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CF ACQUISITION CORP. IV - CFIV

  • Commons

    $9.94

    -0.10%

    CFIV Vol: 100.3K

  • Warrants

    $0.05

    +1.01%

    CFIVW Vol: 9.0K

  • Units

    $9.95

    -0.10%

    CFIVU Vol: 2.2K

Average: 0
Rating Count: 0
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SPAC Stats

Market Cap: 507.9M
Average Volume: 69.8K
52W Range: $9.64 - $9.96
Weekly %: +0.29%
Monthly %: +0.59%
Inst Owners: 95

Info

Target: Searching
Days Since IPO: 652
Unit composition:
Each unit has an offering price of $10.00 and consists of one share of our Class A common stock and one-third of one redeemable warrant
Trust Size: 40000000.0M

🕵Stocktwit Mentions

areyousureaboutthat posted at 2022-10-06T01:59:40Z

$CFIV

SCAMPYJet2021 posted at 2022-10-05T20:30:05Z

$CFIV 😂😂 this board is sleepy just like Sleepy JOE.

SCAMPYJet2021 posted at 2022-10-05T20:28:44Z

$CFIV LFG go LOSERS we about to be Dissolve 🫠.

SCAMPYJet2021 posted at 2022-10-05T20:26:50Z

$CFIV we're 99% FUC

areyousureaboutthat posted at 2022-10-05T18:23:50Z

$CFIV don't worry. we are 100 percent not fuc

areyousureaboutthat posted at 2022-10-05T17:20:28Z

$CFIV

SCAMPYJet2021 posted at 2022-10-05T15:26:42Z

$CFIV 😂😂

SCAMPYJet2021 posted at 2022-10-05T15:25:29Z

$CFIV when will the pain End 🐠😭😭😂

areyousureaboutthat posted at 2022-10-05T15:20:01Z

$CFIV

areyousureaboutthat posted at 2022-10-05T02:07:07Z

$CFIV

Price_Me_In posted at 2022-10-04T20:05:51Z

$CFIV looks like some more people bought in with us today.

SCAMPYJet2021 posted at 2022-10-04T15:57:40Z

$CFIV the market is on fire 🔥 but this PIG 🐷 is dying.

areyousureaboutthat posted at 2022-10-04T15:56:17Z

$CFIV wait for it

NiceW2Kid posted at 2022-10-04T14:46:15Z

$CFIV yall my bois over here. $ALTU may have something

areyousureaboutthat posted at 2022-10-04T14:44:43Z

$CFIV there's a DA coming Scampy. look at it. it's beautiful

SCAMPYJet2021 posted at 2022-10-04T13:24:13Z

$CFIV I see nothing on the horizon

NiceW2Kid posted at 2022-10-03T19:20:30Z

$CVII $ALTU $PIPP $TWND $CFIV warrantbois all give up the ghost to chase real stocks into the new year?

areyousureaboutthat posted at 2022-10-03T18:55:34Z

$CFIV .

areyousureaboutthat posted at 2022-10-03T18:34:22Z

$CFIV impatiently waiting

areyousureaboutthat posted at 2022-10-03T18:25:59Z

$CFIV Cantor Fitzgerald to the rest of spac world

areyousureaboutthat posted at 2022-10-03T18:19:56Z

$CFIV warrants are free money

SCAMPYJet2021 posted at 2022-10-03T18:06:41Z

$CFIV is only money 💰, is only money 🤣🤣

areyousureaboutthat posted at 2022-10-03T17:45:00Z

$CFIV

areyousureaboutthat posted at 2022-10-03T17:41:35Z

$CFIV I've been waiting for this moment all my life. CFIV DA cooking in the oven right now. Cantor bout to serve us up some fresh chicken tendiez

areyousureaboutthat posted at 2022-10-03T16:55:58Z

$CFIV 4 freaking cents. 4 cent warrants. I'm not complaining. this is the streal of the year. get in.

Price_Me_In posted at 2022-10-03T16:49:22Z

$CFIV $4 and I can retire from my dreamer career.

areyousureaboutthat posted at 2022-10-03T16:38:40Z

$CFIV don't say nobody told you. this is a winner

areyousureaboutthat posted at 2022-10-03T16:35:09Z

$CFIV

areyousureaboutthat posted at 2022-10-03T16:33:21Z

$CFIV 4 cent warrants about to be worth 4 bucks. 100 bagger incoming. cantor team that brought us $RUM

areyousureaboutthat posted at 2022-10-03T16:28:19Z

$CFIV I smell money Duckduckgo DA incoming

Management

Our officers, directors and director nominees are as follows:Name​​Age​​TitleHoward W. Lutnick​​59​​Chairman and Chief Executive OfficerAnshu Jain​​57​​President and Director Nominee*Paul Pion​​53​​Chief Financial Officer and Director Nominee* *This individual will occupy the position of director on the effective date of the registration statement of which this prospectus is a partHoward W. Lutnick has been our Chairman and Chief Executive Officer since January 2020. Mr. Lutnick is also the Chairman, President and Chief Executive Officer of Cantor. Mr. Lutnick joined Cantor in 1983 and has served as President and Chief Executive Officer of Cantor since 1992 and as Chairman since 1996. Mr. Lutnick’s company, CF Group Management, Inc. (“CFGM”), is the managing general partner of Cantor. Mr. Lutnick is also the Chairman of the Board of Directors of BGC Partners, Inc. and its Chief Executive Officer, positions in which he has served from June 1999 to the present. In addition, Mr. Lutnick has served as Chairman of Newmark Group, Inc. since 2016. Mr. Lutnick also served as the Chairman and Chief Executive Officer of Cantor SPAC I, from October 2015 until consummation of its business combination with GCM Grosvenor in November 2020. Mr. Lutnick also serves as the Chairman and Chief Executive Officer of Cantor SPAC II since September 2019 and Cantor SPAC III since March 2016. Mr. Lutnick is a member of the Board of Directors of the Fisher Center for Alzheimer’s Research Foundation at Rockefeller University, the Board of Directors of the Horace Mann School, the Board of Directors of the National September 11th Memorial & Museum, the Board of Directors of the Partnership for New York City, and the Board of Overseers of The Hoover Institution. In addition, Mr. Lutnick has served as Chairman and Chief Executive Officer of each of Cantor Fitzgerald Income Trust, Inc. (formerly known as Rodin Global Property Trust, Inc.) and Rodin Income Trust, Inc. since February 2017 and as President of Rodin Income Trust, Inc. since January 2018. We believe that Mr. Lutnick is qualified to serve as a member of our board of directors due to his extensive investment, management and public company experience.Anshu Jain has been our President since September 2020. Mr. Jain will serve as a member of our board of directors on the effective date of the registration statement of which this prospectus is a part. Mr. Jain is also the President of Cantor, a position he has held since January 2017. Mr. Jain directs strategy, vision and operational foundation across Cantor’s businesses. Mr. Jain also served as the President of Cantor SPAC I, from January 2018, and a director of Cantor SPAC I from December 2018, until in each case consummation of its business combination with GCM Grosvenor in November 2020. Mr. Jain also serves as the President of Cantor SPAC II, since September 2019, and a director of Cantor SPAC II since August 2020, as the President of Cantor SPAC III, since March 2020 and a director of Cantor SPAC III since November 2020. Mr. Jain was Co-CEO of Deutsche Bank from June 2012 to June 2015. Between February 2016 and March 2017, Mr. Jain was an advisor to Social Finance Inc. and consultant to Deutsche Bank from July 2015 to January 2016. He was also a member of Deutsche Bank’s Management Board from 2009 to 2015 and Deutsche Bank’s Group Executive Committee from 2002 to 2015 and previously led Deutsche Bank’s team advising the UK Treasury on financial stability. Mr. Jain joined Deutsche Bank from Merrill Lynch in 1995. Mr. Jain sat on the Board of Directors of the Institute of International Finance from 2012 to 2015 and previously was a member of the Financial Services Forum and served on the International Advisory Panel of the Monetary Authority of Singapore. Mr. Jain is a trustee of Chance to Shine, a leading UK based sports charity whose mission is to spread the power of cricket throughout schools and communities. Mr. Jain also serves on the MIT Sloan Finance Group Advisory Board. Mr. Jain received his Bachelor’s degree in Economics, with honors, from the University of Delhi and his MBA in Finance, Beta Gamma Sigma, from the University of Massachusetts Amherst. We believe that Mr. Jain is qualified to serve as a member of our board of directors due to his extensive investment and management experience.Paul Pion has been our Chief Financial Officer since January 2020. Mr. Pion will serve as a member of our board of directors on the effective date of the registration statement of which this prospectus is a part. Mr. Pion has served as U.S. Chief Administrative Officer and Senior Managing Director of CF&Co since August 2011. In 123 TABLE OF CONTENTSthis position, Mr. Pion oversees a range of functions for Cantor and its affiliates, most notably client management, cost control, procurement, and vendor management. Other responsibilities include business continuity planning, facilities and insurance. In addition, Mr. Pion is the Treasurer of the Cantor Fitzgerald Relief Fund. Additionally, since January 2012, Mr. Pion has served as Chief Executive Officer of Tower Bridge International Services LP, a subsidiary of Cantor that is responsible for the back-office functions under a shared-services model for all Cantor UK-based businesses. Mr. Pion also served as the Chief Financial Officer of Cantor SPAC I from January 2020 and a director of Cantor SPAC I from June 2020 until in each case consummation of its business combination with GCM Grosvenor in November 2020. Mr. Pion also serves as the Chief Financial Officer of Cantor SPAC II since September 2019 and a director of Cantor SPAC II since August 2020, and as the Chief Financial Officer of Cantor SPAC III since March 2020 and a director of Cantor SPAC III since November 2020. In addition, Mr. Pion has served as Chief Financial Officer, Treasurer and a director of each of Cantor Fitzgerald Income Trust, Inc. (formerly known as Rodin Global Property Trust, Inc.) and Rodin Income Trust, Inc. since January 2020. Mr. Pion previously served in numerous positions for Cantor, including Global Director of Internal Audit and was involved in various special projects from 2002 to 2010. Prior to joining Cantor, Mr. Pion served for approximately 14 years with the accounting firm Deloitte & Touche, most recently as an Audit and Assurance partner focusing on financial services clients. At Deloitte & Touche, Mr. Pion also led the New York office’s China Practice. Mr. Pion holds Series 7 and 27 licenses and is a Certified Public Accountant in the State of New York. He received a B.S. in Accounting from the State University of New York at Albany. We believe that Mr. Pion is qualified to serve as a member of our board of directors due to his extensive accounting and management experience.Number and Terms of Office of Officers and DirectorsWe will have four directors upon completion of this offering. Holders of our founder shares will have the right to elect all of our directors prior to consummation of our initial business combination and holders of our public shares will not have the right to vote on the election of directors during such time. These provisions of our amended and restated certificate of incorporation may only be amended if approved by at least 90% of our common stock voting at a stockholder meeting. Approval of our initial business combination will require the affirmative vote of a majority of our board directors, including Mr. Lutnick. Our board of directors will be divided into two classes with only one class of directors being elected in each year and each class (except for those directors appointed prior to our first annual meeting of stockholders) serving a two-year term. In accordance with Nasdaq corporate governance requirements, we are not required to hold an annual meeting until one year after our first fiscal year end following our listing on Nasdaq. The term of office of the first class of directors, consisting of Messrs. Jain and Pion, will expire at our first annual meeting of stockholders. The term of office of the second class of directors, consisting of Mr. Lutnick and    , will expire at the second annual meeting of stockholders. We may not hold an annual meeting of stockholders until after we consummate our initial business combination. Subject to the terms of any preferred stock, any or all of the directors may be removed from office at any time, but only for cause and only by the affirmative vote of holders of a majority of the voting power of all then outstanding shares of our capital stock entitled to vote generally in the election of directors, voting together as a single class; provided, however, that prior to the consummation of our initial business combination, any or all of the directors may be removed from office, for cause or not for cause, only by the affirmative vote of holders of a majority of the voting power of all then outstanding founder shares. Subject to any other special rights applicable to the stockholders, including holders of preferred stock, whenever any director shall have been elected by the holders of any class of stock voting separately as a class, such director may be removed and the vacancy filled only by the holders of that class of stock voting separately as a class. Vacancies caused by any such removal and not filled by the stockholders at the meeting at which such removal shall have been made, or any vacancy caused by the death or resignation of any director or for any other reason, and any newly created directorship resulting from any increase in the authorized number of directors, may be filled by the affirmative vote of a majority of the directors then in office, although less than a quorum, and in any case, prior to the consummation of our initial business combination, by a majority of the holders of our founder shares, and any director so elected to fill any such vacancy or newly created directorship shall hold office until his or her successor is elected and qualified or until his or her earlier resignation or removal.Our officers are appointed by the board of directors and serve at the discretion of the board of directors, rather than for specific terms of office. Our board of directors is authorized to appoint persons to the offices set 124 TABLE OF CONTENTSforth in our bylaws as it deems appropriate. Our bylaws provide that our officers may consist of a Chairman of the Board, Chief Executive Officer, Chief Financial Officer, Senior Managing Directors, Managing Directors, President, Vice Presidents, Secretary, Treasurer, Assistant Secretaries and such other offices as may be determined by the board of directors. Director IndependenceSo long as we obtain and maintain a listing for our securities on Nasdaq, a majority of our board of directors generally must be independent, subject to certain limited exceptions set forth under the rules of Nasdaq. We intend to rely on the “controlled company” exemption. An “independent director” is defined generally as a person other than an officer or employee of the company or its subsidiaries or any other individual having a relationship which in the opinion of the company’s board of directors, would interfere with the director’s exercise of independent judgment in carrying out the responsibilities of a director. Our board of directors has determined that each of       and       is an “independent director” as defined in the Nasdaq listing standards and applicable SEC rules. We intend to appoint one additional independent director to our board within one year following this offering. Our independent directors will have regularly scheduled meetings at which only independent directors are present.Officer and Director CompensationNone of our officers or directors has received any cash compensation for services rendered to us. Except as described below, to date, no compensation of any kind, including any finder’s fee, reimbursement, consulting fee or monies in respect of any payment of a loan, will be paid by us to our officers and directors, or, other than as described herein, to our sponsor or any affiliate of our sponsor or officers, prior to, or in connection with any services rendered in order to effectuate, the consummation of our initial business combination (regardless of the type of transaction that it is). However, either our sponsor will transfer up to 15,000 founder shares to each of our independent directors or we will pay cash fees to such directors, at our discretion. In addition, commencing on the date our securities are first listed on Nasdaq, we will pay an amount equal to $10,000 per month to our sponsor for office space, administrative and shared personnel support services. In addition, our officers and directors will be reimbursed for any out-of-pocket expenses incurred in connection with activities on our behalf such as identifying potential target businesses and performing due diligence on suitable business combinations. Our audit committee will review on a quarterly basis all payments that were made to our sponsor, officers or directors, or our or their affiliates. Any such payments prior to an initial business combination will be made using funds held outside the trust account. Other than quarterly audit committee review of such payments, we do not expect to have any additional controls in place governing our reimbursement payments to our directors and officers for their out-of-pocket expenses incurred in connection with identifying and consummating an initial business combination. We may engage CF&Co, or another affiliate of our sponsor, as a financial advisor in connection with our initial business combination and pay such affiliate a customary financial advisory fee in an amount that constitutes a market standard financial advisory fee for comparable transactions. Furthermore, we may acquire a target company that has engaged CF&Co, or another affiliate of our sponsor, as a financial advisor, and such target company may pay such affiliate a financial advisory fee in connection with our initial business combination.After the completion of our initial business combination, directors or members of our management team who remain with us may be paid consulting or management fees from the combined company. All of these fees will be fully disclosed to stockholders, to the extent then known, in the tender offer materials or proxy solicitation materials furnished to our stockholders in connection with a proposed initial business combination. We have not established any limit on the amount of such fees that may be paid by the combined company to our directors or members of management. It is unlikely the amount of such compensation will be known at the time of the proposed initial business combination, because the directors of the post-combination business will be responsible for determining officer and director compensation. Any compensation to be paid to our officers will be determined, or recommended to the board of directors for determination, either by a compensation committee constituted solely by independent directors or by a majority of the independent directors on our board of directors.We do not intend to take any action to ensure that members of our management team maintain their positions with us after the consummation of our initial business combination, although it is possible that some or all of our officers and directors may negotiate employment or consulting arrangements to remain with us after 125 TABLE OF CONTENTSour initial business combination. The existence or terms of any such employment or consulting arrangements to retain their positions with us may influence our management’s motivation in identifying or selecting a target business but we do not believe that the ability of our management to remain with us after the consummation of our initial business combination will be a determining factor in our decision to proceed with any potential business combination. We are not party to any agreements with our officers and directors that provide for benefits upon termination of employment.Committees of the Board of DirectorsOur board of directors will have two standing committees: an audit committee and a compensation committee. Subject to phase-in rules and certain limited exceptions, Nasdaq rules and Rule 10A-3 of the Exchange Act require that the audit committee of a listed company be comprised solely of independent directors. In addition, Nasdaq rules generally require that the compensation committee of a listed company be comprised solely of independent directors, subject to certain limited exceptions set forth thereunder. We intend to rely on the “controlled company” exemption.Audit CommitteePrior to the consummation of this offering, we will establish an audit committee of the board of directors.      ,       and Mr. Pion will serve as members of our audit committee, and       will chair the audit committee. Under the Nasdaq listing standards and applicable SEC rules, we are required to have at least three members of the audit committee, all of whom must be independent, subject to certain phase-in provisions.       and       meet the independent director standard under Nasdaq listing standards and under Rule 10-A-3(b) (1) of the Exchange Act but Mr. Pion does not meet such standards. We intend to appoint one additional independent director to our audit committee to replace Mr. Pion within one year following this offering pursuant to the Nasdaq phase-in provisions for initial public offerings.Each member of the audit committee is financially literate and our board of directors has determined that       qualifies as an “audit committee financial expert” as defined in applicable SEC rules.We will adopt an audit committee charter, which will detail the principal functions of the audit committee, including:•the appointment, compensation, retention, replacement, and oversight of the work of the independent registered public accounting firm engaged by us;•pre-approving all audit and permitted non-audit services to be provided by the independent registered public accounting firm engaged by us, and establishing pre-approval policies and procedures;•setting clear hiring policies for employees or former employees of the independent registered public accounting firm, including but not limited to, as required by applicable laws and regulations;•setting clear policies for audit partner rotation in compliance with applicable laws and regulations;•obtaining and reviewing a report, at least annually, from the independent registered public accounting firm describing (i) the independent registered public accounting firm’s internal quality-control procedures, (ii) any material issues raised by the most recent internal quality-control review, or peer review, of the audit firm, or by any inquiry or investigation by governmental or professional authorities within the preceding five years respecting one or more independent audits carried out by the firm and any steps taken to deal with such issues and (iii) all relationships between the independent registered public accounting firm and us to assess the independent registered public accounting firm’s independence;•reviewing and approving any related party transaction required to be disclosed pursuant to Item 404 of Regulation S-K promulgated by the SEC prior to us entering into such transaction; and•reviewing with management, the independent registered public accounting firm, and our legal advisors, as appropriate, any legal, regulatory or compliance matters, including any correspondence with regulators or government agencies and any employee complaints or published reports that raise material issues regarding our financial statements or accounting policies and any significant changes in accounting standards or rules promulgated by the Financial Accounting Standards Board, the SEC or other regulatory authorities.126 TABLE OF CONTEN

Holder Stats

1 0
% of Shares Held by All Insider 0.00%
% of Shares Held by Institutions 81.55%
% of Float Held by Institutions 81.55%
Number of Institutions Holding Shares 95

Mutual Fund Holders

Holder Shares Date Reported Value % Out
Blackstone Alternative Multi-Strategy Fund 465000 2022-03-30 4561650 0.91
First Tr Exchange Traded Fd-First Trust Merger Arbitrage Fd 187642 2022-03-30 1840768 0.37
Saba Capital Income & Opportunities Fd 120117 2022-04-29 1181951 0.24
WCM Alternatives Event Driven Fd 84803 2022-03-30 831917 0.16999999999999998
Brinker Capital Destinations Tr-Destinations Low Duration Fixed Inc Fd 41903 2022-02-27 411068 0.08
JNL Series Trust-JNL/Westchester Capital Event Driven Fund 37297 2022-03-30 365883 0.07
Fidelity NASDAQ Composite Index Fund 37725 2022-05-30 370082 0.07
Principal Global Multi Strategy Fd 6470 2022-02-27 63470 0.01
ETF Series Solutions-Defiance Next Gen SPAC Derived ETF 6380 2022-03-30 62587 0.01

Institutional Holders

Reporting Date Hedge Fund Shares Held Market Value % of Portfolio Quarterly Change in Shares Ownership in Company
2022-08-30 Verition Fund Management LLC 230,488 $2,270,000 0.0% -1.2% 0.363%
2022-08-18 Goldman Sachs Group Inc. 302,052 $2,970,000 0.0% +333.0% 0.476%
2022-08-17 Centiva Capital LP 33,844 $330,000 0.0% -28.2% 0.053%
2022-08-16 Aristeia Capital LLC 2,283,541 $22,470,000 0.4% +3.4% 3.596%
2022-08-16 Centiva Capital LP 33,844 $330,000 0.0% -28.2% 0.053%
2022-08-15 Berkley W R Corp 492,526 $4,850,000 0.2% +13.0% 0.776%
2022-08-15 Westchester Capital Management LLC 587,558 $5,780,000 0.2% +306.9% 0.925%
2022-08-15 Cubist Systematic Strategies LLC 281,451 $2,770,000 0.0% 0 0.443%
2022-08-15 Citadel Advisors LLC 369,503 $3,640,000 0.0% -77.2% 0.582%
2022-08-15 Millennium Management LLC 268,758 $2,650,000 0.0% +4.9% 0.423%
2022-08-15 Bulldog Investors LLP 123,537 $1,220,000 0.3% -6.3% 0.195%
2022-08-12 Sculptor Capital LP 135,857 $1,340,000 0.0% 0 0.214%
2022-08-11 UBS Group AG 25,378 $250,000 0.0% +26.9% 0.040%
2022-08-05 Cowen AND Company LLC 146,654 $1,440,000 0.1% -30.8% 0.231%
2022-06-07 Bank of America Corp DE 526,005 $5,160,000 0.0% +66.9% 0.828%
2022-06-02 Verition Fund Management LLC 233,396 $2,290,000 0.0% +36.2% 0.368%
2022-05-23 Spartan Fund Management Inc. 200,000 $2,450,000 0.4% 0 0.315%
2022-05-18 Nomura Holdings Inc. 251,878 $2,470,000 0.0% 0 0.397%
2022-05-17 PenderFund Capital Management Ltd. 7,100 $87,000 0.0% +44.9% 0.011%
2022-05-17 Jane Street Group LLC 406,634 $3,990,000 0.0% -0.5% 0.640%
2022-05-17 Glazer Capital LLC 1,062,219 $10,420,000 0.3% -39.5% 1.673%
2022-05-17 SkyView Investment Advisors LLC 106,400 $1,040,000 0.2% 0 0.168%
2022-05-17 Radcliffe Capital Management L.P. 905,369 $8,880,000 0.2% +0.6% 1.426%
2022-05-17 Graham Capital Wealth Management LLC 23,394 $230,000 0.2% +17.0% 0.037%
2022-05-16 Goldman Sachs Group Inc. 69,765 $680,000 0.0% +193.6% 0.110%
2022-05-16 Kohlberg Kravis Roberts & Co. L.P. 231,468 $2,270,000 0.0% +877.0% 0.365%
2022-05-16 Blackstone Inc. 1,199,700 $11,770,000 0.0% -20.0% 1.889%
2022-05-16 RP Investment Advisors LP 746,002 $7,320,000 1.0% +7.2% 1.175%
2022-05-16 UBS Group AG 20,003 $200,000 0.0% -7.1% 0.032%
2022-05-13 Verition Fund Management LLC 233,396 $2,290,000 0.0% +36.2% 0.368%
2022-05-13 Penserra Capital Management LLC 6,286 $61,000 0.0% +36.4% 0.010%
2022-05-12 Commonwealth of Pennsylvania Public School Empls Retrmt SYS 49,998 $490,000 0.0% 0 0.079%
2022-05-12 Bank of Montreal Can 264,500 $2,600,000 0.0% -45.0% 0.417%
2022-05-12 HighTower Advisors LLC 63,195 $620,000 0.0% -26.1% 0.100%
2022-05-11 Highbridge Capital Management LLC 1,691,554 $16,579,999 0.4% -5.8% 2.664%
2022-05-10 Cheyne Capital Management UK LLP 13,681 $130,000 0.1% 0 0.022%
2022-04-26 Integrity Capital Management HK Ltd 5,000 $49,000 0.3% 0 0.008%
2022-02-18 GAM Holding AG 24,104 $240,000 0.0% 0 0.038%
2022-02-16 Apollo Management Holdings L.P. 357,001 $3,500,000 0.0% -13.2% 0.562%
2022-02-16 Q Global Advisors LLC 26,250 $260,000 0.1% -25.0% 0.041%
2022-02-16 PenderFund Capital Management Ltd. 4,900 $61,000 0.0% +276.9% 0.008%
2022-02-15 Graham Capital Wealth Management LLC 20,002 $200,000 0.2% 0 0.031%
2022-02-15 Saba Capital Management L.P. 2,061,186 $20,200,000 0.3% +124.4% 3.246%
2022-02-15 Kohlberg Kravis Roberts & Co. L.P. 23,691 $230,000 0.0% -58.8% 0.037%
2022-02-15 Marshall Wace LLP 1,891,320 $18,540,000 0.0% +1,441.0% 2.978%
2022-02-14 D. E. Shaw & Co. Inc. 864,440 $8,470,000 0.0% +59.3% 1.361%
2022-02-14 Glazer Capital LLC 1,755,525 $17,200,000 0.4% +44.1% 2.765%
2022-02-14 Sandia Investment Management LP 24,085 $240,000 0.0% 0 0.038%
2022-02-14 Eisler Capital UK Ltd. 363,365 $3,550,000 0.2% 0 0.572%
2022-02-14 Sage Rock Capital Management LP 573,798 $5,620,000 0.8% 0 0.904%
2022-02-14 Bulldog Investors LLP 142,993 $1,400,000 0.4% 0 0.225%
2022-02-11 PEAK6 Investments LLC 80,415 $790,000 0.0% +33.0% 0.127%
2022-02-11 Allianz Asset Management GmbH 117,000 $1,150,000 0.0% 0 0.184%
2022-02-10 Timelo Investment Management Inc. 50,000 $490,000 0.3% 0 0.079%
2022-02-10 OLD Mission Capital LLC 10,224 $100,000 0.0% 0 0.016%
2022-02-09 Context Capital Management LLC 827,561 $8,109,999 0.6% -13.1% 1.303%
2022-02-07 BCK Capital Management LP 73,576 $720,000 0.5% +1.6% 0.116%
2022-01-27 Brown Advisory Inc. 20,000 $200,000 0.0% 0 0.031%
2022-01-26 GAM Holding AG 24,104 $240,000 0.0% 0 0.038%
2021-12-01 Apollo Management Holdings L.P. 411,209 $4,000,000 0.0% 0 0.648%
2021-11-16 Schonfeld Strategic Advisors LLC 49,382 $480,000 0.0% +64.6% 0.078%
2021-11-16 Jane Street Group LLC 406,217 $3,950,000 0.0% +9.2% 0.640%
2021-11-16 Verition Fund Management LLC 171,318 $1,670,000 0.0% -50.0% 0.270%
2021-11-16 Citadel Advisors LLC 1,627,010 $15,830,000 0.0% +30.2% 2.562%
2021-11-16 CNH Partners LLC 92,139 $900,000 0.0% -60.2% 0.145%
2021-11-15 Marshall Wace LLP 122,730 $1,190,000 0.0% 0 0.193%
2021-11-15 Westchester Capital Management LLC 144,390 $1,410,000 0.0% +4.7% 0.227%
2021-11-15 Capstone Investment Advisors LLC 85,402 $830,000 0.0% 0 0.134%
2021-11-15 Glazer Capital LLC 1,218,540 $11,860,000 0.2% +0.5% 1.919%
2021-11-15 CSS LLC IL 87,573 $850,000 0.0% -33.4% 0.138%
2021-11-15 Context Advisory LLC 952,152 $9,260,000 0.9% 0 1.499%
2021-11-15 Dark Forest Capital Management LP 118,796 $1,160,000 0.4% 0 0.187%
2021-11-15 HighTower Advisors LLC 86,082 $840,000 0.0% -24.9% 0.136%
2021-11-15 Highbridge Capital Management LLC 2,099,865 $20,430,000 0.5% +13.7% 3.307%
2021-11-12 PEAK6 Investments LLC 60,456 $590,000 0.0% +20.8% 0.095%
2021-11-12 Gamco Investors INC. ET AL 20,000 $200,000 0.0% +66.7% 0.031%
2021-11-12 Arena Capital Advisors LLC CA 850,300 $8,270,000 0.7% +6.6% 1.339%
2021-11-12 Weiss Asset Management LP 451,770 $4,400,000 0.1% -1.4% 0.711%
2021-11-12 Wolverine Asset Management LLC 104,483 $1,020,000 0.0% +23.9% 0.165%
2021-11-12 Magnetar Financial LLC 10,829 $110,000 0.0% 0 0.017%
2021-11-12 CI Investments Inc. 19,100 $190,000 0.0% 0 0.030%
2021-11-09 BCK Capital Management LP 72,446 $710,000 0.4% -9.8% 0.114%
2021-11-02 Raymond James Financial Services Advisors Inc. 20,853 $200,000 0.0% +9.8% 0.033%
2021-08-17 Kohlberg Kravis Roberts & Co. L.P. 22,077 $210,000 0.0% 0 0.035%
2021-08-17 Millennium Management LLC 142,587 $1,380,000 0.0% +23.7% 0.225%
2021-08-17 Beryl Capital Management LLC 404,474 $3,920,000 0.3% -19.8% 0.637%
2021-08-17 Citadel Advisors LLC 1,250,000 $12,110,000 0.0% -0.8% 1.969%
2021-08-16 CNH Partners LLC 231,637 $2,250,000 0.1% -22.8% 0.365%
2021-08-16 Bank of America Corp DE 315,096 $3,050,000 0.0% +258.7% 0.496%
2021-08-16 LMR Partners LLP 150,000 $1,450,000 0.0% 0 0.236%
2021-08-16 Cohanzick Management LLC 150,000 $1,450,000 0.5% +3.6% 0.236%
2021-08-16 Goldman Sachs Group Inc. 169,731 $1,650,000 0.0% 0 0.267%
2021-08-16 Periscope Capital Inc. 780,552 $7,560,000 0.2% +5.3% 1.229%
2021-08-13 Anson Funds Management LP 283,452 $2,750,000 0.3% -1.1% 0.446%
2021-08-13 GABELLI & Co INVESTMENT ADVISERS INC. 65,967 $640,000 0.1% 0 0.104%
2021-08-13 Basso Capital Management L.P. 602,253 $5,840,000 0.7% +9.1% 0.948%
2021-08-13 Gabelli Funds LLC 64,033 $620,000 0.0% 0 0.101%
2021-08-13 Gamco Investors INC. ET AL 12,000 $120,000 0.0% 0 0.019%
2021-08-13 Shaolin Capital Management LLC 599,811 $5,810,000 0.2% +20.0% 0.945%
2021-08-13 Glazer Capital LLC 1,212,355 $11,750,000 0.2% -3.0% 1.909%

SEC Filings

Form Type Form Description Filing Date Document Link
UPLOAD 2022-08-26 https://www.sec.gov/Archives/edgar/data/1825249/000000000022009244/filename1.pdf
CORRESP 2022-08-24 https://www.sec.gov/Archives/edgar/data/1825249/000121390022050782/filename1.htm
UPLOAD 2022-08-23 https://www.sec.gov/Archives/edgar/data/1825249/000000000022009076/filename1.pdf
10-Q QUARTERLY REPORT 2022-08-12 https://www.sec.gov/Archives/edgar/data/1825249/000121390022047408/f10q0622_cfacquisition4.htm
10-Q QUARTERLY REPORT 2022-05-13 https://www.sec.gov/Archives/edgar/data/1825249/000121390022026449/f10q0322_cfacquisition4.htm
10-K ANNUAL REPORT 2022-03-31 https://www.sec.gov/Archives/edgar/data/1825249/000121390022016814/f10k2021_cfacquisition4.htm
SC 13G 2022-03-17 https://www.sec.gov/Archives/edgar/data/1825249/000093583622000241/cfaquisition13g.htm
4 2022-01-18 https://www.sec.gov/Archives/edgar/data/1825249/000121390022002504/xslF345X03/ownership.xml
4 2022-01-18 https://www.sec.gov/Archives/edgar/data/1825249/000121390022002502/xslF345X03/ownership.xml
3 2022-01-07 https://www.sec.gov/Archives/edgar/data/1825249/000121390022001121/xslF345X02/ownership.xml
3 2022-01-07 https://www.sec.gov/Archives/edgar/data/1825249/000121390022001118/xslF345X02/ownership.xml
8-K CURRENT REPORT 2021-12-28 https://www.sec.gov/Archives/edgar/data/1825249/000121390021067745/ea153110-8k_cfacqu4.htm
10-Q/A AMENDMENT NO. 1 TO FORM 10-Q 2021-12-23 https://www.sec.gov/Archives/edgar/data/1825249/000121390021067322/f10q0921a1_cfacquisit4.htm
10-K/A AMENDMENT NO. 2 TO FORM 10-K 2021-12-23 https://www.sec.gov/Archives/edgar/data/1825249/000121390021067307/f10k2020a2_cfacquisition4.htm
8-K CURRENT REPORT FILING 2021-12-21 https://www.sec.gov/Archives/edgar/data/1825249/000121390021066724/ea152840-8k_cfacq4.htm
10-Q QUARTERLY REPORT 2021-11-15 https://www.sec.gov/Archives/edgar/data/1825249/000121390021058980/f10q0921_cfacq4.htm
10-Q QUARTERLY REPORT 2021-08-10 https://www.sec.gov/Archives/edgar/data/1825249/000121390021041430/f10q0621_cfacquisition4.htm
3 2021-07-16 https://www.sec.gov/Archives/edgar/data/1825249/000121390021037209/xslF345X02/ownership.xml
3 OWNERSHIP DOCUMENT 2021-07-14 https://www.sec.gov/Archives/edgar/data/1825249/000121390021036908/xslF345X02/ownership.xml
8-K CURRENT REPORT 2021-07-08 https://www.sec.gov/Archives/edgar/data/1825249/000121390021036157/ea143963-8k_cfacquis4.htm
10-Q QUARTERLY REPORT 2021-05-17 https://www.sec.gov/Archives/edgar/data/1825249/000121390021026689/f10q0321_cfacquisition4.htm
10-K/A AMENDMENT NO.1 FORM 10-K 2021-05-14 https://www.sec.gov/Archives/edgar/data/1825249/000121390021026536/f10k2020a1_cfacquisition4.htm
8-K CURRENT REPORT 2021-05-14 https://www.sec.gov/Archives/edgar/data/1825249/000121390021026532/ea140882-8k_cfacquisition4.htm
10-K ANNUAL REPORT 2021-03-31 https://www.sec.gov/Archives/edgar/data/1825249/000121390021018915/f10k2020_cfacquisition4.htm
8-K FORM 8-K 2021-02-12 https://www.sec.gov/Archives/edgar/data/1825249/000121390021009070/ea135524-8k_cfacquis.htm
8-K CURRENT REPORT 2021-02-03 https://www.sec.gov/Archives/edgar/data/1825249/000121390021006496/ea134563-8k_cfacquisition4.htm
3 2021-02-03 https://www.sec.gov/Archives/edgar/data/1825249/000121390021006489/xslF345X02/ownership.xml
SC 13D SC 13D 2021-01-08 https://www.sec.gov/Archives/edgar/data/1825249/000114036121000666/brhc10018790_sc13d.htm
8-K 8-K 2021-01-04 https://www.sec.gov/Archives/edgar/data/1825249/000114036121000074/brhc10018573_8k.htm
4 FORM 4 2020-12-30 https://www.sec.gov/Archives/edgar/data/1825249/000114036120029973/xslF345X03/form4.xml
8-K 8-K 2020-12-29 https://www.sec.gov/Archives/edgar/data/1825249/000114036120029749/brhc10018462_8k.htm
424B4 424B4 2020-12-28 https://www.sec.gov/Archives/edgar/data/1825249/000114036120029594/nt10014872x9_424b4.htm
EFFECT 2020-12-22 https://www.sec.gov/Archives/edgar/data/1825249/999999999520003631/xslEFFECTX01/primary_doc.xml
3 FORM 3 2020-12-22 https://www.sec.gov/Archives/edgar/data/1825249/000114036120029290/xslF345X02/form3.xml
S-1MEF FORM S-1MEF 2020-12-22 https://www.sec.gov/Archives/edgar/data/1825249/000114036120029288/nt10014872x8_s1mef.htm
3 FORM 3 2020-12-22 https://www.sec.gov/Archives/edgar/data/1825249/000114036120029284/xslF345X02/form3.xml
3 FORM 3 2020-12-22 https://www.sec.gov/Archives/edgar/data/1825249/000114036120029277/xslF345X02/form3.xml
3 FORM 3 2020-12-22 https://www.sec.gov/Archives/edgar/data/1825249/000114036120029271/xslF345X02/form3.xml
3 FORM 3 2020-12-22 https://www.sec.gov/Archives/edgar/data/1825249/000114036120029265/xslF345X02/form3.xml
CERT 2020-12-22 https://www.sec.gov/Archives/edgar/data/1825249/000135445720000822/8A_Cert_CFIV.pdf
8-A12B FORM 8-A12B 2020-12-21 https://www.sec.gov/Archives/edgar/data/1825249/000114036120029052/nt10014872x7_8a12b.htm
S-1/A FORM S-1/A 2020-12-21 https://www.sec.gov/Archives/edgar/data/1825249/000114036120028938/nt10014872x4_s1a.htm
S-1/A FORM S-1/A 2020-12-16 https://www.sec.gov/Archives/edgar/data/1825249/000114036120028599/nt10014872x3_s1a.htm
S-1 S-1 2020-12-07 https://www.sec.gov/Archives/edgar/data/1825249/000114036120027552/nt10014872x2_s1.htm
DRS 2020-09-25 https://www.sec.gov/Archives/edgar/data/1825249/000114036120021536/filename1.htm