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    CONX Vol: 1.2K

  • Warrants



    CONXW Vol: 714.0

  • Units



    CONXU Vol: 0.0

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SPAC Stats

Market Cap: 754.8M
Average Volume: 17.7K
52W Range: $9.76 - $10.20
Weekly %: -0.89%
Monthly %: +0.30%
Inst Owners: 124


Target: Searching
Days Since IPO: 757
Unit composition:
Each unit has an offering price of  $10.00 and consists of one share of Class A common stock and one fourth of one redeemable warrant
Trust Size: 10000000000.0M

📰News and PRs

🕵Stocktwit Mentions

NiceW2Kid posted at 2022-11-23T19:53:56Z

$CONX some reading on possible merger with Boost,other%20brands%20including%20Ting%20Mobile%20and%20Gen%20Mobile.

NiceW2Kid posted at 2022-11-21T20:08:39Z

$CONX random 2.3k share dump at 9.99 :(

NiceW2Kid posted at 2022-11-18T14:59:10Z

$CONX friendly reminder to call in a DNE on your calls today if you don't want to take delivery of the shares

NiceW2Kid posted at 2022-11-17T16:16:25Z

$CONX friendly reminder to call a DNE into your broker tomorrow if you don't want to take on the shares when 10c closes ITM

NiceW2Kid posted at 2022-11-14T15:18:59Z

$CONX moved .71% on 300 shares traded hard to borrow on webull and etrade Someone slap this thing on the ass and it can fly

NiceW2Kid posted at 2022-11-09T14:47:41Z

$CONX extended thru 6/3/23...

cctranscripts posted at 2022-11-08T21:49:36Z

CORGENIX MEDICAL CORP/CO Just Filed Its Quarterly Report: Net Income Per Share... $CONX

Last10K posted at 2022-11-08T21:32:24Z

$CONX just filed a 10-Q Quarterly Report with 5 financial statements and 26 disclosures. Access them all or just read their earnings:

Quantisnow posted at 2022-11-08T21:23:50Z

$CONX 📜 SEC Form 10-Q filed by CONX Corp. 45 seconds delayed.

risenhoover posted at 2022-11-08T21:23:44Z

$CONX / CONX files form 10-Q

Newsfilter posted at 2022-11-08T21:23:05Z

$CONX Form 10-Q (quarterly report [sections 13 or 15(d)]) filed with the SEC

NiceW2Kid posted at 2022-11-08T20:56:01Z

$CONX anticlimactic day to say the least

NiceW2Kid posted at 2022-11-08T14:34:05Z

$CONX hard to borrow on etrade and webull...

NiceW2Kid posted at 2022-11-08T14:03:22Z

$CONX I was told there would be apes... That 2.4k MOC purchase yesterday still has me intrigued.

BardicusDeBursitis posted at 2022-11-08T13:30:53Z

$DWAC low float majority of shares locked up. With momentum this could fly. $CONX

BardicusDeBursitis posted at 2022-11-08T01:11:17Z


Tom2Shade posted at 2022-11-08T00:58:41Z

$WBD What you folks think about this one? $CONX Thoughts?

Tom2Shade posted at 2022-11-08T00:37:24Z

$GSAT What you fine folks think about $CONX ? Something going with this one?

BardicusDeBursitis posted at 2022-11-08T00:19:30Z

$AMC $CONX Big premarket moves incoming tmrw

BardicusDeBursitis posted at 2022-11-08T00:17:41Z

$AMC buy $CONX now and print that money tmrw

BardicusDeBursitis posted at 2022-11-08T00:15:57Z

$CONX manipulation in a good way let’s go baby!!!!!

BardicusDeBursitis posted at 2022-11-08T00:14:25Z

$DWAC this should make people rich tmrw if everything goes as planned $CONX

BardicusDeBursitis posted at 2022-11-08T00:12:52Z

$AMC big SPAC moves coming with this one tmrw don’t miss out $CONX just look at the recent jump in share price 💰

NiceW2Kid posted at 2022-11-07T21:17:37Z

$CONX 2.4k shares purchased at 10.20 at the bell? hmmmmm

dividendinvestorbyeagle posted at 2022-11-03T12:00:59Z

$CONX hit 52 week high (Com Cl A/CONX Corp)

NiceW2Kid posted at 2022-11-02T15:07:20Z

$UTAA $DMYS $CPUH $CONX $ALTU "I spend my doleful days in dumps and dolors." - Nabokov zzzzzzz

Last10K posted at 2022-11-01T22:18:10Z

$CONX just filed with the SEC a New Agreement, a New Financial Obligation, a Bylaw Change, a Vote of Security Holders and a Financial Exhibit

cctranscripts posted at 2022-11-01T21:45:37Z

Entry into a Material Definitive $CONX

risenhoover posted at 2022-11-01T21:28:57Z

$CONX / CONX files form 8-K - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2022 (October 31, 202

Quantisnow posted at 2022-11-01T21:28:47Z

$CONX 📜 CONX Corp. filed SEC Form 8-K: Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits 45 seconds delayed.


Officers, Directors and Director Nominees.” Each of our officers and directors presently has, and any of them in the future may have additional, fiduciary or contractual obligations to other entities and, accordingly, may have conflicts of interest in determining to which entity a particular business opportunity should be presented. Following the completion of this offering and until we consummate our initial business combination, we intend to engage in the business of identifying and combining with one or more businesses or assets. Each of our officers and directors presently has, and any of them in the future may have, additional fiduciary or contractual obligations to other entities, including DISH and EchoStar, pursuant to which such officer or director is or will be required to present a business combination opportunity to such entity. Our amended and restated articles of incorporation will provide that the corporate opportunity doctrine will not apply to our directors or officers in circumstances where it would conflict with any fiduciary duties or contractual obligations they may have, and that we renounce any expectancy that our directors or officers will offer such a corporate opportunity to us, except if all of the following conditions are satisfied: (a) we have expressed an interest in the business opportunity as determined from time to time by our board of directors as evidenced by resolutions appearing in our minutes; (b) the opportunity relates to a line of business in which we are then directly engaged; (c) the director or officer is permitted to refer the opportunity to us without violating any legal obligation; and (d) in the case of a director or officer who, at the time the opportunity is presented, has a fiduciary relationship to DISH or EchoStar, and the opportunity relates to a line of business in which DISH or EchoStar is then engaged or has expressed an interest, the director or officer has first referred the opportunity to DISH or EchoStar, as applicable, and that entity has declined to pursue the opportunity. In addition, our sponsor, officers and directors may sponsor or form other special purpose acquisition companies similar to ours or may pursue other business or investment ventures during the period in which we are seeking an initial business combination. Any such companies, businesses or investments may present additional conflicts of interest in pursuing an initial business combination. 52 TABLE OF CONTENTS For further discussion of our executive officers’ and directors’ business affiliations and the potential conflicts of interest that you should be aware of, please see “Management — Officers, Directors and Director Nominees,” “Management — Conflicts of Interest” and “Certain Relationships and Related Party Transactions.” Our executive officers, directors, security holders and their respective affiliates may have competitive pecuniary interests that conflict with our interests. We have not adopted a policy that expressly prohibits our directors, executive officers, security holders or affiliates from having a direct or indirect pecuniary or financial interest in any investment to be acquired or disposed of by us or in any transaction to which we are a party or have an interest. In fact, we may enter into a business combination with a target that is affiliated with our directors or executive officers, including our sponsor, although we do not intend to do so or we may acquire a target through an Affiliated Joint Acquisition. Nor do we have a policy that expressly prohibits any such persons from engaging for their own account in business activities of the types conducted by us. Accordingly, such persons or entities may have a conflict between their interests and ours. The personal and financial interests of our directors and officers may influence their motivation in timely identifying and selecting a target and completing a business combination. Consequently, our directors’ and officers’ discretion in identifying and selecting a suitable target may result in a conflict of interest when determining whether the terms, conditions and timing of a particular business combination are appropriate and in our stockholders’ best interest. If this were the case, it would be a breach of their fiduciary duties to us as a matter of Nevada law and we or our stockholders might have a claim against such individuals for infringing on our stockholders’ rights. However, we might not ultimately be successful in any claim we may make against them for such reason. We may engage in a business combination with one or more targets that have relationships with entities that may be affiliated with our sponsor and its executive officers, directors or existing holders, which may raise potential conflicts of interest. In light of the involvement of our sponsor and its executive officers and directors with other entities, we may decide to acquire one or more businesses affiliated with our sponsor or its executive officers, directors or existing holders. Our directors also serve as officers and board members for other entities, including, without limitation, those described under “Management — Conflicts of Interest.” Such entities may compete with us for business combination opportunities. Our sponsor, executive officers and directors are not currently aware of any specific opportunities for us to complete our initial business combination with any entities with which they are affiliated, and there have been no substantive discussions concerning a business combination with any such entity or entities. Although we will not be specifically focusing on, or targeting, any transaction with any affiliated entities, we would pursue such a transaction if we determined that such affiliated entity met our criteria for a business combination as set forth in “Proposed Business — Effecting our initial business combination — Selection of a target and structuring of our initial business combination” and such transaction was approved by a majority of our independent directors. Despite our agreement to obtain an opinion from an independent investment banking firm or a valuation or appraisal firm regarding the fairness to our company from a financial point of view of a business combination with one or more domestic or international businesses affiliated with our sponsor, executive officers, directors or existing holders, potential conflicts of interest still may exist and, as a result, the terms of the business combination may not be as advantageous to our public stockholders as they would be absent any conflicts of interest. Since our sponsor, executive officers and directors will lose their entire investment in us if our initial business combination is not completed (other than with respect to public shares they may acquire during or after this offering), a conflict of interest may arise in determining whether a particular business combination target is appropriate for our initial business combination. On August 28, 2020, our founder purchased an aggregate of 28,750,000 founder shares for $25,000, or approximately $0.001 per share and transferred 2,875,000 founder shares to Jason 53 TABLE OF CONTENTS Kiser, our Chief Executive Officer, for approximately the same per-share price initially paid by our founder. On            , 2020, our founder and Jason Kiser contributed their founder shares to our sponsor, in return for proportionate equity interests, resulting in our sponsor holding 28,750,000 founder shares. Prior to the initial investment in the company of  $25,000 by our founder, the company had no assets, tangible or intangible. The per share price of the founder shares was determined by dividing the amount of cash contributed to the company by the number of founder shares issued. The number of founder shares outstanding was determined based on the expectation that the total size of this offering would be a maximum of 115,000,000 units if the underwriter’s over-allotment option is exercised in full, and therefore that such founder shares would represent 20% of the outstanding shares of our common stock after this offering. Up to 3,750,000 of the founder shares will be forfeited depending on the extent to which the underwriter’s over-allotment is exercised. The founder shares will be worthless if we do not complete an initial business combination. In addition, our sponsor has committed to purchase up to an aggregate of 14,666,667 private placement warrants (or 16,666,667 warrants if the underwriter’s over-allotment option is exercised in full), each exercisable for one share of Class A common stock at $11.50 per share, for an aggregate purchase price of  $22,000,000 (or $25,000,000 if the underwriter’s over-allotment option is exercised in full), or $1.50 per warrant, that will also be worthless if we do not complete our initial business combination. The personal and financial interests of our executive officers and directors may influence their motivation in identifying and selecting a target combination, completing an initial business combination and influencing the operation of the business following the initial business combination. This risk may become more acute as the 24-month anniversary of the closing of this offering nears, which is the deadline for our completion of an initial business combination. We may issue notes or other debt securities, or otherwise incur substantial debt, to complete a business combination, which may adversely affect our leverage and financial condition and thus negatively impact the value of our stockholders’ investment in us. Although we have no commitments as of the date of this prospectus to issue any notes or other debt securities, or to otherwise incur outstanding debt following this offering, we may choose to incur substantial debt to complete our initial business combination. We and our officers have agreed that we will not incur any indebtedness unless we have obtained from the lender a waiver of any right, title, interest or claim of any kind in or to the monies held in the trust account. As such, no issuance of debt will affect the per share amount available for redemption from the trust account. Nevertheless, the incurrence of debt could have a variety of negative effects, including: • default and foreclosure on our assets if our operating revenues after an initial business combination are insufficient to repay our debt obligations; ​ • acceleration of our obligations to repay the indebtedness even if we make all principal and interest payments when due if we breach certain covenants that require the maintenance of certain financial ratios or reserves without a waiver or renegotiation of that covenant; ​ • our immediate payment of all principal and accrued interest, if any, if the debt is payable on demand; ​ • our inability to obtain necessary additional financing if the debt contains covenants restricting our ability to obtain such financing while the debt is outstanding; ​ • our inability to pay dividends on our Class A common stock; ​ • using a substantial portion of our cash flow to pay principal and interest on our debt, which will reduce the funds available for dividends on our Class A common stock if declared, expenses, capital expenditures, acquisitions and other general corporate purposes; ​ • limitations on our flexibility in planning for and reacting to changes in our business and in the industry in which we operate; ​ • increased vulnerability to adverse changes in general economic, industry and competitive conditions and adverse changes in government regulation; and ​ 54 TABLE OF CONTENTS • limitations on our ability to borrow additional amounts for expenses, capital expenditures, acquisitions, debt service requirements, execution of our strategy and other purposes and other disadvantages compared to our competitors who have less debt. ​ We may only be able to complete one business combination with the proceeds of this offering and the sale of the private placement warrants, which will cause us to be solely dependent on a single business which may have a limited number of products or services. This lack of diversification may negatively impact our operations and profitability. We estimate that the net proceeds from the sale of the units in this offering and the sale of the private placement warrants will be $1,001,000,000 (or $1,151,000,000 if the underwriter’s over-allotment option is exercised in full), after deducting offering expenses of approximately $1,000,000 and underwriting commissions of  $20,000,000 (or $23,000,000 if the underwriter’s over-allotment option is exercised in full) (excluding deferred underwriting commissions of $35,000,000, or $40,250,000 if the underwriter’s over-allotment option is exercised in full). We may effectuate our initial business combination with a single target or multiple targets simultaneously or within a short period of time. However, we may not be able to effectuate our initial business combination with more than one target because of various factors, including the existence of complex accounting issues and the requirement that we prepare and file pro forma financial statements with the SEC that present operating results and the financial condition of several targets as if they had been operated on a combined basis. By completing our initial business combination with only a single entity, our lack of diversification may subject us to numerous economic, competitive and regulatory developments. Further, we would not be able to diversify our operations or benefit from the possible spreading of risks or offsetting of losses, unlike other entities which may have the resources to complete several business combinations in different industries or different areas of a single industry. Accordingly, the prospects for our success may be: • solely dependent upon the performance of a single business, property or asset, or ​ • dependent upon the development or market acceptance of a single or limited number of products, processes or services. ​ This lack of diversification may subject us to numerous economic, competitive and regulatory risks, any or all of which may have a substantial adverse impact upon the particular industry in which we may operate subsequent to our initial business combination. We may attempt to complete business combinations simultaneously with multiple prospective targets, which may hinder our ability to complete our initial business combination and give rise to increased costs and risks that could negatively impact our operations and profitability. If we determine to simultaneously acquire several businesses that are owned by different sellers, we will need for each of such sellers to agree that our purchase of its business is contingent on the simultaneous closings of the other business combinations, which may make it more difficult for us, and delay our ability, to complete our initial business combination. With multiple business combinations, we could also face additional risks, including additional burdens and costs with respect to possible multiple negotiations and due diligence investigations (if there are multiple sellers) and the additional risks associated with the subsequent assimilation of the operations and services or products of the acquired companies in a single operating business. If we are unable to adequately address these risks, it could negatively impact our profitability and results of operations. We may attempt to complete our initial business combination with a private company about which little information is available, which may result in a business combination with a company that is not as profitable as we suspected, if at all. In pursuing our business combination strategy, we may seek to effectuate our initial business combination with a privately held company. Very little public information generally exists about 55 TABLE OF CONTENTS private companies, and we could be required to make our decision on whether to pursue a potential initial business combination on the basis of limited information, which may result in a business combination with a company that is not as profitable as we suspected, if at all, or the acquisition of assets that do not have the expected prospect of profitability. Our management team may not be able to maintain our control of a target after our initial business combination. We cannot provide assurance that, upon loss of control of a target, new management will possess the skills, qualifications or abilities necessary to profitably operate such business. We may structure our initial business combination so that the post-transaction company in which our public stockholders own shares will own less than 100% of the equity interests or assets of a target, but we will only complete such business combination if the post-transaction company owns or acquires 50% or more of the outstanding voting securities of the target or otherwise acquires a controlling interest in the target sufficient for us not to be required to register as an investment company under the Investment Company Act. We will not consider any transaction that does not meet such criteria. Even if the post-transaction company owns 50% or more of the voting securities of the target, our stockholders prior to the business combination may collectively own a minority interest in the post business combination company, depending on valuations ascribed to the target and us in the business combination. For example, we could pursue a transaction in which we issue a substantial number of new shares of Class A common stock in exchange for all of the outstanding capital stock of a target. In this case, we would acquire a 100% interest in the target. However, as a result of the issuance of a substantial number of new shares of Class A common stock, our stockholders immediately prior to such transaction could own less than a majority of our outstanding Class A common stock subsequent to such transaction. In addition, other minority stockholders may subsequently combine their holdings resulting in a single person or group obtaining a larger share of the company’s shares than we initially acquired. Accordingly, this may make it more likely that our management will not be able to maintain our control of the target. We do not have a specified maximum redemption threshold. The absence of such a redemption threshold may make it possible for us to complete our initial business combination with which a substantial majority of our stockholders or warrant holders do not agree. Our amended and restated articles of incorporation does not provide a specified maximum redemption threshold, except that in no event will we redeem our public shares in an amount that would cause our net tangible assets to be less than $5,000,001. In addition, our proposed initial business combination may impose a minimum cash requirement for: (i) cash consideration to be paid to the target or its owners, (ii) cash for working capital or other general corporate purposes or (iii) the retention of cash to satisfy other conditions. As a result, we may be able to complete our initial business combination even though a substantial majority of our public stockholders do not agree with the transaction and have redeemed their shares or, if we seek stockholder approval of our initial business combination and do not conduct redemptions in connection with our initial business combination pursuant to the tender offer rules, have entered into privately negotiated agreements to sell their shares to our sponsor, officers, directors, advisors or any of their affiliates. In the event the aggregate cash consideration we would be required to pay for all shares of Class A common stock that are validly submitted for redemption plus any amount required to satisfy cash conditio

Holder Stats

1 0
% of Shares Held by All Insider 0.04%
% of Shares Held by Institutions 93.66%
% of Float Held by Institutions 93.69%
Number of Institutions Holding Shares 124

Mutual Fund Holders

Holder Shares Date Reported Value % Out
Merger Fund, The 613768 2022-06-29 6067096 0.8199999999999998
WCM Alternatives Event Driven Fd 231080 2022-06-29 2284225 0.31
Highland Fds I-NexPoint Merger Arbitrage Fund 213700 2022-06-29 2112424 0.27999999999999997
JNL Series Trust-JNL/Westchester Capital Event Driven Fund 117240 2022-06-29 1158917 0.16
Fidelity NASDAQ Composite Index Fund 52880 2022-06-29 522718 0.07
First Tr Exchange Traded Fd-First Trust Merger Arbitrage Fd 30959 2022-06-29 306029 0.04
JNL Series Trust-JNL/Multi Manager Alternative Fund 29232 2022-06-29 288958 0.04
Saba Capital Income & Opportunities Fd 30069 2022-07-30 298735 0.04
Principal Global Multi Strategy Fd 26133 2022-05-30 257671 0.03
Merger Fund Vl, The 8816 2022-06-29 87146 0.01

Institutional Holders

Reporting Date Hedge Fund Shares Held Market Value % of Portfolio Quarterly Change in Shares Ownership in Company
2022-11-16 Jane Street Group LLC 2,166,483 $21,650,000 0.0% +46.6% 2.310%
2022-11-15 Fir Tree Capital Management LP 2,103,285 $21,030,000 0.7% -3.7% 2.243%
2022-11-15 First Trust Capital Management L.P. 298,532 $2,980,000 0.1% +814.1% 0.318%
2022-11-15 Fort Baker Capital Management LP 4,984,693 $49,820,000 7.5% +13.0% 5.315%
2022-11-14 Wolverine Trading LLC 16,728 $170,000 0.0% -238.5% 0.018%
2022-11-14 Glazer Capital LLC 5,058,041 $50,560,000 0.9% +65.3% 5.394%
2022-11-14 Verition Fund Management LLC 47,121 $470,000 0.0% -88.2% 0.050%
2022-11-14 Boothbay Fund Management LLC 27,770 $280,000 0.0% 0 0.030%
2022-11-14 Centiva Capital LP 807,693 $8,080,000 0.2% +190.2% 0.861%
2022-11-14 Exos TFP Holdings LLC 442,908 $4,430,000 2.0% 0 0.472%
2022-11-14 RP Investment Advisors LP 500,000 $5,000,000 1.2% -34.9% 0.533%
2022-11-14 HGC Investment Management Inc. 1,845,909 $18,450,000 1.2% -2.5% 1.968%
2022-11-14 UBS Oconnor LLC 487,994 $4,880,000 0.1% -9.1% 0.520%
2022-11-14 Hsbc Holdings PLC 1,860,851 $18,610,000 0.0% +23.2% 1.984%
2022-11-10 Bank of Montreal Can 934,756 $9,350,000 0.0% +28.9% 0.997%
2022-11-10 RPO LLC 84,150 $840,000 0.2% 0 0.090%
2022-11-10 UBS Group AG 4,354 $44,000 0.0% -38.7% 0.005%
2022-11-08 Periscope Capital Inc. 2,203,756 $22,030,000 0.6% +0.8% 2.350%
2022-11-07 Virtu Financial LLC 50,428 $500,000 0.0% +15.8% 0.054%
2022-11-02 Landscape Capital Management L.L.C. 34,684 $350,000 0.0% +156.9% 0.037%
2022-10-25 Thompson Siegel & Walmsley LLC 56,815 $570,000 0.0% -26.0% 0.061%
2022-10-24 Mizuho Markets Americas LLC 2,449,592 $24,480,000 1.1% 0 2.612%
2022-10-11 DAVENPORT & Co LLC 55,000 $550,000 0.0% -3.5% 0.059%
2022-10-07 ARS Investment Partners LLC 38,000 $380,000 0.1% +90.0% 0.041%
2022-08-30 Verition Fund Management LLC 397,966 $3,930,000 0.1% +169.0% 0.424%
2022-08-18 Goldman Sachs Group Inc. 432,117 $4,270,000 0.0% -35.0% 0.461%
2022-08-17 Nomura Holdings Inc. 933,360 $9,240,000 0.0% +259.7% 0.995%
2022-08-17 Centiva Capital LP 278,284 $2,750,000 0.0% +104.4% 0.297%
2022-08-16 Aristeia Capital LLC 550,000 $5,440,000 0.1% +10.0% 0.586%
2022-08-16 Jane Street Group LLC 1,478,310 $14,610,000 0.0% +34.2% 1.576%
2022-08-16 Woodline Partners LP 450,000 $4,450,000 0.1% 0 0.480%
2022-08-16 CSS LLC IL 30,055 $300,000 0.0% 0 0.032%
2022-08-16 Centiva Capital LP 278,284 $2,750,000 0.1% +104.4% 0.297%
2022-08-16 Dark Forest Capital Management LP 47,352 $470,000 0.1% 0 0.050%
2022-08-15 Berkley W R Corp 103,662 $1,030,000 0.1% +486.9% 0.111%
2022-08-15 Springhouse Capital Management LP 530,107 $5,240,000 2.6% +328.2% 0.565%
2022-08-15 Cubist Systematic Strategies LLC 395,213 $3,910,000 0.0% 0 0.421%
2022-08-15 KCL Capital L.P. 40,000 $400,000 0.1% -58.2% 0.043%
2022-08-15 Millennium Management LLC 3,096,406 $30,610,000 0.0% +5.3% 3.302%
2022-08-15 Nomura Holdings Inc. 933,360 $9,240,000 0.0% +259.7% 0.995%
2022-08-15 Kohlberg Kravis Roberts & Co. L.P. 321,750 $3,180,000 0.0% +30.8% 0.343%
2022-08-15 MMCAP International Inc. SPC 606,530 $6,000,000 0.5% -51.7% 0.647%
2022-08-13 Virtu Financial LLC 43,558 $430,000 0.0% 0 0.046%
2022-08-12 Sculptor Capital LP 484,693 $4,790,000 0.1% +37.8% 0.517%
2022-08-11 Toronto Dominion Bank 135,669 $1,340,000 0.0% +79.3% 0.145%
2022-08-11 JPMorgan Chase & Co. 1,290,588 $12,750,000 0.0% -10.4% 1.376%
2022-08-05 Landscape Capital Management L.L.C. 13,501 $130,000 0.0% 0 0.014%
2022-08-05 Potomac Capital Management Inc. 231,600 $2,290,000 2.6% +55.2% 0.247%
2022-08-05 Mint Tower Capital Management B.V. 65,736 $650,000 0.1% 0 0.070%
2022-08-03 Potomac Capital Management Inc. 231,600 $2,290,000 2.6% +55.2% 0.247%
2022-07-22 Thompson Siegel & Walmsley LLC 76,815 $760,000 0.0% -20.7% 0.082%
2022-07-15 ARS Investment Partners LLC 20,000 $200,000 0.0% 0 0.021%
2022-06-07 Bank of America Corp DE 317,200 $3,120,000 0.0% 0 0.338%
2022-05-20 Sculptor Capital LP 351,807 $3,470,000 0.0% +2,527.4% 0.375%
2022-05-18 Nomura Holdings Inc. 259,450 $2,560,000 0.0% +120.6% 0.277%
2022-05-17 Jane Street Group LLC 1,101,930 $10,860,000 0.0% +3.8% 1.175%
2022-05-17 Glazer Capital LLC 2,347,174 $23,120,000 0.6% +1.0% 2.503%
2022-05-17 Radcliffe Capital Management L.P. 538,561 $5,310,000 0.1% +7.7% 0.574%
2022-05-17 Saba Capital Management L.P. 655,082 $6,450,000 0.1% +29.7% 0.699%
2022-05-17 Fir Tree Capital Management LP 2,344,565 $23,090,000 0.6% -0.2% 2.500%
2022-05-17 Fort Baker Capital Management LP 3,899,572 $38,410,000 5.9% +4.6% 4.158%
2022-05-16 Goldman Sachs Group Inc. 665,118 $6,550,000 0.0% -8.8% 0.709%
2022-05-16 Kohlberg Kravis Roberts & Co. L.P. 245,962 $2,420,000 0.0% +2,193.6% 0.262%
2022-05-16 Rivernorth Capital Management LLC 1,004,151 $9,890,000 0.4% +73.4% 1.071%
2022-05-16 Berkley W R Corp 17,662 $170,000 0.0% 0 0.019%
2022-05-16 RP Investment Advisors LP 609,917 $6,010,000 0.8% -33.1% 0.650%
2022-05-16 UBS Group AG 6,522 $64,000 0.0% +80.6% 0.007%
2022-05-13 Sculptor Capital LP 351,807 $3,470,000 0.0% +2,527.4% 0.375%
2022-05-13 Penserra Capital Management LLC 9,360 $92,000 0.0% -42.2% 0.010%
2022-05-12 Omni Event Management Ltd 203,161 $2,000,000 0.1% -1.1% 0.217%
2022-05-12 HighTower Advisors LLC 896,890 $8,850,000 0.0% +6.5% 0.956%
2022-05-11 Highbridge Capital Management LLC 2,089,261 $20,580,000 0.5% -11.1% 2.228%
2022-05-11 JPMorgan Chase & Co. 1,440,472 $14,190,000 0.0% +4.4% 1.536%
2022-05-10 Privium Fund Management UK Ltd 51,000 $500,000 0.3% 0 0.054%
2022-05-04 Wolverine Asset Management LLC 25,654 $250,000 0.0% -31.8% 0.027%
2022-05-04 Nan Fung Trinity HK Ltd. 110,600 $1,090,000 0.2% +10.0% 0.118%
2022-04-27 Potomac Capital Management Inc. 149,268 $1,470,000 1.3% +27.7% 0.159%
2022-04-26 Thompson Siegel & Walmsley LLC 96,815 $950,000 0.0% -8.5% 0.103%
2022-04-13 Exos Asset Management LLC 5,846 $58,000 0.0% -34.1% 0.006%
2022-03-15 Beryl Capital Management LLC 784,012 $7,700,000 0.4% -34.5% 0.836%
2022-03-14 Exos Asset Management LLC 8,868 $87,000 0.0% -26.8% 0.009%
2022-02-22 DLD Asset Management LP 43,210 $420,000 0.0% -42.4% 0.046%
2022-02-17 Omni Event Management Ltd 205,372 $2,020,000 0.1% 0 0.219%
2022-02-15 KCL Capital L.P. 97,975 $960,000 0.1% -3.6% 0.104%
2022-02-15 Kepos Capital LP 125,000 $1,230,000 0.1% -76.2% 0.133%
2022-02-15 Kohlberg Kravis Roberts & Co. L.P. 10,724 $110,000 0.0% -20.5% 0.011%
2022-02-15 Millennium Management LLC 2,962,423 $29,090,000 0.0% -0.4% 3.159%
2022-02-15 DLD Asset Management LP 43,210 $420,000 0.0% -42.4% 0.046%
2022-02-14 Bluefin Capital Management LLC 73,775 $720,000 0.1% -16.9% 0.079%
2022-02-14 Fort Baker Capital Management LP 3,726,656 $36,600,000 6.4% +106.2% 3.974%
2022-02-14 Glazer Capital LLC 2,323,382 $22,820,000 0.6% -35.8% 2.477%
2022-02-11 Allianz Asset Management GmbH 117,000 $1,150,000 0.0% 0 0.125%
2022-02-11 Bank of Montreal Can 750,000 $7,370,000 0.0% 0 0.800%
2022-02-10 JPMorgan Chase & Co. 1,380,372 $13,560,000 0.0% +60.8% 1.472%
2022-02-10 Qube Research & Technologies Ltd 87,671 $860,000 0.0% +96.1% 0.093%
2022-02-10 HighTower Advisors LLC 842,465 $8,270,000 0.0% -5.6% 0.898%
2022-02-09 Wolverine Asset Management LLC 37,634 $370,000 0.0% -90.0% 0.040%
2022-02-09 Aequim Alternative Investments LP 100,070 $980,000 0.0% 0 0.107%
2022-02-07 Potomac Capital Management Inc. 116,890 $1,150,000 1.0% 0 0.125%
2022-02-01 Qube Research & Technologies Ltd 87,671 $860,000 0.0% +96.1% 0.093%

SEC Filings

Form Type Form Description Filing Date Document Link
10-Q FORM 10-Q 2022-11-08
8-K FORM 8-K 2022-11-01
DEFA14A DEFA14A 2022-10-28
8-K FORM 8-K 2022-10-28
425 425 2022-10-13
DEFA14A DEFA14A 2022-10-13
DEF 14A DEF 14A 2022-10-12
PRE 14A PRE 14A 2022-09-26
UPLOAD 2022-08-29
CORRESP 2022-08-26
10-Q FORM 10-Q 2022-08-09
UPLOAD 2022-08-01
10-Q FORM 10-Q 2022-05-10
10-K FORM 10-K 2022-03-16
NT 10-K FORM NT 10-K 2022-03-01
SC 13G 2022-02-14
SC 13G/A 2022-02-14
10-Q/A FORM 10-Q/A 2022-02-04
10-K/A FORM 10-K/A 2022-02-04
8-K FORM 8-K 2022-01-20
SC 13G/A SCHEDULE 13G/A 2022-01-14
10-Q 10-Q 2021-11-05
8-K FORM 8-K 2021-10-29
10-Q FORM 10-Q 2021-08-13
10-Q FORM10-Q 2021-05-24
10-K/A FORM 10-K/A 2021-05-24
8-K FORM 8-K 2021-05-24
NT 10-Q NT 10-Q 2021-05-17
10-K FORM 10-K 2021-03-31
SC 13G 2021-02-16
SC 13G FORM SC 13G 2021-02-16
SC 13G SCHEDULE 13G 2021-02-12
SC 13G SCHEDULE 13G 2021-02-12
3 3 2021-01-28
8-K FORM 8-K 2021-01-28
4 4 2020-12-14
10-Q FORM 10-Q 2020-12-11
8-K FORM 8-K 2020-11-09
8-K FORM 8-K 2020-11-03
424B4 424B4 2020-10-30
8-K FORM 8-K 2020-10-30
EFFECT 2020-10-29
3 3 2020-10-29
3 3 2020-10-29
3 3 2020-10-29
CERT 2020-10-29
8-A12B FORM 8-A12B 2020-10-29
CORRESP 2020-10-29
CORRESP 2020-10-29
S-1/A S-1/A 2020-10-26
CORRESP 2020-10-01
S-1 S-1 2020-10-01
UPLOAD 2020-09-30
DRS 2020-09-03