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Warburg Pincus Capital Corp I-A - WPCA

  • Commons

    $9.92

    +0.00%

    WPCA Vol: 107.0

  • Warrants

    $0.09

    -10.95%

    WPCA+ Vol: 110.9K

  • Units

    $9.93

    +0.10%

    WPCA= Vol: 150.0

Average: 0
Rating Count: 0
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SPAC Stats

Market Cap: 280.4M
Average Volume: 116.0K
52W Range: $9.66 - $10.79
Weekly %: -0.10%
Monthly %: +0.15%
Inst Owners: 68

Info

Target: Searching
Days Since IPO: 578
Unit composition:
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-fifth of one redeemable warrant
Trust Size: 25000000.0M

📰News and PRs

🕵Stocktwit Mentions

bigwhalealert posted at 2022-09-07T15:26:17Z

$WPCA BUY/SELL METER Alert Cross 110% +- Technical Analysis https://t8sk.com/WPCA

Last10K posted at 2022-08-15T18:58:51Z

$WPCA just filed a 10-Q Quarterly Report with 5 financial statements and 27 disclosures. Access them all or just read their earnings: https://last10k.com/sec-filings/wpca/0001193125-22-221000.htm?utm_source=stocktwits&utm_medium=forum&utm_campaign=10KQ2040F&utm_term=wpca

cctranscripts posted at 2022-08-15T17:32:44Z

Warburg Pincus Capital Corp I-A Just Filed Its Quarterly Report: Net Income (Loss) pe... https://www.conferencecalltranscripts.com/summary/?id=11189548 $WPCA

Quantisnow posted at 2022-08-15T17:22:39Z

$WPCA 📜 SEC Form 10-Q filed by Warburg Pincus Capital Corporation IA https://quantisnow.com/i/3286634?utm_source=stocktwits This and other insights appear 45 seconds early at 💪 https://quantisnow.com/feed 💪

fla posted at 2022-08-15T17:22:29Z

$WPCA [15s. delayed] filed form 10-Q on August 15, 13:20:39 https://s.flashalert.me/HQlnf

Last10K posted at 2022-05-13T22:16:49Z

$WPCA just filed a 10-Q Quarterly Report with 33 sections and 4 exhibits. Access them all or just read their earnings: https://last10k.com/sec-filings/wpca/0001193125-22-150120.htm?utm_source=stocktwits&utm_medium=forum&utm_campaign=10KQ2040F&utm_term=wpca

Newsfilter posted at 2022-05-13T20:36:57Z

$WPCA Form 10-Q (quarterly report [sections 13 or 15(d)]) filed with the SEC https://newsfilter.io/a/6d73e30616cfeee10aec4a5cd76852fa

risenhoover posted at 2022-05-13T20:35:32Z

$WPCA / Warburg Pincus Capital Corporation I-A files form 10-Q https://fintel.io/sf/us/wpca?utm_source=stocktwits.com&utm_medium=Referral&utm_campaign=filing

Quantisnow posted at 2022-05-13T20:35:26Z

$WPCA 📜 SEC Form 10-Q filed by Warburg Pincus Capital Corporation IA https://quantisnow.com/i/2886835?utm_source=stocktwits 45 seconds delayed.

Last10K posted at 2022-03-07T14:06:07Z

$WPCA just filed a 10-K Annual Report with 34 sections and 5 exhibits. Access them all or just read their earnings: https://last10k.com/sec-filings/wpca/0001193125-22-067144.htm?utm_source=stocktwits&utm_medium=forum&utm_campaign=10KQ2040F&utm_term=wpca

fla posted at 2022-03-07T14:05:19Z

$WPCA [15s. delayed] filed form 10-K on March 07, 09:02:39 https://s.flashalert.me/M7zkbF

cctranscripts posted at 2022-03-07T14:04:16Z

Warburg Pincus Capital Corp I-A Just Filed Its Annual Report: Net Income (Loss) pe... https://www.conferencecalltranscripts.com/summary/?id=10539781 $WPCA

Quantisnow posted at 2022-03-07T14:04:08Z

$WPCA 📜 SEC Form 10-K filed by Warburg Pincus Capital Corporation IA https://quantisnow.com/i/2531247?utm_source=stocktwits 45 seconds delayed.

risenhoover posted at 2022-03-07T14:03:35Z

$WPCA / Warburg Pincus Capital Corporation I-A files form 10-K https://fintel.io/sf/us/wpca?utm_source=stocktwits.com&utm_medium=Referral&utm_campaign=filing

Newsfilter posted at 2022-03-07T14:03:25Z

$WPCA Form 10-K (annual report [section 13 and 15(d), not s-k item 405]) filed with the SEC https://newsfilter.io/a/4a068c95c113784c883f934fbd3d2a30

cctranscripts posted at 2022-03-04T11:18:46Z

Warburg Pincus Capital Corporation I—A https://www.conferencecalltranscripts.com/summary/?id=10533758 $WPCA

Quantisnow posted at 2022-03-04T11:06:47Z

$WPCA 📜 Warburg Pincus Capital Corporation IA filed SEC Form 8-K: Other Events, Financial Statements and Exhibits (Amendment) https://quantisnow.com/i/2522904?utm_source=stocktwits 45 seconds delayed. Real-time feed at 🚆 https://quantisnow.com/feed 🚆

fla posted at 2022-03-04T11:06:29Z

$WPCA [15s. delayed] filed form 8-K/A on March 03, 21:57:06 https://s.flashalert.me/URcgfk

risenhoover posted at 2022-03-04T11:06:07Z

$WPCA / Warburg Pincus Capital Corporation I-A files form 8-K/A - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March https://fintel.io/sf/us/wpca?utm_source=stocktwits.com&utm_medium=Referral&utm_campaign=filing

Newsfilter posted at 2022-03-04T11:06:03Z

$WPCA Form 8-K/A (current report, items 8.01 and 9.01) filed with the SEC https://newsfilter.io/a/26a05afdb0225a1a4517c7e97fe062a1

TalkMarkets posted at 2022-02-20T18:15:19Z

The Week In SPAC News: Warburg, Sternlicht SPACs In Talks With Allied Universal $ASCA $CND $BTNB $WPCA $WPCB $PWUP $FTII $GENQ https://talkmarkets.com/content/stocks--equities/the-week-in-spac-news-warburg-sternlicht-spacs-in-talks-with-allied-universal?post=345429

theflynews posted at 2022-02-20T13:56:15Z

Week in SPAC News: Warburg, Sternlicht SPACs in talks with Allied Universal - $WPCA - http://thefly.com/permalinks/entry.php/WPCAid3462883

cctranscripts posted at 2022-02-18T01:39:47Z

Warburg Pincus Capital Corp I-A director just declared ownership of no shares of Warburg Pincus https://www.conferencecalltranscripts.com/summary/?id=10465966 $WPCA

cctranscripts posted at 2022-02-18T01:38:46Z

Major owner of Warburg Pincus Capital Corp I-A just declared 0 ownership of the company. https://www.conferencecalltranscripts.com/summary/?id=10465952 $WPCA

Quantisnow posted at 2022-02-17T23:46:50Z

$WPCA Multiple insights in the last few minutes: 1. 📜 SEC Form 4 filed by Warburg Pincus Capital Corp I-A Sponsor, L.P. https://quantisnow.com/insight/2438795?s=s 2. 📜 SEC Form 3 filed by new insider Curt Timothy J https://quantisnow.com/insight/2438800?s=s 3. 📜 SEC Form 4 filed by Curt Timothy J https://quantisnow.com/insight/2438807?s=s

Newsfilter posted at 2022-02-17T23:29:06Z

$WPCA 35,000 shares acquired by Curt Timothy J (Director), reported in a new form 4 filed with the SEC https://newsfilter.io/a/b3aaff0cc7e1b4939eb26ea5c3c84821

fla posted at 2022-02-17T23:24:34Z

$WPCA [15s. delayed] filed SEC form 4: Director Curt Timothy J: Transacted Derivative Securities on 2022-02-15. https://s.flashalert.me/w6mKb

fla posted at 2022-02-17T23:23:13Z

$WPCA [15s. delayed] filed SEC form 4: Director Warburg Pincus Capital Corp I-A Sponsor, L.P.: Transacted Derivative Securities on 2022-0 https://s.flashalert.me/tC8FS

fla posted at 2022-02-17T23:22:34Z

$WPCA [15s. delayed] filed SEC form 3: Director Curt Timothy J: https://s.flashalert.me/e3poH

Newsfilter posted at 2022-02-17T23:22:13Z

$WPCA Form 3 (initial statement of beneficial ownership of securities) filed with the SEC https://newsfilter.io/a/5cfe3a3b94b556914a04d76e4151fc01

Management

Our officers, directors and director nominees are as follows: Name Age Position Christopher H. Turner 57 Chairman and Chief Executive Officer Tara O’Neill 47 Chief Financial Officer and Director Nominee Mark Colodny 53 Director Nominee James Neary 56 Director Nominee Anesa Chaibi 54 Director Nominee Christopher H. Turner, our Chairman and Chief Executive Officer, is a Managing Director at Warburg Pincus and leads the firm’s U.S. Investment Support Group comprising Capital Markets, Marketing and Communications, Public Policy/ESG, Digital Strategy and Innovation, Shared Services, and Leadership/Organizational Effectiveness. Mr. Turner is also a member of Warburg Pincus’ Executive Management Group. Prior to joining Warburg Pincus in 2005 to lead the firm’s Capital Markets group, Mr. Turner was a Managing Director at Goldman Sachs. Mr. Turner is a member of the JDRF International Board of Directors, where he serves as Chair of the Investment Committee, and of the Council on Foreign Relations, where he serves on the Committee on Corporate Affairs. Mr. Turner has lectured at Columbia Business School and the Wharton School on Private Equity and Corporate Finance. Mr. Turner received a B.S. from Cornell University and an M.B.A. in Finance from The Leonard N. Stern School of Business at New York University. Tara O’Neill, our Chief Financial Officer, will be appointed to our board of directors in connection with this offering. Mrs. O’Neill has served as a Senior Vice President in the Finance and Legal Department at Warburg Pincus since 2015 and is responsible for the firm’s global special purpose entity operations. Mrs. O’Neill has 26 years of experience in the field of accounting and finance. Prior to joining Warburg Pincus in 1999, Mrs. O’Neill was a Tax Manager at PricewaterhouseCoopers specializing in Financial Services Clients. Mrs. O’Neill holds a B.S. from the State University of New York at Plattsburgh. Mark Colodny will be appointed to our board of directors in connection with this offering. Mr. Colodny is currently Managing Director, Co-Head of U.S. Private Equity at Warburg Pincus, and has held various positions at Warburg Pincus beginning in 2001, including Managing Director and Head of the Technology Group. Prior to joining Warburg Pincus in 2001, Mr. Colodny served as Senior Vice President of Corporate Development at Primedia from 1995 to 2000 where he ran the Mergers and Acquisitions Group. Mr. Colodny began his career at Fortune Magazine where he was a journalist from 1989 to 1991. Mr. Colodny has served as member of the board of directors of Helix OpCo, LLC since 2016, ProPublica since 2012 and The City since 2019, and is also a member of the Council on Foreign Relations. Mr. Colodny received a B.A. from Harvard College, an M.B.A. from Harvard Business School and a J.D. from Harvard Law School. James Neary will be appointed to our board of directors in connection with this offering. Mr. Neary is currently Managing Director, Co-Head of U.S. Private Equity at Warburg Pincus. During his career at Warburg Pincus, which began in 2000, Mr. Neary has led Industrials and Business Services; Late Stage Technology-enabled Services; Technology, Media & Telecommunications and Capital Markets. Prior to joining Warburg Pincus in 2000, Mr. Neary was a Managing Director at Chase Securities. Mr. Neary is currently the Chairman or serves as a member of the board of directors of several companies including Allied Universal since 2018, Consolidated Precision Products since 2019, Duravant since 2017, Endurance International Group since 2011, Hygiena since 2016, Sotera Health (NASDAQ:SHC) since 2015 and Wex (NYSE:WEX) since 2016. Among other public and private companies, Mr. Neary has previously served as a member of the board of directors of the Boards of Fidelity National Information Services, Inc., Interactive Data Corporation, InComm Holdings, Coyote Logistics, EFS (Electronic Funds Source) and Alert Global Media Holdings. Mr. Neary has served as a member 121 Table of Contents of the Board of Trustees of The Mount Sinai Health System since and The Eaglebrook School. In addition, Mr. Neary has served as the Co-Chair of the President’s Council at Tufts University since 2016. Mr. Neary received a B.A. in Economics and Political Science from Tufts University and an M.B.A. from the J.L. Kellogg Graduate School of Management at Northwestern University, where he was the Eugene Lerner Finance Scholar. Anesa Chaibi will be appointed to our board of directors in connection with this offering. Ms. Chaibi has served as an Industry Advisor to the Industrial and Business Services Group of Warburg Pincus since 2019. Ms. Chaibi served as the Chief Executive Officer and member of the board of directors of Optimas Solutions, a global distributor and manufacturer of custom highly-engineered OEM designed fasteners, from 2016 to 2019. Prior to her tenure with Optimas Solutions, Ms. Chaibi served as the President and Chief Executive Officer of HD Supply Facilities Maintenance from 2005 to 2015. Ms. Chaibi began her career in 1989 with General Electric on the Chemical and Materials Leadership Program and held roles with increasing responsibilities across numerous GE businesses and industries for over sixteen years. Ms. Chaibi currently serves on the board of directors of a number of companies, including Regal Beloit Corporation (NYSE:RBC) and Advanced Drainage Systems (NYSE:WMS) and serves as a member of the Advanced Drainage Systems audit committee. Additionally, Ms. Chaibi is a NACD Board Leadership Fellow. Ms. Chaibi received a B.S. in Chemical Engineering from West Virginia University and an M.B.A. from the Fuqua School of Business at Duke University. Number And Terms Of Office Of Officers And Directors We will have five directors upon completion of this offering. Our board of directors is divided into three classes, with only one class of directors being elected in each year, and with each class (except for those directors appointed prior to our first annual meeting of shareholders) serving a three-year term. In accordance with the NYSE corporate governance requirements, we are not required to hold an annual meeting until one year after our first fiscal year end following our listing on the NYSE. The term of office of the first class of directors, consisting of Anesa Chaibi and Mark Colodny, will expire at our first annual meeting of shareholders. The term of office of the second class of directors, consisting of Tara O’Neill and James Neary, will expire at our second annual meeting of shareholders. The term of office of the third class of directors, consisting of Christopher H. Turner, will expire at our third annual meeting of shareholders. Prior to the completion of an initial business combination, any vacancy on the board of directors may be filled by a nominee chosen by holders of a majority of our founder shares. In addition, prior to the completion of an initial business combination, holders of a majority of our founder shares may remove a member of the board of directors for any reason. Pursuant to an agreement to be entered into on or prior to the closing of this offering, our sponsor, upon and following consummation of an initial business combination, will be entitled to nominate three individuals for election to our board of directors, as long as the sponsor holds any securities covered by the registration and shareholder rights agreement. Our officers are appointed by the board of directors and serve at the discretion of the board of directors, rather than for specific terms of office. Our board of directors is authorized to appoint persons to the offices set forth in our amended and restated memorandum and articles of association as it deems appropriate. Our amended and restated memorandum and articles of association will provide that our officers may consist of one or more chairman of the board, chief executive officer, president, chief financial officer, vice presidents, secretary, treasurer and such other offices as may be determined by the board of directors. Director Independence NYSE listing standards require that a majority of our board of directors be independent. Our board of directors has determined that Mark Colodny, James Neary, and Anesa Chaibi are “independent directors” as 122 Table of Contents defined in the NYSE listing standards. Our independent directors will have regularly scheduled meetings at which only independent directors are present. Executive Officer And Director Compensation None of our executive officers or directors have received any cash compensation for services rendered to us. Commencing on the date that our securities are first listed on the NYSE through the earlier of consummation of our initial business combination and our liquidation, we will reimburse our sponsor or an affiliate of our sponsor for office space, secretarial and administrative services provided to us in the amount of $10,000 per month. In addition, our sponsor, executive officers and directors, or their respective affiliates will be reimbursed for any out-of-pocket expenses incurred in connection with activities on our behalf such as identifying potential target businesses and performing due diligence on suitable business combinations. In addition, certain affiliates of our sponsor will be entitled to reimbursement for any out-of-pocket expenses (or an allocable portion thereof), to the extent that such affiliates incur expenses for services provided to us before our initial business combination, pursuant to an access agreement we intend to enter into with an affiliate of Warburg Pincus. Our audit committee will review on a quarterly basis all payments that were made by us to our sponsor, executive officers or directors, or their affiliates. Any such payments prior to an initial business combination will be made using funds held outside the trust account. Other than quarterly audit committee review of such reimbursements, we do not expect to have any additional controls in place governing our reimbursement payments to our directors and executive officers for their out-of-pocket expenses incurred in connection with our activities on our behalf in connection with identifying and consummating an initial business combination. Other than these payments and reimbursements, no compensation of any kind, including finder’s and consulting fees, will be paid by the company to our sponsor, executive officers and directors, or their respective affiliates, prior to completion of our initial business combination. After the completion of our initial business combination, directors or members of our management team who remain with us may be paid consulting or management fees from the combined company. All of these fees will be fully disclosed to shareholders, to the extent then known, in the proxy solicitation materials or tender offer materials furnished to our shareholders in connection with a proposed business combination. We have not established any limit on the amount of such fees that may be paid by the combined company to our directors or members of management. It is unlikely the amount of such compensation will be known at the time of the proposed business combination, because the directors of the post-combination business will be responsible for determining executive officer and director compensation. Any compensation to be paid to our executive officers will be determined, or recommended to the board of directors for determination, either by a compensation committee constituted solely by independent directors or by a majority of the independent directors on our board of directors. We do not intend to take any action to ensure that members of our management team maintain their positions with us after the consummation of our initial business combination, although it is possible that some or all of our executive officers and directors may negotiate employment or consulting arrangements to remain with us after our initial business combination. The existence or terms of any such employment or consulting arrangements to retain their positions with us may influence our management’s motivation in identifying or selecting a target business but we do not believe that the ability of our management to remain with us after the consummation of our initial business combination will be a determining factor in our decision to proceed with any potential business combination. We are not party to any agreements with our executive officers and directors that provide for benefits upon termination of employment. Committees Of The Board Of Directors Upon the effectiveness of the registration statement of which this prospectus forms a part, our board of directors will have three standing committees: an audit committee, a nominating committee and a compensation committee. Subject to phase-in rules and a limited exception, the rules of the NYSE and Rule 10A-3 of the Exchange Act require that the audit committee of a listed company be comprised solely of independent directors. 123 Table of Contents Subject to phase-in rules and a limited exception, the rules of the NYSE require that the compensation committee and the nominating committee of a listed company be comprised solely of independent directors. Audit Committee Upon the effectiveness of the registration statement of which this prospectus forms a part, we will establish an audit committee of the board of directors. Anesa Chaibi will serve on our audit committee. Our board of directors has determined that Anesa Chaibi is independent under the NYSE listing standards and applicable SEC rules. Anesa Chaibi will serve as the Chairman of the audit committee. Under the NYSE listing standards and applicable SEC rules, all the directors on the audit committee must be independent. Anesa Chaibi is financially literate and our board of directors has determined that she qualifies as an “audit committee financial expert” as defined in applicable SEC rules. Because we expect to list our securities on the NYSE in connection with our initial public offering, we have one year from the date of this offering for our audit committee to have at least three members, all of whom must be independent. The audit committee is responsible for: • meeting with our independent registered public accounting firm regarding, among other issues, audits, and adequacy of our accounting and control systems; • monitoring the independence of the independent registered public accounting firm; • verifying the rotation of the lead (or coordinating) audit partner having primary responsibility for the audit and the audit partner responsible for reviewing the audit as required by law; • inquiring and discussing with management our compliance with applicable laws and regulations; • pre-approving all audit services and permitted non-audit services to be performed by our independent registered public accounting firm, including the fees and terms of the services to be performed; • appointing or replacing the independent registered public accounting firm; • determining the compensation and oversight of the work of the independent registered public accounting firm (including resolution of disagreements between management and the independent registered public accounting firm regarding financial reporting) for the purpose of preparing or issuing an audit report or related work; • establishing procedures for the receipt, retention and treatment of complaints received by us regarding accounting, internal accounting controls or reports which raise material issues regarding our financial statements or accounting policies; • monitoring compliance on a quarterly basis with the terms of this offering and, if any noncompliance is identified, immediately taking all action necessary to rectify such noncompliance or otherwise causing compliance with the terms of this offering; and • reviewing and approving all payments made to our existing shareholders, executive officers or directors and their respective affiliates. Any payments made to members of our audit committee will be reviewed and approved by our board of directors, with the interested director or directors abstaining from such review and approval. Nominating Committee Upon the effectiveness of the registration statement of which this prospectus forms a part, we will establish a nominating committee of our board of directors. The members of our nominating committee will be Mark Colodny, James Neary and Anesa Chaibi, and Mark Colodny will serve as chairman of the nominating committee. Under the NYSE listing standards, we are required to have a nominating committee composed entirely of independent directors. Our board of directors has determined that Mark Colodny, James Neary and Anesa Chaibi are independent. 124 Table of Contents The nominating committee is responsible for overseeing the selection of persons to be nominated to serve on our board of directors. The nominating committee considers persons identified by its members, management, shareholders, investment bankers and others. Because we expect to list our securities on the NYSE in connection with our initial public offering, we have one year from the date of this offering for our nominating committee to be composed entirely of independent directors. Guidelines For Selecting Director Nominees The guidelines for selecting nominees, which will be specified in a charter to be adopted by us, generally will provide that persons to be nominated: • should have demonstrated notable or significant achievements in business, education or public service; • should possess the requisite intelligence, education and experience to make a significant contribution to the board of directors and bring a range of skills, diverse perspectives and backgrounds to its deliberations; and • should have the highest ethical standards, a strong sense of professionalism and intense dedication to serving the interests of the shareholders. The nominating committee will consider a number of qualifications relating to management and leadership experience, background and integrity and professionalism in evaluating a person’s candidacy for membership on the board of directors. The nominating committee may require certain skills or attributes, such as financial or accounting experience, to meet specific board needs that arise from time to time and will also consider the overall experience and makeup of its members to obtain a broad and diverse mix of board members. The nominating committee does not distinguish among nominees recommended by shareholders and other persons. Compensation Committee Upon the effectiveness of the registration statement of which this prospectus forms a part, we will establish a compensation committee of our board of directors. The members of our compensation committee will be Mark Colodny, James Neary and Anesa Chaibi, and James Neary will serve as chairman of the compensation committee. Under the NYSE listing standards, we are required to have a compensation committee composed entirely of independent directors. Our board of directors has determined that Mark Colodny, James Neary and Anesa Chaibi are independent. Because we expect to list our securities on the NYSE in connection with our initial public offering, we have one year from the date of this offering for our compensation committee to be composed entirely of independent directors. We will adopt a compensation committee charter, which will detail the principal functions of the compensation committee, including: • reviewing and approving on an annual basis the corporate goals and objectives relevant to

Holder Stats

1 0
% of Shares Held by All Insider 0.00%
% of Shares Held by Institutions 92.87%
% of Float Held by Institutions 92.87%
Number of Institutions Holding Shares 68

Mutual Fund Holders

Holder Shares Date Reported Value % Out
Merger Fund, The 434280 2022-03-30 4268972 1.53
Blackstone Alternative Multi-Strategy Fund 310000 2022-03-30 3047300 1.09
CrossingBridge Pre-Merger SPAC ETF 57334 2022-03-30 563593 0.2
Saba Capital Income & Opportunities Fd 52113 2022-04-29 512270 0.18
WCM Alternatives Event Driven Fd 34446 2022-03-30 338604 0.12
JNL Series Trust-JNL/Multi Manager Alternative Fund 17500 2022-03-30 172025 0.06
JNL Series Trust-JNL/Westchester Capital Event Driven Fund 12967 2022-03-30 127465 0.05
ETF Series Solutions-Morgan Creek-Exos SPAC Originated ETF 5719 2022-03-30 56217 0.02
Merger Fund Vl, The 5982 2022-03-30 58803 0.02
Principal Global Multi Strategy Fd 3002 2022-02-27 29389 0.01

Institutional Holders

Reporting Date Hedge Fund Shares Held Market Value % of Portfolio Quarterly Change in Shares Ownership in Company
2022-08-23 Captrust Financial Advisors 33,517 $330,000 0.0% -4.0% 0.095%
2022-08-16 Captrust Financial Advisors 33,517 $330,000 0.0% -4.0% 0.095%
2022-08-16 CSS LLC IL 17,479 $170,000 0.0% -84.5% 0.049%
2022-08-15 Citadel Advisors LLC 752,395 $7,380,000 0.0% +0.1% 2.124%
2022-08-15 Bulldog Investors LLP 65,571 $640,000 0.2% -3.3% 0.185%
2022-08-15 Exos Asset Management LLC 210,979 $2,069,999 1.1% -1.9% 0.596%
2022-08-13 Virtu Financial LLC 30,476 $300,000 0.0% 0 0.086%
2022-08-12 Credit Suisse AG 200,000 $1,960,000 0.0% -0.6% 0.564%
2022-08-12 DLD Asset Management LP 63,000 $620,000 0.0% 0 0.178%
2022-08-11 Bank of Montreal Can 120,000 $1,180,000 0.0% 0 0.339%
2022-08-05 Mint Tower Capital Management B.V. 143,400 $1,410,000 0.1% 0 0.405%
2022-06-07 Bank of America Corp DE 363,400 $3,570,000 0.0% +505.7% 1.026%
2022-05-17 PenderFund Capital Management Ltd. 6,429 $79,000 0.0% +1,854.1% 0.018%
2022-05-17 Saba Capital Management L.P. 699,900 $6,880,000 0.1% +249.3% 1.975%
2022-05-17 Governors Lane LP 1,548,441 $15,220,000 1.1% -16.8% 4.370%
2022-05-16 Captrust Financial Advisors 34,910 $340,000 0.0% 0 0.099%
2022-05-13 Cohanzick Management LLC 157,334 $1,550,000 0.3% +293.3% 0.444%
2022-05-12 HighTower Advisors LLC 435,160 $4,280,000 0.0% -6.9% 1.228%
2022-05-11 Picton Mahoney Asset Management 300,000 $2,950,000 0.1% -16.7% 0.847%
2022-04-13 Exos Asset Management LLC 214,969 $2,110,000 0.9% +3.3% 0.607%
2022-03-14 Exos Asset Management LLC 208,001 $2,040,000 1.0% +316.0% 0.587%
2022-02-14 CSS LLC IL 93,441 $920,000 0.0% -50.3% 0.264%
2022-02-10 HighTower Advisors LLC 467,275 $4,590,000 0.0% +5.6% 1.319%
2021-11-16 Whitebox Advisors LLC 74,259 $730,000 0.0% -2.8% 0.210%
2021-11-16 CNH Partners LLC 96,180 $940,000 0.0% +153.1% 0.271%
2021-11-15 Westchester Capital Management LLC 148,007 $1,450,000 0.0% 0 0.418%
2021-11-15 HighTower Advisors LLC 442,575 $4,350,000 0.0% +14.5% 1.249%
2021-11-09 Monashee Investment Management LLC 49,990 $490,000 0.1% 0 0.141%
2021-08-16 Whitebox Advisors LLC 76,368 $750,000 0.0% +189.6% 0.216%
2021-08-12 Commonwealth of Pennsylvania Public School Empls Retrmt SYS 49,000 $480,000 0.0% 0 0.138%
2021-08-06 HighTower Advisors LLC 386,475 $3,810,000 0.0% 0 1.091%

SEC Filings

Form Type Form Description Filing Date Document Link
10-Q 10-Q 2022-08-15 https://www.sec.gov/Archives/edgar/data/1836075/000119312522221000/d357063d10q.htm
10-Q 10-Q 2022-05-13 https://www.sec.gov/Archives/edgar/data/1836075/000119312522150120/d355619d10q.htm
10-K FORM 10-K 2022-03-07 https://www.sec.gov/Archives/edgar/data/1836075/000119312522067144/d284982d10k.htm
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