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Breeze Holdings Acquisition Corp. - BREZ

  • Commons

    $10.18

    +0.00%

    BREZ Vol: 11.2K

  • Warrants

    $0.57

    -2.59%

    BREZW Vol: 37.1K

Average: 0
Rating Count: 0
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SPAC Stats

Market Cap: 149.0M
Average Volume: 18.6K
52W Range: $9.82 - $16.00
Weekly %: -0.20%
Monthly %: +0.49%
Inst Owners: 43

Info

Target: Searching
Days Since IPO: 372
Unit composition:
Each unit has an offering price of $10.00 and consists of one share of our common stock and one redeemable warrant
Trust Size: 10000000.0M

🕵Stocktwit Mentions

PGCapital posted at 2021-11-26T13:39:27Z

$BREZ Happy Thanksgiving brothers! Cheers to all those with conviction Buy warrants everyday

Newsfilter posted at 2021-11-26T11:07:06Z

$BREZ Form 8-K/A (current report, items 8.01 and 9.01) filed with the SEC https://newsfilter.io/a/9ee58f0029a27ce9ac26c2795a721d6e

risenhoover posted at 2021-11-26T11:06:58Z

$BREZ / Breeze Holdings Acquisition files form 8-K/A - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2021 BREEZ https://fintel.io/sf/us/brez?utm_source=stocktwits.com&utm_medium=Referral&utm_campaign=filing

Quantisnow posted at 2021-11-26T11:04:55Z

$BREZ 📜 Breeze Holdings Acquisition Corp. filed SEC Form 8-K: Other Events, Financial Statements and Exhibits (Amendment) https://quantisnow.com/insight/2060072?s=s 45 seconds delayed.

tickeron posted at 2021-11-25T23:25:07Z

How does this make you feel? $BREZ in -0.3% Downtrend, declining for three consecutive days on November 4, 2021. View odds for this and other indicators: https://srnk.us/go/3188483

Tahoeblues posted at 2021-11-25T02:21:56Z

$BREZ Have a good Thanksgiving to all. May we get great news soon! 🙏🤞

MrDibalina posted at 2021-11-24T21:29:42Z

$BREZ I'm glad they finally filed the 8k. I'm curious what happens to the loan if a business combination never happens. Hopefully would it go into the trust account - that would mean the management has more skin in the game!

WarrenGShirley posted at 2021-11-24T21:12:26Z

$BREZ confirmation of deposit 👇 is good news 👍

Last10K posted at 2021-11-24T20:26:22Z

$BREZ just filed with the SEC a Financial Exhibit https://last10k.com/sec-filings/brez/0001564590-21-058286.htm?utm_source=stocktwits&utm_medium=forum&utm_campaign=8K&utm_term=brez

risenhoover posted at 2021-11-24T20:25:03Z

$BREZ / Breeze Holdings Acquisition files form 8-K - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2021 BREEZE https://fintel.io/sf/us/brez?utm_source=stocktwits.com&utm_medium=Referral&utm_campaign=filing

Quantisnow posted at 2021-11-24T20:24:56Z

$BREZ 📜 Breeze Holdings Acquisition Corp. filed SEC Form 8-K: Other Events, Financial Statements and Exhibits https://quantisnow.com/insight/2055506?s=s 45 seconds delayed.

fla posted at 2021-11-24T20:24:37Z

$BREZ [15s. delayed] filed form 8-K on November 24, 15:23:31 https://s.flashalert.me/sGsgR

Newsfilter posted at 2021-11-24T20:24:12Z

$BREZ Form 8-K: On November 22, 2021, Breeze Holdings Acquisition Corp. announced that its sponsor, Breeze Sponsor,, timely deposited an aggregate of $1,150,000, representing $0.10 per public share, i.. https://newsfilter.io/a/d5c3252dc5b884f5d032a0ca6b2eaadc

MrDibalina posted at 2021-11-24T19:38:32Z

$BREZ still no 8k filed for extension. I'm not 100% certain, but I believe that is required.

CaneCorso22 posted at 2021-11-24T17:59:44Z

$BREZ patients for a warrant load.

MrDibalina posted at 2021-11-24T17:16:18Z

$BREZ curious why our warrants have continued to decline while $ERES has not. Both are very similar in nature, and both are delinquent on their 10 q filings.

Toddwinc posted at 2021-11-24T16:56:05Z

$BREZ added another 1000 @ .57

WarrenGShirley posted at 2021-11-24T16:09:39Z

$BREZ this is a true energy merger target and will go way higher on DA, sorry $BENE 🤷‍♂️

MVAgu posted at 2021-11-24T15:45:50Z

$BREZ If only one day we get a rights / warrants pop like $BENE. Small position in units and rights there going nuts, again.

Tickstocks posted at 2021-11-23T20:11:31Z

$BREZ Twits Stats Today's Change 12% + 🚀 https://t8sk.com/BREZ

oldironworks posted at 2021-11-23T17:56:15Z

$BREZ Adding warrants... I feels it.

WarrenGShirley posted at 2021-11-23T17:13:52Z

$BREZ added 3k more warrants on this dip @ $.58… DA incoming 💪

Toddwinc posted at 2021-11-23T16:29:03Z

$BREZ added warrants .58 LFG!

dac312 posted at 2021-11-23T16:26:50Z

$BREZ this has done nothing for almost a year, do you think anything will happen?

Tahoeblues posted at 2021-11-23T16:24:32Z

$BREZ They are just finishing the paper work. 🤞

PGCapital posted at 2021-11-23T12:30:08Z

$BREZ adding warrants every day

cris2fer posted at 2021-11-23T12:26:44Z

$BREZ I’ll show you an extension!

MrDibalina posted at 2021-11-23T04:37:22Z

$BREZ extension still not filled fellas

MVAgu posted at 2021-11-22T20:12:48Z

$BREZ warrants and rights getting beat up today. Need that 10Q.

WarrenGShirley posted at 2021-11-22T16:33:26Z

$BREZ picked up 1700 more warrants at $.611

Management

Our directors, director nominees and officers are as follows: Name Age Title J. Douglas Ramsey, Ph.D. 60 Chairman, Chief Executive Officer and Chief Financial Officer Russell D. Griffin 56 President and Director Charles C. Ross, P.E. 63 Chief Operating Officer Dan Hunt 43 Independent Director Nominee Albert S. McLelland 61 Independent Director Nominee Robert L. Thomas 60 Independent Director Nominee Bill Stark 64 Independent Director Nominee J. Douglas Ramsey, Ph.D. has served as our Chairman, Chief Executive Officer and Chief Financial Officer since June 2020. Dr. Ramsey was the President and Chief Financial Officer of Saddle Operating and served in that role from May 2014 until February 2019. Prior to joining Saddle Operating, Dr. Ramsey served as the Director of Strategic Planning and Special Projects of EXCO from June 2013 until April 2014, Vice President – Finance and Special Assistant to the Chairman of EXCO Resources from August 2009 until May 2013 and as Treasurer of EXCO Resources from December 1997 until May 2013. From December 1997 until July 2009, Dr. Ramsey served as EXCO Resources’ Chief Financial Officer during which time EXCO Resources completed over 160 transactions and its assets grew from $3 million to over $6 billion with over 15,000 wells and more than 1,400 employees and contractors. Dr. Ramsey also played a key role in EXCO Resources’ $698 million IPO in February 2006 after EXCO Resources had gone private in July 2003. Other key financing transactions in which Dr. Ramsey was involved included a $2 billion mandatory convertible preferred stock offering, a $2.4 billion line of credit with 34 banks in the syndicate, and two bond offerings totaling $750 million. Dr. Ramsey also served as a director of EXCO Resources from March 1998 until July 2003. From March 1992 until December 1997, Dr. Ramsey worked for Coda Energy as the Financial Analyst and Assistant to the President and then as the Financial Planning Manager. Dr. Ramsey also taught finance at various universities including Southern Methodist University in its undergraduate and professional MBA programs and Baylor University in its Executive MBA program. Dr. Ramsey was named the 1996 Distinguished Alumnus of the College of Business Administration at Cal Poly Pomona. Dr. Ramsey earned his BS in Finance from Cal Poly Pomona, an MBA from the University of Chicago Booth School of Business and an MA and Ph.D. in Business and Financial Economics from the Claremont Graduate University. Dr. Ramsey is well qualified to serve as a director because of his strong financial background, including his 29 years of experience as a financial executive. Russell D. Griffin has served as our President and as a director since June 2020. Mr. Griffin was the Chief Operating Officer of Saddle Operating and served in that role from November 2015 until June 2019. Prior to joining Saddle Operating, Mr. Griffin served as the Vice President of Environmental, Health and Safety of EXCO Resources from June 2010 until November 2015, and as the Vice President of Environmental, Health and Safety of TGGT Holdings, an independent midstream oil and gas company, from 2012 until 2013. Prior to joining EXCO Resources, Mr. Griffin was the Senior Regulatory Representative for Hunt Oil Company, an independent international oil and natural gas company, from August 2005 until January 2008 and held positions in exploration and production operations from August 1984 until August 2005. His areas of expertise include onshore U.S conventional and non-conventional, offshore Gulf of Mexico Outer Continental Shelf (OCS) as well as State waters of both Louisiana and Texas. Mr. Griffin has also led or participated in multiple acquisitions and divestitures, both domestic and international. He is a member of the American Association of Drilling Engineers, Society of Petroleum Engineers and American Association of Safety Professionals. Mr. Griffin received his BS degree in Petroleum Engineering Technology and an AS degree in Safety Management from Nicholls State University. Mr. Griffin is well qualified to serve as a director because of his more than 35 years of diverse experience in management, operations, drilling, regulatory compliance and EHS in the oil and gas industry with an in-depth knowledge of federal, state and local compliance requirements with governmental regulations and standards. 101 Table of Contents Charles C. Ross, P.E. has served as our Chief Operating Officer since June 2020. Mr. Ross was the Vice President of Regulatory Affairs and EHS of Saddle Operating and served in that role from December 2015 until June 2019. In January 2010 until December 2013, Mr. Ross was the Director of Regulatory Affairs of TGGT Midstream. In August 2012, Mr. Ross was named Director of Regulatory Affairs for EXCO Resources, as well, until November 2015. Mr. Ross began his career in 1982 working for the Railroad Commission of Texas Oil and Gas Division as a New Field Discovery Examiner. Mr. Ross continued working for the RRC for 27 more years in various positions including Engineering Supervisor of the Underground Injection Control Section, District Engineer, Assistant District Director, and Director of Field Operations. As Director of Field Operations, Mr. Ross oversaw nine district offices and 247 employees. Mr. Ross is an expert witness at Railroad Commission hearings, civil trials, legislative committee meetings, and legislative hearings on various issues related to oil and gas regulatory and technical matters. Mr. Ross has been a registered Professional Engineer (Petroleum) since 1988, and currently serves as the Chair of the TIPRO (Texas Independent Producers and Royalty Association) Regulatory Committee. Mr. Ross received his BS in Architectural Engineering and a BS in Petroleum Engineering both from the University of Texas at Austin. Dan Hunt will become our director at the closing of this offering. Mr. Hunt has served as the President of FC Dallas since 2014. He also serves as a member of MLS’ Board of Governors and the league’s Business Ventures Committee. Mr. Hunt spent years working on the design and construction of Toyota Stadium and Toyota Soccer Center with his late father and American sports icon, Lamar Hunt. Since the venue’s opening in 2005, Mr. Hunt has used the venue to help establish FC Dallas as the leader in youth development in North America. Toyota Soccer Complex, a 145-acre facility complete with 17 professional-grade soccer fields, has quickly become one the most rewarding stadium designs in professional sports. Rated as one of only two five-star facilities by the 2011 U.S. Soccer Development Academy Rankings, Toyota Soccer Center has helped FC Dallas sign an MLS-record 25 Homegrown players in 10 years. Mr. Hunt also oversaw the $58 million construction of the National Soccer Hall of Fame in the south end of Toyota Stadium. The project included more than 70-thousand square feet of renovated space, new locker rooms, premium seats, a private club and the National Soccer Hall of Fame Experience. In May 2017, Mr. Hunt, along with his brother Clark, ESPN and the City of Frisco officially announced that the newly-relocated Frisco Bowl (previously known as Miami Beach Bowl) would call Toyota Stadium home starting on December 20, 2017 at Toyota Stadium. Outside of his responsibilities with FC Dallas, Mr. Hunt is involved in the Hunt family’s long-standing interest in the NFL’s Kansas City Chiefs. Mr. Hunt began his business career as Vice President of New Business Development for Gemini Voice Solutions in New York City, a provider of voice-over internet protocol for home-to-home calling in the United States. Mr. Hunt is well qualified to serve as a director because of his extensive operating, multiple industry and leadership experience. Albert S. McLelland will become our director at the closing of this offering. Mr. McLelland is currently CEO of Spout Analytics since January 2020. In this role, Mr. McLelland is responsible for all aspects of this digital transformation company. Prior to Spout Analytics, Mr. McLelland served as Managing Director Asia and Chief Executive Officer of Hover Energy LLC and its related companies from April 2014 until July 2019. Since March 2001 to present, Mr. McLelland has served as Managing Director of the AmPac Capital Group. From November 1998 until March 2002, Mr. McLelland was the Director of the Chairman’s Asian Cross-Border Transactions Initiative for PricewaterhouseCoopers. Prior to PricewaterhouseCoopers, Mr. McLelland was the Founder and Managing Director of Pearl Delta Capital Corp. from December 1993 until October 1998. From October 1991 until November 1993, Mr. McLelland was Senior Manager for Corporate Finance at CEF Taiwan Limited. In February 1990, Mr. McLelland assisted in the formation of Riddell*Tseng where he worked until October 1993. Mr. McLelland started his career at Shearson Lehman as an Associate in Public Finance in September 1987 until January 1990. Mr. McLelland has served as a Director, Audit Committee Chairman and Special Committee Chairman for a number of public and private companies. Mr. McLelland was also an Adjunct Professor at Southern Methodist University’s Caruth Institute for Entrepreneurship in the Cox School of Business. Mr. McLelland received his BA in Political Science and History from the University of South Florida, an MBA from the University of Chicago Booth School of Business and an MA in International Affairs from Columbia University. Mr. McLelland is a Certified Director from the National Association of Corporate Directors. Mr. McLelland is fluent in Mandarin. Mr. McLelland is well qualified to serve as a director because of 102 Table of Contents his extensive operating, capital markets and corporate governance experience including multiple director roles on behalf of Carlyle Group and other prominent financial services firms. Robert L. Thomas will become our director at the closing of this offering. Mr. Thomas was Vice President and Chief Information Officer at Kosmos Energy from 2015 until May 2020. In this role, Mr. Thomas had corporate information systems oversight, as well as geotechnical systems strategy responsibility. Prior to Kosmos, Mr. Thomas was a corporate officer and Chief Information Officer at EXCO Resources from 2008 until 2015. In addition to corporate information systems oversight, Mr. Thomas had responsibility for the geoscience personnel and technology. From 1994 until 2006, Mr. Thomas held a series of roles, from geotechnical systems leadership to international business management to Chief Information Officer at Burlington Resources Canada with Burlington Resources Oil and Gas. Following the acquisition of Burlington Resources by ConocoPhillips in 2006, Mr. Thomas co-led the integration of systems into ConocoPhillips, earning a President’s Award, and was Director of IT Strategy and Architecture at ConocoPhillips until 2008. From 1981 until 1994, Mr. Thomas held a series of roles from geophysical seismic acquisition and processing to exploration system development in the exploration technology groups with Sun Oil Company and the Oryx Energy spinoff. Mr. Thomas earned his BS in Economics and Finance from The University of Texas at Dallas. Mr. Thomas was elected and served on the City Council in Murphy, Texas, currently sits on the Advisory Board at the University of North Texas school of Information Technology Decision Sciences and has been an active member of the Society of Exploration Geophysicists for over 25 years. Mr. Thomas is well qualified to serve as director, having been involved with many aspects of international oil and gas company management, including many multibillion-dollar corporate acquisitions and integrations. Bill Stark will become our director at the closing of this offering. Mr. Stark has served as the Vice President - Western U.S. Operations of Ulterra since 2017. Mr. Stark has operated in different executive positions over the Permian since joining Ulterra. In December 2009, Mr. Stark became the District Manager over the Permian. In January 2012, Mr. Stark was promoted to Area Manager for Ulterra - Permian. Prior to this, he was an agent for Halliburton - Security DBS, as well as President/Owner of Permian Bit Service Inc. and Permian Equipment Rentals Inc. Mr. Stark was one of the first to successfully introduce and continually market PDC bits in the Spraberry Trend. He has over 40 years of experience in the oil industry, all of which were with Halliburton before joining Ulterra. Mr. Stark led a team in the Permian that became one of the largest revenue districts in the U.S. for Halliburton-Security DBS. From 2012 to 2017, Mr. Stark operated as the Director of National Sales which grew Ulterra into becoming number one in market share in the U.S. In addition to his success with Ulterra, in 2012, Mr. Stark also became President and CEO of Cactus Fuel, LLC while continuously maintaining his role at Ulterra. Mr. Stark lives in Midland, Texas. Mr. Stark is well qualified to serve as a director because of his extensive energy services experience, ability to grow profitable companies, vast network with oil and gas producers and leadership skills. Number and Terms of Office of Officers and Directors We expect to have five directors upon completion of this offering. Our board of directors will be divided into two classes with only one class of directors being elected in each year and each class (except for those directors appointed prior to our first annual meeting of stockholders) serving a two-year term. The class I directors will consist of Messrs. Griffin, Stark and Hunt, and their term will expire at our first annual meeting of stockholders. The class II directors will consist of Messrs. Ramsey, McLelland and Thomas, and their term will expire at the second annual meeting of stockholders. We may not hold an annual meeting of stockholders until after we consummate our initial business combination. Our officers are elected by the board of directors and serve at the discretion of the board of directors, rather than for specific terms of office. Our board of directors is authorized to appoint persons to the offices set forth in our bylaws as it deems appropriate. Our bylaws provide that our officers may consist of a Chief Executive Officer, President, Chief Financial Officer, Vice Presidents, Secretary, Assistant Secretaries, Treasurer and such other offices as may be determined by the board of directors. 103 Table of Contents Director Independence Nasdaq listing standards require that a majority of our board of directors be independent. An “independent director” is defined generally as a person other than an officer or employee of the company or its subsidiaries or any other individual having a relationship which in the opinion of the company’s board of directors, would interfere with the director’s exercise of independent judgment in carrying out the responsibilities of a director. We will appoint four “independent directors” as defined in the Nasdaq listing standards and applicable SEC rules to serve on our board of directors. Our independent directors will have regularly scheduled meetings at which only independent directors are present. Executive Officer and Director Compensation None of our executive officers or directors have received any cash compensation for services rendered to us, other than our independent directors who will each have the right to purchase 25,000 founder shares. Until the earlier of consummation of our initial business combination and our liquidation, beginning on the effective date of this registration statement, we will pay Breeze Financial a total of $5,000 per month for office space, utilities, secretarial support and other administrative and consulting services. Our sponsor, executive officers and directors, or any of their respective affiliates, will be reimbursed for any out-of-pocket expenses incurred in connection with activities on our behalf such as identifying potential target businesses and performing due diligence on suitable business combinations. Our audit committee will review on a quarterly basis all payments that were made to our sponsor, officers, directors or our or their affiliates. After the completion of our initial business combination, directors or members of our management team who remain with us may be paid consulting, management or other fees from the combined company. All of these fees will be fully disclosed to stockholders, to the extent then known, in the tender offer materials or proxy solicitation materials furnished to our stockholders in connection with a proposed business combination. It is unlikely the amount of such compensation will be known at the time, because the directors of the post-combination business will be responsible for determining executive officer and director compensation. Any compensation to be paid to our executive officers will be determined by a compensation committee constituted solely by independent directors. We do not intend to take any action to ensure that members of our management team maintain their positions with us after the consummation of our initial business combination, although it is possible that some or all of our executive officers and directors may negotiate employment or consulting arrangements to remain with us after the initial business combination. The existence or terms of any such employment or consulting arrangements to retain their positions with us may influence our management’s motivation in identifying or selecting a target business but we do not believe that the ability of our management to remain with us after the consummation of our initial business combination will be a determining factor in our decision to proceed with any potential business combination. We are not party to any agreements with our executive officers and directors that provide for benefits upon termination of employment. Committees of the Board of Directors Upon the effective date of the registration statement of which this prospectus forms part, our board of directors will have three standing committees: an audit committee, a compensation committee and a nominating and corporate governance committee. Each committee will operate under a charter that has been approved by our board and will have the composition and responsibilities described below. The charter of each committee will be available on our website. Our audit committee, compensation committee and nominating and corporate governance committee will be composed solely of independent directors. Audit Committee Upon the effectiveness of the registration statement of which this prospectus forms a part, we will establish an audit committee of the board of directors. The members of our audit committee will be Messrs. McLelland, 104 Table of Contents Thomas and Hunt. Mr. McLelland will serve as chairman of the audit committee. Under the Nasdaq listing standards and applicable SEC rules, we are required to have at least three members on the audit committee. The rules of Nasdaq and Rule 10A-3 of the Exchange Act require that the audit committee of a listed company be comprised solely of independent directors. Messrs. McLelland, Thomas and Hunt qualify as independent directors under applicable rules. Each member of the audit committee is financially literate and our board of directors has determined that Mr. McLelland qualifies as an “audit committee financial expert” as defined in applicable SEC rules. We will adopt an audit committee charter, which will detail the principal functions of the audit committee, including: • the appointment, compensation, retention, replacement, and oversight of the work of the independent registered accounting firm and any other independent registered public

Holder Stats

1 0
% of Shares Held by All Insider 17.59%
% of Shares Held by Institutions 74.21%
% of Float Held by Institutions 90.06%
Number of Institutions Holding Shares 43

Mutual Fund Holders

Holder Shares Date Reported Value % Out
RiverNorth Opportunities Fd 21512 2021-07-30 215765 0.15
Investment Managers Ser Tr-Vivaldi Merger Arbitrage Fd 18811 2021-06-29 188862 0.13
Fidelity NASDAQ Composite Index Fund 2871 2021-08-30 28853 0.02
The Relative Value Fund 1207 2021-06-29 12118 0.01

Institutional Holders

Reporting Date Hedge Fund Shares Held Market Value % of Portfolio Quarterly Change in Shares Ownership in Company
2021-11-16 Schonfeld Strategic Advisors LLC 47,703 $480,000 0.0% +145.6% 0.326%
2021-11-16 CNH Partners LLC 73,581 $740,000 0.0% +9.9% 0.503%
2021-11-15 Berkley W R Corp 618,229 $6,240,000 0.4% -1.7% 4.223%
2021-11-12 Wolverine Asset Management LLC 16,086 $160,000 0.0% +443.4% 0.110%
2021-10-28 Mizuho Securities USA LLC 669,919 $6,710,000 0.7% +0.4% 4.576%
2021-08-17 Millennium Management LLC 34,060 $340,000 0.0% 0 0.233%
2021-08-17 ATW Spac Management LLC 800,000 $8,029,999 2.1% 0 5.470%
2021-08-16 CNH Partners LLC 66,978 $670,000 0.0% +48.8% 0.458%
2021-08-16 Berkley W R Corp 629,129 $6,320,000 0.6% +2.1% 4.302%
2021-08-16 Fir Tree Capital Management LP 334,533 $3,350,000 0.1% -1.0% 2.287%
2021-08-16 Vivaldi Asset Management LLC 18,811 $190,000 0.0% 0 0.129%
2021-08-16 Goldman Sachs Group Inc. 60,951 $610,000 0.0% -4.8% 0.417%
2021-08-13 LPL Financial LLC 11,550 $120,000 0.0% -21.2% 0.079%
2021-08-06 Magnetar Financial LLC 66,525 $670,000 0.0% +11.6% 0.455%
2021-08-02 Mint Tower Capital Management B.V. 94,412 $69,000 0.0% 0 0.646%
2021-08-02 Dakota Wealth Management 79,325 $800,000 0.1% +23.3% 0.542%
2021-05-21 Citadel Advisors LLC 17,729 $180,000 0.0% +30.8% 0.121%
2021-05-18 Fir Tree Capital Management LP 338,035 $3,360,000 0.1% -32.4% 2.311%
2021-05-18 Verition Fund Management LLC 36,563 $360,000 0.0% 0 0.250%
2021-05-18 Berkley W R Corp 616,424 $6,130,000 0.7% -14.3% 4.215%
2021-05-18 Karpus Management Inc. 2,705,650 $26,920,000 0.8% +14.8% 18.500%
2021-05-18 Citadel Advisors LLC 17,729 $180,000 0.0% +30.8% 0.121%
2021-05-18 Newtyn Management LLC 100,000 $1,000,000 0.3% 0 0.684%
2021-05-17 Schonfeld Strategic Advisors LLC 19,426 $190,000 0.0% -44.5% 0.133%
2021-05-17 CNH Partners LLC 45,000 $450,000 0.0% -55.0% 0.308%
2021-05-17 Royal Bank of Canada 9,887 $99,000 0.0% 0 0.068%
2021-05-17 Polar Asset Management Partners Inc. 1,011,247 $10,060,000 0.1% -15.7% 6.915%
2021-05-17 Goldman Sachs Group Inc. 64,051 $640,000 0.0% 0 0.438%
2021-05-14 K2 Principal Fund L.P. 50,000 $500,000 0.0% 0 0.342%
2021-05-14 GABELLI & Co INVESTMENT ADVISERS INC. 114,200 $1,140,000 0.1% -11.2% 0.781%
2021-05-14 Gabelli Funds LLC 110,800 $1,100,000 0.0% -8.7% 0.758%
2021-05-14 Yakira Capital Management Inc. 390,083 $3,880,000 0.8% +0.3% 2.667%
2021-05-10 Dakota Wealth Management 64,325 $640,000 0.1% +196.4% 0.440%
2021-04-28 Mizuho Securities USA LLC 155,993 $1,560,000 0.1% -63.8% 1.067%
2021-03-04 Hudson Bay Capital Management LP 800,000 $8,119,999 0.1% 0 22.701%
2021-02-16 Radcliffe Capital Management L.P. 300,000 $3,050,000 0.2% 0 8.513%
2021-02-16 Glazer Capital LLC 607,836 $6,170,000 0.2% 0 17.248%
2021-02-12 LPL Financial LLC 13,300 $140,000 0.0% 0 0.377%
2021-02-12 Magnetar Financial LLC 50,000 $510,000 0.0% 0 1.419%
2021-02-10 Periscope Capital Inc. 167,195 $1,700,000 0.1% 0 4.744%
2021-02-05 GABELLI & Co INVESTMENT ADVISERS INC. 128,600 $1,310,000 0.2% 0 3.649%
2021-02-05 Gabelli Funds LLC 121,400 $1,230,000 0.0% 0 3.445%
2021-01-29 Mizuho Securities USA LLC 430,852 $4,350,000 0.3% 0 12.226%

SEC Filings

Form Type Form Description Filing Date Document Link
8-K/A 8-K/A 2021-11-26 https://www.sec.gov/Archives/edgar/data/1817640/000156459021058365/brez-8ka_20211122.htm
8-K 8-K 2021-11-24 https://www.sec.gov/Archives/edgar/data/1817640/000156459021058286/brez-8k_20211122.htm
NT 10-Q BREZ-2021-11-15-NT 10-Q 2021-11-15 https://www.sec.gov/Archives/edgar/data/1817640/000156459021056976/brez-nt10q_20210930.htm
10-Q 10-Q 2021-08-16 https://www.sec.gov/Archives/edgar/data/1817640/000156459021044630/brez-10q_20210630.htm
10-Q 10-Q 2021-07-02 https://www.sec.gov/Archives/edgar/data/1817640/000156459021035740/brez-10q_20210331.htm
10-K/A 10-K/A 2021-06-24 https://www.sec.gov/Archives/edgar/data/1817640/000156459021034319/brez-10ka_20201231.htm
8-K 8-K 2021-06-10 https://www.sec.gov/Archives/edgar/data/1817640/000156459021032459/brez-8k_20210604.htm
8-K 8-K 2021-06-03 https://www.sec.gov/Archives/edgar/data/1817640/000156459021031517/brez-8k_20210603.htm
NT 10-Q NT 10-Q 2021-05-18 https://www.sec.gov/Archives/edgar/data/1817640/000156459021028633/brez-nt10q_20210331.htm
SC 13G 2021-04-19 https://www.sec.gov/Archives/edgar/data/1817640/000149315221009105/formsc13g.htm
10-K 10-K 2021-03-31 https://www.sec.gov/Archives/edgar/data/1817640/000119312521102545/d115239d10k.htm
SC 13G 2021-02-16 https://www.sec.gov/Archives/edgar/data/1817640/000107680921000056/brez20201231.htm
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CERT 2020-11-20 https://www.sec.gov/Archives/edgar/data/1817640/000135445720000719/8A_Cert_BREZ.pdf
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CORRESP 2020-11-20 https://www.sec.gov/Archives/edgar/data/1817640/000119312520298771/filename1.htm
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S-1/A S-1/A 2020-11-17 https://www.sec.gov/Archives/edgar/data/1817640/000119312520295087/d20689ds1a.htm
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