000 0.0% 0 0.048%
2021-02-12 Ramius Advisors LLC 316,438 $3,210,000 1.2% 0 0.734%
2021-02-11 Dynamic Technology Lab Private Ltd 30,000 $310,000 0.0% 0 0.070%
2021-02-11 Monashee Investment Management LLC 250,000 $2,540,000 0.3% -50.0% 0.580%
2021-02-10 Panagora Asset Management Inc. 7,546 $77,000 0.0% 0 0.017%
2021-02-10 HighTower Advisors LLC 18,164 $180,000 0.0% -51.1% 0.042%
2021-02-10 Periscope Capital Inc. 347,200 $3,520,000 0.2% 0 0.805%
2021-02-08 Seelaus Asset Management LLC 15,045 $150,000 0.1% 0 0.035%
2021-01-29 Mizuho Securities USA LLC 123,908 $1,240,000 0.1% +36.1% 0.287%
2020-11-19 Schonfeld Strategic Advisors LLC 13,886 $140,000 0.0% 0 0.032%
2020-11-17 Polar Asset Management Partners Inc. 1,349,520 $13,130,000 0.2% 0 3.129%
2020-11-17 Schonfeld Strategic Advisors LLC 13,886 $140,000 0.0% 0 0.032%
2020-11-16 CNH Partners LLC 600,000 $5,890,000 0.2% 0 1.391%
2020-11-16 TENOR CAPITAL MANAGEMENT Co. L.P. 125,000 $1,220,000 0.0% 0 0.290%
2020-11-13 Omni Partners LLP 493,009 $4,800,000 0.3% 0 1.143%
2020-11-12 Karpus Management Inc. 1,388,755 $13,510,000 0.5% 0 3.220%
2020-11-05 Wells Fargo & Company MN 949,558 $9,330,000 0.0% 0 2.202%
2020-11-02 Picton Mahoney Asset Management 100,000 $970,000 0.1% 0 0.232%
2020-10-29 Dupont Capital Management Corp 200,000 $1,960,000 0.0% 0 0.464%

SEC Filings

Form Type Form Description Filing Date Document Link
8-K 8-K 2021-12-01 https://www.sec.gov/Archives/edgar/data/1814287/000156459021058958/eresu-8k_20211130.htm
8-K 8-K 2021-11-16 https://www.sec.gov/Archives/edgar/data/1814287/000156459021057306/eresu-8k_20211115.htm
NT 10-Q NT 10-Q 2021-11-16 https://www.sec.gov/Archives/edgar/data/1814287/000156459021057294/eresu-nt10q_20210930.htm
3 FORM 3 SUBMISSION 2021-09-22 https://www.sec.gov/Archives/edgar/data/1814287/000120919121057320/xslF345X02/doc3.xml
8-K 8-K 2021-09-10 https://www.sec.gov/Archives/edgar/data/1814287/000156459021047604/eresu-8k_20210910.htm
8-K 8-K 2021-08-19 https://www.sec.gov/Archives/edgar/data/1814287/000156459021045198/eresu-8k_20210816.htm
10-Q 10-Q2 2021-08-17 https://www.sec.gov/Archives/edgar/data/1814287/000156459021044925/eresu-10q_20210630.htm
NT 10-Q NT 10-Q 2021-08-17 https://www.sec.gov/Archives/edgar/data/1814287/000156459021044803/eresu-nt10q_20210630.htm
10-Q 10-Q 2021-07-30 https://www.sec.gov/Archives/edgar/data/1814287/000156459021039240/eresu-10q_20210331.htm
10-K/A 10-K/A 2021-07-16 https://www.sec.gov/Archives/edgar/data/1814287/000156459021036917/eresu-10ka_20201231.htm
8-K 8-K 2021-07-16 https://www.sec.gov/Archives/edgar/data/1814287/000156459021036915/eresu-8k_20210716.htm
8-K 8-K 2021-05-28 https://www.sec.gov/Archives/edgar/data/1814287/000156459021030814/eresu-8k_20210526.htm
NT 10-Q NT 10-Q 2021-05-18 https://www.sec.gov/Archives/edgar/data/1814287/000156459021028690/eresu-nt10q_20210331.htm
8-K 8-K 2021-04-08 https://www.sec.gov/Archives/edgar/data/1814287/000156459021018194/eresu-8k_20210408.htm
10-K 10-K 2021-03-26 https://www.sec.gov/Archives/edgar/data/1814287/000156459021015863/eresu-10k_20201231.htm
SC 13G/A EAST RESOURCES ACQUISITION COMPANY 2021-02-11 https://www.sec.gov/Archives/edgar/data/1814287/000090266421001121/p21-0318sc13ga.htm
SC 13G SC 13G 2021-02-10 https://www.sec.gov/Archives/edgar/data/1814287/000119312521036293/d14357dsc13g.htm
SC 13G/A 2021-02-09 https://www.sec.gov/Archives/edgar/data/1814287/000134888321000013/east20in.htm
8-K 8-K 2020-12-01 https://www.sec.gov/Archives/edgar/data/1814287/000156459020055743/eresu-8k_20201130.htm
10-Q 10-Q 2020-11-16 https://www.sec.gov/Archives/edgar/data/1814287/000156459020054168/eresu-10q_20200930.htm
4 FORM 4 SUBMISSION 2020-11-09 https://www.sec.gov/Archives/edgar/data/1814287/000120919120057410/xslF345X03/doc4.xml
4 FORM 4 SUBMISSION 2020-10-29 https://www.sec.gov/Archives/edgar/data/1814287/000120919120056189/xslF345X03/doc4.xml
4 FORM 4 SUBMISSION 2020-09-24 https://www.sec.gov/Archives/edgar/data/1814287/000120919120051770/xslF345X03/doc4.xml
4 FORM 4 SUBMISSION 2020-09-24 https://www.sec.gov/Archives/edgar/data/1814287/000120919120051768/xslF345X03/doc4.xml
4 FORM 4 SUBMISSION 2020-09-22 https://www.sec.gov/Archives/edgar/data/1814287/000120919120051395/xslF345X03/doc4.xml
8-K 8-K 2020-09-11 https://www.sec.gov/Archives/edgar/data/1814287/000156459020043265/eresu-8k_20200911.htm
10-Q 10-Q 2020-09-04 https://www.sec.gov/Archives/edgar/data/1814287/000156459020042653/eresu-10q_20200630.htm
8-K 8-K 2020-08-31 https://www.sec.gov/Archives/edgar/data/1814287/000156459020042024/eresu-8k_20200825.htm
4/A FORM 4/A SUBMISSION 2020-08-06 https://www.sec.gov/Archives/edgar/data/1814287/000120919120045438/xslF345X03/doc4a.xml
4 FORM 4 SUBMISSION 2020-08-05 https://www.sec.gov/Archives/edgar/data/1814287/000120919120045174/xslF345X03/doc4.xml
4 FORM 4 SUBMISSION 2020-08-05 https://www.sec.gov/Archives/edgar/data/1814287/000120919120045168/xslF345X03/doc4.xml
SC 13G EAST RESOURCES ACQUISITION COMPANY 2020-08-03 https://www.sec.gov/Archives/edgar/data/1814287/000090266420002856/p20-1424sc13g.htm
8-K 8-K 2020-07-31 https://www.sec.gov/Archives/edgar/data/1814287/000156459020035176/eresu-8k_20200727.htm
4 FORM 4 SUBMISSION 2020-07-31 https://www.sec.gov/Archives/edgar/data/1814287/000120919120044212/xslF345X03/doc4.xml
4 FORM 4 SUBMISSION 2020-07-31 https://www.sec.gov/Archives/edgar/data/1814287/000120919120044173/xslF345X03/doc4.xml
4 FORM 4 SUBMISSION 2020-07-30 https://www.sec.gov/Archives/edgar/data/1814287/000120919120044032/xslF345X03/doc4.xml
4 FORM 4 SUBMISSION 2020-07-30 https://www.sec.gov/Archives/edgar/data/1814287/000120919120044029/xslF345X03/doc4.xml
4 FORM 4 SUBMISSION 2020-07-28 https://www.sec.gov/Archives/edgar/data/1814287/000120919120043858/xslF345X03/doc4.xml
8-K 8-K 2020-07-27 https://www.sec.gov/Archives/edgar/data/1814287/000156459020033609/eres-8k_20200727.htm
424B3 424B3 2020-07-24 https://www.sec.gov/Archives/edgar/data/1814287/000156459020033386/eres-424b3.htm
EFFECT 2020-07-22 https://www.sec.gov/Archives/edgar/data/1814287/999999999520001886/xslEFFECTX01/primary_doc.xml
3 FORM 3 SUBMISSION 2020-07-22 https://www.sec.gov/Archives/edgar/data/1814287/000120919120043417/xslF345X02/doc3.xml
3 FORM 3 SUBMISSION 2020-07-22 https://www.sec.gov/Archives/edgar/data/1814287/000120919120043416/xslF345X02/doc3.xml
3 FORM 3 SUBMISSION 2020-07-22 https://www.sec.gov/Archives/edgar/data/1814287/000120919120043414/xslF345X02/doc3.xml
3 FORM 3 SUBMISSION 2020-07-22 https://www.sec.gov/Archives/edgar/data/1814287/000120919120043413/xslF345X02/doc3.xml
3 FORM 3 SUBMISSION 2020-07-22 https://www.sec.gov/Archives/edgar/data/1814287/000120919120043412/xslF345X02/doc3.xml
3 FORM 3 SUBMISSION 2020-07-22 https://www.sec.gov/Archives/edgar/data/1814287/000120919120043411/xslF345X02/doc3.xml
3 FORM 3 SUBMISSION 2020-07-22 https://www.sec.gov/Archives/edgar/data/1814287/000120919120043410/xslF345X02/doc3.xml
3 FORM 3 SUBMISSION 2020-07-22 https://www.sec.gov/Archives/edgar/data/1814287/000120919120043409/xslF345X02/doc3.xml
3 FORM 3 SUBMISSION 2020-07-22 https://www.sec.gov/Archives/edgar/data/1814287/000120919120043408/xslF345X02/doc3.xml
3 FORM 3 SUBMISSION 2020-07-22 https://www.sec.gov/Archives/edgar/data/1814287/000120919120043407/xslF345X02/doc3.xml
CERT 2020-07-22 https://www.sec.gov/Archives/edgar/data/1814287/000135445720000349/8A_Cert_ERES.pdf
8-A12B FORM 8-A 2020-07-22 https://www.sec.gov/Archives/edgar/data/1814287/000156459020032985/cik0001814287-8k_20200717.htm
CORRESP 2020-07-20 https://www.sec.gov/Archives/edgar/data/1814287/000156459020032681/filename1.htm
CORRESP 2020-07-20 https://www.sec.gov/Archives/edgar/data/1814287/000156459020032680/filename1.htm
S-1/A S-1/A 2020-07-20 https://www.sec.gov/Archives/edgar/data/1814287/000156459020032672/cik0001814287-s1a.htm
S-1 S-1 2020-07-02 https://www.sec.gov/Archives/edgar/data/1814287/000156459020031714/cik0001814287-s1.htm
DRS 2020-06-08 https://www.sec.gov/Archives/edgar/data/1814287/000095012320006104/filename1.htm