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L&F Acquisition Corp. - LNFA

  • Commons

    $10.03

    -0.40%

    LNFA Vol: 178.0

  • Warrants

    $0.78

    +3.99%

    LNFA+ Vol: 145.0

  • Units

    $10.26

    -0.97%

    LNFA= Vol: 273.0

Average: 0
Rating Count: 0
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SPAC Stats

Market Cap: 173.0M
Average Volume: 6.4K
52W Range: $9.58 - $10.70
Weekly %: +0.00%
Monthly %: +0.20%
Inst Owners: 58

Info

Target: Searching
Days Since IPO: 374
Unit composition:
Each unit has an offering price of $10.00 and consists of one Class A ordinary share and one-half of one redeemable warrant
Trust Size: 20000000.0M

Management

Our officers, directors and director nominees are as follows: Name ​ ​ Age ​ ​ Position Jeffrey C. Hammes ​ ​ 61 ​ ​ Chairman Adam Gerchen ​ ​ 38 ​ ​ Director and Chief Executive Officer Richard Levy ​ ​ 48 ​ ​ Director Tom Gazdziak ​ ​ 32 ​ ​ Chief Financial Officer Senator Joseph Lieberman ​ ​ 78 ​ ​ Director Nominee Albert Goldstein ​ ​ 39 ​ ​ Director Nominee Jeffrey C. Hammes serves as the Chairman of the company and is on the board of directors. Mr. Hammes served as the Chairman of Kirkland & Ellis LLP and Kirkland & Ellis International LLP (collectively, “K&E”) from 2010 until retiring in 2019. During his tenure as Chairman of K&E, K&E revenues grew from $1.4 billion to more than $4.0 billion, and net income rose from less than $700 million to more than $2.2 billion according to the American Lawyer. Under Mr. Hammes’ leadership, in 2019, K&E ranked first in total revenue and aggregate net income among the world’s top large law firms according to Bloomberg. That growth came across a variety of verticals where K&E has built leading franchises, including private equity and M&A, restructuring and litigation, a breadth of expertise that affords valuable insight into various product categories as one of the largest consumers of the tech-enabled services offered by companies in our target universe. In addition, K&E currently services more than 400 private equity clients around the world and Mr. Hammes maintains relationships at the senior levels of many of those firms. Mr. Hammes graduated from the University of Wisconsin-Madison and received a J.D. from Northwestern Pritzker School of Law. He is a member of the Illinois bar (inactive). Adam Gerchen is the Chief Executive Officer of the company and serves on its board of directors. Mr. Gerchen is also co-founder, and since 2018, Chief Executive Officer of, Keller Lenkner, a law firm that has developed unique arbitration strategies and other innovations in mass actions. Additionally, in order to serve the large number of firm clients, and address the complexity of various areas of law, Mr. Gerchen also built a separate servicing business in 2018 that combines client origination, intake, customer relationship management, IT, and settlement administration. Previously, Mr. Gerchen co-founded and served as Chief Executive Officer of Gerchen Keller Capital (“GKC”) from 2013 until GKC’s sale to Burford Capital Limited (LSE: BUR) (“Burford”), the leading global finance firm focused on law, in 2016. Prior to its acquisition, GKC grew into the largest private investment and advisory firm focused exclusively on legal and regulatory risk, raising $1.4 billion of institutional capital. From 2016 to 2017, Mr. Gerchen also served as President of Burford. Across both organizations, products developed for and deployed into the legal sector included single-case litigation finance, portfolio funding, risk management & insurance, claim monetization, postsettlement, bankruptcy & insolvency, international arbitration, and patent and intellectual property. Mr. Gerchen graduated from Brown University and received his law degree from Harvard Law School. Richard Levy has agreed to serve on the board of directors of the company. Mr. Levy is the Chief Executive Officer and Founder of VPC. Mr. Levy oversees VPC’s investment and operational activities. Mr. Levy is also the chairman of VPC’s Senior Leadership Team and Investment Committee. Mr. Levy serves as chairman of the board of directors of VPC portfolio company, Giordano’s. He also serves as a member of the board of directors of VPC portfolio companies, Caribbean Financial Group and United Automobile Insurance Company, and as a board member of VPC Specialty Lending Investments Plc (LON: VSL), a VPC managed UK publicly listed investment trust. Previously, Mr. Levy served as head of the Small Cap Structured Products Group and co-head of the Solutions Group at Magnetar Capital. Mr. Levy also co-founded and served as managing partner at Crestview Capital Partners. Mr. Levy received a B.A. in political science from The Ohio State University, an MBA from the Illinois Institute of Technology’s Stuart School of Business and a J.D. from Chicago-Kent College of Law. He is a member of the Illinois bar (inactive). Mr. Levy is also chairman of the board of nonprofit, Gardeneers, an active board member of Camp Kesem and he sits on the Board of Trustees for the Illinois Institute of Technology. 105 TABLE OF CONTENTS Tom Gazdziak is the Chief Financial Officer of the company. Mr. Gazdziak joined VPC in 2015 and currently serves as Fund Controller. He oversees VPC’s accounting team in the execution of accounting, finance, tax, audit, reporting and treasury related activities for the VPC funds, including VPC Specialty Lending Investments PLC (LSE: VSL), a VPC managed UK publicly listed investment trust focused on opportunities in the litigation and fintech markets. Mr. Gazdziak joined VPC from PricewaterhouseCoopers LLP where he progressed through several accounting roles since 2011 within the financial services practice specializing in the banking and capital markets industry. Mr. Gazdziak received a B.S. in accountancy and finance and an MBA in accountancy and financial analysis from the Kelley School of Business at Indiana University. He is a Certified Public Accountant (inactive). Senator Joseph I. Lieberman has agreed to serve on our board of directors. Senator Lieberman has served as Senior Counsel at Kasowitz, Benson & Torres LLP since 2013. Prior to joining Kasowitz, Senator Lieberman, the Democratic Vice Presidential nominee in 2000, served 24 years in the U.S. Senate, retiring in January 2013 following the end of his fourth term. During his tenure with the U.S. Senate, Senator Lieberman served as the Chairman of the Committee on Homeland Security and Governmental Affairs and helped shape legislation for homeland security, foreign policy, fiscal policy, environmental protection, human rights, health care, trade, energy, cyber security and taxes. Prior to being elected to the U.S. Senate, Senator Lieberman served as the Attorney General of the State of Connecticut from 1983 until 1988. From 1970 until 1980, Senator Lieberman also served in the Connecticut State Senate, including three terms as majority leader. Senator Lieberman currently serves on the board of directors of Park Hotels and Resorts Inc. (NASDAQ: PK). Senator Lieberman received his Bachelor of Arts degree in Political Science and Economics and his Juris Doctorate degree from Yale University. Albert Goldstein has agreed to serve on our board of directors. Mr. Goldstein is the Executive Chairman and Co-Founder of Avant, Inc (“Avant”) and Amount, Inc (“Amount”), each based in Chicago. Mr. Goldstein co-founded Avant in 2013 and Avant spun Amount off in January 2020. Amount is a technology platform helping large financial institutions digitize their credit offerings and improve their capability. Mr. Goldstein has built multiple companies throughout his professional career — including a real estate platform called Pangea Properties. Mr. Goldstein is currently a board member of Spring Labs, a blockchain company and I2R Holdings, a supplier of electricity and solar power. Goldstein has been the recipient of multiple awards for entrepreneurship including winning the Ernst & Young Midwest Entrepreneur of the Year Award twice and being named to the Crain’s Chicago Business 40 Under 40 list. Mr. Goldstein holds a Bachelors degree in Finance and Mathematics from the University of Illinois Urbana — Champaign. Number and Terms of Office of Officers and Directors Our board of directors consists of five members and is divided into three classes with only one class of directors being appointed in each year, and with each class (except for those directors appointed prior to our first annual general meeting) serving a three-year term. In accordance with NYSE corporate governance requirements, we are not required to hold an annual general meeting until one year after our first fiscal year end following our listing on NYSE. The term of office of the first class of directors, consisting of Senator Joseph Lieberman and Albert Goldstein, will expire at our first annual general meeting. The term of office of the second class of directors, consisting of Richard Levy, will expire at the second annual general meeting. The term of office of the third class of directors, consisting of Jeffrey C. Hammes and Adam Gerchen, will expire at the third annual general meeting. Prior to the completion of an initial business combination, any vacancy on the board of directors may be filled by a nominee chosen by holders of a majority of our Class B ordinary shares. In addition, prior to the completion of an initial business combination, holders of a majority of our Class B ordinary shares may remove a member of the board of directors for any reason. Pursuant to an agreement to be entered into concurrently with the issuance and sale of the securities in this offering, our sponsor, upon consummation of an initial business combination, will be entitled to nominate three individuals for election to our board of directors, as long as the sponsor holds any securities covered by the registration and shareholder rights agreement. Our officers are appointed by the board of directors and serve at the discretion of the board of directors, rather than for specific terms of office. Our board of directors is authorized to appoint officers as it deems appropriate pursuant to our amended and restated memorandum and articles of association. 106 TABLE OF CONTENTS Director Independence The rules of the NYSE require that a majority of our board of directors be independent. An “independent director” is defined generally as a person who has no material relationship with the listed company (either directly or as a partner, shareholder or officer of an organization that has a relationship with the company). Upon the effectiveness of the registration statement of which this prospectus forms a part, we expect to have three “independent directors” as defined in the NYSE listing standards and applicable SEC rules. Our board of directors has determined that Richard Levy, Senator Joseph Lieberman and Albert Goldstein are “independent directors” as defined in the NYSE listing standards and applicable SEC rules. Our independent directors will have regularly scheduled meetings at which only independent directors are present. Officer and Director Compensation None of our officers or directors have received any cash compensation for services rendered to us. Commencing on the date that our securities are first listed on the NYSE through the earlier of consummation of our initial business combination and our liquidation, we will pay our sponsor $10,000 per month for office space, utilities, secretarial and administrative support services provided to members of our management team. We may elect to make payment of customary fees to members of our board of directors for director service. In addition, our sponsor, officers and directors, or any of their respective affiliates will be reimbursed for any out-of-pocket expenses incurred in connection with activities on our behalf such as identifying potential target businesses and performing due diligence on suitable business combinations. Our audit committee will review on a quarterly basis all payments that were made to our sponsor, officers or directors, or our or their affiliates. Any such payments prior to an initial business combination will be made from funds held outside the trust account. Other than quarterly audit committee review of such reimbursements, we do not expect to have any additional controls in place governing our reimbursement payments to our directors and officers for their out-of-pocket expenses incurred in connection with our activities on our behalf in connection with identifying and consummating an initial business combination. Other than these payments and reimbursements, no compensation of any kind, including finder’s and consulting fees, will be paid by the company to our sponsor, officers and directors, or any of their respective affiliates, prior to completion of our initial business combination. After the completion of our initial business combination, directors or members of our management team who remain with us may be paid consulting or management fees from the combined company. All of these fees will be fully disclosed to shareholders, to the extent then known, in the proxy solicitation materials or tender offer materials furnished to our shareholders in connection with a proposed initial business combination. We have not established any limit on the amount of such fees that may be paid by the combined company to our directors or members of management. It is unlikely the amount of such compensation will be known at the time of the proposed initial business combination, because the directors of the post-combination business will be responsible for determining officer and director compensation. Any compensation to be paid to our officers will be determined, or recommended to the board of directors for determination, either by a compensation committee constituted solely by independent directors or by a majority of the independent directors on our board of directors. We do not intend to take any action to ensure that members of our management team maintain their positions with us after the consummation of our initial business combination, although it is possible that some or all of our officers and directors may negotiate employment or consulting arrangements to remain with us after our initial business combination. The existence or terms of any such employment or consulting arrangements to retain their positions with us may influence our management’s motivation in identifying or selecting a target business but we do not believe that the ability of our management to remain with us after the consummation of our initial business combination will be a determining factor in our decision to proceed with any potential business combination. We are not party to any agreements with our officers and directors that provide for benefits upon termination of employment. Committees of the Board of Directors Upon the effectiveness of the registration statement of which this prospectus forms a part, our board of directors will have three standing committees: an audit committee, a compensation committee and a nominating and corporate 107 TABLE OF CONTENTS governance committee. Subject to phase-in rules and a limited exception, the rules of the NYSE and Rule 10A of the Exchange Act require that the audit committee of a listed company be comprised solely of independent directors. Subject to phase-in rules and a limited exception, the rules of the NYSE require that the compensation committee and the nominating and corporate governance committee of a listed company be comprised solely of independent directors. Audit Committee Upon the effectiveness of the registration statement of which this prospectus forms a part, we will establish an audit committee of the board of directors. Senator Joseph Lieberman and Albert Goldstein will serve as the members of the audit committee, and Albert Goldstein will chair the audit committee. Under the NYSE listing standards and applicable SEC rules, we are required to have at least three members of the audit committee, all of whom must be independent. Senator Joseph Lieberman and Albert Goldstein meet the independent director standard under the NYSE listing standards and under Rule 10-A-3(b)(1) of the Exchange Act. Because we expect to list our securities on the NYSE in connection with our initial public offering, we have one year from the date of this offering for our audit committee to have at least three members, all of whom must be independent. Each member of the audit committee is financially literate and our board of directors has determined that Albert Goldstein qualifies as an “audit committee financial expert” as defined in applicable SEC rules and has accounting or related financial management expertise. We will adopt an audit committee charter, which will detail the principal functions of the audit committee, including: ⯀ assisting board oversight of (1) the integrity of our financial statements, (2) our compliance with legal and regulatory requirements, (3) our independent registered public accounting firm’s qualifications and independence, and (4) the performance of our internal audit function and independent registered public accounting firm; the appointment, compensation, retention, replacement, and oversight of the work of the independent registered public accounting firm and any other independent registered public accounting firm engaged by us; ⯀ pre-approving all audit and non-audit services to be provided by the independent registered public accounting firm or any other registered public accounting firm engaged by us, and establishing pre-approval policies and procedures; reviewing and discussing with the independent registered public accounting firm all relationships the firm has with us in order to evaluate their continued independence; ⯀ setting clear policies for audit partner rotation in compliance with applicable laws and regulations; obtaining and reviewing a report, at least annually, from the independent registered public accounting firm describing (1) the independent auditor’s internal quality-control procedures and (2) any material issues raised by the most recent internal quality-control review, or peer review, of the audit firm, or by any inquiry or investigation by governmental or professional authorities, within the preceding five years respecting one or more independent audits carried out by the firm and any steps taken to deal with such issues; ⯀ meeting to review and discuss our annual audited financial statements and quarterly financial statements with management and the independent auditor, including reviewing our specific disclosures under “Management’s Discussion and Analysis of Financial Condition and Results of Operations”; reviewing and approving any related party transaction required to be disclosed pursuant to Item 404 of Regulation S-K promulgated by the SEC prior to us entering into such transaction; and ⯀ reviewing with management, the independent registered public accounting firm, and our legal advisors, as appropriate, any legal, regulatory or compliance matters, including any correspondence with regulators or government agencies and any employee complaints or published reports that raise material issues regarding our financial statements or accounting policies and any significant changes in accounting standards or rules promulgated by the Financial Accounting Standards Board, the SEC or other regulatory authorities. Compensation Committee Upon the effectiveness of the registration statement

Holder Stats

1 0
% of Shares Held by All Insider 0.00%
% of Shares Held by Institutions 88.08%
% of Float Held by Institutions 88.08%
Number of Institutions Holding Shares 58

Mutual Fund Holders

Holder Shares Date Reported Value % Out
Brinker Capital Destinations Tr-Destinations Multi Strategy Alt Fd 561397 2021-05-30 5574672 3.25
Driehaus Event Driven Fund 185742 2021-06-29 1853705 1.08
RiverNorth Opportunities Fd 18120 2021-07-30 180475 0.11
Greenspring Fund, Incorporated 6000 2021-06-29 59880 0.03
The Relative Value Fund 1038 2021-06-29 10359 0.01

Institutional Holders

Reporting Date Hedge Fund Shares Held Market Value % of Portfolio Quarterly Change in Shares Ownership in Company
2021-11-16 Schonfeld Strategic Advisors LLC 29,976 $300,000 0.0% +32.8% 0.139%
2021-11-16 Verition Fund Management LLC 22,226 $220,000 0.0% -20.4% 0.103%
2021-11-15 Marshall Wace LLP 162,506 $1,630,000 0.0% 0 0.754%
2021-11-15 Omni Partners US LLC 306,613 $3,070,000 0.2% +0.5% 1.422%
2021-11-15 Highbridge Capital Management LLC 575,952 $5,760,000 0.2% +26.3% 2.671%
2021-11-12 Starboard Value LP 500,000 $5,000,000 0.1% +62.0% 2.319%
2021-11-12 Weiss Asset Management LP 34,203 $340,000 0.0% 0 0.159%
2021-10-19 Seelaus Asset Management LLC 29,845 $300,000 0.2% -18.1% 0.138%
2021-08-17 Kohlberg Kravis Roberts & Co. L.P. 41,377 $410,000 0.0% 0 0.192%
2021-08-17 Beryl Capital Management LLC 439,948 $4,390,000 0.4% -46.4% 2.040%
2021-08-16 Schonfeld Strategic Advisors LLC 22,576 $230,000 0.0% +8.7% 0.105%
2021-08-16 State Street Corp 10,277 $100,000 0.0% 0 0.048%
2021-08-16 Periscope Capital Inc. 160,500 $1,600,000 0.1% -6.6% 0.744%
2021-08-12 JPMorgan Chase & Co. 235,379 $2,350,000 0.0% -10.8% 1.092%
2021-08-12 Highbridge Capital Management LLC 456,164 $4,550,000 0.1% 0 2.116%
2021-08-12 Bank of Montreal Can 447,000 $4,460,000 0.0% 0 2.073%
2021-08-02 Dakota Wealth Management 18,375 $180,000 0.0% 0 0.085%
2021-07-31 Seelaus Asset Management LLC 36,445 $360,000 0.2% 0 0.169%
2021-05-18 D. E. Shaw & Co. Inc. 30,254 $300,000 0.0% 0 0.140%
2021-05-18 Morgan Stanley 6,500 $64,000 0.0% +123.8% 0.030%
2021-05-18 Karpus Management Inc. 72,394 $710,000 0.0% 0 0.336%
2021-05-17 Schonfeld Strategic Advisors LLC 20,776 $210,000 0.0% -74.0% 0.096%
2021-05-17 Zuckerman Investment Group LLC 73,780 $730,000 0.1% 0 0.342%
2021-05-17 Centiva Capital LP 11,684 $120,000 0.0% 0 0.054%
2021-05-17 Goldman Sachs Group Inc. 10,865 $110,000 0.0% 0 0.050%
2021-05-14 Starboard Value LP 283,315 $2,790,000 0.1% 0 1.314%
2021-05-10 HighTower Advisors LLC 10,000 $99,000 0.0% 0 0.046%
2021-04-14 Centric Wealth Management 50,000 $490,000 0.1% 0 0.232%

SEC Filings

Form Type Form Description Filing Date Document Link
10-Q 10-Q 2021-11-12 https://www.sec.gov/Archives/edgar/data/1823575/000114036121037651/brhc10030505_10q.htm
10-Q 10-Q 2021-08-13 https://www.sec.gov/Archives/edgar/data/1823575/000114036121028276/brhc10027735_10q.htm
8-K 8-K 2021-05-28 https://www.sec.gov/Archives/edgar/data/1823575/000114036121019168/brhc10025293_8k.htm
10-Q 10-Q 2021-05-28 https://www.sec.gov/Archives/edgar/data/1823575/000114036121019136/brhc10024865_10q.htm
10-K/A 10-KA 2021-05-28 https://www.sec.gov/Archives/edgar/data/1823575/000114036121019135/brhc10024863_10ka.htm
8-K 8-K 2021-05-28 https://www.sec.gov/Archives/edgar/data/1823575/000114036121019134/brhc10025008_8k.htm
NT 10-Q NT 10-Q 2021-05-18 https://www.sec.gov/Archives/edgar/data/1823575/000114036121017808/brhc10024767_nt10q.htm
10-K 10-K 2021-03-30 https://www.sec.gov/Archives/edgar/data/1823575/000114036121010815/brhc10022286_10k.htm
SC 13G/A SC 13G/A 2021-02-16 https://www.sec.gov/Archives/edgar/data/1823575/000110465921024126/tm214737d28_sc13ga.htm
SC 13G SC 13G 2021-02-10 https://www.sec.gov/Archives/edgar/data/1823575/000114036121004108/brhc10019929_sc13g.htm
8-K 8-K 2021-01-04 https://www.sec.gov/Archives/edgar/data/1823575/000114036121000066/brhc10018606_8k.htm
10-Q 10-Q 2021-01-04 https://www.sec.gov/Archives/edgar/data/1823575/000114036121000056/brhc10018115_10q.htm
SC 13G SC 13G 2020-12-21 https://www.sec.gov/Archives/edgar/data/1823575/000110465920138037/tm2039046d2_sc13g.htm
8-K 8-K 2020-11-30 https://www.sec.gov/Archives/edgar/data/1823575/000114036120026852/nc10017458x1_8k.htm
SC 13G SCHEDULE 13G 2020-11-30 https://www.sec.gov/Archives/edgar/data/1823575/000089914020000536/c38905906a.htm
SC 13G 2020-11-25 https://www.sec.gov/Archives/edgar/data/1823575/000131924420000176/LNFA_SC13G.htm
8-K FORM 8-K 2020-11-23 https://www.sec.gov/Archives/edgar/data/1823575/000114036120026345/nt10014955x17_8-k.htm
424B4 424B4 2020-11-20 https://www.sec.gov/Archives/edgar/data/1823575/000114036120026268/nt10014955x16_424b4.htm
3 FORM 3 2020-11-19 https://www.sec.gov/Archives/edgar/data/1823575/000114036120026073/xslF345X02/form3.xml
EFFECT 2020-11-18 https://www.sec.gov/Archives/edgar/data/1823575/999999999520003219/xslEFFECTX01/primary_doc.xml
3 FORM 3 2020-11-18 https://www.sec.gov/Archives/edgar/data/1823575/000114036120026015/xslF345X02/form3.xml
3 FORM 3 2020-11-18 https://www.sec.gov/Archives/edgar/data/1823575/000114036120026014/xslF345X02/form3.xml
3 FORM 3 2020-11-18 https://www.sec.gov/Archives/edgar/data/1823575/000114036120026013/xslF345X02/form3.xml
3 FORM 3 2020-11-18 https://www.sec.gov/Archives/edgar/data/1823575/000114036120026011/xslF345X02/form3.xml
3 FORM 3 2020-11-18 https://www.sec.gov/Archives/edgar/data/1823575/000114036120026008/xslF345X02/form3.xml
3 FORM 3 2020-11-18 https://www.sec.gov/Archives/edgar/data/1823575/000114036120026005/xslF345X02/form3.xml
CERT NYSE CERTIFICATION 2020-11-18 https://www.sec.gov/Archives/edgar/data/1823575/000087666120001059/LNFA8A111820.pdf
8-A12B 8-A12B 2020-11-18 https://www.sec.gov/Archives/edgar/data/1823575/000114036120025937/nt10014955x8_8a12b.htm
CORRESP 2020-11-18 https://www.sec.gov/Archives/edgar/data/1823575/000114036120025917/filename1.htm
CORRESP 2020-11-18 https://www.sec.gov/Archives/edgar/data/1823575/000114036120025914/filename1.htm
CORRESP 2020-11-17 https://www.sec.gov/Archives/edgar/data/1823575/000114036120025871/filename1.htm
CORRESP 2020-11-17 https://www.sec.gov/Archives/edgar/data/1823575/000114036120025870/filename1.htm
RW RW 2020-11-17 https://www.sec.gov/Archives/edgar/data/1823575/000114036120025812/nt10014955x10_rw.htm
RW RW 2020-11-17 https://www.sec.gov/Archives/edgar/data/1823575/000114036120025807/nt10014955x9_rw.htm
CORRESP 2020-11-16 https://www.sec.gov/Archives/edgar/data/1823575/000114036120025723/filename1.htm
CORRESP 2020-11-16 https://www.sec.gov/Archives/edgar/data/1823575/000114036120025722/filename1.htm
S-1/A S-1/A 2020-11-16 https://www.sec.gov/Archives/edgar/data/1823575/000114036120025593/nt10014955x5_s1a.htm
S-1/A S-1/A 2020-11-12 https://www.sec.gov/Archives/edgar/data/1823575/000114036120025373/nt10014955x4_s1a.htm
CORRESP 2020-10-15 https://www.sec.gov/Archives/edgar/data/1823575/000114036120023061/filename1.htm
S-1 FORM S-1 2020-10-15 https://www.sec.gov/Archives/edgar/data/1823575/000114036120023056/nt10014955x2_s1.htm
UPLOAD 2020-10-01 https://www.sec.gov/Archives/edgar/data/1823575/000000000020009280/filename1.pdf
DRS 2020-09-09 https://www.sec.gov/Archives/edgar/data/1823575/000114036120020002/filename1.htm