Last Updated:
Create account to add to watchlist!
Create account to add to watchlist!

Better World Acquisition Corp. - BWAC

  • Commons



    BWAC Vol: 0.0

  • Warrants



    BWACW Vol: 46.8K

  • Units



    BWACU Vol: 0.0

Average: 0
Rating Count: 0
You Rated: Not rated

Please log in to rate.

SPAC Stats

Market Cap: 108.9M
Average Volume: 2.9K
52W Range: $10.05 - $10.50
Weekly %: +0.00%
Monthly %: +0.00%
Inst Owners: 45


Target: Searching
Days Since IPO: 690
Unit composition:
Each unit consists of one share of common stock and one-half of one redeemable warrant
Trust Size: 12500000.0M

🕵Stocktwit Mentions

LongSnake posted at 2022-09-29T21:18:40Z

$BWAC … why warrants going bonkers today when this thing is going in the toilet !? 🤔

tickeron posted at 2022-09-26T23:58:24Z

Looks interesting. Pay attention to these news! $BWAC in -0.19% Downtrend, falling for three consecutive days on August 29, 2022. View odds for this and other indicators:

alucarddrol1 posted at 2022-09-24T20:02:22Z

$BWAC target?

WallStreetHitler posted at 2022-09-14T06:59:49Z

$BWAC Where is that ceo lady who told big news coming soon? I think it was beginning of 2021

macroaxis posted at 2022-09-13T05:39:03Z

$BWAC - Better options price warning: put open interest is down to 110.0

LongSnake posted at 2022-09-08T14:07:47Z

$BWAC ..Crappy market environment with only $40m ? Who the hell is going to sign up with BWAC ? ... this thing is gonna go bust :(

UDOU posted at 2022-08-26T17:14:18Z

$BWAC wow so many warrants purchased today

Aidenm20 posted at 2022-08-23T15:12:17Z

$BWAC options volume picking up. 🤷🏼‍♂️

StockInvest_us posted at 2022-08-18T05:44:43Z

Signal alert: $BWAC - PivotPoint bottom

Last10K posted at 2022-08-17T20:39:05Z

$BWAC just filed with the SEC a New Agreement, a New Financial Obligation, a Bylaw Change, a Vote of Security Holders and a Financial Exhibit

jamesallan5 posted at 2022-08-17T20:38:52Z

$BWAC only $43mm left in trust

risenhoover posted at 2022-08-17T20:32:50Z

$BWAC / Better World Acquisition files form 8-K - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 17, 2022 (August 15, 2022)

Quantisnow posted at 2022-08-17T20:32:35Z

$BWAC 📜 Better World Acquisition Corp. filed SEC Form 8-K: Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits 45 seconds delayed.

Newsfilter posted at 2022-08-17T20:31:49Z

$BWAC Form 8-K: Entry into a Material Definitive Agreement. As previously disclosed in a Current Report on Form 8-K filed with the Securities and Exchange Commission on May 18, 2022 by Better World Ac..

UDOU posted at 2022-08-16T21:14:50Z

$BWAC how are you all feeling about the extension? Do you think they have a potential candidate to execute a DA?

UDOU posted at 2022-08-15T15:00:49Z

$BWAC Well they voted to extend the deadline. Let’s see what shares redemption numbers.

Last10K posted at 2022-08-04T00:01:31Z

$BWAC just filed a 10-Q Quarterly Report with 5 financial statements and 29 disclosures. Access them all or just read their earnings:

risenhoover posted at 2022-08-03T22:25:04Z

$BWAC / Better World Acquisition files form 10-Q

Quantisnow posted at 2022-08-03T20:32:57Z

$BWAC 📜 SEC Form 10-Q filed by Better World Acquisition Corp. 45 seconds delayed.

Newsfilter posted at 2022-08-03T20:32:10Z

$BWAC Form 10-Q (quarterly report [sections 13 or 15(d)]) filed with the SEC

ChazingProfit posted at 2022-07-27T07:42:46Z

$BWAC So if I understand right, they will apply for extension on aug. 15th, and the extention should be untill Q1 2023.. I see this as positive.. it wouldnt make sense to do so, if they didnt have a target..

risenhoover posted at 2022-07-25T20:17:12Z

$BWAC / Better World Acquisition files form DEF 14A

Newsfilter posted at 2022-07-25T20:16:19Z

$BWAC Form DEF 14A (other definitive proxy statements) filed with the SEC

tickeron posted at 2022-07-24T23:44:46Z

Perhaps this is the beginning of a new market rally? $BWAC in +0.19% Uptrend, growing for three consecutive days on June 30, 2022. View odds for this and other indicators:

Catalinalynn posted at 2022-07-20T20:24:36Z

$BWAC NGEN and Zevia

DanPrel posted at 2022-07-19T22:10:50Z

$BWAC warrants are worthless If they don’t snag a deal right ?

macroaxis posted at 2022-07-19T17:14:05Z

$BWAC - Calls open interest is downshifting for Better World this week

ChazingProfit posted at 2022-07-11T12:18:55Z

$BWAC when is the deadline?

jamesallan5 posted at 2022-07-09T03:16:42Z

$BWAC least they still trying...

Quantisnow posted at 2022-07-08T20:11:59Z

$BWAC 📜 SEC Form PRE 14A filed by Better World Acquisition Corp. 45 seconds delayed.


Our current directors and executive officers are as follows: Name Age Title Rosemary L. Ripley 66 Chairman of the Board of Directors, President and Chief Executive Officer Peter S.H. Grubstein 65 Chief Financial Officer, Treasurer and Director Shay Murphy 37 Vice President and Secretary Brad Oberwager 50 Director Nominee Kristopher Wood 49 Director Nominee Jennifer Prosek 51 Director Nominee Rosemary L. Ripley has served as our Chairman of the Board of Directors and Chief Executive Officer since August 2020. She has been a Managing Member and control shareholder of N*GEN since 2018. Ms. Ripley leads the firm’s focus on consumer companies with differentiated products and services in food and beverage, and personal and household care. She works actively on and with the boards of several portfolio companies including Zevia, Revolution Foods, Enzymedica, Nlyte Software, and Hyla Mobile. She also serves on the board of Heineken, N.V. Over her career in the consumer industry, Ms. Ripley has orchestrated transactions worth approximately $40 billion for a wide variety of companies, both large and small. Many of these transactions were with counter parties that are some of the largest multinational CPG companies in the world. Responsible for Corporate Business Development worldwide at Altria Group (previously Philip Morris Companies) from 1990 to 2005, Ms. Ripley helped accelerate growth at Altria’s operating companies, Kraft Foods and Miller Brewing Company, through expansionary growth plans and transformative acquisitions. Among the transformative transactions she led were the acquisition of Nabisco Foods, a $19 billion transaction, the initial public offering and spinout of Kraft Foods, raising $8.7 billion, and the $5.5 billion merger of Miller Brewing Company with South African Breweries. In addition to these transactions, Ms. Ripley has led numerous other transactions raising billions of dollars for a wide range of companies in the consumer industry. Prior to joining Philip Morris, she ran the Retail and Consumer Group in Investment Banking at two different boutique firms on Wall Street. Ms. Ripley also co-founded Circle Financial Group, a multi-family investment advisory firm, specializing in the investment needs of ultra-high net worth women, which has been re-branded Circle Wealth Management. She graduated cum laude from Yale University and received an MBA from the Yale School of Management. Ms. Ripley is the wife of Peter S.H. Grubstein, our Chief Financial Officer and a director. We believe Ms. Ripley is well-qualified to serve as a member of our board of directors due to her experience as a business leader in a variety of industries and her contacts and relationships. Peter S.H. Grubstein has served as our Chief Financial Officer, Treasurer and Director since August 2020. He is the founder and Managing Member of N*GEN, a venture capital and growth equity investment firm investing in healthy and sustainable living. Mr. Grubstein founded N*GEN in 2001 and has since been investing in sustainable businesses with innovative solutions to impact the world’s biggest problems. Mr. Grubstein has 40 years of experience as an entrepreneur, operating executive, and venture capital investor and has grown N*GEN from one of the earliest to invest in sustainable technologies, to a firm with three funds, raising over $500 million. At N*GEN, he invests in healthy living, which includes consumer-facing brands and services that span various sectors, from personal care to energy efficiency products and innovative agricultural solutions, all with the goal of changing consumer behavior to improve consumer and environmental health. Prior to founding N*GEN, Mr. Grubstein made diverse private investments, ranging from leveraged buyouts and leveraged recapitalizations to early venture investments in materials science enterprises. Earlier in his career, he was CEO of American Tanning, a manufacturing business owned by his family, from 1982 to 1983. Subsequently at KD/P Equities. J.B. Poindexter & Co. and Grubstein Holdings, LTD., he worked on investments such as Carolina Steel Corporation and focused on supply chain and logistics efficiencies to drive profitability, including selecting acquisitions to improve overall operations for businesses that reach a certain scale. Mr. Grubstein is currently a member of the Board of Directors of Enzymedica, a provider of digestive enzyme supplements. Mr. Grubstein is a graduate of Yale University. Mr. Grubstein is the husband of Rosemary L. Ripley, our Chairman and Chief Executive Officer. We believe Mr. Grubstein is well-qualified to serve as a member of our board of directors due to his experience as a business leader in a variety of industries and his contacts and relationships. 65 Shay Murphy has served as our Vice President and Secretary since August 2020. Mr. Murphy has been with N*GEN for over five years since he began as an associate after graduating from business school in 2015 and is currently a partner. He leads N*GEN’s focus on smart cities and sustainable food systems and also supports the healthy consumer investment strategy. His duties include current portfolio management, new deal pipeline and diligence, financial modeling, and fundraising. Mr. Murphy is current a member of the Board of Directors of BrightFarms, Inc. and Encycle Corporation. From 2012 to 2013, Mr. Murphy worked at DG Energy Partners, a solar energy financial advisory start-up where he sourced and evaluated prospective new commercial-scale solar projects and developed a project finance and feasibility model that was sold and disseminated to DG Energy Partners’ financial and EPC clients. In 2006, Mr. Murphy began his career at Citigroup Global Markets in the fixed income capital markets division where his primary role was providing debt restructuring and refinancing solutions for sponsor-backed companies, corporates, and sovereign nations. Until he left in 2011, Mr. Murphy was involved in the restructuring or refinancing of over $200 billion of debt, including the $38 billion debt exchange for GMAC in December 2008. Mr. Murphy holds an MBA from NYU Stern School of Business and a B.A. in Philosophy from Columbia University where he played varsity football. Brad Oberwager will serve as a member of our board of directors on the effective date of the registration statement of which this prospectus is a part. Mr. Oberwager has spent his career in technology and consumer focused companies. He is an experienced board member and has served on multiple boards. Currently, he is member of the board of directors of Asure Software (NASDQ: ASUR) and chairs its compensation committee. Mr. Oberwager is also on the boards of TEGSCO (aka AutoReturn), an information services company, Linden Lab (owner of Second Life), a developer of digital entertainment, Jyve Corporation, a talent marketplace, where he is Chairman, and Sundia Corporation, a food company, where he is also Chairman. He also owned Bare Snacks, a food company acquired by PepsiCo in 2018. From July 2017 to June 2018, he was Vice-chair of YPO International, a global organization of 25,000 CEOs. He is licensed with the Nationwide Multistate Licensing System & Registry. Mr. Oberwager received his BS from Georgetown University and his MBA from the Wharton School. We believe Mr. Oberwager is well-qualified to serve as a member of our board of directors due to his experience in technology and consumer focused industries and his contacts and relationships. Kristopher Wood will serve as a member of our board of directors on the effective date of the registration statement of which this prospectus is a part. Mr. Wood is a private investor in numerous private start-ups and in smaller established businesses where he often assumes an operating role in repositioning the business for dynamic growth and enhanced profitability. He has served as the President of Impact Health Biometric Testing, Inc., a provider of rapidly deployed, turn-key, COVID-19 testing programs at scale, since March 2020. Mr. Wood leads the development of Impact Health’s COVID-19 programs and oversees its operations and strategy. From 2012 to April 2018, Mr. Wood served as the Chief Investment Officer for Lurie Holdings, Inc., a family office, where he worked on the turnaround, sale and integration of a number of Lurie investments, including Joint Juice, which later acquired Premier Nutrition. He served as Executive Chairman of the combined company from September 2012 to August 2013 where he was active in integrating the two companies and led the subsequent sale of Premier Nutrition to Post Holdings. From 2011 to 2012, Mr. Wood was Head of Strategy for NewPage Corporation, a large freesheet paper manufacturer. From 2009 to 2011, he was Head of Strategy for Worldcolor, a large printing company. Earlier in his career, Mr. Wood was a member of the investment team at several middle market private equity companies including MidOcean Partners where he sourced investments and took active leadership roles and a member of the Global Finance Group of Deutsche Bank Securities. Mr. Wood was a director of Viamet Pharmaceuticals and was also a member of the Finance Committee of the Lurie Children’s Hospital of Chicago. He graduated cum laude with a B.S. in economics from The Wharton School of the University of Pennsylvania. We believe Mr. Wood is well-qualified to serve as a member of our board of directors due to his experience as a business leader in a variety of industries and his contacts and relationships. Jennifer Prosek will serve as a member of our board of directors on the effective date of the registration statement of which this prospectus is a part. Ms. Prosek has served as the founder and CEO of Prosek Partners, a public relations and financial communications consultancy since 1995. She is a published author and frequent speaker. Ms. Prosek is on the board of directors of the Arthur W. Page Society and BritishAmerican Business. She received her MBA from Columbia University and a B.A. in English literature from Miami University. We believe Ms. Prosek is well-qualified to serve as a member of our board of directors due to her experience as a leader in the public relations industry and her contacts and relationships. Executive Compensation No executive officer has received any cash compensation for services rendered to us. Commencing on the date of this prospectus through the acquisition of a target business or our liquidation of the trust account, we will pay NGEN MGT II, LLC, an affiliate of our executive officers, $10,000 per month for providing us with office space and certain office and secretarial services. However, this arrangement is solely for our benefit and is not intended to provide our officers or directors compensation in lieu of a salary. 66 Other than the $10,000 per month administrative fee, the payment of consulting, success or finder fees to our sponsor, officers, directors, initial stockholders or their affiliates in connection with the consummation of our initial business combination and the repayment of the $300,000 loan made by our sponsor to us, no compensation or fees of any kind will be paid to our sponsor, initial stockholders, members of our management team or their respective affiliates, for services rendered prior to or in connection with the consummation of our initial business combination (regardless of the type of transaction that it is). However, they will receive reimbursement for any out-of-pocket expenses incurred by them in connection with activities on our behalf, such as identifying potential target businesses, performing business due diligence on suitable target businesses and business combinations as well as traveling to and from the offices, plants or similar locations of prospective target businesses to examine their operations. There is no limit on the amount of consulting, success or finder fees payable by us upon consummation of an initial business combination. Additionally, there is no limit on the amount of out-of-pocket expenses reimbursable by us; provided, however, that to the extent such expenses exceed the available proceeds not deposited in the trust account, such expenses would not be reimbursed by us unless we consummate an initial business combination. After our initial business combination, members of our management team who remain with us may be paid consulting, management or other fees from the combined company with any and all amounts being fully disclosed to stockholders, to the extent then known, in the proxy solicitation materials furnished to our stockholders. However, the amount of such compensation may not be known at the time of the stockholder meeting held to consider an initial business combination, as it will be up to the directors of the post-combination business to determine executive and director compensation. In this event, such compensation will be publicly disclosed at the time of its determination in a Current Report on Form 8-K or a periodic report, as required by the SEC. Director Independence Currently, Brad Oberwager, Kristopher Wood and Jennifer Prosek would each be considered an “independent director” under the Nasdaq listing rules, which is defined generally as a person other than an officer or employee of the company or its subsidiaries or any other individual having a relationship, which, in the opinion of the company’s board of directors would interfere with the director’s exercise of independent judgment in carrying out the responsibilities of a director. Our independent directors will have regularly scheduled meetings at which only independent directors are present. Any affiliated transactions will be on terms no less favorable to us than could be obtained from independent parties. Our board of directors will review and approve all affiliated transactions with any interested director abstaining from such review and approval. Audit Committee Effective upon the date of this prospectus, we will establish an audit committee of the board of directors, which will consist of Brad Oberwager, Kristopher Wood and Jennifer Prosek, each of whom is an independent director under Nasdaq’s listing standards. The audit committee’s duties, which are specified in our Audit Committee Charter, include, but are not limited to: • reviewing and discussing with management and the independent auditor the annual audited financial statements, and recommending to the board whether the audited financial statements should be included in our Form 10-K; • discussing with management and the independent auditor significant financial reporting issues and judgments made in connection with the preparation of our financial statements; • discussing with management major risk assessment and risk management policies; • monitoring the independence of the independent auditor; • verifying the rotation of the lead (or coordinating) audit partner having primary responsibility for the audit and the audit partner responsible for reviewing the audit as required by law; • reviewing and approving all related-party transactions; • inquiring and discussing with management our compliance with applicable laws and regulations; 67 • pre-approving all audit services and permitted non-audit services to be performed by our independent auditor, including the fees and terms of the services to be performed; • appointing or replacing the independent auditor; • determining the compensation and oversight of the work of the independent auditor (including resolution of disagreements between management and the independent auditor regarding financial reporting) for the purpose of preparing or issuing an audit report or related work; • establishing procedures for the receipt, retention and treatment of complaints received by us regarding accounting, internal accounting controls or reports which raise material issues regarding our financial statements or accounting policies; and • approving reimbursement of expenses incurred by our management team in identifying potential target businesses. Financial Experts on Audit Committee The audit committee will at all times be composed exclusively of “independent directors” who are “financially literate” as defined under Nasdaq’s listing standards. Nasdaq’s standards define “financially literate” as being able to read and understand fundamental financial statements, including a company’s balance sheet, income statement and cash flow statement. In addition, we must certify to Nasdaq that the committee has, and will continue to have, at least one member who has past employment experience in finance or accounting, requisite professional certification in accounting, or other comparable experience or background that results in the individual’s financial sophistication. The board of directors has determined that Kristopher Wood qualifies as an “audit committee financial expert,” as defined under rules and regulations of the SEC. Director Nominations We do not have a standing nominating committee though we intend to form a corporate governance and nominating committee as and when required to do so by law or Nasdaq rules. In accordance with Rule 5605 of the Nasdaq rules, a majority of the independent directors may recommend a director nominee for selection by the board of directors. The board of directors believes that the independent directors can satisfactorily carry out the responsibility of properly selecting or approving director nominees without the formation of a standing nominating committee. The directors who will participate in the consideration and recommendation of director nominees are Brad Oberwager, Kristopher Wood and Jennifer Prosek. In accordance with Rule 5605 of the Nasdaq rules, all such directors are independent. As there is no standing nominating committee, we do not have a nominating committee charter in place. The board of directors will also consider director candidates recommended for nomination by our stockholders during such times as they are seeking proposed nominees to stand for election at the next annual meeting of stockholders (or, if applicable, a special meeting of stockholders). Our stockholders that wish to nominate a director for election to our board of directors should follow the procedures set forth in our bylaws. We have not formally established any specific, minimum qualifications that must be met or skills that are necessary for directors to possess. In general, in identifying and evaluating nominees for director, the board of directors considers educational background, diversity of professional experience, knowledge of our business, integrity, professional reputation, independence, wisdom, and the ability to represent the best interests of our stockholders. Compensation Committee Effective upon the date of this prospectus, we will establish a compensation committee of the board of directors, which will consist of Brad Oberwager, Kristopher Wood and Jennifer Prosek, each of whom is an independent director under Nasdaq’s listing standards. The compensation committee’s duties, which are specified in our Compensation Committee Charter, include, but are not limited to: • reviewing and approving on an annual basis the corporate goals and objectives relevant to our Chief Executive Officer’s compensation, evaluating our Chief Executive Officer’s performance in light of such goals and objectives and determining and approving the remuneration (if any) of our Chief Executive Officer based on such evaluation; 68 • reviewing and approving the compensation of all of our other executive officers; • reviewing our executive compensation policies and plans; • implementing and administering our incentive compensation equity-based remunerati

Holder Stats

1 0
% of Shares Held by All Insider 29.99%
% of Shares Held by Institutions 104.76%
% of Float Held by Institutions 149.65%
Number of Institutions Holding Shares 45

Mutual Fund Holders

Holder Shares Date Reported Value % Out
AQR Funds-AQR Diversified Arbitrage Fd 35583 2022-03-30 365793 0.33999999999999997
Highland Fds I-NexPoint Merger Arbitrage Fund 30000 2022-03-30 308400 0.29
RiverNorth Opportunities Fd 29581 2022-04-29 304388 0.27999999999999997
First Tr Exchange Traded Fd-First Trust Merger Arbitrage Fd 25000 2022-03-30 257000 0.24
Fidelity NASDAQ Composite Index Fund 3600 2022-05-30 37044 0.03
First Tr Exchange Traded Fd-First Trust Alternative Opportunities Fd 1658 2022-03-30 17044 0.02

Institutional Holders

Reporting Date Hedge Fund Shares Held Market Value % of Portfolio Quarterly Change in Shares Ownership in Company
2022-08-19 Walleye Capital LLC 12,800 $130,000 0.0% 0 0.122%
2022-08-17 Centiva Capital LP 114,266 $1,180,000 0.0% +22.2% 1.086%
2022-08-16 Centiva Capital LP 114,266 $1,180,000 0.0% +22.2% 1.086%
2022-08-15 Berkley W R Corp 156,799 $1,620,000 0.1% -79.6% 1.491%
2022-08-15 Millennium Management LLC 13,750 $140,000 0.0% -94.2% 0.131%
2022-08-15 Karpus Management Inc. 246,448 $2,550,000 0.1% -79.9% 2.343%
2022-08-12 Sculptor Capital LP 567,438 $5,860,000 0.1% +7.2% 5.394%
2022-08-11 UBS Group AG 4,676 $48,000 0.0% +33.5% 0.044%
2022-08-08 Walleye Capital LLC 12,800 $130,000 0.0% 0 0.122%
2022-08-05 Cowen AND Company LLC 550,000 $5,680,000 0.5% 0 5.229%
2022-07-28 Mizuho Securities USA LLC 73,089 $750,000 0.1% -87.7% 0.695%
2022-05-23 Spartan Fund Management Inc. 92,281 $1,190,000 0.2% 0 0.573%
2022-05-20 Sculptor Capital LP 529,411 $5,440,000 0.0% 0 3.287%
2022-05-17 Glazer Capital LLC 952,758 $9,790,000 0.3% +3,042.9% 5.914%
2022-05-17 Highland Capital Management Fund Advisors L.P. 30,000 $310,000 0.0% -45.5% 0.186%
2022-05-16 UBS Group AG 3,503 $36,000 0.0% +171.1% 0.022%
2022-05-16 Hsbc Holdings PLC 328,348 $3,370,000 0.0% +7.5% 2.039%
2022-05-13 Sculptor Capital LP 529,411 $5,440,000 0.1% 0 3.287%
2022-05-13 Basso Capital Management L.P. 170,986 $1,760,000 0.2% -61.5% 1.061%
2022-05-13 Dakota Wealth Management 11,422 $120,000 0.0% -19.4% 0.071%
2022-05-12 Yakira Capital Management Inc. 206,900 $2,130,000 0.3% +129.9% 1.285%
2022-05-10 Karpus Management Inc. 1,227,643 $12,620,000 0.4% +31.3% 7.622%
2022-04-27 Mizuho Securities USA LLC 593,599 $6,030,000 0.9% -33.0% 3.686%
2022-04-19 OTA Financial Group L.P. 67,072 $690,000 0.4% +3.2% 0.416%
2022-02-24 Logan Stone Capital LLC 25,731 $260,000 0.3% 0 0.160%
2022-02-15 Karpus Management Inc. 934,675 $9,510,000 0.3% +3.9% 5.803%
2022-02-14 Glazer Capital LLC 30,315 $310,000 0.0% -77.7% 0.188%
2022-02-14 Radcliffe Capital Management L.P. 140,000 $1,420,000 0.0% -6.7% 0.869%
2022-02-10 Difesa Capital Management LP 50,660 $520,000 0.4% 0 0.315%
2022-02-08 RPO LLC 273,526 $2,780,000 0.9% 0 1.698%
2022-01-28 Mizuho Securities USA LLC 885,932 $8,940,000 0.8% +599.1% 5.501%
2022-01-28 OTA Financial Group L.P. 65,017 $660,000 0.5% +94.1% 0.404%
2021-11-16 Schonfeld Strategic Advisors LLC 25,915 $260,000 0.0% +47.2% 0.161%
2021-11-16 CNH Partners LLC 102,930 $1,040,000 0.0% +44.5% 0.639%
2021-11-16 Castle Creek Arbitrage LLC 39,775 $400,000 0.0% -73.5% 0.247%
2021-11-15 Berkley W R Corp 863,886 $8,700,000 0.6% -3.9% 5.364%
2021-11-15 Athanor Capital LP 17,872 $180,000 0.0% -11.2% 0.111%
2021-11-15 Glazer Capital LLC 135,672 $1,370,000 0.0% 0 0.842%
2021-11-15 Context Advisory LLC 54,878 $550,000 0.1% -17.2% 0.341%
2021-11-12 Cohanzick Management LLC 29,575 $300,000 0.1% 0 0.184%
2021-11-09 Basso Capital Management L.P. 443,674 $4,470,000 0.5% -4.2% 2.754%
2021-11-05 K.J. Harrison & Partners Inc 22,000 $220,000 0.0% -75.9% 0.137%
2021-10-28 Mizuho Securities USA LLC 126,716 $1,280,000 0.1% +357.5% 0.787%
2021-10-19 Seelaus Asset Management LLC 34,155 $340,000 0.2% -15.6% 0.212%
2021-10-12 OTA Financial Group L.P. 33,496 $340,000 0.4% 0 0.208%
2021-08-17 Context Capital Management LLC 66,278 $660,000 0.1% -12.5% 0.412%
2021-08-17 ATW Spac Management LLC 427,170 $4,260,000 1.1% 0 2.652%
2021-08-17 Beryl Capital Management LLC 582,000 $5,810,000 0.5% +103.1% 3.614%
2021-08-16 CNH Partners LLC 71,210 $710,000 0.0% +75.8% 0.442%
2021-08-16 Berkley W R Corp 898,986 $8,970,000 0.9% +14.0% 5.582%
2021-08-16 Schonfeld Strategic Advisors LLC 17,600 $180,000 0.0% 0 0.109%
2021-08-16 Goldman Sachs Group Inc. 49,542 $490,000 0.0% -9.5% 0.308%
2021-08-13 Shaolin Capital Management LLC 139,990 $1,400,000 0.0% +40.0% 0.869%
2021-08-13 Yakira Capital Management Inc. 90,000 $900,000 0.1% 0 0.559%
2021-08-06 Magnetar Financial LLC 17,088 $170,000 0.0% 0 0.106%
2021-08-04 K.J. Harrison & Partners Inc 91,146 $910,000 0.1% -29.1% 0.566%
2021-08-03 Corbyn Investment Management Inc. MD 11,699 $120,000 0.0% 0 0.073%
2021-08-02 Dakota Wealth Management 10,622 $110,000 0.0% 0 0.066%
2021-07-31 Seelaus Asset Management LLC 40,471 $400,000 0.2% -2.4% 0.251%
2021-05-19 Fort Baker Capital Management LP 95,491 $950,000 0.3% +33.9% 0.000%
2021-05-18 Castle Creek Arbitrage LLC 150,000 $1,490,000 0.1% 0 0.000%
2021-05-18 D. E. Shaw & Co. Inc. 270,436 $2,690,000 0.0% 0 0.000%
2021-05-18 Berkley W R Corp 788,681 $7,850,000 0.9% 0 0.000%
2021-05-18 Rivernorth Capital Management LLC 162,690 $1,620,000 0.1% 0 0.000%
2021-05-18 Karpus Management Inc. 103,034 $1,030,000 0.0% 0 0.000%
2021-05-18 Jane Street Group LLC 108,613 $1,080,000 0.0% 0 0.000%
2021-05-17 Vivaldi Asset Management LLC 25,000 $250,000 0.0% 0 0.000%
2021-05-17 Shaolin Capital Management LLC 100,000 $1,000,000 0.0% 0 0.000%
2021-05-17 Vivaldi Capital Management LLC 14,000 $140,000 0.0% -17.6% 0.000%
2021-05-17 CNH Partners LLC 40,500 $400,000 0.0% 0 0.000%
2021-05-17 Polar Asset Management Partners Inc. 295,540 $2,940,000 0.0% 0 0.000%
2021-05-17 683 Capital Management LLC 300,000 $2,990,000 0.2% 0 0.000%
2021-05-17 Nomura Holdings Inc. 19,240 $190,000 0.0% 0 0.000%
2021-05-17 Context Capital Management LLC 75,789 $750,000 0.1% 0 0.000%
2021-05-17 Centiva Capital LP 16,112 $160,000 0.0% 0 0.000%
2021-05-17 Goldman Sachs Group Inc. 54,740 $550,000 0.0% 0 0.000%
2021-05-14 K2 Principal Fund L.P. 154,444 $1,540,000 0.1% 0 0.000%
2021-05-14 Hartree Partners LP 200,000 $1,990,000 0.3% 0 0.000%
2021-05-14 Periscope Capital Inc. 610,100 $6,070,000 0.2% 0 0.000%
2021-05-14 K.J. Harrison & Partners Inc 128,600 $1,280,000 0.2% 0 0.000%
2021-05-12 JPMorgan Chase & Co. 31,829 $320,000 0.0% +33.9% 0.000%
2021-05-12 UBS Group AG 4,157 $41,000 0.0% +8,214.0% 0.000%
2021-05-10 Basso Capital Management L.P. 462,990 $4,610,000 0.7% +18.3% 0.000%
2021-05-04 Cowen AND Company LLC 191,500 $1,910,000 0.1% 0 0.000%
2021-04-26 Seelaus Asset Management LLC 41,471 $410,000 0.3% 0 0.000%
2021-04-12 FNY Investment Advisers LLC 28,950 $290,000 0.1% +5,690.0% 0.000%
2021-03-04 Hudson Bay Capital Management LP 800,000 $8,119,999 0.1% 0 0.000%
2021-02-19 Fort Baker Capital Management LP 71,291 $720,000 0.3% 0 0.000%
2021-02-19 JPMorgan Chase & Co. 23,763 $240,000 0.0% 0 0.000%
2021-02-16 Owl Creek Asset Management L.P. 75,000 $760,000 0.0% 0 0.000%
2021-02-16 Vivaldi Capital Management LLC 17,000 $170,000 0.0% 0 0.000%
2021-02-16 Radcliffe Capital Management L.P. 150,000 $1,520,000 0.1% 0 0.000%
2021-02-12 Basso Capital Management L.P. 391,451 $3,970,000 1.0% 0 0.000%

SEC Filings

Form Type Form Description Filing Date Document Link
8-K CURRENT REPORT 2022-08-17
10-Q QUARTERLY REPORT 2022-08-03
UPLOAD 2022-07-26
CORRESP 2022-07-21
CORRESP 2022-07-15
PRE 14A 2022-07-08
SC 13G FTCM BWAC 6.10.22 2022-06-10
SC 13G SC 13G 2022-05-24
8-K CURRENT REPORT 2022-05-18
10-Q QUARTERLY REPORT 2022-05-13
3 2022-04-28
10-K ANNUAL REPORT 2022-03-31
8-K CURRENT REPORT 2022-02-18
8-K CURRENT REPORT 2022-02-17
SC 13G/A 2022-02-14
SC 13G SCHEDULE 13G 2022-02-14
SC 13G/A 2022-02-11
10-Q/A AMENDMENT NO. 1 TO FORM 10-Q 2022-01-24
10-K/A AMENDMENT NO. 1 TO FORM 10-K 2021-12-14
8-K CURRENT REPORT 2021-11-24
10-Q QUARTERLY REPORT 2021-11-22
8-K CURRENT REPORT 2021-11-16
8-K CURRENT REPORT 2021-11-10
10-Q QUARTERLY REPORT 2021-08-16
10-Q QUARTERLY REPORT 2021-06-24
10-K ANNUAL REPORT 2021-06-11
8-K CURRENT REPORT 2021-06-04
8-K CURRENT REPORT 2021-04-22
8-K CURRENT REPORT 2021-04-15
NT 10-K FORM NT 10-K 2021-03-31
SC 13G SCHEDULE 13G 2021-02-16
SC 13G 2021-02-16
SC 13G 2021-02-12
8-K CURRENT REPORT 2020-12-23
8-K CURRENT REPORT 2020-11-23
4 2020-11-23
4 2020-11-23
4 2020-11-23
8-K CURRENT REPORT 2020-11-18
424B4 PROSPECTUS 2020-11-17
EFFECT 2020-11-12
S-1MEF S-1MEF 2020-11-12
3 2020-11-12
3 2020-11-12
3 2020-11-12
3 2020-11-12
3 2020-11-12
CERT 2020-11-12
S-1/A AMENDMENT NO. 1 TO FORM S-1 2020-10-16
DRS 2020-08-31