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Haymaker Acquisition Corp. III - HYAC

  • Commons

    $9.73

    +0.00%

    HYAC Vol: 687.0

  • Warrants

    $0.89

    -1.10%

    HYACW Vol: 2.3K

  • Units

    $10.00

    +0.00%

    HYACU Vol: 0.0

Average: 0
Rating Count: 0
You Rated: Not rated

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SPAC Stats

Market Cap: 308.9M
Average Volume: 136.7K
52W Range: $9.56 - $10.10
Weekly %: -0.10%
Monthly %: -0.76%
Inst Owners: 66

Info

Target: Searching
Days Since IPO: 278
Unit composition:
Each unit has an offering price of $10.00 and consists of one share of Class A common stock and one-third of one redeemable warrant
Trust Size: 30000000.0M

🎯Price Targets

Rating

Analyst Firm

Price Target

William Blair

3/07/19

Outperform - $nan

Imperial Capital

12/06/18

Outperform - $14.0

Management

Officers, Directors and Director Nominees.” Since our sponsor, executive officers and directors will lose their entire investment in us if our initial business combination is not completed (other than with respect to public shares they may acquire during or after this offering), a conflict of interest may arise in determining whether a particular business combination target is appropriate for our initial business combination. On July 6, 2020, our sponsor purchased an aggregate of 8,625,000 founder shares in exchange for a capital contribution of $25,000, or approximately $0.003 per share. Prior to the initial investment in the company of $25,000 by the sponsor, the company had no assets, tangible or intangible. The purchase price of the founder 50 Table of Contents shares was determined by dividing the amount of cash contributed to the company by the number of founder shares issued. The number of founder shares outstanding was determined based on the expectation that the total size of this offering would be a maximum of 34,500,000 units if the underwriters’ over-allotment option is exercised in full, and therefore that such founder shares would represent 20% of the outstanding shares after this offering. Up to 1,125,000 of the founder shares will be forfeited depending on the extent to which the underwriters’ over-allotment is exercised. The founder shares will be worthless if we do not complete an initial business combination. In addition, our sponsor has committed to purchase an aggregate of 5,333,333 private placement warrants (or 5,933,333 warrants if the underwriters’ over-allotment option is exercised in full), each exercisable for one share of Class A common stock at $11.50 per share, for an aggregate purchase price of $8,000,000 (or $8,900,000 if the underwriters’ over-allotment option is exercised in full), or $1.50 per warrant, that will also be worthless if we do not complete our initial business combination. The personal and financial interests of our executive officers and directors may influence their motivation in identifying and selecting a target business combination, completing an initial business combination and influencing the operation of the business following the initial business combination. This risk may become more acute as the 24-month anniversary of the closing of this offering nears, which is the deadline for our completion of an initial business combination. Our officers and directors presently have, and any of them in the future may have additional, fiduciary or contractual obligations to other entities and, accordingly, may have conflicts of interest in determining to which entity a particular business opportunity should be presented. Following the completion of this offering and until we consummate our initial business combination, we intend to engage in the business of identifying and combining with one or more businesses. Each of our officers and directors presently has, and any of them in the future may have, additional fiduciary or contractual obligations to other entities pursuant to which such officer or director is or will be required to present a business combination opportunity to such entity. In particular, two of our officers currently serve in officer and director capacities at TMKR, which is searching for a target business in the restaurant, hospitality and related technology and service sectors. Such individuals may simultaneously pursue opportunities for TKMR and for us. Our officers and directors may become officers or directors of any other blank check company prior to completion of our initial business combination. Accordingly, they may have conflicts of interest in determining to which entity a particular business opportunity should be presented. These conflicts may not be resolved in our favor and a potential target business may be presented to another entity prior to its presentation to us. Our amended and restated certificate of incorporation will provide that we renounce our interest in any corporate opportunity offered to any director or officer unless such opportunity is expressly offered to such person solely in his or her capacity as a director or officer of the company and such opportunity is one we are legally and contractually permitted to undertake and would otherwise be reasonable for us to pursue, and to the extent the director or officer is permitted to refer that opportunity to us without violating another legal obligation. For a complete discussion of our executive officers’ and directors’ business affiliations and the potential conflicts of interest that you should be aware of, please see “Management—Officers, Directors and Director Nominees,” “Conflicts of Interest” and “Certain Relationships and Related Party Transactions.” Our executive officers, directors, security holders and their respective affiliates may have competitive pecuniary interests that conflict with our interests. We have not adopted a policy that expressly prohibits our directors, executive officers, security holders or affiliates from having a direct or indirect pecuniary or financial interest in any investment to be acquired or disposed of by us or in any transaction to which we are a party or have an interest. In fact, we may enter into a business combination with a target business that is affiliated with our sponsor, our directors or executive officers, although we do not intend to do so. Nor do we have a policy that expressly prohibits any such persons from engaging for their own account in business activities of the types conducted by us. Accordingly, such persons or entities may have a conflict between their interests and ours. 51 Table of Contents The personal and financial interests of our directors and officers may influence their motivation in timely identifying and selecting a target business and completing a business combination. Consequently, our directors’ and officers’ discretion in identifying and selecting a suitable target business may result in a conflict of interest when determining whether the terms, conditions and timing of a particular business combination are appropriate and in our stockholders’ best interest. If this were the case, it would be a breach of their fiduciary duties to us as a matter of Delaware law and we or our stockholders might have a claim against such individuals for infringing on our stockholders’ rights. However, we might not ultimately be successful in any claim we may make against them for such reason. We may engage in a business combination with one or more target businesses that have relationships with entities that may be affiliated with our sponsor, executive officers, directors or existing holders which may raise potential conflicts of interest. In light of the involvement of our sponsor, executive officers and directors with other entities, we may decide to acquire one or more businesses affiliated with our sponsor, executive officers, directors or existing holders. Our directors also serve as officers and board members for other entities, including, without limitation, those described under “Management—Conflicts of Interest.” Such entities may compete with us for business combination opportunities. Our sponsor, officers and directors are not currently aware of any specific opportunities for us to complete our initial business combination with any entities with which they are affiliated, and there have been no substantive discussions concerning a business combination with any such entity or entities. Although we will not be specifically focusing on, or targeting, any transaction with any affiliated entities, we would pursue such a transaction if we determined that such affiliated entity met our criteria for a business combination as set forth in “Proposed Business—Effecting our Initial Business Combination” and such transaction was approved by a majority of our independent and disinterested directors. Despite our agreement to obtain an opinion from an independent investment banking firm which is a member of FINRA or an independent accounting firm regarding the fairness to our company from a financial point of view of a business combination with one or more domestic or international businesses affiliated with our sponsor, executive officers, directors or existing holders, potential conflicts of interest still may exist and, as a result, the terms of the business combination may not be as advantageous to our public stockholders as they would be absent any conflicts of interest. Our management may not maintain control of a target business after our initial business combination. We cannot provide assurance that, upon loss of control of a target business, new management will possess the skills, qualifications or abilities necessary to profitably operate such business. We may structure our initial business combination so that the post-transaction company in which our public stockholders own shares will own less than 100% of the equity interests or assets of a target business, but we will only complete such business combination if the post-transaction company owns or acquires 50% or more of the outstanding voting securities of the target or otherwise acquires a controlling interest in the target sufficient for us not to be required to register as an investment company under the Investment Company Act. We will not consider any transaction that does not meet such criteria. Even if the post-transaction company owns 50% or more of the voting securities of the target, our stockholders prior to the business combination may collectively own a minority interest in the post business combination company, depending on valuations ascribed to the target and us in the business combination. For example, we could pursue a transaction in which we issue a substantial number of new shares of Class A common stock in exchange for all of the outstanding capital stock of a target. In this case, we would acquire a 100% interest in the target. However, as a result of the issuance of a substantial number of new shares of Class A common stock, our stockholders immediately prior to such transaction could own less than a majority of our outstanding Class A common stock subsequent to such transaction. In addition, other minority stockholders may subsequently combine their holdings resulting in a single person or group obtaining a larger share of the company’s shares than we initially acquired. Accordingly, this may make it more likely that our management will not maintain control of the target business. 52 Table of Contents Risks Relating to Our Securities The securities in which we invest the funds held in the trust account could bear a negative rate of interest, which could reduce the value of the assets held in trust such that the per-share redemption amount received by public shareholders may be less than $10.00 per share. The proceeds held in the trust account will be invested only in U.S. government treasury obligations with a maturity of 185 days or less or in money market funds meeting certain conditions under Rule 2a-7 under the Investment Company Act, which invest only in direct U.S. government treasury obligations. While short-term U.S. government treasury obligations currently yield a positive rate of interest, they have briefly yielded negative interest rates in recent years. Central banks in Europe and Japan pursued interest rates below zero in recent years, and the Open Market Committee of the Federal Reserve has not ruled out the possibility that it may in the future adopt similar policies in the United States. In the event that we are unable to complete our initial business combination or make certain amendments to our amended and restated memorandum and articles of association, our public shareholders are entitled to receive their pro-rata share of the proceeds held in the trust account, plus any interest income, net of taxes paid or payable (less, in the case we are unable to complete our initial business combination, $100,000 of interest). Negative interest rates could reduce the value of the assets held in trust such that the per-share redemption amount received by public shareholders may be less than $10.00 per share. If we are deemed to be an investment company under the Investment Company Act, we may be required to institute burdensome compliance requirements and our activities may be restricted, which may make it difficult for us to complete our initial business combination. If we are deemed to be an investment company under the Investment Company Act, our activities may be restricted, including: • restrictions on the nature of our investments; and • restrictions on the issuance of securities, each of which may make it difficult for us to complete our initial business combination. In addition, we may have imposed upon us burdensome requirements, including: • registration as an investment company with the SEC; • adoption of a specific form of corporate structure; and • reporting, record keeping, voting, proxy and disclosure requirements and other rules and regulations that we are not subject to. In order not to be regulated as an investment company under the Investment Company Act, unless we can qualify for an exclusion, we must ensure that we are engaged primarily in a business other than investing, reinvesting or trading of securities and that our activities do not include investing, reinvesting, owning, holding or trading “investment securities” constituting more than 40% of our assets (exclusive of U.S. government securities and cash items) on an unconsolidated basis. Our business will be to identify and complete a business combination and thereafter to operate the post-transaction business or assets for the long term. We do not plan to buy businesses or assets with a view to resale or profit from their resale. We do not plan to buy unrelated businesses or assets or to be a passive investor. We do not believe that our anticipated principal activities will subject us to the Investment Company Act. To this end, the proceeds held in the trust account may only be invested in United States “government securities” within the meaning of Section 2(a)(16) of the Investment Company Act having a maturity of 185 days or less or in money market funds meeting certain conditions under Rule 2a-7 promulgated under the Investment Company Act which invest only in direct U.S. government treasury obligations. Pursuant to the trust agreement, the trustee is not permitted to invest in other securities or assets. By restricting the investment of the proceeds to these 53 Table of Contents instruments, and by having a business plan targeted at acquiring and growing businesses for the long term (rather than on buying and selling businesses in the manner of a merchant bank or private equity fund), we intend to avoid being deemed an “investment company” within the meaning of the Investment Company Act. This offering is not intended for persons who are seeking a return on investments in government securities or investment securities. The trust account is intended as a holding place for funds pending the earliest to occur of either: (i) the completion of our initial business combination; (ii) the redemption of any public shares properly tendered in connection with a stockholder vote to amend our amended and restated certificate of incorporation to modify the substance or timing of our obligation to redeem 100% of our public shares if we do not complete our initial business combination within 24 months from the closing of this offering; and (iii) absent an initial business combination within 24 months from the closing of this offering or with respect to any other material provisions relating to stockholders’ rights or pre-initial business combination activity, our return of the funds held in the trust account to our public stockholders as part of our redemption of the public shares. If we do not invest the proceeds as discussed above, we may be deemed to be subject to the Investment Company Act. If we were deemed to be subject to the Investment Company Act, compliance with these additional regulatory burdens would require additional expenses for which we have not allotted funds and may hinder our ability to complete a business combination. If we do not complete our initial business combination, our public stockholders may only receive their pro rata portion of the funds in the trust account that are available for distribution to public stockholders, and our warrants will expire worthless. If we seek stockholder approval of our initial business combination and we do not conduct redemptions pursuant to the tender offer rules, and if you or a “group” of stockholders are deemed to hold in excess of 15% of our Class A common stock, you will lose the ability to redeem all such shares in excess of 15% of our Class A common stock. If we seek stockholder approval of our initial business combination and we do not conduct redemptions in connection with our initial business combination pursuant to the tender offer rules, our amended and restated certificate of incorporation provides that a public stockholder, together with any affiliate of such stockholder or any other person with whom such stockholder is acting in concert or as a “group” (as defined under Section 13 of the Exchange Act), will be restricted from seeking redemption rights with respect to more than an aggregate of 15% of the shares sold in this offering without our prior consent, which we refer to as the “Excess Shares.” However, we would not be restricting our stockholders’ ability to vote all of their shares (including Excess Shares) for or against our initial business combination. Your inability to redeem the Excess Shares will reduce your influence over our ability to complete our initial business combination and you could suffer a material loss on your investment in us if you sell Excess Shares in open market transactions. Additionally, you will not receive redemption distributions with respect to the Excess Shares if we complete our initial business combination. And as a result, you will continue to hold that number of shares exceeding 15% and, in order to dispose of such shares, would be required to sell your shares in open market transactions, potentially at a loss. Nasdaq may delist our securities from trading on its exchange, which could limit investors’ ability to make transactions in our securities and subject us to additional trading restrictions. We have applied to have our units listed on Nasdaq on or promptly after the date of this prospectus and our Class A common stock and warrants on or promptly after their date of separation. We cannot guarantee that our securities will be approved for listing on Nasdaq. Although after giving effect to this offering we expect to meet, on a pro forma basis, the minimum initial listing standards set forth in Nasdaq listing standards, we cannot assure you that our securities will be, or will continue to be, listed on Nasdaq in the future or prior to our initial business combination. In order to continue listing our securities on Nasdaq prior to our initial business combination, we must maintain certain financial, distribution and share price levels. Generally, we must maintain a minimum average global market capitalization and a minimum number of holders of our securities. Additionally, in connection with our initial business combination, we will be required to demonstrate compliance with Nasdaq’s initial listing requirements, which are more rigorous than Nasdaq’s continued listing requirements, in order to continue to maintain the listing of our securities on Nasdaq. For instance, our share price would generally be 54 Table of Contents required to be at least $4.00 per share, our stockholde

Holder Stats

1 0
% of Shares Held by All Insider 0.00%
% of Shares Held by Institutions 44.64%
% of Float Held by Institutions 44.64%
Number of Institutions Holding Shares 66

Mutual Fund Holders

Holder Shares Date Reported Value % Out
Special Opportunities Fd 106084 2021-09-29 1032727 0.33
AQR Funds-AQR Diversified Arbitrage Fd 83144 2021-06-29 804418 0.26
High Income Securities Fund 45464 2021-08-30 439182 0.13999999999999999
Saba Capital Income & Opportunities Fd 6535 2021-08-30 63128 0.02
Frank Fds-Camelot Event Driven Fd 4580 2021-06-29 44311 0.01

Institutional Holders

Reporting Date Hedge Fund Shares Held Market Value % of Portfolio Quarterly Change in Shares Ownership in Company
2021-11-16 Schonfeld Strategic Advisors LLC 38,254 $370,000 0.0% +13.4% 0.382%
2021-11-16 Millennium Management LLC 865,237 $8,420,000 0.0% +112.4% 8.635%
2021-11-16 Citadel Advisors LLC 101,885 $990,000 0.0% 0 1.017%
2021-11-16 CNH Partners LLC 166,196 $1,620,000 0.0% +40.8% 1.659%
2021-11-15 Berkley W R Corp 109,353 $1,070,000 0.1% +68.6% 1.091%
2021-11-15 Marshall Wace LLP 941,914 $9,170,000 0.0% +5.6% 9.400%
2021-11-15 Caas Capital Management LP 91,511 $890,000 0.0% 0 0.913%
2021-11-15 Dark Forest Capital Management LP 100,000 $970,000 0.3% 0 0.998%
2021-11-12 Periscope Capital Inc. 549,200 $5,350,000 0.2% 0 5.481%
2021-11-12 Weiss Asset Management LP 243,035 $2,370,000 0.1% 0 2.425%
2021-11-12 Wolverine Asset Management LLC 18,667 $180,000 0.0% 0 0.186%
2021-11-12 Hsbc Holdings PLC 328,100 $3,200,000 0.0% 0 3.274%
2021-11-12 Bulldog Investors LLP 676,303 $6,580,000 1.9% -0.8% 6.750%
2021-11-12 Magnetar Financial LLC 10,320 $100,000 0.0% 0 0.103%
2021-11-09 Monashee Investment Management LLC 247,659 $2,410,000 0.4% -50.5% 2.472%
2021-09-10 HBK Investments L P 164,656 $1,590,000 0.0% 0 1.643%
2021-08-25 Marshall Wace LLP 891,608 $8,660,000 0.0% 0 8.898%
2021-08-20 Jefferies Group LLC 1,000,000 $9,710,000 0.1% 0 9.980%
2021-08-17 Woodline Partners LP 150,000 $1,450,000 0.0% 0 1.497%
2021-08-17 Millennium Management LLC 407,289 $3,940,000 0.0% 0 4.065%
2021-08-17 683 Capital Management LLC 238,568 $2,310,000 0.1% 0 2.381%
2021-08-16 Whitebox Advisors LLC 100,000 $970,000 0.0% 0 0.998%
2021-08-16 CNH Partners LLC 117,996 $1,150,000 0.0% 0 1.178%
2021-08-16 Owl Creek Asset Management L.P. 390,000 $3,770,000 0.2% 0 3.892%
2021-08-16 Bank of America Corp DE 100,000 $970,000 0.0% 0 0.998%
2021-08-16 LMR Partners LLP 125,000 $1,210,000 0.0% 0 1.248%
2021-08-16 Berkley W R Corp 64,844 $630,000 0.1% 0 0.647%
2021-08-16 Fir Tree Capital Management LP 146,000 $1,420,000 0.1% 0 1.457%
2021-08-16 Security Benefit Life Insurance Co. KS 140,000 $1,360,000 0.1% 0 1.397%
2021-08-16 Seaport Global Asset Management LLC 6,000 $58,000 0.1% 0 0.060%
2021-08-16 Schonfeld Strategic Advisors LLC 33,746 $330,000 0.0% 0 0.337%
2021-08-16 Jefferies Group LLC 1,000,000 $9,710,000 0.1% 0 9.980%
2021-08-16 HBK Investments L P 164,656 $1,590,000 0.0% 0 1.643%
2021-08-16 Radcliffe Capital Management L.P. 500,000 $4,840,000 0.2% 0 4.990%
2021-08-16 Goldman Sachs Group Inc. 624,360 $6,040,000 0.0% 0 6.231%
2021-08-13 EJF Capital LLC 23,936 $230,000 0.0% 0 0.239%
2021-08-13 Ancora Advisors LLC 5,675 $55,000 0.0% 0 0.057%
2021-08-13 RP Investment Advisors LP 378,415 $3,660,000 0.5% 0 3.777%
2021-08-13 Basso Capital Management L.P. 91,057 $880,000 0.1% 0 0.909%
2021-08-13 PEAK6 Investments LLC 39,992 $390,000 0.0% 0 0.399%
2021-08-13 Spring Creek Capital LLC 200,000 $1,940,000 0.1% 0 1.996%
2021-08-13 Qube Research & Technologies Ltd 17,386 $170,000 0.0% 0 0.174%
2021-08-13 Bulldog Investors LLP 681,474 $6,590,000 1.8% 0 6.801%
2021-08-13 OMERS ADMINISTRATION Corp 60,000 $580,000 0.0% 0 0.599%
2021-08-12 Monashee Investment Management LLC 499,996 $4,840,000 0.6% 0 4.990%
2021-08-11 Picton Mahoney Asset Management 300,000 $2,900,000 0.1% 0 2.994%
2021-08-11 CVI Holdings LLC 100,000 $970,000 0.1% 0 0.998%
2021-08-06 Segantii Capital Management Ltd 50,000 $490,000 0.0% 0 0.499%
2021-08-06 PNC Financial Services Group Inc. 100,000 $970,000 0.0% 0 0.998%
2021-08-02 Dakota Wealth Management 13,100 $130,000 0.0% 0 0.131%
2021-08-01 Dupont Capital Management Corp 28,000 $270,000 0.0% 0 0.279%
2020-11-20 Fort Baker Capital Management LP 1,462,804 $14,630,000 5.3% 0 2.926%
2020-11-16 Rivernorth Capital Management LLC 96,902 $970,000 0.1% 0 0.194%
2020-11-16 Context Capital Management LLC 100,000 $1,000,000 0.2% 0 0.200%
2020-11-16 TIG Advisors LLC 1,245,714 $12,460,000 0.7% 0 2.491%
2020-11-16 TENOR CAPITAL MANAGEMENT Co. L.P. 350,000 $3,500,000 0.1% +1,650.0% 0.700%
2020-11-16 Boothbay Fund Management LLC 150,000 $1,500,000 0.1% 0 0.300%
2020-11-16 Vivaldi Capital Management LLC 75,690 $760,000 0.2% 0 0.151%
2020-11-13 One68 Global Capital LLC 24,740 $250,000 0.7% 0 0.049%
2020-11-13 Glazer Capital LLC 3,218,433 $32,180,000 1.6% +2,651.0% 6.437%
2020-11-13 Omni Partners LLP 1,357,510 $13,580,000 1.0% -6.8% 2.715%
2020-11-12 JPMorgan Chase & Co. 688,949 $6,890,000 0.0% +2,018.3% 1.378%
2020-11-12 Arrowstreet Capital Limited Partnership 136,125 $1,360,000 0.0% 0 0.272%
2020-11-05 California Public Employees Retirement System 83,900 $840,000 0.0% +16.2% 0.168%
2020-11-02 Picton Mahoney Asset Management 799,998 $8,000,000 0.4% +14.3% 1.600%
2020-11-02 Periscope Capital Inc. 1,749,850 $17,500,000 1.2% +28.4% 3.500%
2020-10-26 Mizuho Securities USA LLC 443,379 $4,430,000 0.3% 0 0.887%
2020-10-26 Alberta Investment Management Corp 1,553,499 $15,540,000 0.2% +12.7% 3.107%
2020-10-09 FNY Investment Advisers LLC 61,552 $620,000 0.3% -33.1% 0.123%
2020-09-14 Linden Advisors LP 991,004 $10,260,000 0.1% -16.3% 1.982%
2020-08-17 CNH Partners LLC 145,000 $1,500,000 0.1% -85.5% 0.290%
2020-08-14 Captrust Financial Advisors 8,339 $86,000 0.0% 0 0.017%
2020-08-14 Highland Capital Management Fund Advisors L.P. 39,330 $410,000 0.1% +68.9% 0.079%
2020-08-14 Glazer Capital LLC 116,990 $1,210,000 0.1% -9.3% 0.234%
2020-08-14 Verition Fund Management LLC 98,355 $1,020,000 0.0% 0 0.197%
2020-08-14 Jefferies Group LLC 133,392 $1,380,000 0.0% 0 0.267%
2020-08-12 Hudson Bay Capital Management LP 2,217,162 $22,950,000 0.4% +63.7% 4.434%
2020-08-12 California Public Employees Retirement System 72,200 $750,000 0.0% +261.0% 0.144%
2020-08-11 Periscope Capital Inc. 1,362,350 $14,100,000 1.3% +174.2% 2.725%
2020-08-11 Kepos Capital LP 1,700,000 $17,600,000 2.3% -0.5% 3.400%
2020-08-06 Mint Tower Capital Management B.V. 150,500 $1,650,000 0.2% 0 0.301%
2020-08-05 Picton Mahoney Asset Management 699,998 $7,250,000 0.4% +40.0% 1.400%
2020-08-03 K.J. Harrison & Partners Inc 12,500 $130,000 0.0% 0 0.025%
2020-07-22 LH Capital Markets LLC 500,000 $5,180,000 0.5% 0 1.000%
2020-07-10 FNY Investment Advisers LLC 92,042 $950,000 0.6% +127.3% 0.184%
2020-06-08 HGC Investment Management Inc. 3,449,841 $33,770,000 5.8% -0.8% 6.900%
2020-05-23 Sage Rock Capital Management LP 783,600 $7,670,000 3.2% -51.7% 1.567%
2020-05-18 Polar Asset Management Partners Inc. 747,499 $7,320,000 0.1% 0 1.495%
2020-05-15 CNH Partners LLC 999,999 $9,790,000 0.3% -50.0% 2.000%
2020-05-15 Omni Partners LLP 1,598,592 $15,650,000 1.4% 0 3.197%
2020-05-15 Paloma Partners Management Co 25,000 $250,000 0.0% 0 0.050%
2020-05-15 Basso Capital Management L.P. 21,282 $210,000 0.0% 0 0.043%
2020-05-15 Driehaus Capital Management LLC 725,000 $7,100,000 0.2% 0 1.450%
2020-05-15 Magnetar Financial LLC 103,067 $1,010,000 0.0% 0 0.206%
2020-05-15 Linden Advisors LP 1,184,304 $11,600,000 0.2% -62.2% 2.369%
2020-05-15 Apollo Management Holdings L.P. 50,000 $490,000 0.0% 0 0.100%
2020-05-15 Radcliffe Capital Management L.P. 600,000 $5,870,000 1.1% 0 1.200%
2020-05-14 Periscope Capital Inc. 496,800 $4,870,000 0.6% +11.2% 0.994%
2020-05-14 Glazer Capital LLC 128,986 $1,260,000 0.1% +315.0% 0.258%
2020-05-14 Deutsche Bank AG 465,859 $4,560,000 0.0% +182.6% 0.932%

SEC Filings

Form Type Form Description Filing Date Document Link
10-Q/A FORM 10-Q/A 2021-11-29 https://www.sec.gov/Archives/edgar/data/1819253/000119312521342432/d237723d10qa.htm
10-Q FORM 10-Q 2021-11-24 https://www.sec.gov/Archives/edgar/data/1819253/000119312521340509/d237723d10q.htm
8-K 8-K 2021-11-18 https://www.sec.gov/Archives/edgar/data/1819253/000119312521334007/d184338d8k.htm
NT 10-Q NT 10-Q 2021-11-15 https://www.sec.gov/Archives/edgar/data/1819253/000119312521329952/d251532dnt10q.htm
10-Q 10-Q 2021-08-17 https://www.sec.gov/Archives/edgar/data/1819253/000119312521249118/d608860d10q.htm
NT 10-Q NT 10-Q 2021-08-16 https://www.sec.gov/Archives/edgar/data/1819253/000119312521247933/d214622dnt10q.htm
10-Q 10-Q 2021-05-20 https://www.sec.gov/Archives/edgar/data/1819253/000119312521167790/d282368d10q.htm
NT 10-Q NT 10-Q 2021-05-17 https://www.sec.gov/Archives/edgar/data/1819253/000119312521163953/d157073dnt10q.htm
8-K FORM 8-K 2021-05-17 https://www.sec.gov/Archives/edgar/data/1819253/000119312521163628/d53933d8k.htm
8-K 8-K 2021-04-19 https://www.sec.gov/Archives/edgar/data/1819253/000119312521121275/d175259d8k.htm
SC 13G 2021-03-11 https://www.sec.gov/Archives/edgar/data/1819253/000089534521000286/ff186707-sc13g_northerstar.htm
8-K 8-K 2021-03-11 https://www.sec.gov/Archives/edgar/data/1819253/000119312521076708/d121914d8k.htm
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4 FORM 4 SUBMISSION 2021-03-09 https://www.sec.gov/Archives/edgar/data/1819253/000089924321010725/xslF345X03/doc4.xml
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8-K 8-K 2021-03-05 https://www.sec.gov/Archives/edgar/data/1819253/000119312521071532/d97629d8k.htm
424B4 424B4 2021-03-03 https://www.sec.gov/Archives/edgar/data/1819253/000119312521067821/d944856d424b4.htm
EFFECT 2021-03-01 https://www.sec.gov/Archives/edgar/data/1819253/999999999521000785/xslEFFECTX01/primary_doc.xml
3 FORM 3 SUBMISSION 2021-03-01 https://www.sec.gov/Archives/edgar/data/1819253/000089924321008643/xslF345X02/doc3.xml
3 FORM 3 SUBMISSION 2021-03-01 https://www.sec.gov/Archives/edgar/data/1819253/000089924321008635/xslF345X02/doc3.xml
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3 FORM 3 SUBMISSION 2021-03-01 https://www.sec.gov/Archives/edgar/data/1819253/000089924321008630/xslF345X02/doc3.xml
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CERT 2021-03-01 https://www.sec.gov/Archives/edgar/data/1819253/000135445721000286/8A_Cert_HYAC.pdf
8-A12B 8-A12B 2021-02-26 https://www.sec.gov/Archives/edgar/data/1819253/000119312521060865/d469767d8a12b.htm
CORRESP 2021-02-25 https://www.sec.gov/Archives/edgar/data/1819253/000119312521057005/filename1.htm
CORRESP 2021-02-25 https://www.sec.gov/Archives/edgar/data/1819253/000119312521056963/filename1.htm
S-1/A S-1/A 2021-02-22 https://www.sec.gov/Archives/edgar/data/1819253/000119312521050985/d944856ds1a.htm
S-1/A S-1/A 2021-02-22 https://www.sec.gov/Archives/edgar/data/1819253/000119312521049386/d944856ds1a.htm
S-1 S-1 2021-02-12 https://www.sec.gov/Archives/edgar/data/1819253/000119312521038976/d944856ds1.htm
CORRESP 2021-02-11 https://www.sec.gov/Archives/edgar/data/1819253/000119312521038980/filename1.htm
UPLOAD 2021-02-10 https://www.sec.gov/Archives/edgar/data/1819253/000000000021001719/filename1.pdf
DRS/A 2021-01-25 https://www.sec.gov/Archives/edgar/data/1819253/000095012321000569/filename1.htm
DRS 2020-08-06 https://www.sec.gov/Archives/edgar/data/1819253/000095012320007777/filename1.htm