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SVF Investment Corp. - SVFA

  • Commons

    $10.14

    -0.49%

    SVFA Vol: 255.5K

  • Warrants

    $1.47

    -4.50%

    SVFAW Vol: 50.8K

  • Units

    $10.44

    -0.38%

    SVFAU Vol: 12.3K

Average: 0
Rating Count: 0
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SPAC Stats

Market Cap: 612.2M
Average Volume: 1.0M
52W Range: $9.67 - $14.85
Weekly %: -2.41%
Monthly %: +2.94%
Inst Owners: 101

Info

Target: Searching
Days Since IPO: 324
Unit composition:
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-fourth of one redeemable warrant
Trust Size: 52500000.0M

🕵Stocktwit Mentions

cajunman posted at 2021-11-27T04:14:12Z

$SVFA adding

Flop_Doppler posted at 2021-11-26T12:54:39Z

$BTWN might be a good day to add $SVFA

Tarkcan posted at 2021-11-25T22:51:08Z

$BTWN and $SVFA could be waiting and watching how $AGC goes with its merger with Grab before making any final deal decisions with whatever company they decide to take public.

T8skmod posted at 2021-11-25T17:48:37Z

$SVFA Twits Stats Today's Change 27% + 🚀 https://t8sk.com/SVFA

StocksOnlyGoDown posted at 2021-11-24T20:40:14Z

$SVFA $SVFAU no volume, to high volume in short dated call options. Interesting 🤔

StockPlaza posted at 2021-11-24T18:37:02Z

$SVFA What are the potential targets? Is OpenSea still a possibility?

wavw posted at 2021-11-24T11:56:28Z

$SVFA lot of interest shown here…

gemsnthings posted at 2021-11-23T20:12:17Z

$SVFA what was that giant candle at 2:30?

cajunman posted at 2021-11-23T15:20:08Z

$SVFA for now i like this. Took a small position

Tarkcan posted at 2021-11-23T13:36:00Z

$SVFA https://www.barrons.com/amp/articles/softbanks-arm-holdings-could-be-the-next-big-ipo-51595029258

Flop_Doppler posted at 2021-11-23T01:10:14Z

$BTWN here’s recent purchases filed. I gotta be honest, I think SoftBank (SVFA) is something to keep on your radar too. In comments I’ll show the recent buying with $SVFA also. https://whalewisdom.com/stock/btwn

Tickstocks posted at 2021-11-22T18:37:24Z

$SVFA Twits Stats Today's Change 27% + 🚀 https://t8sk.com/SVFA

texasbloodmoney posted at 2021-11-22T17:01:00Z

$SVFA I’m in

UltraEagle posted at 2021-11-22T15:58:20Z

$SVFA guys, what’s the merge target?

wavw posted at 2021-11-22T15:41:37Z

$SVFA load as much as you can. Easily 10x.

wavw posted at 2021-11-22T15:35:53Z

$SVFA looks like ARM with NVIDIA in pipeline.

bugatti_investments posted at 2021-11-22T14:38:33Z

$SVFA Drop before the pop? Lets get another CCIV type situation going on here. Give us Opensea.

Philip14 posted at 2021-11-22T13:25:49Z

$SVFA Drop to 10.00 I buy 1,000 shares. Come on!!!

TincopaStonks posted at 2021-11-21T23:08:30Z

$SVFA almost 100 watchers added in 1 week.

tickeron posted at 2021-11-21T21:39:08Z

This is amazing! What do you think? $SVFA in Downtrend: RSI indicator exits overbought zone. View odds for this and other indicators: https://srnk.us/go/3176543

Starcatcher posted at 2021-11-19T22:54:45Z

$IPOF $PIPP $SVFA whatever they has a chance? or split tesla shares? Elon profile and time 12.09.21

wavw posted at 2021-11-19T22:29:03Z

$SVFA why sudden drop

Flop_Doppler posted at 2021-11-19T21:04:33Z

$SVFA criminal what they do to options

wavw posted at 2021-11-19T19:30:39Z

$SVFA Don’t go with false headlines. CFO mentioned about spacs… https://www.wsj.com/articles/softbank-vision-fund-cfo-cautions-many-recent-investments-are-going-to-fail-11637340543 SoftBank Vision Fund CFO Cautions Many Recent Investments Are Going to Fail

wavw posted at 2021-11-19T18:30:25Z

$SVFA tutes holding increased to 47.94%

wavw posted at 2021-11-19T17:27:02Z

$SVFA anytime this can trigger…

wavw posted at 2021-11-19T15:57:12Z

$SVFA I think Dec 20th 2020 they filed for ipo. So chances of DA before that date.

bugatti_investments posted at 2021-11-19T14:43:52Z

$SVFA give us Opensea.

TincopaStonks posted at 2021-11-19T04:55:51Z

$SVFA OpenSea coming soon.

Songartist posted at 2021-11-19T02:00:45Z

$SVFA The lovely smell of a freshly printed NFT. Mmmmmm....

Management

Our officers, directors and director nominees are as follows: Name Age Position Rajeev Misra 58 Chairman of the Board and Chief Executive Officer Navneet Govil 48 Director and Chief Financial Officer Rajeev Misra is our Chairman of the Board and Chief Executive Officer. Mr. Misra serves as the CEO of SoftBank Investment Advisers, the investment manager to the SoftBank Vision Funds, Corporate Officer and Executive Vice President of SoftBank Group Corp. Previously he was a Senior Managing Director and Partner at Fortress Investment Group. Prior to that, he served as the Global Head of Fixed Income, Currencies and Commodities at UBS between 2009 and 2013 and Global Head of Credit and Emerging Markets at Deutsche Bank between 1997 and 2008, where he built a successful global fixed income business from scratch; recruiting and mentoring many employees. Mr. Misra currently is a Board Member of Fortress Investment Group, the University of Pennsylvania and MIT Sloan School of Management, and is on the Board of Trustees of KAUST. He received a bachelor’s degree in Mechanical Engineering and a master’s degree in Computer Science from the University of Pennsylvania and an MBA from the MIT Sloan School of Management. We believe Mr. Misra is well qualified to serve as a member of our board of directors due to his significant investment experience and vast network of relationships. Navneet Govil is our director and Chief Financial Officer. Mr. Govil currently serves as a Managing Partner and Chief Financial Officer of SoftBank Investment Advisers (SBIA). Prior to joining SoftBank, Mr. Govil served in senior corporate officer roles for publicly traded multinational corporations. At CA Technologies, Mr. Govil was Senior Vice President of Finance and Strategic Pricing, where he led treasury, corporate business development, pricing and business unit finance functions. Previously, he was Vice President of Corporate Development and Project Finance as well as Treasurer at SunPower Corporation. Mr. Govil also served in several capacities during his eight-year tenure at Sun Microsystems, most recently as Controller for its Microelectronics Group. He also held finance positions at Hewlett-Packard, Pfizer and Fortistar Capital. Mr. Govil currently serves as a member of the Audit Committee for the board of directors of ARM Holdings and as board director of SBIA US. Mr. Govil earned MBA and MEng degrees from Cornell University. We believe Mr. Govil is well qualified to serve as a member of our board of directors due to his depth of investment experience and vast network of relationships. Number and Terms of Office of Officers and Directors Our board of directors is divided into three classes, with only one class of directors being appointed in each year, and with each class (except for those directors appointed prior to our first annual general meeting) serving a three-year term. In accordance with the NASDAQ corporate governance requirements, we are not required to hold an annual general meeting until one year after our first fiscal year end following our listing on NASDAQ. The term of office of the first class of directors, consisting of , will expire at our first annual general meeting. The term of office of the second class of directors, consisting of , will expire at our second annual general meeting. The term of office of the third class of directors, consisting of , will expire at our third annual general meeting. Prior to the completion of an initial business combination, any vacancy on the board of directors may be filled by a nominee chosen by holders of a majority of our founder shares. In addition, prior to the completion of an initial business combination, holders of a majority of our founder shares may remove a member of the board of directors for any reason. 115 Table of Contents Pursuant to an agreement to be entered into on or prior to the closing of this offering, our sponsor, upon and following consummation of an initial business combination, will be entitled to nominate three individuals for appointment to our board of directors, as long as the sponsor holds any securities covered by the registration and shareholder rights agreement. Our officers are appointed by the board of directors and serve at the discretion of the board of directors, rather than for specific terms of office. Our board of directors is authorized to appoint persons to the offices including those set forth in our amended and restated memorandum and articles of association as it deems appropriate. Our amended and restated memorandum and articles of association provide that our officers may consist of one or more chairman of the board, chief executive officer, president, chief financial officer, vice presidents, secretary, treasurer and such other offices as may be determined by the board of directors. Director Independence NASDAQ listing standards require that a majority of our board of directors be independent. Our board of directors has determined that , and are “independent directors” as defined in NASDAQ listing standards. Our independent directors will have regularly scheduled meetings at which only independent directors are present. Executive Officer and Director Compensation None of our executive officers or directors have received any cash compensation for services rendered to us. Commencing on the date that our securities are first listed on NASDAQ through the earlier of consummation of our initial business combination and our liquidation, we will reimburse an affiliate of our sponsor for office space, secretarial and administrative services provided to us in the amount of $10,000 per month. In addition, our sponsor, executive officers and directors, or their respective affiliates will be reimbursed for any out-of-pocket expenses incurred in connection with activities on our behalf such as identifying potential target businesses and performing due diligence on suitable business combinations. Our audit committee will review on a quarterly basis all payments that were made by us to our sponsor, executive officers or directors, or their affiliates. Any such payments prior to an initial business combination will be made using funds held outside the trust account. Other than quarterly audit committee review of such reimbursements, we do not expect to have any additional controls in place governing our reimbursement payments to our directors and executive officers for their out-of-pocket expenses incurred in connection with our activities on our behalf in connection with identifying and consummating an initial business combination. Other than these payments and reimbursements, no compensation of any kind, including finder’s and consulting fees, will be paid by the company to our sponsor, executive officers and directors, or their respective affiliates, prior to completion of our initial business combination. After the completion of our initial business combination, directors or members of our management team who remain with us may be paid consulting or management fees from the combined company. All of these fees will be fully disclosed to shareholders, to the extent then known, in the proxy solicitation materials or tender offer materials furnished to our shareholders in connection with a proposed business combination. We have not established any limit on the amount of such fees that may be paid by the combined company to our directors or members of management. It is unlikely the amount of such compensation will be known at the time of the proposed business combination, because the directors of the post-combination business will be responsible for determining executive officer and director compensation. Any compensation to be paid to our executive officers will be determined, or recommended to the board of directors for determination, either by a compensation committee constituted solely by independent directors or by a majority of the independent directors on our board of directors. We do not intend to take any action to ensure that members of our management team maintain their positions with us after the consummation of our initial business combination, although it is possible that some or 116 Table of Contents all of our executive officers and directors may negotiate employment or consulting arrangements to remain with us after our initial business combination. The existence or terms of any such employment or consulting arrangements to retain their positions with us may influence our management’s motivation in identifying or selecting a target business but we do not believe that the ability of our management to remain with us after the consummation of our initial business combination will be a determining factor in our decision to proceed with any potential business combination. We are not party to any agreements with our executive officers and directors that provide for benefits upon termination of employment. Committees of the Board of Directors Upon the effectiveness of the registration statement of which this prospectus forms a part, our board of directors will have three standing committees: an audit committee, a nominating committee and a compensation committee. Subject to phase-in rules and a limited exception, the rules of NASDAQ and Rule 10A-3 of the Exchange Act require that the audit committee of a listed company be comprised solely of independent directors. Subject to phase-in rules and a limited exception, the rules of NASDAQ require that the compensation committee and the nominating committee of a listed company be comprised solely of independent directors. Audit Committee Upon the effectiveness of the registration statement of which this prospectus forms a part, we will establish an audit committee of the board of directors. , and will serve as members of our audit committee. Our board of directors has determined that each of and are independent under NASDAQ listing standards and applicable SEC rules. will serve as the Chairman of the audit committee. Under NASDAQ listing standards and applicable SEC rules, all the directors on the audit committee must be independent. Each member of the audit committee is financially literate and our board of directors has determined that and qualify as an “audit committee financial expert” as defined in applicable SEC rules. The audit committee is responsible for: • meeting with our independent registered public accounting firm regarding, among other issues, audits, and adequacy of our accounting and control systems; • monitoring the independence of the independent registered public accounting firm; • verifying the rotation of the lead (or coordinating) audit partner having primary responsibility for the audit and the audit partner responsible for reviewing the audit as required by law; • inquiring and discussing with management our compliance with applicable laws and regulations; • pre-approving all audit services and permitted non-audit services to be performed by our independent registered public accounting firm, including the fees and terms of the services to be performed; • appointing or replacing the independent registered public accounting firm; • determining the compensation and oversight of the work of the independent registered public accounting firm (including resolution of disagreements between management and the independent auditor regarding financial reporting) for the purpose of preparing or issuing an audit report or related work; • establishing procedures for the receipt, retention and treatment of complaints received by us regarding accounting, internal accounting controls or reports which raise material issues regarding our financial statements or accounting policies; • monitoring compliance on a quarterly basis with the terms of this offering and, if any noncompliance is identified, immediately taking all action necessary to rectify such noncompliance or otherwise causing compliance with the terms of this offering; and 117 Table of Contents • reviewing and approving all payments made to our existing shareholders, executive officers or directors and their respective affiliates. Any payments made to members of our audit committee will be reviewed and approved by our board of directors, with the interested director or directors abstaining from such review and approval. Nominating Committee Upon the effectiveness of the registration statement of which this prospectus forms a part, we will establish a nominating committee of our board of directors. The members of our nominating committee will be , and , and will serve as chairman of the nominating committee. Under the NASDAQ listing standards, we are required to have a nominating committee composed entirely of independent directors. Our board of directors has determined that each of , and are independent. The nominating committee is responsible for overseeing the selection of persons to be nominated to serve on our board of directors. The nominating committee considers persons identified by its members, management, shareholders, investment bankers and others. Guidelines for Selecting Director Nominees The guidelines for selecting nominees, which will be specified in a charter to be adopted by us, generally will provide that persons to be nominated: • should have demonstrated notable or significant achievements in business, education or public service; • should possess the requisite intelligence, education and experience to make a significant contribution to the board of directors and bring a range of skills, diverse perspectives and backgrounds to its deliberations; and • should have the highest ethical standards, a strong sense of professionalism and intense dedication to serving the interests of the shareholders. The nominating committee will consider a number of qualifications relating to management and leadership experience, background and integrity and professionalism in evaluating a person’s candidacy for membership on the board of directors. The nominating committee may require certain skills or attributes, such as financial or accounting experience, to meet specific board needs that arise from time to time and will also consider the overall experience and makeup of its members to obtain a broad and diverse mix of board members. The nominating committee does not distinguish among nominees recommended by shareholders and other persons. Compensation Committee Upon the effectiveness of the registration statement of which this prospectus forms a part, we will establish a compensation committee of our board of directors. The members of our compensation committee will be , and , and will serve as chairman of the compensation committee. Under NASDAQ listing standards, we are required to have a compensation committee composed entirely of independent directors. Our board of directors has determined that each of , and are independent. We will adopt a compensation committee charter, which will detail the principal functions of the compensation committee, including: • reviewing and approving on an annual basis the corporate goals and objectives relevant to our Chief Executive Officer’s compensation, evaluating our Chief Executive Officer’s performance in light of such goals and objectives and determining and approving the remuneration (if any) of our Chief Executive Officer based on such evaluation; 118 Table of Contents • reviewing and approving the compensation of all of our other Section 16 executive officers; • reviewing our executive compensation policies and plans; • implementing and administering our incentive compensation equity-based remuneration plans; • assisting management in complying with our proxy statement and annual report disclosure requirements; • approving all special perquisites, special cash payments and other special compensation and benefit arrangements for our executive officers and employees; • producing a report on executive compensation to be included in our annual proxy statement; and • reviewing, evaluating and recommending changes, if appropriate, to the remuneration for directors. The charter will also provide that the compensation committee may, in its sole discretion, retain or obtain the advice of a compensation consultant, legal counsel or other adviser and will be directly responsible for the appointment, compensation and oversight of the work of any such adviser. However, before engaging or receiving advice from a compensation consultant, external legal counsel or any other adviser, the compensation committee will consider the independence of each such adviser, including the factors required by NASDAQ and the SEC. Compensation Committee Interlocks and Insider Participation None of our executive officers currently serves, and in the past year has not served, as a member of the compensation committee of any entity that has one or more executive officers serving on our board of directors. Code of Ethics Upon the effectiveness of the registration statement of which this prospectus forms a part, we will have adopted a Code of Ethics applicable to our directors, officers and employees. A copy of the Code of Ethics will be provided without charge upon request from us. We intend to disclose any amendments to or waivers of certain provisions of our Code of Ethics in a Current Report on Form 8-K. Conflicts of Interest Under Cayman Islands law, directors and officers owe the following fiduciary duties: • duty to act in good faith in what the director or officer believes to be in the best interests of the company as a whole; • duty to exercise powers for the purposes for which those powers were conferred and not for a collateral purpose; • directors should not improperly fetter the exercise of future discretion; • duty not to put themselves in a position in which there is a conflict between their duty to the company and their personal interests; and • duty to exercise independent judgment. In addition to the above, directors also owe a duty of care which is not fiduciary in nature. This duty has been defined as a requirement to act as a reasonably diligent person having both the general knowledge, skill and experience that may reasonably be expected of a person carrying out the same functions as are carried out by that director in relation to the company and the general knowledge skill and experience of that director. 119 Table of Contents As set out above, directors have a duty not to put themselves in a position of conflict and this includes a duty not to engage in self-dealing, or to otherwise benefit as a result of their position. However, in some instances what would otherwise be a breach of this duty can be forgiven and/or authorized in advance by the shareholders provided that there is full disclosure by the directors. This can be done by way of permission granted in the amended and restated memorandum and articles of association or alternatively by shareholder approval at general meetings. Certain of our officers and directors presently have, and any of them in the future may have additional, fiduciary and contractual duties to other entities. As a result, if any of our officers or directors becomes aware of a business combination opportunity which is suitable for an entity to which he or she has then-current fi

Holder Stats

1 0
% of Shares Held by All Insider 4.19%
% of Shares Held by Institutions 50.10%
% of Float Held by Institutions 52.29%
Number of Institutions Holding Shares 101

Mutual Fund Holders

Holder Shares Date Reported Value % Out
Saba Capital Income & Opportunities Fd 156330 2021-08-30 1519527 0.26
Collaborative Inv Ser Tr-SPAC and New Issue ETF 145689 2021-06-29 1439407 0.24
EQ Advisors Trust-EQ/Clearbridge Select Equity Managed Volatility Port 64840 2021-06-29 640619 0.11
Fidelity NASDAQ Composite Index Fund 43423 2021-09-29 423808 0.07
Highland Fds I-NexPoint Merger Arbitrage Fund 34800 2021-06-29 343824 0.06
Franklin K2 Alternative Strategies Fd 16643 2021-08-30 161769 0.03
ETF Series Solutions-Defiance Next Gen SPAC Derived ETF 16057 2021-09-29 156716 0.03
ETF Series Solutions-Morgan Creek-Exos SPAC Originated ETF 12165 2021-09-29 118730 0.02

Institutional Holders

Reporting Date Hedge Fund Shares Held Market Value % of Portfolio Quarterly Change in Shares Ownership in Company
2021-11-16 Schonfeld Strategic Advisors LLC 75,000 $730,000 0.0% +25.0% 0.426%
2021-11-16 Cetera Advisor Networks LLC 21,750 $210,000 0.0% -47.3% 0.124%
2021-11-16 Jane Street Group LLC 774,385 $7,560,000 0.0% +27.9% 4.403%
2021-11-16 UBS Group AG 2,534 $25,000 0.0% -45.2% 0.014%
2021-11-16 BlueCrest Capital Management Ltd 250,000 $2,440,000 0.1% 0 1.422%
2021-11-15 TENOR CAPITAL MANAGEMENT Co. L.P. 150,000 $1,460,000 0.0% +66.7% 0.853%
2021-11-15 Rivernorth Capital Management LLC 325,990 $3,180,000 0.2% 0 1.854%
2021-11-15 Marshall Wace LLP 1,921,638 $18,760,000 0.1% +1,142.1% 10.927%
2021-11-15 Royal Bank of Canada 3,250 $32,000 0.0% +160.0% 0.018%
2021-11-15 Morgan Stanley 4,906 $48,000 0.0% -28.0% 0.028%
2021-11-15 Glazer Capital LLC 1,375,455 $13,430,000 0.2% +0.1% 7.821%
2021-11-15 CSS LLC IL 82,341 $800,000 0.0% -50.9% 0.468%
2021-11-15 Penserra Capital Management LLC 16,057 $160,000 0.0% -17.8% 0.091%
2021-11-12 Trexquant Investment LP 18,736 $180,000 0.0% 0 0.107%
2021-11-12 Periscope Capital Inc. 45,474 $440,000 0.0% 0 0.259%
2021-11-12 Arena Capital Advisors LLC CA 375,000 $3,660,000 0.3% -25.0% 2.132%
2021-11-12 Weiss Asset Management LP 1,874,212 $18,290,000 0.5% +144.8% 10.657%
2021-11-12 Wolverine Asset Management LLC 46,350 $450,000 0.0% -36.1% 0.264%
2021-11-12 Hsbc Holdings PLC 765,614 $7,470,000 0.0% 0 4.354%
2021-11-12 Security Benefit Life Insurance Co. KS 250,000 $2,440,000 0.1% 0 1.422%
2021-11-12 Magnetar Financial LLC 77,516 $760,000 0.0% +15.2% 0.441%
2021-11-09 ATW Spac Management LLC 86,600 $850,000 0.2% +72.9% 0.492%
2021-11-04 Deutsche Bank AG 227,857 $2,220,000 0.0% +28.1% 1.296%
2021-11-01 Sage Mountain Advisors LLC 31,380 $310,000 0.0% +22.7% 0.178%
2021-10-25 Exos Asset Management LLC 12,165 $120,000 0.1% -29.9% 0.069%
2021-10-22 Tuttle Capital Management LLC 133,527 $1,130,000 0.6% -22.4% 0.759%
2021-08-25 Marshall Wace LLP 154,715 $1,530,000 0.0% -3.1% 0.880%
2021-08-23 Morgan Stanley 6,814 $67,000 0.0% +259.6% 0.039%
2021-08-17 Context Capital Management LLC 25,000 $250,000 0.0% 0 0.142%
2021-08-17 Aristeia Capital LLC 404,737 $4,000,000 0.1% 0 2.301%
2021-08-17 ATW Spac Management LLC 50,094 $500,000 0.1% 0 0.285%
2021-08-17 Citadel Advisors LLC 373,343 $3,690,000 0.0% -1.0% 2.123%
2021-08-16 Whitebox Advisors LLC 100,000 $990,000 0.0% 0 0.569%
2021-08-16 Bank of America Corp DE 514,000 $5,080,000 0.0% 0 2.923%
2021-08-16 Glenmede Trust Co. NA 54,617 $540,000 0.0% 0 0.311%
2021-08-16 Fir Tree Capital Management LP 450,000 $4,450,000 0.2% 0 2.559%
2021-08-16 Morgan Stanley 6,814 $67,000 0.0% +259.6% 0.039%
2021-08-16 Schonfeld Strategic Advisors LLC 60,000 $590,000 0.0% +3.1% 0.341%
2021-08-16 Maven Securities LTD 100,000 $990,000 0.0% 0 0.569%
2021-08-16 Polygon Management Ltd. 100,000 $990,000 0.1% +100.0% 0.569%
2021-08-16 Marshall Wace LLP 154,715 $1,530,000 0.0% -3.1% 0.880%
2021-08-13 EJF Capital LLC 20,000 $200,000 0.0% 0 0.114%
2021-08-13 RP Investment Advisors LP 403,802 $3,990,000 0.5% 0 2.296%
2021-08-13 Glazer Capital LLC 1,374,070 $13,580,000 0.2% 0 7.813%
2021-08-13 Qube Research & Technologies Ltd 17,849 $180,000 0.0% 0 0.101%
2021-08-13 Geode Capital Management LLC 43,423 $430,000 0.0% +39.3% 0.247%
2021-08-12 MMCAP International Inc. SPC 100,000 $990,000 0.0% 0 0.569%
2021-08-12 Healthcare of Ontario Pension Plan Trust Fund 625,000 $6,180,000 0.0% 0 3.554%
2021-08-12 Penserra Capital Management LLC 19,539 $190,000 0.0% -14.1% 0.111%
2021-08-12 P Schoenfeld Asset Management LP 510,293 $5,040,000 0.3% 0 2.902%
2021-08-11 Arena Capital Advisors LLC CA 500,000 $4,940,000 0.4% 0 2.843%
2021-08-11 Picton Mahoney Asset Management 200,000 $1,980,000 0.1% -66.7% 1.137%
2021-08-06 Magnetar Financial LLC 67,270 $670,000 0.0% 0 0.383%
2021-08-05 Texas Yale Capital Corp. 10,000 $99,000 0.0% 0 0.057%
2021-08-02 Wealthspring Capital LLC 57,960 $570,000 0.1% 0 0.330%
2021-07-31 Tuttle Tactical Management 171,992 $1,480,000 0.7% 0 0.978%
2021-07-31 Sage Mountain Advisors LLC 25,580 $250,000 0.0% 0 0.145%
2021-07-28 OTA Financial Group L.P. 29,265 $290,000 0.3% 0 0.166%
2021-07-28 Cohen & Co Financial Management LLC 500,000 $4,940,000 3.1% 0 2.843%
2021-05-19 Virtu Financial LLC 36,367 $370,000 0.0% 0 0.207%
2021-05-19 Squarepoint Ops LLC 82,961 $850,000 0.0% 0 0.472%
2021-05-18 Castle Creek Arbitrage LLC 10,000 $100,000 0.0% 0 0.057%
2021-05-18 TENOR CAPITAL MANAGEMENT Co. L.P. 90,000 $920,000 0.0% 0 0.512%
2021-05-18 Berkley W R Corp 24,850 $250,000 0.0% 0 0.141%
2021-05-18 TOMS Capital Investment Management LP 54,790 $560,000 0.0% 0 0.312%
2021-05-18 Blackstone Group Inc. 500,000 $5,110,000 0.0% 0 2.843%
2021-05-18 Alyeska Investment Group L.P. 172,835 $1,770,000 0.0% 0 0.983%
2021-05-18 Polygon Management Ltd. 50,000 $510,000 0.0% 0 0.284%
2021-05-18 Citadel Advisors LLC 377,278 $3,850,000 0.0% 0 2.145%
2021-05-18 Radcliffe Capital Management L.P. 100,000 $1,020,000 0.0% 0 0.569%
2021-05-18 Jane Street Group LLC 207,582 $2,120,000 0.0% 0 1.180%
2021-05-17 Schonfeld Strategic Advisors LLC 58,190 $600,000 0.0% 0 0.331%
2021-05-17 Saba Capital Management L.P. 270,022 $2,760,000 0.1% 0 1.535%
2021-05-17 TOMS Capital Investment Management LP 54,790 $560,000 0.0% 0 0.312%
2021-05-17 CNH Partners LLC 39,995 $410,000 0.0% 0 0.227%
2021-05-17 CSS LLC IL 80,197 $820,000 0.0% 0 0.456%
2021-05-17 HBK Investments L P 237,500 $2,430,000 0.0% 0 1.351%
2021-05-17 Brookfield Asset Management Inc. 100,000 $1,020,000 0.0% 0 0.569%
2021-05-17 Senator Investment Group LP 960,000 $9,800,000 0.2% 0 5.459%
2021-05-14 Baupost Group LLC MA 1,000,000 $10,210,000 0.1% 0 5.686%
2021-05-14 LH Capital Markets LLC 611,204 $6,240,000 0.7% 0 3.476%
2021-05-14 Picton Mahoney Asset Management 600,000 $6,080,000 0.3% 0 3.412%
2021-05-14 OMERS ADMINISTRATION Corp 39,700 $410,000 0.0% 0 0.226%
2021-05-14 Arrowstreet Capital Limited Partnership 147,036 $1,500,000 0.0% 0 0.836%
2021-05-14 Hartree Partners LP 300,000 $3,060,000 0.5% 0 1.706%
2021-05-14 TD Asset Management Inc. 563,100 $5,750,000 0.0% 0 3.202%
2021-05-13 Wolverine Asset Management LLC 17,148 $180,000 0.0% 0 0.098%
2021-05-13 Atalaya Capital Management LP 10,000 $100,000 0.0% 0 0.057%
2021-05-13 Penserra Capital Management LLC 22,735 $230,000 0.0% 0 0.129%
2021-05-12 Geode Capital Management LLC 31,182 $320,000 0.0% 0 0.177%
2021-05-12 JPMorgan Chase & Co. 222,500 $2,270,000 0.0% 0 1.265%
2021-05-04 Picton Mahoney Asset Management 600,000 $6,080,000 0.3% 0 3.412%

SEC Filings

Form Type Form Description Filing Date Document Link
10-Q 10-Q 2021-11-09 https://www.sec.gov/Archives/edgar/data/1828478/000119312521324490/d229753d10q.htm
10-Q 10-Q 2021-08-16 https://www.sec.gov/Archives/edgar/data/1828478/000119312521247485/d67089d10q.htm
10-Q 10-Q 2021-05-24 https://www.sec.gov/Archives/edgar/data/1828478/000119312521171078/d171807d10q.htm
8-K 8-K 2021-05-24 https://www.sec.gov/Archives/edgar/data/1828478/000119312521170303/d58940d8k.htm
NT 10-Q NT 10-Q 2021-05-17 https://www.sec.gov/Archives/edgar/data/1828478/000119312521163954/d158136dnt10q.htm
10-K 10-K 2021-03-29 https://www.sec.gov/Archives/edgar/data/1828478/000119312521098356/d31347d10k.htm
4 FORM 4 SUBMISSION 2021-02-17 https://www.sec.gov/Archives/edgar/data/1828478/000089924321006858/xslF345X03/doc4.xml
3 FORM 3 SUBMISSION 2021-02-17 https://www.sec.gov/Archives/edgar/data/1828478/000089924321006856/xslF345X02/doc3.xml
8-K 8-K 2021-02-16 https://www.sec.gov/Archives/edgar/data/1828478/000119312521043363/d77550d8k.htm
8-K 8-K 2021-01-26 https://www.sec.gov/Archives/edgar/data/1828478/000119312521016718/d10126d8k.htm
8-K 8-K 2021-01-20 https://www.sec.gov/Archives/edgar/data/1828478/000119312521011656/d78514d8k.htm
4 FORM 4 SUBMISSION 2021-01-14 https://www.sec.gov/Archives/edgar/data/1828478/000089924321001997/xslF345X03/doc4.xml
4 FORM 4 SUBMISSION 2021-01-14 https://www.sec.gov/Archives/edgar/data/1828478/000089924321001996/xslF345X03/doc4.xml
8-K 8-K 2021-01-13 https://www.sec.gov/Archives/edgar/data/1828478/000119312521008062/d871181d8k.htm
424B4 424B4 2021-01-11 https://www.sec.gov/Archives/edgar/data/1828478/000119312521005715/d50198d424b4.htm
3 FORM 3 SUBMISSION 2021-01-08 https://www.sec.gov/Archives/edgar/data/1828478/000089924321001118/xslF345X02/doc3.xml
3 FORM 3 SUBMISSION 2021-01-08 https://www.sec.gov/Archives/edgar/data/1828478/000089924321001117/xslF345X02/doc3.xml
3 FORM 3 SUBMISSION 2021-01-08 https://www.sec.gov/Archives/edgar/data/1828478/000089924321001116/xslF345X02/doc3.xml
3 FORM 3 SUBMISSION 2021-01-08 https://www.sec.gov/Archives/edgar/data/1828478/000089924321001115/xslF345X02/doc3.xml
3 FORM 3 SUBMISSION 2021-01-08 https://www.sec.gov/Archives/edgar/data/1828478/000089924321001114/xslF345X02/doc3.xml
EFFECT 2021-01-07 https://www.sec.gov/Archives/edgar/data/1828478/999999999521000074/xslEFFECTX01/primary_doc.xml
CERT 2021-01-07 https://www.sec.gov/Archives/edgar/data/1828478/000135445721000025/8A_Cert_SVFA.pdf
8-A12B 8-A12B 2021-01-07 https://www.sec.gov/Archives/edgar/data/1828478/000119312521003648/d102188d8a12b.htm
CORRESP 2021-01-06 https://www.sec.gov/Archives/edgar/data/1828478/000119312521003360/filename1.htm
CORRESP 2021-01-06 https://www.sec.gov/Archives/edgar/data/1828478/000119312521003359/filename1.htm
S-1/A S-1/A 2021-01-06 https://www.sec.gov/Archives/edgar/data/1828478/000119312521003004/d50198ds1a.htm
CORRESP 2021-01-04 https://www.sec.gov/Archives/edgar/data/1828478/000119312521001021/filename1.htm
S-1/A S-1/A 2021-01-04 https://www.sec.gov/Archives/edgar/data/1828478/000119312521001017/d50198ds1a.htm
S-1 S-1 2020-12-21 https://www.sec.gov/Archives/edgar/data/1828478/000119312520323022/d50198ds1.htm
DRS 2020-11-16 https://www.sec.gov/Archives/edgar/data/1828478/000095012320012120/filename1.htm