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AltC Acquisition Corp. - ALCC

  • Commons

    $9.76

    +0.62%

    ALCC Vol: 612.0

Average: 3
Rating Count: 1
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SPAC Stats

Market Cap: 501.1M
Average Volume: 34.1K
52W Range: $9.60 - $10.16
Weekly %: +0.05%
Monthly %: +0.10%
Inst Owners: 80

Info

Target: Searching
Days Since IPO: 453
Unit composition:
Each unit has an offering price of $10.00 and consists of one share of our ClassΒ A common stock and one-sixth of one redeemable warrant
Trust Size: 10000000000.0M

πŸ•΅Stocktwit Mentions

STCKPRO posted at 2022-09-12T08:37:12Z

$ALCC NEW ARTICLE : Tracking Chase Coleman's Tiger Global Portfolio - Q2 2022 Update https://www.stck.pro/news/ALCC/34178028

cctranscripts posted at 2022-08-12T20:43:23Z

AltC Acquisition Corp. Just Filed Its Quarterly Report: Net Loss per Common ... https://www.conferencecalltranscripts.com/summary/?id=11183683 $ALCC

Last10K posted at 2022-08-12T20:18:43Z

$ALCC just filed a 10-Q Quarterly Report with 5 financial statements and 24 disclosures. Access them all or just read their earnings: https://last10k.com/sec-filings/alcc/0001410578-22-002391.htm?utm_source=stocktwits&utm_medium=forum&utm_campaign=10KQ2040F&utm_term=alcc

fla posted at 2022-08-12T20:09:54Z

$ALCC [15s. delayed] filed form 10-Q on August 12, 16:06:07 https://s.flashalert.me/pDan8R

Quantisnow posted at 2022-08-12T20:09:52Z

$ALCC πŸ“œ SEC Form 10-Q filed by AltC Acquisition Corp. https://quantisnow.com/i/3280018?utm_source=stocktwits 45 seconds delayed.

InsiderForms posted at 2022-05-17T12:30:42Z

RP Investment Advisors LP,has filed Form 13F for Q1 2022.Opened NEW positions in $ALCC $ANAC $ANAC/WS $APGB $BOAC $CFFEW $CFFS $CFFSW

InsiderForms posted at 2022-05-16T22:11:47Z

RIVERNORTH CAPITAL MANAGEMENT LLC,has filed Form 13F for Q1 2022.Opened NEW positions in $AAC/U $AAC/WS $ACABU $AEAE $AEAEW $AIBBU $ALCC

risenhoover posted at 2022-05-16T10:12:41Z

$ALCC / AltC Acquisition files form 10-Q https://fintel.io/sf/us/alcc?utm_source=stocktwits.com&utm_medium=Referral&utm_campaign=filing

Last10K posted at 2022-05-16T10:10:06Z

$ALCC just filed a 10-Q Quarterly Report with 39 sections and 4 exhibits. Access them all or just read their earnings: https://last10k.com/sec-filings/alcc/0001410578-22-001505.htm?utm_source=stocktwits&utm_medium=forum&utm_campaign=10KQ2040F&utm_term=alcc

InsiderForms posted at 2022-04-26T13:50:09Z

Segantii Capital Management Ltd,has filed Form 13F for Q1 2022.Opened NEW positions in $ACDI $ACDI/WS $ACI $ACRO/WS $ALCC $AMD $ATAQ/WS

Last10K posted at 2022-03-31T19:53:42Z

$ALCC just filed a 10-K Annual Report with 59 sections and 6 exhibits. Access them all or just read their earnings: https://last10k.com/sec-filings/alcc/0001410578-22-000756.htm?utm_source=stocktwits&utm_medium=forum&utm_campaign=10KQ2040F&utm_term=alcc

Quantisnow posted at 2022-03-31T19:42:10Z

$ALCC πŸ“œ SEC Form 10-K filed by AltC Acquisition Corp. https://quantisnow.com/i/2658381?utm_source=stocktwits 45 seconds delayed.

fla posted at 2022-03-31T19:41:59Z

$ALCC [15s. delayed] filed form 10-K on March 31, 15:39:59 https://s.flashalert.me/uZrYnw

Newsfilter posted at 2022-03-31T19:41:25Z

$ALCC Form 10-K (annual report [section 13 and 15(d), not s-k item 405]) filed with the SEC https://newsfilter.io/a/cecb6692a0abd9fad0688a0af488b498

cctranscripts posted at 2022-03-10T01:26:50Z

AltC Acquisition Corp. director just declared owning 0 shares of AltC Acquisition Corp. https://www.conferencecalltranscripts.com/summary/?id=10553989 $ALCC

fla posted at 2022-03-10T00:15:42Z

$ALCC [15s. delayed] filed SEC form 3: Director Lattman Peter: https://s.flashalert.me/r9lWO

Quantisnow posted at 2022-03-10T00:10:02Z

$ALCC πŸ“œ SEC Form 3: New insider Lattman Peter claimed no ownership of stock in the company https://quantisnow.com/i/2550976?utm_source=stocktwits 45 seconds delayed.

Newsfilter posted at 2022-03-10T00:09:13Z

$ALCC Form 3 (initial statement of beneficial ownership of securities) filed with the SEC https://newsfilter.io/a/296ab58587a4e381c455bdd7b6373722

InsiderForms posted at 2022-02-14T23:32:29Z

Fortress Investment Group LLC,has filed Form 13F for Q4 2021.Opened NEW positions in $ACDI/U $ACI $ADTHW $AHRNU $ALCC $AMBP/WS $APCA/U

Quantisnow posted at 2022-02-14T11:32:50Z

$ALCC πŸ“œ SEC Form SC 13G/A filed by AltC Acquisition Corp. (Amendment) https://quantisnow.com/insight/2404599?s=s 45 seconds delayed.

Newsfilter posted at 2022-02-14T11:32:01Z

$ALCC Form SC 13G/A (statement of acquisition of beneficial ownership by individuals) filed with the SEC https://newsfilter.io/a/24ee38fd61c1693c627878379ce77318

cctranscripts posted at 2022-02-11T23:17:55Z

Jennifer Just just provided an update on share ownership of AltC Acquisition Corp. https://www.conferencecalltranscripts.com/summary/?id=10437415 $ALCC

Quantisnow posted at 2022-02-11T23:04:20Z

$ALCC πŸ“œ SEC Form SC 13G filed by AltC Acquisition Corp. https://quantisnow.com/insight/2402896?s=s 45 seconds delayed.

Newsfilter posted at 2022-02-11T22:48:55Z

$ALCC Form SC 13G (statement of acquisition of beneficial ownership by individuals) filed with the SEC https://newsfilter.io/a/54d4a262d7d716a03ee1a06b803fa47f

Quantisnow posted at 2022-02-11T22:33:02Z

$ALCC πŸ“œ SEC Form SC 13G filed by AltC Acquisition Corp. https://quantisnow.com/insight/2402732?s=s Get the next market-moving insight 45 seconds early at ➑️ https://quantisnow.com/feed ⬅️

fla posted at 2022-02-11T22:32:54Z

$ALCC [15s. delayed] filed form SC 13G on February 11, 17:23:07 https://s.flashalert.me/JuyoR

Newsfilter posted at 2022-02-11T22:32:18Z

$ALCC Form SC 13G (statement of acquisition of beneficial ownership by individuals) filed with the SEC https://newsfilter.io/a/486d44e9705239ae7160a33fbc77b3a1

InsiderForms posted at 2022-02-09T22:30:12Z

MMCAP International Inc. SPC,has filed Form 13F for Q4 2021.Opened NEW positions in $ACRO $ACRO/WS $AHPA $AHPAW $ALCC $APAC $APACW $ASPA

Ryan2747 posted at 2022-01-19T15:43:53Z

$ALCC Making moves.

cctranscripts posted at 2022-01-14T18:35:14Z

ALEC N. LITOWITZ just provided an update on share ownership of AltC Acquisition Corp. https://www.conferencecalltranscripts.com/summary/?id=10321327 $ALCC

Management

Our directors, director nominees and officers are as follows: Name ​ ​ Age ​ ​ Title ​ Michael Klein ​ ​ ​ ​ 57 ​ ​ ​ Chief Executive Officer, President and Chairman of the Board of Directors ​ Jay Taragin ​ ​ ​ ​ 55 ​ ​ ​ Chief Financial Officer ​ Sam Altman ​ ​ ​ ​ 35 ​ ​ ​ Executive Officer ​ Michael Klein is our Chief Executive Officer, President and the Chairman of our Board of Directors. Mr. Klein is also the Chief Executive Officer and Chairman of the Board of Directors of Churchill Capital Corp II, a blank check company whose sponsor is an affiliate of M. Klein and Company, LLC, Chief Executive Officer, President and Chairman of the Board of Directors of Churchill Capital Corp IV, a blank check company whose sponsor is an affiliate of M. Klein and Company, LLC, Chief Executive Officer, President and Chairman of the Board of Directors of Churchill Capital Corp V, a blank check company whose sponsor is an affiliate of M. Klein and Company, LLC, Chief Executive Officer, President and Chairman of the Board of Directors of Churchill Capital Corp VI, a blank check company whose sponsor is an affiliate of M. Klein and Company, LLC, and Chief Executive Officer, President and Chairman of the Board of Directors of Churchill Capital Corp VII, a blank check company whose sponsor is an affiliate of M. Klein and Company, LLC. Mr. Klein is currently a Director of Credit Suisse Group AG and Credit Suisse AG. Mr. Klein was the co-founder and Chairman of Churchill Capital Corp, a blank check company formed in 2018. Churchill Capital Corp merged with Clarivate Analytics in May 2019. Mr. Klein was also the founder, Chief Executive Officer, President and Chairman of the Board of Directors of Churchill Capital Corp III, a blank check company formed in 2019. Churchill Capital Corp III merged with MultiPlan, Inc. in October 2020, and Mr. Klein currently serves on the board of directors of MultiPlan, Inc. Mr. Klein is the founder and managing partner of M. Klein and Company, which he founded in 2012. M. Klein and Company is a global strategic advisory firm that provides its clients a variety of advice tailored to their objectives. Mr. Klein is a strategic advisor to global companies, boards of directors, senior executives, governments and institutional investors. Mr. Klein’s background in strategic advisory work was built during his 30-year career, including more than two decades at Citi and its predecessors, during which he initiated and executed strategic advisory transactions. He began his career as an investment banker in the M&A Advisory Group at Salomon Smith Barney and subsequently became Chairman and Co-Chief Executive Officer of Citi Markets and Banking, with responsibilities for global corporate and investment banking and Global Transaction Services across Citi. Mr. Klein is a graduate of The Wharton School of the University of Pennsylvania, where he earned his Bachelors of Science in Economics with concentrations in finance and accounting. Mr. Klein was selected to serve on the board of directors due to his significant investment banking and advisory experience. Jay Taragin is our Chief Financial Officer since February 2021. Mr. Taragin is also the Chief Financial Officer of Churchill Capital Corp IV since April 2020, Chief Financial Officer of Churchill Capital Corp V since May 2020, Chief Financial Officer of Churchill Capital Corp VI since December 2020, Chief Financial Officer of Churchill Capital Corp VII since May 2020 and Chief Financial Officer of M. Klein and Company which he joined in May 2019. Prior to joining M. Klein and Company, Mr. Taragin served as the US Scotiabank Chief Financial Officer from 2013 to 2017. Prior to Scotiabank, Mr. Taragin held a Chief Operating and Financial Officer role from 2009 to 2012 at Fundcore Finance Group LLC and held a variety of senior finance and audit roles at Merrill Lynch & Company from 1993 to 2009. In addition, Mr. Taragin worked at Credit Suisse and PricewaterhouseCoopers as a senior auditor and accountant. Mr. Taragin is a CPA and holds a master’s degree in business administration from New York University Stern School of Business and a bachelor’s degree from Yeshiva University. Sam Altman will serve as executive officer upon effectiveness of the registration statement of which this prospectus forms a part. Mr. Altman is also the co-founder and Chief Executive Officer of OpenAI since March 2019. Prior to joining OpenAI, Mr. Altman served as President of Y Combinator from February 2014 until March 2019. Mr. Altman currently serves as the Chairman of the board of directors of Y Combinator, 111 TABLE OF CONTENTS Helion Energy, Inc. and Oklo, Inc., and he serves on the board of directors of Expedia Group, Inc., Reddit, Inc., Bridgetown Holdings Ltd. and Bridgetown 2 Holdings Ltd. Number and Terms of Office of Officers and Directors Upon the effectiveness of the registration statement of which this prospectus forms a part, we expect that our board of directors will consist of                 members. Holders of our founder shares will have the right to elect all of our directors prior to consummation of our initial business combination and holders of our public shares will not have the right to vote on the election of directors during such time; provided, however, that with respect to the election of directors in connection with a meeting of the stockholders of the Company in which a business combination is submitted to the stockholders of the Company for approval, holders of the Class A common stock and holders of the Class B common stock, voting together as a single class, shall have the exclusive right to vote for the election of directors. These provisions of our amended and restated certificate of incorporation may only be amended if approved by a majority of the Class B common stock then outstanding. Our board of directors will be divided into three classes with only one class of directors being elected in each year and each class (except for those directors appointed prior to our first annual meeting of stockholders) serving a three-year term. The term of office of the first class of directors, consisting of                 and                 , will expire at our first annual meeting of stockholders. The term of office of the second class of directors, consisting of                 and                 , will expire at the second annual meeting of stockholders. The term of office of the third class of directors, consisting of                 and                 , will expire at the third annual meeting of stockholders. We may not hold an annual meeting of stockholders until after we consummate our initial business combination. Subject to any other special rights applicable to the stockholders, any vacancies on our board of directors may be filled by the affirmative vote of a majority of the directors present and voting at the meeting of our board that includes any directors representing our sponsor then on our board, or by a majority of the holders of our founder shares. Our officers are appointed by the board of directors and serve at the discretion of the board of directors, rather than for specific terms of office. Our board of directors is authorized to appoint persons to the offices set forth in our bylaws as it deems appropriate. Our bylaws will provide that our officers may consist of a Chief Executive Officer, a President, a Chief Financial Officer, Vice Presidents, a Secretary, Assistant Secretaries, a Treasurer, Assistant Treasurers and such other offices as may be determined by the board of directors. Director Independence The rules of the NYSE require that a majority of our board of directors be independent within one year of our initial public offering. An β€œindependent director” is defined generally as a person that, in the opinion of the company’s board of directors, has no material relationship with the listed company (either directly or as a partner, shareholder or officer of an organization that has a relationship with the company). We expect to have β€œindependent directors” as defined in the NYSE rules and applicable SEC rules prior to completion of this offering. Our board has determined that each of                 ,                 ,                 and                 is an independent director under applicable SEC and NYSE rules. Our independent directors will have regularly scheduled meetings at which only independent directors are present. Executive Officer and Director Compensation None of our officers or directors have received any compensation for services rendered to us. Our sponsor, officers, directors and their respective affiliates will be reimbursed for any out-of-pocket expenses incurred in connection with activities on our behalf such as identifying potential target businesses and performing due diligence on suitable business combinations. Our audit committee will review on a quarterly basis all payments that were made by us to our sponsor, officers, directors or our or any of their respective affiliates. We may engage M. Klein and Company, or another affiliate of our sponsor, as our lead financial advisor in connection with our initial business combination and may pay such affiliate a customary financial advisory fee in an amount that constitutes a market standard financial advisory fee for comparable transactions. 112 TABLE OF CONTENTS After the completion of our initial business combination, directors or members of our management team who remain with us may be paid consulting, management or other compensation from the combined company. All compensation will be fully disclosed to stockholders, to the extent then known, in the tender offer materials or proxy solicitation materials furnished to our stockholders in connection with a proposed business combination. It is unlikely the amount of such compensation will be known at the time, because the directors of the post-combination business will be responsible for determining executive officer and director compensation. Any compensation to be paid to our officers after the completion of our initial business combination will be determined by a compensation committee constituted solely by independent directors. We are not party to any agreements with our executive officers and directors that provide for benefits upon termination of employment. The existence or terms of any such employment or consulting arrangements may influence our management’s motivation in identifying or selecting a target business, and we do not believe that the ability of our management to remain with us after the consummation of our initial business combination should be a determining factor in our decision to proceed with any potential business combination. Committees of the Board of Directors Upon the effective date of the registration statement of which this prospectus forms a part, our board of directors will have three standing committees: an audit committee, a compensation committee and a nominating and corporate governance committee. Both our audit committee and our compensation committee will be composed solely of independent directors. Subject to phase-in rules, the rules of NYSE and Rule 10A-3 of the Exchange Act require that the audit committee of a listed company be comprised solely of independent directors, and the rules of NYSE require that the compensation committee and the nominating and corporate governance committee of a listed company be comprised solely of independent directors. Each committee will operate under a charter that will be approved by our board and will have the composition and responsibilities described below. The charter of each committee will be available on our website following the closing of this offering. Audit Committee Upon the effectiveness of the registration statement of which this prospectus forms a part, we will establish an audit committee of the board of directors. The audit committee will initially be comprised of                 . We are utilizing the phase-in provisions of Rule 303A of the NYSE rules, which allows us to have one independent member on our audit committee at the time of listing. Each member of the audit committee is financially literate and our board of directors has determined that qualifies as an β€œaudit committee financial expert” as defined in applicable SEC rules and has accounting or related financial management expertise. We will adopt an audit committee charter, which will detail the purpose and principal functions of the audit committee, including: β€’ assisting board oversight of (1) the integrity of our financial statements, (2) our compliance with legal and regulatory requirements, (3) our independent auditor’s qualifications and independence, and (4) the performance of our internal audit function and independent auditors; ​ β€’ the appointment, compensation, retention, replacement, and oversight of the work of the independent auditors and any other independent registered public accounting firm engaged by us; ​ β€’ pre-approving all audit and non-audit services to be provided by the independent auditors or any other registered public accounting firm engaged by us, and establishing pre-approval policies and procedures; ​ β€’ reviewing and discussing with the independent auditors all relationships the auditors have with us in order to evaluate their continued independence; ​ β€’ setting clear hiring policies for employees or former employees of the independent auditors; ​ 113 TABLE OF CONTENTS β€’ setting clear policies for audit partner rotation in compliance with applicable laws and regulations; ​ β€’ obtaining and reviewing a report, at least annually, from the independent auditors describing (1) the independent auditor’s internal quality-control procedures and (2) any material issues raised by the most recent internal quality-control review, or peer review, of the audit firm, or by any inquiry or investigation by governmental or professional authorities, within the preceding five years respecting one or more independent audits carried out by the firm and any steps taken to deal      with such issues; ​ β€’ meeting to review and discuss our annual audited financial statements and quarterly financial statements with management and the independent auditor, including reviewing our specific disclosures under β€œManagement’s Discussion and Analysis of Financial Condition and Results of Operations”; ​ β€’ reviewing and approving any related party transaction required to be disclosed pursuant to Item 404 of Regulation S-K promulgated by the SEC prior to us entering into such transaction; and ​ β€’ reviewing with management, the independent auditors, and our legal advisors, as appropriate, any legal, regulatory or compliance matters, including any correspondence with regulators or government agencies and any employee complaints or published reports that raise material issues regarding our financial statements or accounting policies and any significant changes in accounting standards or rules promulgated by the Financial Accounting Standards Board, the SEC or other regulatory authorities. ​ Compensation Committee Upon the effectiveness of the registration statement of which this prospectus forms a part, we will establish a compensation committee of the board of directors. The members of our compensation committee will be           and           , who will serve as chair of the compensation committee. We are utilizing the phase-in provisions of Rule 303A of the NYSE rules, which allows us to have one independent member on the committee at the time of listing. We will adopt a compensation committee charter, which will detail the purpose and responsibility of the compensation committee, including: β€’ reviewing and approving on an annual basis the corporate goals and objectives relevant to our Chief Executive Officer’s compensation, evaluating our Chief Executive Officer’s performance in light of such goals and objectives and determining and approving the remuneration (if any) of our Chief Executive Officer based on such evaluation; ​ β€’ reviewing and making recommendations to our board of directors with respect to (or approving, if such authority is so delegated by our board of directors) the compensation, and any incentive- compensation and equity-based plans that are subject to board approval of all of our other officers; ​ β€’ reviewing our executive compensation policies and plans; ​ β€’ implementing and administering our incentive compensation equity-based remuneration plans; ​ β€’ assisting management in complying with our proxy statement and annual report disclosure requirements; ​ β€’ approving all special perquisites, special cash payments and other special compensation and benefit arrangements for our officers and employees; ​ β€’ producing a report on executive compensation to be included in our annual proxy statement; and ​ β€’ reviewing, evaluating and recommending changes, if appropriate, to the remuneration for directors. ​ The charter will also provide that the compensation committee may, in its sole discretion, retain or obtain the advice of a compensation consultant, independent legal counsel or other adviser and will be directly responsible for the appointment, compensation and oversight of the work of any such adviser. 114 TABLE OF CONTENTS However, before engaging or receiving advice from a compensation consultant, external legal counsel or any other adviser, the compensation committee will consider the independence of each such adviser, including the factors required by the NYSE and the SEC. Nominating and Corporate Governance Committee Upon the effectiveness of the registration statement of which this prospectus forms a part, we will establish a nominating and corporate governance committee of the board of directors. The members of our nominating and corporate governance will be                 and                 , who will serve as chair of the nominating and corporate governance committee. We are utilizing the phase-in provisions of Rule 303A of the NYSE rules, which allows us to have one independent member on the committee at the time of listing. We will adopt a nominating and corporate governance committee charter, which will detail the purpose and responsibilities of the nominating and corporate governance committee, including: β€’ identifying, screening and reviewing individuals qualified to serve as directors, consistent with criteria approved by the board, and recommending to the board of directors candidates for nomination for election at the annual meeting of stockholders or to fill vacancies on the board of directors; ​ β€’ developing and recommending to the board of directors and overseeing implementation of our corporate governance guidelines; ​ β€’ coordinating and overseeing the annual self-evaluation of the board of directors, its committees, individual directors and management in the governance of the company; and ​ β€’ reviewing on a regular basis our overall corporate governance and recommending improvements as and when necessary. ​ The charter will also provide that the nominating and corporate governance committee may, in its sole discretion, retain or obtain the advice of, and terminate, any search firm to be used to identify director candidates, and will be directly responsible for approving the search firm’s fees and other retention terms. We have not formally established any specific, minimum qualifications that must be met or skills that are necessary for directors to possess. In general, in identifying and evaluating nominees for director, the board of directors consid

Holder Stats

1 0
% of Shares Held by All Insider 5.64%
% of Shares Held by Institutions 94.68%
% of Float Held by Institutions 100.34%
Number of Institutions Holding Shares 80

Mutual Fund Holders

Holder Shares Date Reported Value % Out
Calamos Market Neutral Income Fund 1000000 2022-04-29 9740000 1.94
BlackRock Global Allocation Fund 620753 2022-04-29 6046134 1.21
Blackrock Funds II-Blackrock Strategic Income Opportunities Portfolio 499729 2022-03-30 4877355 0.97
Blackstone Alternative Multi-Strategy Fund 375000 2022-03-30 3660000 0.73
Blackrock Var Ser Fd-Blackrock Global Allocation V.I. Fd 181527 2022-03-30 1771703 0.35000000000000003
AQR Funds-AQR Diversified Arbitrage Fd 131250 2022-03-30 1281000 0.26
BlackRock Capital Allocation Trust 115008 2022-03-30 1122478 0.22
JNL Series Trust-JNL/BlackRock Global Allocation Fund 96897 2022-03-30 945714 0.19
Special Opportunities Fd 100000 2022-06-29 965000 0.19
Saba Capital Income & Opportunities Fd 61326 2022-04-29 597315 0.12

Institutional Holders

Reporting Date Hedge Fund Shares Held Market Value % of Portfolio Quarterly Change in Shares Ownership in Company
2022-08-30 Verition Fund Management LLC 205,642 $1,980,000 0.0% -0.7% 0.400%
2022-08-25 Sage Mountain Advisors LLC 34,299 $330,000 0.1% 0 0.067%
2022-08-23 Captrust Financial Advisors 37,286 $360,000 0.0% -21.3% 0.072%
2022-08-16 Captrust Financial Advisors 37,286 $360,000 0.0% -21.3% 0.072%
2022-08-16 CSS LLC IL 515,260 $4,970,000 0.2% 0 1.001%
2022-08-15 Citadel Advisors LLC 2,500,188 $24,130,000 0.0% -20.0% 4.859%
2022-08-15 Millennium Management LLC 2,043,781 $19,720,000 0.0% -0.5% 3.972%
2022-08-15 Bulldog Investors LLP 444,071 $4,290,000 1.2% -3.8% 0.863%
2022-08-13 Condor Capital Management 9,223 $89,000 0.0% 0 0.018%
2022-08-12 Sculptor Capital LP 228,914 $2,210,000 0.0% +0.8% 0.445%
2022-08-11 Bank of Montreal Can 450,000 $4,370,000 0.0% +22.9% 0.875%
2022-08-01 Sage Mountain Advisors LLC 34,299 $330,000 0.1% 0 0.067%
2022-07-22 Wealthspring Capital LLC 77,100 $740,000 0.1% 0 0.150%
2022-07-18 Deltec Asset Management LLC 24,687 $240,000 0.1% 0 0.048%
2022-06-07 Bank of America Corp DE 4,524 $44,000 0.0% 0 0.009%
2022-06-02 Verition Fund Management LLC 207,096 $2,020,000 0.0% -5.1% 0.403%
2022-05-23 Spartan Fund Management Inc. 170,000 $2,069,999 0.3% 0 0.330%
2022-05-20 Sculptor Capital LP 227,128 $2,220,000 0.0% 0 0.441%
2022-05-17 Radcliffe Capital Management L.P. 1,257,462 $12,270,000 0.3% +738.3% 2.444%
2022-05-17 Empyrean Capital Partners LP 4,847,126 $47,310,000 1.0% +29.3% 9.421%
2022-05-16 Rivernorth Capital Management LLC 137,000 $1,340,000 0.1% 0 0.266%
2022-05-16 RP Investment Advisors LP 839,091 $8,189,999 1.1% 0 1.631%
2022-05-13 Verition Fund Management LLC 207,096 $2,020,000 0.0% -5.1% 0.403%
2022-05-13 Starboard Value LP 82,300 $800,000 0.0% -14.3% 0.160%
2022-05-13 Penserra Capital Management LLC 6,328 $61,000 0.0% -42.4% 0.012%
2022-05-12 BlackRock Inc. 2,033,698 $19,850,000 0.0% -18.7% 3.953%
2022-05-12 Bank of Montreal Can 366,200 $3,590,000 0.0% 0 0.712%
2022-05-10 TD Asset Management Inc. 1,018,700 $9,940,000 0.0% +27.3% 1.980%
2022-04-26 Segantii Capital Management Ltd 100,000 $980,000 0.0% 0 0.194%
2022-04-13 Exos Asset Management LLC 137,260 $1,340,000 0.6% +2.3% 0.267%
2022-03-14 Exos Asset Management LLC 134,236 $1,320,000 0.7% +1.4% 0.261%
2022-02-16 PenderFund Capital Management Ltd. 6,346 $79,000 0.0% 0 0.012%
2022-02-15 Starboard Value LP 96,000 $950,000 0.0% -4.0% 0.187%
2022-02-15 Kepos Capital LP 625,000 $6,160,000 0.5% +33.4% 1.215%
2022-02-15 Marshall Wace LLP 1,401,600 $13,810,000 0.0% +249.0% 2.724%
2022-02-14 Citadel Advisors LLC 3,124,845 $30,780,000 0.0% -16.3% 6.074%
2022-02-14 Silver Rock Financial LP 376,301 $3,700,000 0.6% -5.9% 0.731%
2022-02-14 Bulldog Investors LLP 512,550 $5,050,000 1.3% +15.9% 0.996%
2022-02-10 Citigroup Inc. 300,000 $2,960,000 0.0% +6.8% 0.583%
2022-02-03 Advisor Group Holdings Inc. 31,100 $310,000 0.0% +5.8% 0.060%
2021-12-01 Balyasny Asset Management LLC 500,000 $4,920,000 0.0% 0 0.972%
2021-11-17 Mint Tower Capital Management B.V. 100,000 $980,000 0.1% 0 0.194%
2021-11-16 Schonfeld Strategic Advisors LLC 1,000,000 $9,820,000 0.1% 0 1.944%
2021-11-16 Captrust Financial Advisors 25,610 $250,000 0.0% 0 0.050%
2021-11-16 Mint Tower Capital Management B.V. 100,000 $980,000 0.1% 0 0.194%
2021-11-16 Soroban Capital Partners LP 2,000,000 $19,660,000 0.2% 0 3.887%
2021-11-16 Standard Investments LLC 2,000,000 $19,660,000 0.6% 0 3.887%
2021-11-16 Verition Fund Management LLC 227,535 $2,240,000 0.0% 0 0.442%
2021-11-16 Whitebox Advisors LLC 50,000 $490,000 0.0% 0 0.097%
2021-11-16 Millennium Management LLC 2,013,265 $19,790,000 0.0% 0 3.913%
2021-11-16 Moore Capital Management LP 500,000 $4,920,000 0.1% 0 0.972%
2021-11-16 BlueCrest Capital Management Ltd 1,000,000 $9,830,000 0.3% 0 1.944%
2021-11-16 Citadel Advisors LLC 3,732,697 $36,690,000 0.0% 0 7.255%
2021-11-16 CNH Partners LLC 250,000 $2,450,000 0.1% 0 0.486%
2021-11-16 CVI Holdings LLC 500,000 $4,910,000 0.3% 0 0.972%
2021-11-15 Fortress Investment Group LLC 215,415 $2,120,000 0.1% 0 0.419%
2021-11-15 TENOR CAPITAL MANAGEMENT Co. L.P. 140,992 $1,390,000 0.0% 0 0.274%
2021-11-15 Empyrean Capital Partners LP 2,500,000 $24,550,000 0.5% 0 4.859%
2021-11-15 Alberta Investment Management Corp 500,000 $4,920,000 0.0% 0 0.972%
2021-11-15 Berkley W R Corp 19,782 $200,000 0.0% 0 0.038%
2021-11-15 Marshall Wace LLP 401,600 $3,950,000 0.0% 0 0.781%
2021-11-15 Capstone Investment Advisors LLC 321,218 $3,160,000 0.0% 0 0.624%
2021-11-15 Athanor Capital LP 100,000 $980,000 0.1% 0 0.194%
2021-11-15 Balyasny Asset Management LLC 500,000 $4,920,000 0.0% 0 0.972%
2021-11-15 Caas Capital Management LP 99,000 $970,000 0.0% 0 0.192%
2021-11-15 DLD Asset Management LP 20,000 $200,000 0.0% 0 0.039%
2021-11-15 OMERS ADMINISTRATION Corp 50,000 $490,000 0.0% 0 0.097%
2021-11-15 Highbridge Capital Management LLC 721,274 $7,090,000 0.2% 0 1.402%
2021-11-12 Starboard Value LP 100,000 $980,000 0.0% 0 0.194%
2021-11-12 Castle Hook Partners LP 500,000 $4,920,000 0.2% 0 0.972%
2021-11-12 Ghisallo Capital Management LLC 400,000 $3,930,000 0.1% 0 0.777%
2021-11-12 PEAK6 Investments LLC 3,297,860 $32,420,000 0.1% 0 6.410%
2021-11-12 Weiss Asset Management LP 147,800 $1,450,000 0.0% 0 0.287%
2021-11-12 Bulldog Investors LLP 442,130 $4,340,000 1.2% 0 0.859%
2021-11-12 Magnetar Financial LLC 3,557,087 $34,970,000 0.4% 0 6.914%
2021-11-10 MMCAP International Inc. SPC 600,000 $5,900,000 0.4% 0 1.166%
2021-11-10 Allianz Asset Management GmbH 800,000 $7,860,000 0.0% 0 1.555%
2021-11-10 Citigroup Inc. 280,931 $2,760,000 0.0% 0 0.546%
2021-11-10 Healthcare of Ontario Pension Plan Trust Fund 500,000 $4,920,000 0.0% 0 0.972%
2021-11-09 BlackRock Inc. 2,501,926 $24,550,000 0.0% 0 4.863%
2021-11-09 Picton Mahoney Asset Management 150,000 $1,470,000 0.1% 0 0.292%
2021-11-09 TD Asset Management Inc. 800,000 $7,860,000 0.0% 0 1.555%
2021-11-05 Advisor Group Holdings Inc. 29,400 $290,000 0.0% 0 0.057%
2021-11-03 Dupont Capital Management Corp 200,000 $1,960,000 0.1% 0 0.389%
2021-10-26 Calamos Advisors LLC 1,000,000 $9,820,000 0.0% 0 1.944%

SEC Filings

Form Type Form Description Filing Date Document Link
10-Q 10-Q 2022-08-12 https://www.sec.gov/Archives/edgar/data/1849056/000141057822002391/alcc-20220630x10q.htm
10-Q FORM 10-Q 2022-05-16 https://www.sec.gov/Archives/edgar/data/1849056/000141057822001505/alcc-20220331x10q.htm
10-K FORM 10-K 2022-03-31 https://www.sec.gov/Archives/edgar/data/1849056/000141057822000756/alcc-20211231x10k.htm
3 OWNERSHIP DOCUMENT 2022-03-09 https://www.sec.gov/Archives/edgar/data/1849056/000110465922032110/xslF345X02/tm228836-1_3seq1.xml
SC 13G/A ALTC ACQUISITION CORP. 2022-02-14 https://www.sec.gov/Archives/edgar/data/1849056/000110465922021263/tm224549d27_sc13ga.htm
SC 13G SCHEDULE 13G 2022-02-11 https://www.sec.gov/Archives/edgar/data/1849056/000110465922020688/tm226007d1_sc13g.htm
SC 13G 2022-02-11 https://www.sec.gov/Archives/edgar/data/1849056/000138995622000019/13G_Report_ALLC_12.htm
SC 13G SC 13G 2022-01-14 https://www.sec.gov/Archives/edgar/data/1849056/000110465922004321/tm222458d4_sc13g.htm
SC 13G ALTC ACQUISITION CORP. 2021-12-15 https://www.sec.gov/Archives/edgar/data/1849056/000090266421005264/p21-2651sc13g.htm
10-Q FORM 10-Q 2021-11-15 https://www.sec.gov/Archives/edgar/data/1849056/000141057821000267/alcc-20210930x10q.htm
10-Q FORM 10-Q 2021-08-20 https://www.sec.gov/Archives/edgar/data/1849056/000110465921108179/alcc-20210630x10q.htm
SC 13G ALTC ACQUISITION CORP. 2021-07-30 https://www.sec.gov/Archives/edgar/data/1849056/000110465921098225/tm2123711d1_sc13g.htm
SC 13G 2021-07-22 https://www.sec.gov/Archives/edgar/data/1849056/000091957421004645/d8883627_13-g.htm
8-K FORM 8-K 2021-07-16 https://www.sec.gov/Archives/edgar/data/1849056/000110465921093085/tm2122381d1_8k.htm
4 OWNERSHIP DOCUMENT 2021-07-14 https://www.sec.gov/Archives/edgar/data/1849056/000110465921092204/xslF345X03/tm2122217-1_4seq1.xml
8-K FORM 8-K 2021-07-12 https://www.sec.gov/Archives/edgar/data/1849056/000110465921091230/tm2121987-1_8k.htm
424B4 424B4 2021-07-09 https://www.sec.gov/Archives/edgar/data/1849056/000110465921090716/tm218987-14_424b4.htm
EFFECT 2021-07-07 https://www.sec.gov/Archives/edgar/data/1849056/999999999521002661/xslEFFECTX01/primary_doc.xml
3 OWNERSHIP DOCUMENT 2021-07-07 https://www.sec.gov/Archives/edgar/data/1849056/000110465921089940/xslF345X02/tm2121078-5_3seq1.xml
S-1MEF S-1MEF 2021-07-07 https://www.sec.gov/Archives/edgar/data/1849056/000110465921089939/tm2121677-1_s1mef.htm
3 OWNERSHIP DOCUMENT 2021-07-07 https://www.sec.gov/Archives/edgar/data/1849056/000110465921089935/xslF345X02/tm2121078-6_3seq1.xml
3 OWNERSHIP DOCUMENT 2021-07-07 https://www.sec.gov/Archives/edgar/data/1849056/000110465921089934/xslF345X02/tm2121078-4_3seq1.xml
3 OWNERSHIP DOCUMENT 2021-07-07 https://www.sec.gov/Archives/edgar/data/1849056/000110465921089933/xslF345X02/tm2121078-3_3seq1.xml
3 OWNERSHIP DOCUMENT 2021-07-07 https://www.sec.gov/Archives/edgar/data/1849056/000110465921089932/xslF345X02/tm2121078-2_3seq1.xml
3 OWNERSHIP DOCUMENT 2021-07-07 https://www.sec.gov/Archives/edgar/data/1849056/000110465921089931/xslF345X02/tm2121078-1_3seq1.xml
CERT NYSE CERTIFICATION 2021-07-07 https://www.sec.gov/Archives/edgar/data/1849056/000087666121001012/ALCC070721.pdf
8-A12B 8-A12B 2021-07-07 https://www.sec.gov/Archives/edgar/data/1849056/000110465921089687/tm2121078d7_8a12b.htm
CORRESP 2021-07-06 https://www.sec.gov/Archives/edgar/data/1849056/000110465921089266/filename1.htm
CORRESP 2021-07-06 https://www.sec.gov/Archives/edgar/data/1849056/000110465921089265/filename1.htm
CORRESP 2021-07-01 https://www.sec.gov/Archives/edgar/data/1849056/000110465921088243/filename1.htm
CORRESP 2021-07-01 https://www.sec.gov/Archives/edgar/data/1849056/000110465921088240/filename1.htm
CORRESP 2021-06-28 https://www.sec.gov/Archives/edgar/data/1849056/000110465921086351/filename1.htm
CORRESP 2021-06-28 https://www.sec.gov/Archives/edgar/data/1849056/000110465921086349/filename1.htm
CORRESP 2021-06-21 https://www.sec.gov/Archives/edgar/data/1849056/000110465921083240/filename1.htm
S-1/A AMENDMENT NO. 3 TO FORM S-1 2021-06-21 https://www.sec.gov/Archives/edgar/data/1849056/000110465921083232/tm218987-9_s1a.htm
UPLOAD 2021-06-18 https://www.sec.gov/Archives/edgar/data/1849056/000000000021007530/filename1.pdf
CORRESP 2021-06-04 https://www.sec.gov/Archives/edgar/data/1849056/000110465921077089/filename1.htm
S-1/A AMENDMENT TO FORM S-1 2021-06-04 https://www.sec.gov/Archives/edgar/data/1849056/000110465921077082/tm218987-6_s1a.htm
UPLOAD 2021-05-17 https://www.sec.gov/Archives/edgar/data/1849056/000000000021006193/filename1.pdf
CORRESP 2021-05-07 https://www.sec.gov/Archives/edgar/data/1849056/000110465921063207/filename1.htm
S-1/A S-1/A 2021-05-07 https://www.sec.gov/Archives/edgar/data/1849056/000110465921063197/tm218987-3_s1a.htm
UPLOAD 2021-04-12 https://www.sec.gov/Archives/edgar/data/1849056/000000000021004357/filename1.pdf
S-1 S-1 2021-03-15 https://www.sec.gov/Archives/edgar/data/1849056/000110465921035909/tm218987-1_s1.htm