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WinVest Acquisition Corp. - WINV

  • Commons

    $10.75

    +0.00%

    WINV Vol: 0.0

  • Warrants

    $0.03

    +0.00%

    WINVW Vol: 0.0

  • Units

    $10.80

    +0.00%

    WINVU Vol: 0.0

Average: 0
Rating Count: 0
You Rated: Not rated

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SPAC Stats

Market Cap: 51.7M
Average Volume: 3.9K
52W Range: $9.93 - $10.90
Weekly %: +1.02%
Monthly %: +1.21%
Inst Owners: 11

Info

Target: Searching
Days Since IPO: 645
Unit composition:
Each unit has an offering price of $10.00 and consists of one share of common stock, one right and one redeemable warrant
Trust Size: 10000000.0M

🕵Stocktwit Mentions

Last10K posted at 2023-06-16T21:22:26Z

$WINV just filed with the SEC a New Agreement, a New Financial Obligation, a Unregistered Sales, a Bylaw Change, a Vote of Security Holders, a Regulated Disclosure and a Financial Exhibit https://last10k.com/sec-filings/winv/0001493152-23-021710.htm?utm_source=stocktwits&utm_medium=forum&utm_campaign=8K&utm_term=winv

EarningsInsider posted at 2023-06-16T21:20:45Z

WinVest Acquisition Corp. Files SEC Form 8-K $WINV https://www.marketbeat.com/stocks/NASDAQ/WINV/sec-filings/

Quantisnow posted at 2023-06-16T21:18:33Z

$WINV 📜 WinVest Acquisition Corp. filed SEC Form 8-K: Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation, Unregistered Sales of Equity Securities, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Submission of Matters to a Vote of Security Holders, Regulation FD Disclosure, Financial Statements and Exhibits https://quantisnow.com/i/4654426?utm_source=stocktwits This and other insights appear 45 seconds early at 💪 https://quantisnow.com/feed 💪

risenhoover posted at 2023-06-16T21:18:22Z

$WINV / WinVest Acquisition files form 8-K - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2023 WINVEST ACQ https://fintel.io/sf/us/winv?utm_source=stocktwits.com&utm_medium=referral&utm_campaign=filing

STCKPRO posted at 2023-06-16T21:12:35Z

$WINV NEW ARTICLE : WinVest Acquisition Corp. Announces Extension of Termination Date and Additional Contribution to Trust Account to Extend Termination Date https://www.stck.pro/news/WINV/53276919/

fla posted at 2023-06-16T21:08:38Z

$WINV [15s. delayed]: Issued Press Release on June 16, 17:07:00: WinVest Acquisition Corp. Announces Extension of Termination Date and Add https://s.flashalert.me/ZSpFMW

Quantisnow posted at 2023-06-16T21:07:47Z

$WINV 📰 WinVest Acquisition Corp. Announces Extension of Termination Date and Additional Contribution to Trust Account to Extend Termination Date https://quantisnow.com/i/4654311?utm_source=stocktwits 45 seconds delayed.

Stock_Titan posted at 2023-06-16T21:07:10Z

$WINV $WINVU WinVest Acquisition Corp. Announces Extension of Termination Date and Additional Contribution to Trust Account to Extend Termination Date https://www.stocktitan.net/news/WINV/win-vest-acquisition-corp-announces-extension-of-termination-date-8xud558bemjl.html

johnnyutah007 posted at 2023-06-16T02:28:22Z

$WINV impressive... 0 watchers on this one.

EarningsInsider posted at 2023-05-22T13:50:31Z

WinVest Acquisition Corp. Files SEC Form 10-Q $WINV https://www.marketbeat.com/stocks/NASDAQ/WINV/sec-filings/

Last10K posted at 2023-05-22T13:41:04Z

$WINV just filed a 10-Q Quarterly Report with 5 financial statements and 23 disclosures. Access them all or just read their earnings: https://last10k.com/sec-filings/winv/0001493152-23-018472.htm?utm_source=stocktwits&utm_medium=forum&utm_campaign=10KQ2040F&utm_term=winv

Quantisnow posted at 2023-05-22T13:40:40Z

$WINV 📜 SEC Form 10-Q filed by WinVest Acquisition Corp. https://quantisnow.com/i/4537766?utm_source=stocktwits 45 seconds delayed.

risenhoover posted at 2023-05-22T13:40:23Z

$WINV / WinVest Acquisition files form 10-Q https://fintel.io/sf/us/winv?utm_source=stocktwits.com&utm_medium=referral&utm_campaign=filing

Quantisnow posted at 2023-05-19T13:01:48Z

$WINV 📜 SEC Form DEFR14A filed by WinVest Acquisition Corp. https://quantisnow.com/i/4530903?utm_source=stocktwits 45 seconds delayed.

Quantisnow posted at 2023-05-17T21:06:25Z

$WINV 📜 SEC Form DEF 14A filed by WinVest Acquisition Corp. https://quantisnow.com/i/4522411?utm_source=stocktwits 45 seconds delayed.

risenhoover posted at 2023-05-17T21:06:21Z

$WINV / WinVest Acquisition files form DEF 14A https://fintel.io/sf/us/winv?utm_source=stocktwits.com&utm_medium=referral&utm_campaign=filing

risenhoover posted at 2023-05-16T21:35:27Z

$WINV / WinVest Acquisition files form NT 10-Q https://fintel.io/sf/us/winv?utm_source=stocktwits.com&utm_medium=referral&utm_campaign=filing

risenhoover posted at 2023-05-16T21:34:14Z

$WINV / WinVest Acquisition files form PRER14A https://fintel.io/sf/us/winv?utm_source=stocktwits.com&utm_medium=referral&utm_campaign=filing

Quantisnow posted at 2023-05-16T21:23:38Z

$WINV 📜 SEC Form PRER14A filed by WinVest Acquisition Corp. https://quantisnow.com/i/4516100?utm_source=stocktwits 45 seconds delayed.

Quantisnow posted at 2023-05-16T20:31:59Z

$WINV 📜 SEC Form NT 10-Q filed by WinVest Acquisition Corp. https://quantisnow.com/i/4515348?utm_source=stocktwits 45 seconds delayed.

Last10K posted at 2023-05-12T22:43:25Z

$WINV just filed with the SEC a Regulated Disclosure and a Financial Exhibit https://last10k.com/sec-filings/winv/0001493152-23-016698.htm?utm_source=stocktwits&utm_medium=forum&utm_campaign=8K&utm_term=winv

risenhoover posted at 2023-05-12T20:45:49Z

$WINV / WinVest Acquisition files form 8-K - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2023 WINVEST ACQU https://fintel.io/sf/us/winv?utm_source=stocktwits.com&utm_medium=referral&utm_campaign=filing

Quantisnow posted at 2023-05-12T20:45:18Z

$WINV 📜 WinVest Acquisition Corp. filed SEC Form 8-K: Regulation FD Disclosure, Financial Statements and Exhibits https://quantisnow.com/i/4497511?utm_source=stocktwits 45 seconds delayed.

STCKPRO posted at 2023-05-12T20:27:21Z

$WINV NEW ARTICLE : WinVest Acquisition Corp. Announces Extension of Termination Date https://www.stck.pro/news/WINV/49946931/

fla posted at 2023-05-12T20:24:11Z

$WINV [15s. delayed]: Issued Press Release on May 12, 16:23:00: WinVest Acquisition Corp. Announces Extension of Termination Date https://s.flashalert.me/zsSXjf

Quantisnow posted at 2023-05-12T20:23:46Z

$WINV 📰 WinVest Acquisition Corp. Announces Extension of Termination Date https://quantisnow.com/i/4497059?utm_source=stocktwits 45 seconds delayed.

Stock_Titan posted at 2023-05-12T20:23:10Z

$WINV $WINVU WinVest Acquisition Corp. Announces Extension of Termination Date https://www.stocktitan.net/news/WINV/win-vest-acquisition-corp-announces-extension-of-termination-epsvbvrrhxon.html

Quantisnow posted at 2023-05-05T20:07:05Z

$WINV 📜 SEC Form PRE 14A filed by WinVest Acquisition Corp. https://quantisnow.com/i/4455864?utm_source=stocktwits 45 seconds delayed.

risenhoover posted at 2023-05-05T20:06:20Z

$WINV / WinVest Acquisition files form PRE 14A https://fintel.io/sf/us/winv?utm_source=stocktwits.com&utm_medium=referral&utm_campaign=filing

Last10K posted at 2023-04-18T12:36:56Z

$WINV just filed with the SEC a New Financial Obligation and a Financial Exhibit https://last10k.com/sec-filings/winv/0001493152-23-012719.htm?utm_source=stocktwits&utm_medium=forum&utm_campaign=8K&utm_term=winv

Management

Officers and Directors Upon the consummation of this offering, our board of directors will have nine members, six of whom will be deemed “independent” under SEC and Nasdaq rules. We may not hold an annual meeting of stockholders until after we consummate our initial business combination. Our officers are appointed by the board of directors and serve at the discretion of the board of directors, rather than for specific terms of office. Our board of directors is authorized to appoint persons to the offices set forth in our bylaws as it deems appropriate. Our bylaws provide that our directors may consist of a chairman of the board, and that our officers may consist of chief executive officer, president, chief financial officer, executive vice president(s), vice president(s), secretary, treasurer and such other officers as may be determined by the board of directors. 75 Executive Compensation No executive officer has received any cash compensation for services rendered to us. No compensation of any kind, including finders, consulting or other similar fees, will be paid to any of our existing stockholders, including our directors, or any of their respective affiliates, prior to, or for any services they render in order to effectuate, the consummation of a business combination. However, such individuals will be reimbursed for any out-of-pocket expenses incurred in connection with activities on our behalf such as identifying potential target businesses and performing due diligence on suitable business combinations. There is no limit on the amount of these out-of-pocket expenses and there will be no review of the reasonableness of the expenses by anyone other than our board of directors and audit committee, which includes persons who may seek reimbursement, or a court of competent jurisdiction if such reimbursement is challenged. After the completion of our initial business combination, directors or members of our management team who remain with us may be paid consulting, management or other fees from the combined company. All of these fees will be fully disclosed to stockholders, to the extent then known, in the tender offer materials or proxy solicitation materials furnished to our stockholders in connection with a proposed business combination. It is unlikely the amount of such compensation will be known at the time, because the directors of the post-combination business will be responsible for determining executive officer and director compensation. Any compensation to be paid to our executive officers will be determined by a compensation committee constituted solely of independent directors. We do not intend to take any action to ensure that members of our management team maintain their positions with us after the consummation of our initial business combination, although it is possible that some or all of our executive officers and directors may negotiate employment or consulting arrangements to remain with us after the initial business combination. The existence or terms of any such employment or consulting arrangements to retain their positions with us may influence our management’s motivation in identifying or selecting a target business but we do not believe that the ability of our management to remain with us after the consummation of our initial business combination will be a determining factor in our decision to proceed with any potential business combination. We are not party to any agreements with our executive officers and directors that provide for benefits upon termination of employment. Director Independence Nasdaq requires that a majority of our board must be composed of “independent directors.” Currently, Messrs. Kramer, Mendoza, McGowan, Pentland and Schmidt and Ms. Zesiger would each be considered an “independent director” under the Nasdaq listing rules, which is defined generally as a person other than an officer or employee of the company or its subsidiaries or any other individual having a relationship, which, in the opinion of the company’s board of directors would interfere with the director’s exercise of independent judgment in carrying out the responsibilities of a director. Our independent directors will have regularly scheduled meetings at which only independent directors are present. We will only enter into a business combination if it is approved by a majority of our independent directors. Additionally, we will only enter into transactions with our officers and directors and their respective affiliates that are on terms no less favorable to us than could be obtained from independent parties. Any related-party transactions must also be approved by our audit committee and a majority of disinterested independent directors. Committees of the Board of Directors Upon the effectiveness of the registration statement of which this prospectus forms a part, our board of directors will have two standing committees: an audit committee and a compensation committee. Subject to phase-in rules and a limited exception, the rules of Nasdaq and Rule 10A of the Exchange Act require that the audit committee of a listed company be comprised solely of independent directors. Subject to phase-in rules and a limited exception, the rules of Nasdaq require that the compensation committee of a listed company be comprised solely of independent directors. Audit Committee Under the Nasdaq listing standards and applicable SEC rules, we are required to have at least three members of the audit committee, all of whom must be independent. Effective as of the date of this prospectus, we will establish an audit committee of the board of directors, which will consist of Messrs. McGowan and Mendoza and Ms. Zesiger, each of whom is an independent director under Nasdaq’s listing standards. Mr. McGowan is the Chairperson of the audit committee. Each member of the audit committee is financially literate, and our board of directors has determined that Mr. McGowan qualifies as an “audit committee financial expert” as defined in applicable SEC rules. The audit committee’s duties, which are specified in our Audit Committee Charter, include, but are not limited to: ●reviewing and discussing with management and the independent auditor the annual audited financial statements, and recommending to the board whether the audited financial statements should be included in our Form 10-K; 76 ●discussing with management and the independent auditor significant financial reporting issues and judgments made in connection with the preparation of our financial statements; ●discussing with management major risk assessment and risk management policies; ●monitoring the independence of the independent auditor; ●verifying the rotation of the lead (or coordinating) audit partner having primary responsibility for the audit and the audit partner responsible for reviewing the audit as required by law; ●reviewing and approving all related-party transactions; ●inquiring and discussing with management our compliance with applicable laws and regulations; ●pre-approving all audit services and permitted non-audit services to be performed by our independent auditor, including the fees and terms of the services to be performed; ●appointing or replacing the independent auditor; ●determining the compensation and oversight of the work of the independent auditor (including resolution of disagreements between management and the independent auditor regarding financial reporting) for the purpose of preparing or issuing an audit report or related work; ●establishing procedures for the receipt, retention and treatment of complaints received by us regarding accounting, internal accounting controls or reports which raise material issues regarding our financial statements or accounting policies; and ●approving reimbursement of expenses incurred by our management team in identifying potential target businesses. Compensation Committee Effective as of the date of this prospectus, we will establish a compensation committee of the board of directors, which will consist of Messrs. McGowan and Mendoza, each of whom is an independent director under Nasdaq’s listing standards. Mr. Mendoza is the Chairperson of the compensation committee. The compensation committee’s duties, which are specified in our Compensation Committee Charter, include, but are not limited to: ●reviewing and approving the compensation (if any) of all of our executive officers; ●reviewing our executive compensation policies and plans; ●implementing and administering our incentive compensation equity-based remuneration plans; ●assisting management in complying with our proxy statement and annual report disclosure requirements; ●approving all special perquisites, special cash payments and other special compensation and benefit arrangements for our executive officers and employees; ●producing a report on executive compensation to be included in our annual proxy statement; and ●reviewing, evaluating and recommending changes, if appropriate, to the remuneration for directors. The charter will also provide that the compensation committee may, in its sole discretion, retain or obtain the advice of a compensation consultant, legal counsel or other adviser and will be directly responsible for the appointment, compensation and oversight of the work of any such adviser. However, before engaging or receiving advice from a compensation consultant, external legal counsel or any other adviser, the compensation committee will consider the independence of each such adviser, including the factors required by Nasdaq and the SEC. Director Nominations We do not have a standing nominating committee, though we intend to form a corporate governance and nominating committee as and when required to do so by law or Nasdaq rules. In accordance with Rule 5605 of the Nasdaq rules, a majority of the independent directors may recommend a director nominee for selection by the board of directors. The board of directors believes that the independent directors can satisfactorily carry out the responsibility of properly selecting or approving director nominees without the formation of a standing nominating committee. The directors who will participate in the consideration and recommendation of director nominees will be exclusively comprised of our independent directors, in accordance with Rule 5605 of the Nasdaq rules. As there is no standing nominating committee, we do not have a nominating committee charter in place. 77 The board of directors will also consider director candidates recommended for nomination by our stockholders during such times as they are seeking proposed nominees to stand for election at the next annual meeting of stockholders (or, if applicable, a special meeting of stockholders). Our stockholders that wish to nominate a director for election to our board of directors should follow the procedures set forth in our bylaws. We have not formally established any specific, minimum qualifications that must be met or skills that are necessary for directors to possess. In general, in identifying and evaluating nominees for director, the board of directors considers educational background, diversity of professional experience, knowledge of our business, integrity, professional reputation, independence, wisdom, and the ability to represent the best interests of our stockholders. Code of Ethics Effective upon consummation of this offering, we will adopt a code of ethics that applies to all of our executive officers, directors and employees. The code of ethics codifies the business and ethical principles that govern all aspects of our business. Conflicts of Interest Investors should be aware of the following potential conflicts of interest: ●None of our officers and directors is required to commit their full time to our affairs and, accordingly, they may have conflicts of interest in allocating their time among various business activities. ●In the course of their other business activities, our officers and directors may become aware of investment and business opportunities which may be appropriate for presentation to our company as well as the other entities with which they are affiliated. Our officers and directors may have conflicts of interest in determining to which entity a particular business opportunity should be presented. ●Our officers and directors may in the future become affiliated with entities, including other blank check companies, engaged in business activities similar to those intended to be conducted by our company. ●Unless we consummate our initial business combination, our officers, directors, insiders and advisory board members will not receive reimbursement for any out-of-pocket expenses incurred by them to the extent that such expenses exceed the amount of available proceeds not deposited in the trust account and the amount of interest income from the trust account that may be released to us as working capital. ●The insider shares beneficially owned by our officers and directors will be released from escrow only if our initial business combination is successfully completed. Additionally, if we are unable to complete an initial business combination within the required time frame, our officers and directors will not be entitled to receive any amounts held in the trust account with respect to any of their insider shares. For the foregoing reasons, our board may have a conflict of interest in determining whether a particular target business is an appropriate business with which to effect our initial business combination. In general, officers and directors of a corporation incorporated under the laws of the State of Delaware are required to present business opportunities to a corporation if: ●the corporation could financially undertake the opportunity; ●the opportunity is within the corporation’s line of business; and ●it would not be fair to the corporation and its stockholders for the opportunity not to be brought to the attention of the corporation. Accordingly, as a result of multiple business affiliations, our officers and directors may have similar legal obligations relating to presenting business opportunities meeting the above-listed criteria to multiple entities. Furthermore, our amended and restated certificate of incorporation will provide that the doctrine of corporate opportunity will not apply with respect to any of our officers or directors in circumstances where the application of the doctrine would conflict with any fiduciary duties or contractual obligations they may have. In order to minimize potential conflicts of interest which may arise from multiple affiliations, our officers and directors (other than our independent directors) have agreed to present to us for our consideration, prior to presentation to any other person or entity, any suitable opportunity to acquire a target business, until the earlier of: (1) our consummation of an initial business combination and (2) 15 months from the date of this prospectus (or up to 21 months from the date of this prospectus if we extend the period of time to consummate a business combination). This agreement is, however, subject to any pre-existing fiduciary and contractual obligations such officer or director may from time to time have to another entity. Accordingly, if any of them becomes aware of a business combination opportunity which is suitable for an entity to which he or she has pre-existing fiduciary or contractual obligations, he or she will honor his or her fiduciary or contractual obligations to present such business combination opportunity to such entity, and only present it to us if such entity rejects the opportunity. We do not believe, however, that the pre-existing fiduciary duties or contractual obligations of our officers and directors will materially undermine our ability to complete our business combination because in most cases the affiliated companies are closely held entities controlled by the officer or director or the nature of the affiliated company’s business is such that it is unlikely that a conflict will arise. 78 The following table summarizes the current pre-existing fiduciary or contractual obligations of our officers, directors and director nominees: Name of Individual Name of Affiliated Company Entity’s Business Affiliation Manish Jhunjhunwala Trefis A financial information and technology company Chief Executive Officer Mark H. Madden Covenant Advisors LLC Clozex Medical, Inc. Investment firm Developer of skin closure devices for surgical incisions and traumatic lacerations Managing Partner Board director, Treasurer, Corporate Secretary BWS Partners LLC Investment firm Managing Member Alok R. Prasad CashRepublic Holding, Inc. A fintech company providing banking alternatives to consumers Chief Executive Officer, Director Lawrence S. Kramer Advance Local Media group that operates the leading news and information companies in more than 20 U.S. cities Director Elias Mendoza Siris Capital Group Private equity firm Partner and Chief Operating Officer Edward J. McGowan Akamai Technologies, Inc. A global content delivery network, cybersecurity, and cloud service company Executive Vice President and Chief Financial Officer Dr. Alex Pentland Massachusetts Institute of Technology University Professor Martin Schmidt Massachusetts Institute of Technology University Provost Barrie R.

Holder Stats

1 0
% of Shares Held by All Insider 59.04%
% of Shares Held by Institutions 36.03%
% of Float Held by Institutions 87.96%
Number of Institutions Holding Shares 11

Mutual Fund Holders

Holder Shares Date Reported Value % Out
Saba Capital Income & Opportunities Fd 115745 2022-10-30 1167867 1.01
RiverNorth Opportunities Fd 52742 2022-10-30 532166 0.45999999999999996
Investment Managers Ser Tr II-First Trust Merger Arbitrage Fd 25325 2022-09-29 254009 0.22
Fidelity NASDAQ Composite Index Fund 1876 2022-11-29 19116 0.02

Institutional Holders

Reporting Date Hedge Fund Shares Held Market Value % of Portfolio Quarterly Change in Shares Ownership in Company
2023-05-18 SkyView Investment Advisors LLC 50,000 $530,000 0.1% 0 1.048%
2023-05-10 Mint Tower Capital Management B.V. 275,000 $280,000 0.0% +1,000.0% 5.765%
2023-05-09 Mint Tower Capital Management B.V. 275,000 $1,600,000 0.2% +1,000.0% 5.765%
2023-02-16 Shaolin Capital Management LLC 125,000 $1,300,000 0.0% -76.1% 0.869%
2023-02-15 Meteora Capital LLC 313,293 $3,250,000 0.7% 0 2.179%
2022-11-15 Nomura Holdings Inc. 45,000 $450,000 0.0% -94.9% 0.391%
2022-11-15 Karpus Management Inc. 748,951 $7,490,000 0.3% +0.7% 6.513%
2022-11-15 First Trust Capital Management L.P. 25,325 $250,000 0.0% 0 0.220%
2022-11-14 Healthcare of Ontario Pension Plan Trust Fund 830,000 $8,310,000 0.0% 0 7.217%
2022-10-17 OTA Financial Group L.P. 20,459 $200,000 0.2% 0 0.712%
2022-08-17 Centiva Capital LP 62,823 $630,000 0.0% 0 2.181%
2022-08-16 Centiva Capital LP 62,823 $630,000 0.0% 0 2.181%
2022-08-16 Dark Forest Capital Management LP 123,179 $1,220,000 0.3% +1.3% 4.277%
2022-08-15 Cubist Systematic Strategies LLC 19,272 $190,000 0.0% +59.4% 0.670%
2022-08-15 Karpus Management Inc. 743,651 $7,380,000 0.2% -0.8% 25.866%
2022-08-15 MMCAP International Inc. SPC 655,000 $6,510,000 0.5% -27.6% 22.783%
2022-08-03 Wolverine Asset Management LLC 130,933 $1,300,000 0.0% +7.6% 4.546%
2022-07-28 Mizuho Securities USA LLC 257,349 $2,530,000 0.4% -28.3% 8.951%
2022-05-18 Nomura Holdings Inc. 875,000 $8,670,000 0.0% +133.3% 30.382%
2022-05-16 Goldman Sachs Group Inc. 11,700 $120,000 0.0% 0 0.407%
2022-05-16 UBS Group AG 4,240 $42,000 0.0% 0 0.147%
2022-05-10 Karpus Management Inc. 749,676 $7,430,000 0.2% -1.0% 26.076%
2022-05-06 Arena Investors LP 63,277 $630,000 0.4% 0 2.197%
2022-05-04 Wolverine Asset Management LLC 121,706 $1,210,000 0.0% -31.8% 4.226%
2022-04-29 Mint Tower Capital Management B.V. 125,000 $1,240,000 0.1% 0 4.348%
2022-04-27 Mizuho Securities USA LLC 359,150 $3,500,000 0.5% +2.5% 12.492%
2022-02-24 Logan Stone Capital LLC 33,079 $330,000 0.3% 0 1.151%
2022-02-16 Oaktree Capital Management LP 300,000 $2,950,000 0.0% 0 10.435%
2022-02-15 Saba Capital Management L.P. 715,056 $7,030,000 0.1% 0 24.872%
2022-02-15 Karpus Management Inc. 757,476 $7,430,000 0.2% 0 26.347%
2022-02-14 Murchinson Ltd. 175,000 $1,720,000 0.2% 0 6.087%
2022-02-09 MMCAP International Inc. SPC 905,000 $8,890,000 0.6% 0 31.478%
2022-02-09 Wolverine Asset Management LLC 178,512 $1,750,000 0.0% 0 6.209%
2022-02-08 Bank of America Corp DE 400,000 $3,920,000 0.0% 0 13.913%

SEC Filings

Form Type Form Description Filing Date Document Link
DEF 14A 2022-11-08 https://www.sec.gov/Archives/edgar/data/1854463/000149315222030993/formdef14a.htm
PRE 14A 2022-10-28 https://www.sec.gov/Archives/edgar/data/1854463/000149315222029869/formpre14a.htm
10-Q 2022-08-12 https://www.sec.gov/Archives/edgar/data/1854463/000149315222022405/form10-q.htm
10-Q 2022-05-13 https://www.sec.gov/Archives/edgar/data/1854463/000149315222013377/form10-q.htm
10-K 2022-04-15 https://www.sec.gov/Archives/edgar/data/1854463/000149315222010121/form10-k.htm
NT 10-K 2022-04-01 https://www.sec.gov/Archives/edgar/data/1854463/000149315222008697/formnt10-k.htm
SC 13G KARPUS INVESTMENT MGT / WINVEST ACQUISITION - SCHEDULE 13G 2022-02-14 https://www.sec.gov/Archives/edgar/data/1854463/000107261322000254/karpus-sch13g_18580f.htm
SC 13G 2022-02-14 https://www.sec.gov/Archives/edgar/data/1854463/000149315222004438/formsc13g.htm
SC 13G/A FORM SC 13G/A 2022-02-14 https://www.sec.gov/Archives/edgar/data/1854463/000106299322003912/formsc13ga.htm
SC 13G 2022-02-14 https://www.sec.gov/Archives/edgar/data/1854463/000149315222004258/formsc-13g.htm
SC 13G/A FORM SC 13G/A 2022-02-07 https://www.sec.gov/Archives/edgar/data/1854463/000106299322002909/formsc13ga.htm
SC 13G 2022-02-04 https://www.sec.gov/Archives/edgar/data/1854463/000149315222003254/formsc13-g.htm
SC 13G/A 2022-02-02 https://www.sec.gov/Archives/edgar/data/1854463/000184671822000019/WinVest12722.txt
10-Q 2021-11-15 https://www.sec.gov/Archives/edgar/data/1854463/000149315221028610/form10-q.htm
8-K 2021-10-01 https://www.sec.gov/Archives/edgar/data/1854463/000149315221024327/form8-k.htm
SC 13G FORM SC 13G 2021-09-24 https://www.sec.gov/Archives/edgar/data/1854463/000106299321008898/formsc13g.htm
8-K 2021-09-23 https://www.sec.gov/Archives/edgar/data/1854463/000149315221023505/form8-k.htm
SC 13G SCHEDULE 13G 2021-09-23 https://www.sec.gov/Archives/edgar/data/1854463/000110465921118698/tm2128195d3_sc13g.htm
SC 13G FORM SC 13G 2021-09-22 https://www.sec.gov/Archives/edgar/data/1854463/000106299321008842/formsc13g.htm
8-K 2021-09-20 https://www.sec.gov/Archives/edgar/data/1854463/000149315221023077/form8-k.htm
424B4 2021-09-16 https://www.sec.gov/Archives/edgar/data/1854463/000149315221022931/form424b4.htm
EFFECT 2021-09-14 https://www.sec.gov/Archives/edgar/data/1854463/999999999521003509/xslEFFECTX01/primary_doc.xml
3 2021-09-14 https://www.sec.gov/Archives/edgar/data/1854463/000149315221022676/xslF345X02/ownership.xml
3 2021-09-14 https://www.sec.gov/Archives/edgar/data/1854463/000149315221022674/xslF345X02/ownership.xml
3 2021-09-14 https://www.sec.gov/Archives/edgar/data/1854463/000149315221022672/xslF345X02/ownership.xml
3 2021-09-14 https://www.sec.gov/Archives/edgar/data/1854463/000149315221022671/xslF345X02/ownership.xml
3 2021-09-14 https://www.sec.gov/Archives/edgar/data/1854463/000149315221022669/xslF345X02/ownership.xml
3 2021-09-14 https://www.sec.gov/Archives/edgar/data/1854463/000149315221022667/xslF345X02/ownership.xml
3 2021-09-14 https://www.sec.gov/Archives/edgar/data/1854463/000149315221022665/xslF345X02/ownership.xml
3 2021-09-14 https://www.sec.gov/Archives/edgar/data/1854463/000149315221022663/xslF345X02/ownership.xml
3 2021-09-14 https://www.sec.gov/Archives/edgar/data/1854463/000149315221022660/xslF345X02/ownership.xml
3 2021-09-14 https://www.sec.gov/Archives/edgar/data/1854463/000149315221022656/xslF345X02/ownership.xml
CERT 2021-09-14 https://www.sec.gov/Archives/edgar/data/1854463/000135445721001037/8A_Cert_WINV.pdf
CORRESP 2021-09-10 https://www.sec.gov/Archives/edgar/data/1854463/000149315221022480/filename1.htm
CORRESP 2021-09-10 https://www.sec.gov/Archives/edgar/data/1854463/000149315221022478/filename1.htm
8-A12B 2021-09-10 https://www.sec.gov/Archives/edgar/data/1854463/000149315221022404/form8a-12b.htm
S-1/A 2021-09-08 https://www.sec.gov/Archives/edgar/data/1854463/000149315221022228/forms-1a.htm
S-1 2021-08-19 https://www.sec.gov/Archives/edgar/data/1854463/000149315221020629/forms-1.htm
DRSLTR 2021-07-22 https://www.sec.gov/Archives/edgar/data/1854463/000149315221017544/filename1.htm
DRS/A 2021-07-22 https://www.sec.gov/Archives/edgar/data/1854463/000149315221017540/filename1.htm
UPLOAD 2021-07-01 https://www.sec.gov/Archives/edgar/data/1854463/000000000021008184/filename1.pdf
DRSLTR 2021-06-03 https://www.sec.gov/Archives/edgar/data/1854463/000149315221013506/filename1.htm
DRS 2021-06-03 https://www.sec.gov/Archives/edgar/data/1854463/000149315221013505/filename1.htm