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Dragoneer Growth Opportunities Corp. III - DGNU

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    $9.96

    -0.36%

    DGNU Vol: 721.0

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SPAC Stats

Market Cap: 429.0M
Average Volume: 147.3K
52W Range: $9.70 - $10.88
Weekly %: -0.36%
Monthly %: +0.54%
Inst Owners: 98

Info

Target: Searching
Days Since IPO: 250
Unit composition:
No Warrant
Trust Size: 40000000.0M

🕵Stocktwit Mentions

Last10K posted at 2021-11-15T21:58:12Z

$DGNU just filed a 10-Q Quarterly Report with 36 sections and 4 exhibits. Access them all or just read their earnings: https://last10k.com/sec-filings/dgnu/0001193125-21-329848.htm?utm_source=stocktwits&utm_medium=forum&utm_campaign=10KQ2040F&utm_term=dgnu

risenhoover posted at 2021-11-15T21:17:00Z

$DGNU / Dragoneer Growth Opportunities III files form 10-Q https://fintel.io/sf/us/dgnu?utm_source=stocktwits.com&utm_medium=Referral&utm_campaign=filing

Quantisnow posted at 2021-11-15T21:16:44Z

$DGNU 📜 SEC Form 10-Q filed by Dragoneer Growth Opportunities Corp. III https://quantisnow.com/insight/2010243?s=s 45 seconds delayed.

Newsfilter posted at 2021-11-15T21:16:00Z

$DGNU Form 10-Q (quarterly report [sections 13 or 15(d)]) filed with the SEC https://newsfilter.io/a/f47bf6ac84fd6201f6bcb3b5c0265b8a

Murphylight1 posted at 2021-11-11T21:57:17Z

$DGNS maybe someone with more experience could chime in - when the link is followed from the S-4 that would take you to web meeting for the merge vote and you search upcoming meetings by company $DGNS earliest meeting is April of 2022…they had reiterated on the last call that this would close q4. Could this be a meeting maybe for $DGNU sand unrelated? Just curious questions.

unclesamsung posted at 2021-09-02T16:19:07Z

$DGNU so i'm surprised people haven't caught on that this will be DISCORD

Last10K posted at 2021-08-18T20:26:15Z

$DGNU just filed a 10-Q Quarterly Report with 34 sections and 4 exhibits. Access them all or just read their earnings: https://last10k.com/sec-filings/dgnu/0001193125-21-250359.htm?utm_source=stocktwits&utm_medium=forum&utm_campaign=10KQ2040F&utm_term=dgnu

Quantisnow posted at 2021-08-18T20:11:24Z

$DGNU 📜 SEC Form 10-Q filed by Dragoneer Growth Opportunities Corp. III https://quantisnow.com/insight/1685200?s=s 30 seconds delayed.

risenhoover posted at 2021-08-18T20:10:58Z

$DGNU / Dragoneer Growth Opportunities III files form 10-Q https://fintel.io/sf/us/dgnu?utm_source=stocktwits.com&utm_medium=Referral&utm_campaign=filing

Newsfilter posted at 2021-08-18T20:10:25Z

$DGNU Form 10-Q (quarterly report [sections 13 or 15(d)]) filed with the SEC https://newsfilter.io/a/a2fd6ee4bf8d00cf0cf73071dd535671

Quantisnow posted at 2021-08-17T16:08:52Z

$DGNU 📜 SEC Form NT 10-Q filed by Dragoneer Growth Opportunities Corp. III https://quantisnow.com/insight/1679016?s=s 30s delayed.

risenhoover posted at 2021-08-17T16:07:29Z

$DGNU / Dragoneer Growth Opportunities III files form NT 10-Q https://fintel.io/sf/us/dgnu?utm_source=stocktwits.com&utm_medium=Referral&utm_campaign=filing

Newsfilter posted at 2021-08-17T16:06:12Z

$DGNU Form NT 10-Q (notification of inability to timely file form 10-q or 10-qsb) filed with the SEC https://newsfilter.io/a/e6281ed8fcd5692f0b7ba6311a995d6a

tickeron posted at 2021-08-14T08:36:22Z

Does this make you nervous? $DGNU's in Uptrend: Moving Average Convergence Divergence (MACD) Histogram crosses above signal line. View odds for this and other indicators: https://srnk.us/go/2952487

CZARBETS posted at 2021-06-28T13:38:52Z

$DGNU institutional ownership up 89.1% from 1.27% to 90.37%

CZARBETS posted at 2021-06-25T13:43:57Z

$DGNU short float down 0.08% from 0.12% to 0.04%

Last10K posted at 2021-06-24T20:16:09Z

$DGNU just filed with the SEC a New Agreement, a New Financial Obligation and a Financial Exhibit https://last10k.com/sec-filings/dgnu/0001193125-21-198669.htm?utm_source=stocktwits&utm_medium=forum&utm_campaign=8K&utm_term=dgnu

risenhoover posted at 2021-06-24T20:15:41Z

$DGNU / Dragoneer Growth Opportunities III files form 8-K - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2021 DRAGONEER G https://fintel.io/sf/us/dgnu?utm_source=stocktwits.com&utm_medium=Referral&utm_campaign=filing

Quantisnow posted at 2021-06-24T20:15:29Z

$DGNU 📜 Dragoneer Growth Opportunities Corp. III filed SEC Form 8-K: Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation, Financial Statements and Exhibits https://quantisnow.com/insight/1139271?s=s 15s delayed.

fla posted at 2021-06-24T20:15:28Z

$DGNU [15s. delayed] filed form 8-K on June 24, 16:14:33: Item1.01: Entry into a Material Definitive Agreement https://s.flashalert.me/7ac03

Newsfilter posted at 2021-06-24T20:15:06Z

$DGNU Form 8-K: Entry into a Material Definitive Agreement. The disclosure contained in Item 2.03 is incorporated by reference in this Item 1.01. Item 2.03 Creation of a Direct Financial Obligation or.. https://newsfilter.io/a/7edca5075c72de50fcba1dd3e016ae01

Last10K posted at 2021-06-22T21:17:21Z

$DGNU just filed a 10-Q Quarterly Report with 39 sections and 4 exhibits. Access them all or just read their earnings: https://last10k.com/sec-filings/dgnu/0001193125-21-196351.htm?utm_source=stocktwits&utm_medium=forum&utm_campaign=10KQ2040F&utm_term=dgnu

Quantisnow posted at 2021-06-22T21:10:43Z

$DGNU 📜 SEC Form 10-Q filed by Dragoneer Growth Opportunities Corp. III https://quantisnow.com/insight/1107698?s=s 15s delayed.

risenhoover posted at 2021-06-22T21:10:36Z

$DGNU / Dragoneer Growth Opportunities III files form 10-Q https://fintel.io/sf/us/dgnu?utm_source=stocktwits.com&utm_medium=Referral&utm_campaign=filing

fla posted at 2021-06-22T21:10:28Z

$DGNU [15s. delayed] filed form 10-Q on June 22, 17:09:25 https://s.flashalert.me/ZmVnY

Newsfilter posted at 2021-06-22T21:10:11Z

$DGNU Form 10-Q (quarterly report [sections 13 or 15(d)]) filed with the SEC https://newsfilter.io/a/dfd9a144e60bf67aa141f770ccfe3773

CZARBETS posted at 2021-06-10T13:43:39Z

$DGNU short float up 0.04% from 0.08% to 0.12%

Last10K posted at 2021-06-04T21:25:39Z

$DGNU just filed with the SEC a Listing Status and a Financial Exhibit https://last10k.com/sec-filings/dgnu/0001193125-21-183114.htm?utm_source=stocktwits&utm_medium=forum&utm_campaign=8K&utm_term=dgnu

Quantisnow posted at 2021-06-04T21:13:49Z

$DGNU 📜 Dragoneer Growth Opportunities Corp. III filed SEC Form 8-K: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits https://quantisnow.com/insight/963499?s=s #finance

risenhoover posted at 2021-06-04T21:13:19Z

$DGNU / Dragoneer Growth Opportunities III files form 8-K - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 4, 2021 (May 28, 2021) Drago https://fintel.io/sf/us/dgnu?utm_source=stocktwits.com&utm_medium=Referral&utm_campaign=filing

Management

Our officers, directors and director nominees are as follows: Name Age Position Marc Stad 41 Chairman Christian Jensen 38 Chief Executive Officer Pat Robertson 41 President, Chief Operating Officer and Director Sarah J. Friar 48 Director Nominee David D. Ossip 54 Director Nominee Gokul Rajaram 46 Director Nominee Jay Simons 48 Director Nominee Marc Stad serves as the Chairman of Dragoneer Growth Opportunities Corp. III. Mr. Stad also currently serves as Founder, Chief Executive Officer, Chief Investment Officer and Managing Partner at Dragoneer Investment Group, LLC (“Dragoneer”). Prior to founding Dragoneer, Mr. Stad was a Partner and Portfolio Manager at the Investment Group of Santa Barbara, a private investment firm that invests in public and private equities. Previously, he worked in TPG’s buyouts division and at McKinsey & Co. as a management consultant. Additionally, Mr. Stad has served as the Chairman and Chief Executive Officer of Dragoneer I since its inception in July 2020 and of Dragoneer II since its inception in November 2020. Mr. Stad received his AB degree from Harvard University and his MBA from the Stanford Graduate School of Business. We believe Mr. Stad is well qualified to serve as a member of our board of directors due to his significant investment experience and vast network of relationships. Christian Jensen serves as the Chief Executive Officer of Dragoneer Growth Opportunities Corp. III. Mr. Jensen also currently serves as a Partner at Dragoneer where he has led or co-led over 25 of Dragoneer’s investments. Prior to joining Dragoneer, Mr. Jensen was a Principal at Accel Partners, a venture capital firm in Palo Alto. Previously, Mr. Jensen was an associate at AEA Investors, a private investment firm, and Aetos Capital, an investment management firm. We believe Mr. Jensen’s personal network, along with those of the other Dragoneer team members, can produce a differentiated opportunity for the company. We also believe his track record of investing in public and private markets, in particular his experience around the corporate private to public transition, makes him ideally suited for a transaction of this type. Mr. Jensen received his BA degree from Yale University, received his MBA from the Stanford Graduate School of Business, and is a CFA Charterholder. Pat Robertson serves as the President, Chief Operating Officer and a Director of Dragoneer Growth Opportunities Corp. III. Mr. Robertson also currently serves as President and Chief Operating Officer at Dragoneer. Prior to joining Dragoneer at its inception in April 2012, Mr. Robertson was a member of Hall Capital Partners’ research group in San Francisco. His prior experience includes Goldman Sachs & Co.’s investment banking division and the law firm of Kirkland & Ellis LLP. Additionally, Mr. Robertson has served as the President, Chief Operating Officer and a Director of Dragoneer I since its inception in July 2020 and of Dragoneer II since its inception in November 2020. Mr. Robertson received his AB degree in Economics and History from Brown University and his JD from the Harvard Law School. Mr. Robertson is a CFA Charterholder. We believe Mr. Robertson is well qualified to serve as a member of our board of directors due to his depth of investment experience and vast network of relationships. Sarah Friar has agreed to serve on the board of directors of Dragoneer Growth Opportunities Corp. III Ms. Friar has served as Chief Executive Officer at Nextdoor, Inc., a social network for neighborhoods since 116 Table of Contents December 2018. From July 2012 to November 2018, Ms. Friar served as Chief Financial Officer at Square, Inc., a financial services and mobile payment company. From April 2011 to July 2012, Ms. Friar served as Senior Vice President, Finance and Strategy at salesforce.com, inc. Ms. Friar also serves as a member of the board of directors of Walmart Inc., a publicly-traded retail and wholesale operations company, and Slack Technologies, Inc., a publicly-traded channel-based messaging platform. From September 2012 to May 2015, Ms. Friar served as a member of the board of directors of Model N, Inc., a publicly-traded company providing revenue management cloud solutions for life sciences and technology companies. From June 2014 to April 2018, Ms. Friar served as a member of the board of directors of New Relic, Inc., a publicly-traded provider of real-time insights for software-driven businesses. Additionally, Ms. Friar has served as a Director of Dragoneer I since August 2020 and Dragoneer II since November 2020. Ms. Friar holds a Master of Business Administration from Stanford University and a Master of Engineering in Metallurgy, Economics, and Management from the University of Oxford. We believe that Ms. Friar is well qualified to serve as a member of our board because of her experience as a public company executive, her extensive finance background, her service as a current and former director of public companies, and her vast network of relationships. David D. Ossip has agreed to serve on the board of directors of Dragoneer Growth Opportunities Corp. III. Mr. Ossip is the Chair of the Board and Chief Executive Officer of Ceridian HCM Holding Inc., positions he has held since August 2015 and July 2013, respectively. Mr. Ossip joined Ceridian following its acquisition of Dayforce Corporation in 2012, where he held the position of chief executive officer. Mr. Ossip is currently a director for Ossip Consulting Inc., OSDAC Corp., and 100 Wingarden Properties Ltd., each a private company. Additionally, Mr. Ossip has served as a Director of Dragoneer I since August 2020 and Dragoneer II since November 2020. Mr. Ossip holds a bachelor’s degree in Econometrics and Quantitative Economics from the University of Toronto and an M.B.A. from Harvard University. We believe Mr. Ossip is well qualified to serve as a member of our board due to his strategic expertise, deep industry knowledge and vast network of relationships. Gokul Rajaram has agreed to serve on the board of directors of Dragoneer Growth Opportunities Corp. III. He has served as a Director of Pinterest since February 2020, The Trade Desk since May 2018 and Course Hero since June 2008 and has served on the executive team at DoorDash since November 2019. Prior to DoorDash, he worked at Square as Product Engineering Lead from July 2013 to October 2019, where he led several product development teams and served on Square’s executive team. Prior to Square, he served as Product Director of Ads at Facebook from August 2010 to July 2013, where he helped Facebook transition its advertising business to become mobile-first. Earlier in his career, Mr. Rajaram served as a Product Management Director for Google AdSense, where he helped launch the product and grow it into a substantial portion of Google’s business. Additionally, Mr. Rajaram has served as a Director of Dragoneer I since August 2020 and Dragoneer II since November 2020. Mr. Rajaram holds a bachelor’s degree in Computer Science Engineering from the Indian Institute of Technology, Kanpur where he received the President’s Gold Medal for being class valedictorian. He also holds an M.B.A. from The Massachusetts Institute of Technology and a Master of Computer Science from the University of Texas at Austin, where he received the MCD University Fellowship. We believe Mr. Rajaram is well qualified to serve as a member of our board of directors due to his extensive industry experience, serving as an executive and board member of several companies, as well as his vast network of relationships. Jay Simons has agreed to serve on the board of directors of Dragoneer Growth Opportunities Corp. III. From 2011 until June 2020, Mr. Simons served as president of Atlassian Corporation Plc. From 2008 to 2011, Mr. Simons was vice president of sales and marketing at Atlassian. From October 2005 to May 2008, Mr. Simons served in various roles, including vice president, marketing, at BEA Systems, Inc. an enterprise software company, which was acquired by Oracle Corporation in 2008. From 1998 to 2005, Mr. Simons served in various 117 Table of Contents roles, including vice president, product marketing and strategy, at Plumtree Software, Inc., a web software company, which was acquired by BEA Systems, Inc. in 2005. Additionally, Mr. Simons has served as a Director of Dragoneer I since August 2020 and Dragoneer II since November 2020. Mr. Simons is currently a director of Hubspot, Inc. Mr. Simons holds a bachelor’s degree in Political and Environmental Science from the University of Washington. We believe Mr. Simons is well qualified to serve as a member of our board due to his strategic expertise, deep industry knowledge and vast network of relationships. Number and Terms of Office of Officers and Directors Our board of directors is divided into three classes, with only one class of directors being appointed in each year, and with each class (except for those directors appointed prior to our first annual general meeting) serving a three-year term. In accordance with Nasdaq corporate governance requirements, we are not required to hold an annual general meeting until one year after our first fiscal year end following our listing on Nasdaq. The term of office of the first class of directors, consisting of Marc Stad and Pat Robertson, will expire at our first annual general meeting. The term of office of the second class of directors, consisting of Sarah J. Friar, will expire at our second annual general meeting. The term of office of the third class of directors, consisting of David D. Ossip, Gokul Rajaram and Jay Simons, will expire at our third annual general meeting. Prior to the completion of an initial business combination, any vacancy on the board of directors may be filled by a nominee chosen by holders of a majority of our founder shares. In addition, prior to the completion of an initial business combination, holders of a majority of our founder shares may remove a member of the board of directors for any reason. Pursuant to an agreement to be entered into on or prior to the closing of this offering, our sponsor, upon and following consummation of an initial business combination, will be entitled to nominate three individuals for appointment to our board of directors, as long as the sponsor holds any securities covered by the registration and shareholder rights agreement. This agreement may be amended in connection with an initial business combination, which could result in our sponsor no longer having any nominating rights. Our officers are appointed by the board of directors and serve at the discretion of the board of directors, rather than for specific terms of office. Our board of directors is authorized to appoint persons to the offices set forth in our amended and restated memorandum and articles of association as it deems appropriate. Our amended and restated memorandum and articles of association provide that our officers may consist of one or more chairman of the board, chief executive officer, president, chief financial officer, vice presidents, secretary, treasurer and such other offices as may be determined by the board of directors. Director Independence Nasdaq listing standards require that a majority of our board of directors be independent. An “independent director” is defined generally as a person other than an officer or employee of the company or its subsidiaries or any other individual having a relationship with the company that, in the opinion of the company’s board of directors, could interfere with the director’s exercise of independent judgment in carrying out the responsibilities of a director. Upon the effectiveness of the registration statement of which this prospectus forms a part, we expect to have “independent directors” as defined in the Nasdaq listing rules and applicable SEC rules. We expect a majority of our board of directors to be comprised of independent directors within 12 months from the date of listing to comply with the majority independent board requirement in Rule 5605(b) of the Nasdaq listing rules. Our board of directors has determined that Sarah J. Friar, David D. Ossip, Gokul Rajaram and Jay Simons are “independent directors” as defined in Nasdaq listing standards and applicable SEC rules. Our independent directors will have regularly scheduled meetings at which only independent directors are present. 118 Table of Contents Executive Officer and Director Compensation None of our executive officers or directors have received any cash compensation for services rendered to us. Our sponsor, executive officers and directors, or their respective affiliates will be reimbursed for any out-of-pocket expenses incurred in connection with activities on our behalf such as identifying potential target businesses and performing due diligence on suitable business combinations. Our audit committee will review on a quarterly basis all payments that were made by us to our sponsor, executive officers or directors, or their affiliates. Any such payments prior to an initial business combination will be made using funds held outside the trust account. Other than quarterly audit committee review of such reimbursements, we do not expect to have any additional controls in place governing our reimbursement payments to our directors and executive officers for their out-of-pocket expenses incurred in connection with our activities on our behalf in connection with identifying and consummating an initial business combination. Other than these payments and reimbursements, no compensation of any kind, including finder’s and consulting fees, will be paid by the company to our sponsor, executive officers and directors, or their respective affiliates, prior to completion of our initial business combination. After the completion of our initial business combination, directors or members of our management team who remain with us may be paid consulting or management fees from the combined company. All of these fees will be fully disclosed to shareholders, to the extent then known, in the proxy solicitation materials or tender offer materials furnished to our shareholders in connection with a proposed business combination. We have not established any limit on the amount of such fees that may be paid by the combined company to our directors or members of management. It is unlikely the amount of such compensation will be known at the time of the proposed business combination, because the directors of the post-combination business will be responsible for determining executive officer and director compensation. Any compensation to be paid to our executive officers will be determined, or recommended to the board of directors for determination, either by a compensation committee constituted solely by independent directors or by a majority of the independent directors on our board of directors. We do not intend to take any action to ensure that members of our management team maintain their positions with us after the consummation of our initial business combination, although it is possible that some or all of our executive officers and directors may negotiate employment or consulting arrangements to remain with us after our initial business combination. The existence or terms of any such employment or consulting arrangements to retain their positions with us may influence our management’s motivation in identifying or selecting a target business but we do not believe that the ability of our management to remain with us after the consummation of our initial business combination will be a determining factor in our decision to proceed with any potential business combination. We are not party to any agreements with our executive officers and directors that provide for benefits upon termination of employment. Committees of the Board of Directors Upon the effectiveness of the registration statement of which this prospectus forms a part, our board of directors will have two standing committees: an audit committee and a compensation committee. Subject to phase-in rules and a limited exception, the rules of Nasdaq and Rule 10A-3 of the Exchange Act require that the audit committee of a listed company be comprised solely of independent directors. Subject to phase-in rules and a limited exception, the rules of Nasdaq require that the compensation committee of a listed company be comprised solely of independent directors. Audit Committee Upon the effectiveness of the registration statement of which this prospectus forms a part, we will establish an audit committee of the board of directors. David D. Ossip, Gokul Rajaram and Jay Simons will serve as members of our audit committee. Our board of directors has determined that each of David D. Ossip, 119 Table of Contents Gokul Rajaram and Jay Simons are independent under Nasdaq listing standards and applicable SEC rules. Gokul Rajaram will serve as the Chairman of the audit committee. Under Nasdaq listing standards and applicable SEC rules, all the directors on the audit committee must be independent. Each member of the audit committee is financially literate and our board of directors has determined that David D. Ossip, Gokul Rajaram and Jay Simon qualify as an “audit committee financial expert” as defined in applicable SEC rules. The audit committee is responsible for: • meeting with our independent registered public accounting firm regarding, among other issues, audits, and adequacy of our accounting and control systems; • monitoring the independence of the independent registered public accounting firm; • verifying the rotation of the lead (or coordinating) audit partner having primary responsibility for the audit and the audit partner responsible for reviewing the audit as required by law; • inquiring and discussing with management our compliance with applicable laws and regulations; • pre-approving all audit services and permitted non-audit services to be performed by our independent registered public accounting firm, including the fees and terms of the services to be performed; • appointing or replacing the independent registered public accounting firm; • determining the compensation and oversight of the work of the independent registered public accounting firm (including resolution of disagreements between management and the independent auditor regarding financial reporting) for the purpose of preparing or issuing an audit report or related work; • establishing procedures for the receipt, retention and treatment of complaints received by us regarding accounting, internal accounting controls or reports which raise material issues regarding our financial statements or accounting policies; • monitoring compliance on a quarterly basis with the terms of this offering and, if any noncompliance is identified, immediately taking all action necessary to rectify such noncompliance or otherwise causing compliance with the terms of this offering; and • reviewing and approving all payments made to our existing shareholders, executive officers or directors and their respective affiliates. Any payments made to members of our audit committee will be reviewed and approved by our board of directors, with the interested director or directors abstaining from such review and approval. Compensation Committee Upon the effectiveness of the registration statement of which this prospectus forms a part, we will establish a compensation committee of our board of directors. The members of our compensation committee will be Sarah J. Friar and Jay Simons, and Jay Simons will serve as chairman of the compensation committee. Under Nasdaq listing standards, we are required to have a compensation committee c

Holder Stats

1 0
% of Shares Held by All Insider 0.00%
% of Shares Held by Institutions 90.37%
% of Float Held by Institutions 90.37%
Number of Institutions Holding Shares 98

Mutual Fund Holders

Holder Shares Date Reported Value % Out
Blackstone Alternative Multi-Strategy Fund 270531 2021-03-30 2735068 0.6799999999999999
WCM Alternatives Event Driven Fd 13118 2021-03-30 132622 0.03
Collaborative Inv Ser Tr-Trend Aggregation Aggressive Growth ETF 8930 2021-03-30 90282 0.02
JNL Series Trust-JNL/Westchester Capital Event Driven Fund 5763 2021-03-30 58263 0.01

Institutional Holders

Reporting Date Hedge Fund Shares Held Market Value % of Portfolio Quarterly Change in Shares Ownership in Company
2021-11-16 Whitebox Advisors LLC 18,400 $180,000 0.0% -8.0% 0.043%
2021-11-16 Millennium Management LLC 885,285 $8,680,000 0.0% -3.7% 2.056%
2021-11-16 Citadel Advisors LLC 69,739 $680,000 0.0% -59.3% 0.162%
2021-11-15 Glazer Capital LLC 1,350,932 $13,240,000 0.2% -1.0% 3.137%
2021-11-15 Penserra Capital Management LLC 10,548 $100,000 0.0% 0 0.024%
2021-11-12 Arena Capital Advisors LLC CA 1,999,900 $19,600,000 1.5% +7.3% 4.644%
2021-11-12 Weiss Asset Management LP 111,195 $1,090,000 0.0% +9.9% 0.258%
2021-11-12 Wolverine Asset Management LLC 146,647 $1,440,000 0.0% -8.6% 0.341%
2021-11-12 DG Capital Management LLC 88,240 $870,000 0.2% +237.7% 0.205%
2021-11-12 Magnetar Financial LLC 135,050 $1,320,000 0.0% +8.0% 0.314%
2021-11-04 Sycomore Asset Management 490,000 $4,810,000 0.7% 0 1.138%
2021-08-17 Context Capital Management LLC 15,270 $150,000 0.0% -61.8% 0.031%
2021-08-17 Maverick Capital Ltd. 3,000,000 $30,000,000 0.3% -1.0% 6.000%
2021-08-17 Millennium Management LLC 919,285 $9,190,000 0.0% +2.1% 1.839%
2021-08-17 Parallax Volatility Advisers L.P. 120,090 $1,200,000 0.0% 0 0.240%
2021-08-17 Citadel Advisors LLC 171,504 $1,720,000 0.0% -59.7% 0.343%
2021-08-16 Bank of America Corp DE 60,520 $610,000 0.0% 0 0.121%
2021-08-16 TOMS Capital Investment Management LP 1,026,930 $10,270,000 0.8% +2.7% 2.054%
2021-08-16 Antara Capital LP 100,000 $1,000,000 0.1% 0 0.200%
2021-08-16 Royal Bank of Canada 67,056 $670,000 0.0% +4.4% 0.134%
2021-08-16 Security Benefit Life Insurance Co. KS 300,000 $3,000,000 0.2% 0 0.600%
2021-08-16 Echo Street Capital Management LLC 184,847 $1,850,000 0.0% 0 0.370%
2021-08-16 Maven Securities LTD 50,000 $500,000 0.0% -33.3% 0.100%
2021-08-13 EJF Capital LLC 10,000 $100,000 0.0% 0 0.020%
2021-08-13 Anson Funds Management LP 25,000 $250,000 0.0% 0 0.050%
2021-08-13 Glazer Capital LLC 1,365,169 $13,650,000 0.2% -15.7% 2.730%
2021-08-13 Neuberger Berman Group LLC 125,402 $1,250,000 0.0% -15.0% 0.251%
2021-08-13 Geode Capital Management LLC 52,306 $520,000 0.0% 0 0.105%
2021-08-13 Finepoint Capital LP 1,849,425 $18,490,000 3.5% 0 3.699%
2021-08-12 DG Capital Management LLC 26,126 $260,000 0.1% 0 0.052%
2021-08-12 Kepos Capital LP 525,000 $5,250,000 0.4% +493.1% 1.050%
2021-08-11 Arena Capital Advisors LLC CA 1,863,636 $18,640,000 1.5% -11.3% 3.727%
2021-08-11 Picton Mahoney Asset Management 70,000 $700,000 0.0% 0 0.140%
2021-08-10 Citigroup Inc. 57,661 $580,000 0.0% -27.2% 0.115%
2021-07-28 Cohen & Co Financial Management LLC 250,000 $2,500,000 1.6% 0 0.500%
2021-05-27 Davidson Kempner Capital Management LP 150,000 $1,520,000 0.0% 0 0.300%
2021-05-25 Arena Capital Advisors LLC CA 2,100,000 $21,230,000 2.1% 0 4.200%
2021-05-19 Virtu Financial LLC 18,988 $190,000 0.0% 0 0.038%
2021-05-19 KCL Capital L.P. 20,000 $200,000 0.0% 0 0.040%
2021-05-19 Think Investments LP 800,000 $8,090,000 1.4% 0 1.600%
2021-05-18 Millennium Management LLC 900,000 $9,100,000 0.0% 0 1.800%
2021-05-18 Castle Creek Arbitrage LLC 10,000 $100,000 0.0% 0 0.020%
2021-05-18 TENOR CAPITAL MANAGEMENT Co. L.P. 150,000 $1,520,000 0.0% 0 0.300%
2021-05-18 Hound Partners LLC 400,000 $4,040,000 0.2% 0 0.800%
2021-05-18 Lombard Odier Asset Management USA Corp 100,000 $1,010,000 0.0% 0 0.200%
2021-05-18 D. E. Shaw & Co. Inc. 200,000 $2,020,000 0.0% 0 0.400%
2021-05-18 Fir Tree Capital Management LP 100,000 $1,010,000 0.0% 0 0.200%
2021-05-18 Canyon Capital Advisors LLC 700,000 $7,080,000 0.3% 0 1.400%
2021-05-18 Berkley W R Corp 99,232 $1,000,000 0.1% 0 0.198%
2021-05-18 TOMS Capital Investment Management LP 1,000,000 $10,110,000 0.7% 0 2.000%
2021-05-18 Maverick Capital Ltd. 3,030,990 $30,640,000 0.3% 0 6.062%
2021-05-18 Tudor Investment Corp Et Al 50,000 $510,000 0.0% 0 0.100%
2021-05-18 Empyrean Capital Partners LP 300,000 $3,030,000 0.1% 0 0.600%
2021-05-18 Alyeska Investment Group L.P. 500,000 $5,060,000 0.1% 0 1.000%
2021-05-18 Polygon Management Ltd. 200,000 $2,020,000 0.1% 0 0.400%
2021-05-18 Davidson Kempner Capital Management LP 150,000 $1,520,000 0.0% 0 0.300%
2021-05-18 Diameter Capital Partners LP 200,000 $2,020,000 0.2% 0 0.400%
2021-05-18 Citadel Advisors LLC 425,878 $4,310,000 0.0% 0 0.852%
2021-05-18 Radcliffe Capital Management L.P. 100,000 $1,010,000 0.0% 0 0.200%
2021-05-18 Park West Asset Management LLC 201,000 $2,029,999 0.1% 0 0.402%
2021-05-18 Pentwater Capital Management LP 35,000 $350,000 0.0% 0 0.070%
2021-05-18 TPG Group Holdings SBS Advisors Inc. 1,200,000 $12,130,000 0.1% 0 2.400%
2021-05-18 Jane Street Group LLC 70,000 $710,000 0.0% 0 0.140%
2021-05-17 Schonfeld Strategic Advisors LLC 600,000 $6,070,000 0.1% 0 1.200%
2021-05-17 Shaolin Capital Management LLC 20,000 $200,000 0.0% 0 0.040%
2021-05-17 Saba Capital Management L.P. 125,000 $1,260,000 0.0% 0 0.250%
2021-05-17 TOMS Capital Investment Management LP 1,000,000 $10,110,000 0.8% 0 2.000%
2021-05-17 CNH Partners LLC 50,000 $510,000 0.0% 0 0.100%
2021-05-17 Royal Bank of Canada 64,207 $650,000 0.0% 0 0.128%
2021-05-17 CSS LLC IL 227,500 $2,300,000 0.1% 0 0.455%
2021-05-17 Woodline Partners LP 400,000 $4,040,000 0.1% 0 0.800%
2021-05-17 HBK Investments L P 600,000 $6,070,000 0.0% 0 1.200%
2021-05-17 Caas Capital Management LP 70,000 $710,000 0.0% 0 0.140%
2021-05-17 HRT Financial LP 74,950 $760,000 0.0% 0 0.150%
2021-05-17 Governors Lane LP 750,000 $7,580,000 0.5% 0 1.500%
2021-05-17 Context Capital Management LLC 40,000 $400,000 0.0% 0 0.080%
2021-05-17 Apollo Management Holdings L.P. 775,000 $7,840,000 0.0% 0 1.550%
2021-05-17 Venator Capital Management Ltd. 140,500 $1,790,000 0.6% 0 0.281%
2021-05-17 Senator Investment Group LP 350,000 $3,540,000 0.1% 0 0.700%
2021-05-17 BlueCrest Capital Management Ltd 800,000 $8,090,000 0.1% 0 1.600%
2021-05-17 Sage Rock Capital Management LP 333,800 $3,380,000 0.4% 0 0.668%
2021-05-14 Sculptor Capital LP 350,000 $3,540,000 0.0% 0 0.700%
2021-05-14 Whitebox Advisors LLC 20,000 $200,000 0.0% 0 0.040%
2021-05-14 Third Point LLC 1,200,000 $12,130,000 0.1% 0 2.400%
2021-05-14 Baupost Group LLC MA 2,000,000 $20,220,000 0.2% 0 4.000%
2021-05-14 Starboard Value LP 235,558 $2,380,000 0.1% 0 0.471%
2021-05-14 III Capital Management 5,000 $50,000 0.0% 0 0.010%
2021-05-14 LH Capital Markets LLC 350,000 $3,540,000 0.4% 0 0.700%
2021-05-14 GABELLI & Co INVESTMENT ADVISERS INC. 71,400 $720,000 0.1% 0 0.143%
2021-05-14 Gabelli Funds LLC 78,600 $800,000 0.0% 0 0.157%
2021-05-14 Spring Creek Capital LLC 400,000 $4,040,000 0.2% 0 0.800%
2021-05-14 Ghisallo Capital Management LLC 200,000 $2,020,000 0.1% 0 0.400%
2021-05-14 Hartree Partners LP 30,000 $310,000 0.1% 0 0.060%
2021-05-14 TD Asset Management Inc. 70,000 $710,000 0.0% 0 0.140%
2021-05-14 Periscope Capital Inc. 35,000 $350,000 0.0% 0 0.070%
2021-05-14 Monashee Investment Management LLC 35,000 $350,000 0.1% 0 0.070%
2021-05-14 Silver Rock Financial LP 150,000 $1,520,000 0.3% 0 0.300%
2021-05-13 Wolverine Asset Management LLC 20,000 $200,000 0.0% 0 0.040%
2021-05-13 Atalaya Capital Management LP 35,000 $350,000 0.1% 0 0.070%
2021-05-13 Neuberger Berman Group LLC 147,508 $1,490,000 0.0% 0 0.295%

SEC Filings

Form Type Form Description Filing Date Document Link
10-Q FORM 10-Q 2021-11-15 https://www.sec.gov/Archives/edgar/data/1827076/000119312521329848/d254225d10q.htm
10-Q FORM 10-Q 2021-08-18 https://www.sec.gov/Archives/edgar/data/1827076/000119312521250359/d198809d10q.htm
NT 10-Q NT 10-Q 2021-08-17 https://www.sec.gov/Archives/edgar/data/1827076/000119312521248761/d170454dnt10q.htm
8-K 8-K 2021-06-24 https://www.sec.gov/Archives/edgar/data/1827076/000119312521198669/d544604d8k.htm
10-Q 10-Q 2021-06-22 https://www.sec.gov/Archives/edgar/data/1827076/000119312521196351/d55539d10q.htm
8-K 8-K 2021-06-04 https://www.sec.gov/Archives/edgar/data/1827076/000119312521183114/d187266d8k.htm
NT 10-Q NT 10-Q 2021-05-18 https://www.sec.gov/Archives/edgar/data/1827076/000119312521165131/d191800dnt10q.htm
8-K 8-K 2021-03-31 https://www.sec.gov/Archives/edgar/data/1827076/000119312521102302/d102670d8k.htm
8-K 8-K 2021-03-26 https://www.sec.gov/Archives/edgar/data/1827076/000119312521096706/d22900d8k.htm
424B4 424B4 2021-03-24 https://www.sec.gov/Archives/edgar/data/1827076/000119312521092751/d922828d424b4.htm
EFFECT 2021-03-22 https://www.sec.gov/Archives/edgar/data/1827076/999999999521001064/xslEFFECTX01/primary_doc.xml
3 FORM 3 SUBMISSION 2021-03-22 https://www.sec.gov/Archives/edgar/data/1827076/000089924321012977/xslF345X02/doc3.xml
3 FORM 3 SUBMISSION 2021-03-22 https://www.sec.gov/Archives/edgar/data/1827076/000089924321012970/xslF345X02/doc3.xml
3 FORM 3 SUBMISSION 2021-03-22 https://www.sec.gov/Archives/edgar/data/1827076/000089924321012969/xslF345X02/doc3.xml
3 FORM 3 SUBMISSION 2021-03-22 https://www.sec.gov/Archives/edgar/data/1827076/000089924321012968/xslF345X02/doc3.xml
3 FORM 3 SUBMISSION 2021-03-22 https://www.sec.gov/Archives/edgar/data/1827076/000089924321012964/xslF345X02/doc3.xml
3 FORM 3 SUBMISSION 2021-03-22 https://www.sec.gov/Archives/edgar/data/1827076/000089924321012962/xslF345X02/doc3.xml
3 FORM 3 SUBMISSION 2021-03-22 https://www.sec.gov/Archives/edgar/data/1827076/000089924321012959/xslF345X02/doc3.xml
CERT 2021-03-22 https://www.sec.gov/Archives/edgar/data/1827076/000135445721000378/8A_Cert_DGNU.pdf
8-A12B 8-A12B 2021-03-22 https://www.sec.gov/Archives/edgar/data/1827076/000119312521088743/d227845d8a12b.htm
CORRESP 2021-03-18 https://www.sec.gov/Archives/edgar/data/1827076/000119312521085778/filename1.htm
CORRESP 2021-03-18 https://www.sec.gov/Archives/edgar/data/1827076/000119312521085772/filename1.htm
CORRESP 2021-03-17 https://www.sec.gov/Archives/edgar/data/1827076/000119312521084085/filename1.htm
S-1/A S-1/A 2021-03-17 https://www.sec.gov/Archives/edgar/data/1827076/000119312521084029/d922828ds1a.htm
UPLOAD 2021-03-17 https://www.sec.gov/Archives/edgar/data/1827076/000000000021003198/filename1.pdf
S-1/A S-1/A 2021-03-09 https://www.sec.gov/Archives/edgar/data/1827076/000119312521075002/d922828ds1a.htm
CORRESP 2021-03-02 https://www.sec.gov/Archives/edgar/data/1827076/000119312521065733/filename1.htm
S-1 S-1 2021-03-02 https://www.sec.gov/Archives/edgar/data/1827076/000119312521065721/d922828ds1.htm
UPLOAD 2021-01-07 https://www.sec.gov/Archives/edgar/data/1827076/000000000021000204/filename1.pdf
DRSLTR 2020-12-31 https://www.sec.gov/Archives/edgar/data/1827076/000095012320012957/filename1.htm
DRS/A 2020-12-31 https://www.sec.gov/Archives/edgar/data/1827076/000095012320012956/filename1.htm
UPLOAD 2020-11-09 https://www.sec.gov/Archives/edgar/data/1827076/000000000020010709/filename1.pdf
DRS 2020-10-13 https://www.sec.gov/Archives/edgar/data/1827076/000095012320010218/filename1.htm